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Wage and Income Transcript

Request Date: 10-24-2023
Response Date: 10-24-2023
Tracking Number: 105110422292

SSN Provided: 219-19-2163
Tax Period Requested: December, 2022

Form W-2 Wage and Tax Statement

Employer:

Employer Identification Number (EIN):232084784
COMCAST CC OF WILLOW GROVE
1701 JF KENNEDY BLVD 4
PHILADELPHIA, PA 19103-0000

Employee:

Employee's Social Security Number: 219-19-2163
MICHAEL S LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-0000

Submission Type:Original document
Wages, Tips and Other Compensation:$236,557.00
Federal Income Tax Withheld:$48,004.00
Social Security Wages:$147,000.00
Social Security Tax Withheld:$9,114.00
Medicare Wages and Tips:$250,822.00
Medicare Tax Withheld:$4,094.00
Social Security Tips:$0.00
Allocated Tips:$0.00
Dependent Care Benefits:$0.00
Deferred Compensation:$14,828.00
Code "Q" Nontaxable Combat Pay:$0.00
Code "W" Employer Contributions to a Health Savings Account:$0.00
Code "Y" Deferrals under a section 409A nonqualified Deferred Compensation plan:$0.00
Code "Z" Income under section 409A on a nonqualified Deferred Compensation plan:$0.00
Code "R" Employer's Contribution to MSA:$0.00
Code "S" Employer's Contribution to Simple Account:$0.00
Code "T" Expenses Incurred for Qualified Adoptions:$0.00
Code "V" Income from exercise of non-statutory stock options:$0.00
Code "AA" Designated Roth Contributions under a Section 401(k) Plan:$0.00
Code "BB" Designated Roth Contributions under a Section 403(b) Plan:$0.00
Code "DD" Cost of Employer-Sponsored Health Coverage:$22,249.00
Code "EE" Designated ROTH Contributions Under a Governmental Section 457(b) Plan:$0.00
Code "FF" Permitted benefits under a qualified small employer health reimbursement arrangement:$0.00
Code "GG" Income from Qualified Equity Grants Under Section 83(i):$0.00
Code "HH" Aggregate Deferrals Under Section 83(i) Elections as of the Close of the Calendar Year:$0.00
Third Party Sick Pay Indicator:Unanswered
Retirement Plan Indicator:Yes - retirement plan
Statutory Employee:Not Statutory Employee
W2 Submission Type:Original
W2 WHC SSN Validation Code:Correct SSN

Form 3922: Transfer of Stock Acquired Through an Employee Stock Purchase Plan Under Section 423(c)

Corporation:

Corporation's Federal Identification Number (FIN):270000798
COMCAST CORPORATION
1701 JFK BOULEVARD
PHILADELPHIA, PA 19103-0000

Employee:

Employee's Identification Number: 219-19-2163
LERMER MICHAEL S
8715 HAMPDEN DRIVE
TAMPA, FL 33626-0000

Submission Type:Original document
Account Number (Optional):LRSO4XAR6H
Exercise Price per Share:$39.00
Fair Market Value per Share on Exercise Date:$46.00
Fair Market Value per Share on Grant Date:$50.00
Exercise price per share determined as if the option was exercised on the date shown in box 1:$43.00
Date Option Exercised:03-31-2022
Date Option Granted:01-03-2022
Number of Shares Transferred:0000000000021
Date Legal Title Transferred:03-31-2022

Form 3922: Transfer of Stock Acquired Through an Employee Stock Purchase Plan Under Section 423(c)

Corporation:

Corporation's Federal Identification Number (FIN):270000798
COMCAST CORPORATION
1701 JFK BOULEVARD
PHILADELPHIA, PA 19103-0000

Employee:

Employee's Identification Number: 219-19-2163
LERMER MICHAEL S
8715 HAMPDEN DRIVE
TAMPA, FL 33626-0000

Submission Type:Original document
Account Number (Optional):LV0NOQJCGA
Exercise Price per Share:$33.00
Fair Market Value per Share on Exercise Date:$39.00
Fair Market Value per Share on Grant Date:$47.00
Exercise price per share determined as if the option was exercised on the date shown in box 1:$40.00
Date Option Exercised:06-30-2022
Date Option Granted:04-01-2022
Number of Shares Transferred:0000000000013
Date Legal Title Transferred:06-30-2022

Form 3922: Transfer of Stock Acquired Through an Employee Stock Purchase Plan Under Section 423(c)

Corporation:

Corporation's Federal Identification Number (FIN):270000798
COMCAST CORPORATION
1701 JFK BOULEVARD
PHILADELPHIA, PA 19103-0000

Employee:

Employee's Identification Number: 219-19-2163
LERMER MICHAEL S
8715 HAMPDEN DRIVE
TAMPA, FL 33626-0000

Submission Type:Original document
Account Number (Optional):LY7I82H3WF
Exercise Price per Share:$24.00
Fair Market Value per Share on Exercise Date:$29.00
Fair Market Value per Share on Grant Date:$40.00
Exercise price per share determined as if the option was exercised on the date shown in box 1:$34.00
Date Option Exercised:09-30-2022
Date Option Granted:07-01-2022
Number of Shares Transferred:0000000000020
Date Legal Title Transferred:09-30-2022

Form 3922: Transfer of Stock Acquired Through an Employee Stock Purchase Plan Under Section 423(c)

Corporation:

Corporation's Federal Identification Number (FIN):270000798
COMCAST CORPORATION
1701 JFK BOULEVARD
PHILADELPHIA, PA 19103-0000

Employee:

Employee's Identification Number: 219-19-2163
LERMER MICHAEL S
8715 HAMPDEN DRIVE
TAMPA, FL 33626-0000

Submission Type:Original document
Account Number (Optional):MO0OOFVNQR
Exercise Price per Share:$26.00
Fair Market Value per Share on Exercise Date:$34.00
Fair Market Value per Share on Grant Date:$30.00
Exercise price per share determined as if the option was exercised on the date shown in box 1:$26.00
Date Option Exercised:12-30-2022
Date Option Granted:10-03-2022
Number of Shares Transferred:0000000000020
Date Legal Title Transferred:12-30-2022

Form 5498 SA

Trustee:

Trustee's Federal Identification Number (FIN):941687665
BANK OF AMERICA, N.A.
C/O HEALTH ACCOUNT SERVICES
PO BOX 2203
FARGO, ND 58108-0000

Participant:

Participant's Identification Number: 219-19-2163
MICHAEL LERMER
16081 VIA SOLERA CIR APT 104 104
FORT MYERS, FL 33908-3776

Submission Type:Original document
Account Number (Optional):K6301000000067399976
MSA Contributions:$0.00
Current Contributions:$0.00
Future Contributions:$0.00
Rollover MSA Contributions:$0.00
MSA Fair Market Value:$235.00
HSA Indicator:HSA Box Checked
Archer MSA Indicator:Archer MSA Box Not Checked
MA MSA Indicator:Not Checked

Form 5498 Individual Retirement Arrangement Contribution Information

Trustee:

Trustee/Issuer's Federal Identification Number (FIN):043523567
NATIONAL FINANCIAL SERVICES LLC
499 WASHINGTON BLVD
JERSEY CITY, NJ 07310-0000

Participant:

Participant's Identification Number: 219-19-2163
MICHAEL S LERMER
8715 HAMPDEN DR
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):L220486894001
IRA Contributions:$0.00
Rollover Contributions:$0.00
Roth Conversion Amount:$0.00
Recharacterized Contributions:$0.00
Fair Market Value of Account:$6.00
Life Insurance Cost Included in Box 1:$0.00
SEP Code:Not Checked
IRA Code:Checked
Simple Code:Not Checked
Roth IRA Code:Not Checked
RMD For Subsequent Year:RMD box not checked
RMD Date:00-00-0000
Year:
Postponed Contribution Code:
Repayments Code:
Fair Market Value of certain specified assets:N/A
SEP Contributions:$0.00
SIMPLE Contributions:$0.00
Roth IRA Contributions:$0.00
Required Minimum Distribution Amount:$0.00
Postponed Contributions:$0.00
Repayment of a qualified reservist distribution or federally designated disaster withdrawal repayment:$0.00
Fair Market Value of Certain Specified Assets:$0.00

Form 5498 Individual Retirement Arrangement Contribution Information

Trustee:

Trustee/Issuer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Participant:

Participant's Identification Number: 219-19-2163
MICHAEL LERMER
APEX C F TRADITIONAL IRA
8715 HAMPDEN DR
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TG180131
IRA Contributions:$745.00
Rollover Contributions:$0.00
Roth Conversion Amount:$0.00
Recharacterized Contributions:$0.00
Fair Market Value of Account:$14.00
Life Insurance Cost Included in Box 1:$0.00
SEP Code:Not Checked
IRA Code:Checked
Simple Code:Not Checked
Roth IRA Code:Not Checked
RMD For Subsequent Year:RMD box not checked
RMD Date:00-00-0000
Year:
Postponed Contribution Code:
Repayments Code:
Fair Market Value of certain specified assets:N/A
SEP Contributions:$0.00
SIMPLE Contributions:$0.00
Roth IRA Contributions:$0.00
Required Minimum Distribution Amount:$0.00
Postponed Contributions:$0.00
Repayment of a qualified reservist distribution or federally designated disaster withdrawal repayment:$0.00
Fair Market Value of Certain Specified Assets:$0.00

Form 5498 Individual Retirement Arrangement Contribution Information

Trustee:

Trustee/Issuer's Federal Identification Number (FIN):208764829
MORGAN STANLEY DOMESTIC HOLDINGS, INC.
PO BOX 484
JERSEY CITY, NJ 07303-0484

Participant:

Participant's Identification Number: 219-19-2163
MICHAEL S LERMER
8715 HAMPDEN DR
TAMPA, FL 33626-0000

Submission Type:Original document
Account Number (Optional):40496342203655200
IRA Contributions:$0.00
Rollover Contributions:$0.00
Roth Conversion Amount:$0.00
Recharacterized Contributions:$0.00
Fair Market Value of Account:$43.00
Life Insurance Cost Included in Box 1:$0.00
SEP Code:Not Checked
IRA Code:Checked
Simple Code:Not Checked
Roth IRA Code:Not Checked
RMD For Subsequent Year:RMD box not checked
RMD Date:00-00-0000
Year:
Postponed Contribution Code:
Repayments Code:
Fair Market Value of certain specified assets:N/A
SEP Contributions:$0.00
SIMPLE Contributions:$0.00
Roth IRA Contributions:$0.00
Required Minimum Distribution Amount:$0.00
Postponed Contributions:$0.00
Repayment of a qualified reservist distribution or federally designated disaster withdrawal repayment:$0.00
Fair Market Value of Certain Specified Assets:$0.00

Form 5498 Individual Retirement Arrangement Contribution Information

Trustee:

Trustee/Issuer's Federal Identification Number (FIN):384019216
ROBINHOOD SECURITIES LLC
500 COLONIAL CENTER PARKWAY SUITE 100
LAKE MARY, FL 32746-0000

Participant:

Participant's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DR
TAMPA, FL 33626-0000

Submission Type:Original document
Account Number (Optional):537278707
IRA Contributions:$65.00
Rollover Contributions:$0.00
Roth Conversion Amount:$0.00
Recharacterized Contributions:$0.00
Fair Market Value of Account:$65.00
Life Insurance Cost Included in Box 1:$0.00
SEP Code:Not Checked
IRA Code:Checked
Simple Code:Not Checked
Roth IRA Code:Not Checked
RMD For Subsequent Year:RMD box not checked
RMD Date:00-00-0000
Year:
Postponed Contribution Code:
Repayments Code:
Fair Market Value of certain specified assets:N/A
SEP Contributions:$0.00
SIMPLE Contributions:$0.00
Roth IRA Contributions:$0.00
Required Minimum Distribution Amount:$0.00
Postponed Contributions:$0.00
Repayment of a qualified reservist distribution or federally designated disaster withdrawal repayment:$0.00
Fair Market Value of Certain Specified Assets:$0.00

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):043523567
NATIONAL FINANCIAL SERVICES LLC
499 WASHINGTON BLVD
JERSEY CITY, NJ 07310-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
8715 HAMPDEN DR
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):BX78227121LOAV9OKKEW
Date Sold or Disposed:01-12-2022
CUSIP Number:20030N101
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$3,272.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:COMCAST CORP
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Noncovered Security Basis not reported to IRS
Type of Gain or Loss Code:
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is not being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):043523567
NATIONAL FINANCIAL SERVICES LLC
499 WASHINGTON BLVD
JERSEY CITY, NJ 07310-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
8715 HAMPDEN DR
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):BX78227121LO1VQA1XQI
Date Sold or Disposed:01-05-2022
CUSIP Number:20030N101
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$666.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$517.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:COMCAST CORP
Second Notice Indicator:No Second Notice
Date Acquired:12-31-2020
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Long-term
Applicable Check Box on Form 8949:Long term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):043523567
NATIONAL FINANCIAL SERVICES LLC
499 WASHINGTON BLVD
JERSEY CITY, NJ 07310-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
8715 HAMPDEN DR
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):BX78227121LO1VQA1YS3
Date Sold or Disposed:01-05-2022
CUSIP Number:20030N101
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$4,413.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:COMCAST CORP
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Noncovered Security Basis not reported to IRS
Type of Gain or Loss Code:
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is not being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):043523567
NATIONAL FINANCIAL SERVICES LLC
499 WASHINGTON BLVD
JERSEY CITY, NJ 07310-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
8715 HAMPDEN DR
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):BX78227121LRKB13LBUP
Date Sold or Disposed:04-14-2022
CUSIP Number:20030N101
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$917.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$829.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:COMCAST CORP
Second Notice Indicator:No Second Notice
Date Acquired:03-31-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Long-term
Applicable Check Box on Form 8949:Long term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):043523567
NATIONAL FINANCIAL SERVICES LLC
499 WASHINGTON BLVD
JERSEY CITY, NJ 07310-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
8715 HAMPDEN DR
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):BX78227121LRKB13LCEC
Date Sold or Disposed:04-14-2022
CUSIP Number:20030N101
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$2,469.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:COMCAST CORP
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Noncovered Security Basis not reported to IRS
Type of Gain or Loss Code:
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is not being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):043523567
NATIONAL FINANCIAL SERVICES LLC
499 WASHINGTON BLVD
JERSEY CITY, NJ 07310-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
8715 HAMPDEN DR
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):BX78227121LRKB13LCEL
Date Sold or Disposed:04-14-2022
CUSIP Number:20030N101
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$137.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:COMCAST CORP
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Noncovered Security Basis not reported to IRS
Type of Gain or Loss Code:
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is not being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):043523567
NATIONAL FINANCIAL SERVICES LLC
499 WASHINGTON BLVD
JERSEY CITY, NJ 07310-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
8715 HAMPDEN DR
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):BX78227121LRKB13LCE2
Date Sold or Disposed:04-14-2022
CUSIP Number:20030N101
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$37.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:COMCAST CORP
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Noncovered Security Basis not reported to IRS
Type of Gain or Loss Code:
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is not being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):043523567
NATIONAL FINANCIAL SERVICES LLC
499 WASHINGTON BLVD
JERSEY CITY, NJ 07310-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
8715 HAMPDEN DR
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):BX78227121LSIPC5AXQU
Date Sold or Disposed:05-11-2022
CUSIP Number:20030N101
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$2,239.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:COMCAST CORP
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Noncovered Security Basis not reported to IRS
Type of Gain or Loss Code:
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is not being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):043523567
NATIONAL FINANCIAL SERVICES LLC
499 WASHINGTON BLVD
JERSEY CITY, NJ 07310-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
8715 HAMPDEN DR
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):BX78227121LSIPC5AXRE
Date Sold or Disposed:05-11-2022
CUSIP Number:20030N101
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$4,915.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:COMCAST CORP
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Noncovered Security Basis not reported to IRS
Type of Gain or Loss Code:
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is not being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):043523567
NATIONAL FINANCIAL SERVICES LLC
499 WASHINGTON BLVD
JERSEY CITY, NJ 07310-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
8715 HAMPDEN DR
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):BX78227121LSIPC5AXR5
Date Sold or Disposed:05-11-2022
CUSIP Number:20030N101
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$2,359.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:COMCAST CORP
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Noncovered Security Basis not reported to IRS
Type of Gain or Loss Code:
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is not being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):043523567
NATIONAL FINANCIAL SERVICES LLC
499 WASHINGTON BLVD
JERSEY CITY, NJ 07310-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
8715 HAMPDEN DR
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):BX78227121LSIPC5AX0R
Date Sold or Disposed:05-11-2022
CUSIP Number:20030N101
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$2,323.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:COMCAST CORP
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Noncovered Security Basis not reported to IRS
Type of Gain or Loss Code:
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is not being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):043523567
NATIONAL FINANCIAL SERVICES LLC
499 WASHINGTON BLVD
JERSEY CITY, NJ 07310-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
8715 HAMPDEN DR
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):BX78227121LVX6HPBTJ1
Date Sold or Disposed:08-15-2022
CUSIP Number:20030N101
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$344.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$418.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:COMCAST CORP
Second Notice Indicator:No Second Notice
Date Acquired:06-30-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Long-term
Applicable Check Box on Form 8949:Long term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):043523567
NATIONAL FINANCIAL SERVICES LLC
499 WASHINGTON BLVD
JERSEY CITY, NJ 07310-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
8715 HAMPDEN DR
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):BX78227121LY83LKVYHR
Date Sold or Disposed:10-19-2022
CUSIP Number:20030N101
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$4.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$6.00
Wash Sale Loss Disallowed:$2.00
Accrued Market Discount Amount:$0.00
Description:COMCAST CORP
Second Notice Indicator:No Second Notice
Date Acquired:06-30-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Long-term
Applicable Check Box on Form 8949:Long term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):043523567
NATIONAL FINANCIAL SERVICES LLC
499 WASHINGTON BLVD
JERSEY CITY, NJ 07310-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
8715 HAMPDEN DR
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):BX78227121LY83LKVYIJ
Date Sold or Disposed:10-19-2022
CUSIP Number:20030N101
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$285.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$468.00
Wash Sale Loss Disallowed:$182.00
Accrued Market Discount Amount:$0.00
Description:COMCAST CORP
Second Notice Indicator:No Second Notice
Date Acquired:09-30-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Long-term
Applicable Check Box on Form 8949:Long term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA146961
Date Sold or Disposed:07-22-2022
CUSIP Number:26142V105
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$137.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$123.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:DRAFTKINGS INC CLASS A COMMON STOCK
Second Notice Indicator:No Second Notice
Date Acquired:06-29-2022
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA1469610
Date Sold or Disposed:01-10-2022
CUSIP Number:00214Q401
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$8.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$10.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:ARK ETF TR NEXT GENERATION INTERNET ETF
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA14696100
Date Sold or Disposed:01-25-2022
CUSIP Number:72919P202
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$40.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$39.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:PLUG POWER INC
Second Notice Indicator:No Second Notice
Date Acquired:01-24-2022
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA14696101
Date Sold or Disposed:02-01-2022
CUSIP Number:72919P202
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$106.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$105.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:PLUG POWER INC
Second Notice Indicator:No Second Notice
Date Acquired:01-31-2022
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA14696102
Date Sold or Disposed:03-18-2022
CUSIP Number:72919P202
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$174.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$167.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:PLUG POWER INC
Second Notice Indicator:No Second Notice
Date Acquired:03-17-2022
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA14696103
Date Sold or Disposed:03-28-2022
CUSIP Number:72919P202
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$117.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$116.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:PLUG POWER INC
Second Notice Indicator:No Second Notice
Date Acquired:03-24-2022
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA14696104
Date Sold or Disposed:10-31-2022
CUSIP Number:72919P202
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$159.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$229.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:PLUG POWER INC
Second Notice Indicator:No Second Notice
Date Acquired:10-04-2022
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA14696105
Date Sold or Disposed:02-09-2022
CUSIP Number:70614W100
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$255.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$236.00
Wash Sale Loss Disallowed:$3.00
Accrued Market Discount Amount:$0.00
Description:PELOTON INTERACTIVE INC CLASS A COMMON
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA14696106
Date Sold or Disposed:02-11-2022
CUSIP Number:70614W100
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$278.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$191.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:PELOTON INTERACTIVE INC CLASS A COMMON
Second Notice Indicator:No Second Notice
Date Acquired:02-04-2022
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA14696107
Date Sold or Disposed:07-27-2022
CUSIP Number:72352L106
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$168.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$163.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:PINTEREST INC CLASS A COMMON STOCK
Second Notice Indicator:No Second Notice
Date Acquired:07-22-2022
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA14696108
Date Sold or Disposed:02-07-2022
CUSIP Number:70450Y103
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$75.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$80.00
Wash Sale Loss Disallowed:$4.00
Accrued Market Discount Amount:$0.00
Description:PAYPAL HOLDINGS INC COM
Second Notice Indicator:No Second Notice
Date Acquired:02-02-2022
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA14696109
Date Sold or Disposed:02-09-2022
CUSIP Number:70450Y103
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$244.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$269.00
Wash Sale Loss Disallowed:$4.00
Accrued Market Discount Amount:$0.00
Description:PAYPAL HOLDINGS INC COM
Second Notice Indicator:No Second Notice
Date Acquired:02-02-2022
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA1469611
Date Sold or Disposed:03-02-2022
CUSIP Number:03676B102
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$100.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$96.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:ANTERO MIDSTREAM CORPORATION COMMON STO
Second Notice Indicator:No Second Notice
Date Acquired:02-17-2022
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA14696110
Date Sold or Disposed:06-21-2022
CUSIP Number:68571X103
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$26.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$25.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:ORCHID ISLAND CAPITAL INC
Second Notice Indicator:No Second Notice
Date Acquired:06-16-2022
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA14696111
Date Sold or Disposed:01-04-2022
CUSIP Number:69608A108
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$271.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$284.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:PALANTIR TECHNOLOGIES INC CLASS A COMMO
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA14696112
Date Sold or Disposed:03-25-2022
CUSIP Number:771049103
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$570.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$558.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:ROBLOX CORPORATION CLASS A COMMON STOCK
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA14696113
Date Sold or Disposed:01-18-2022
CUSIP Number:76954A103
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$146.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$166.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:RIVIAN AUTOMOTIVE INC CLASS A COMMON ST
Second Notice Indicator:No Second Notice
Date Acquired:01-14-2022
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA14696114
Date Sold or Disposed:01-11-2022
CUSIP Number:852234103
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$147.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$169.00
Wash Sale Loss Disallowed:$22.00
Accrued Market Discount Amount:$0.00
Description:BLOCK INC CLASS A COMMON STOCK
Second Notice Indicator:No Second Notice
Date Acquired:12-27-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA14696115
Date Sold or Disposed:01-13-2022
CUSIP Number:852234103
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$954.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$1,119.00
Wash Sale Loss Disallowed:$48.00
Accrued Market Discount Amount:$0.00
Description:BLOCK INC CLASS A COMMON STOCK
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA14696116
Date Sold or Disposed:02-01-2022
CUSIP Number:83304A106
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$32.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$31.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:SNAP INC CLASS A COMMON STOCK
Second Notice Indicator:No Second Notice
Date Acquired:01-31-2022
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA14696117
Date Sold or Disposed:02-02-2022
CUSIP Number:83304A106
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$130.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$126.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:SNAP INC CLASS A COMMON STOCK
Second Notice Indicator:No Second Notice
Date Acquired:01-31-2022
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA14696118
Date Sold or Disposed:02-09-2022
CUSIP Number:83304A106
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$273.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$278.00
Wash Sale Loss Disallowed:$4.00
Accrued Market Discount Amount:$0.00
Description:SNAP INC CLASS A COMMON STOCK
Second Notice Indicator:No Second Notice
Date Acquired:02-04-2022
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA14696119
Date Sold or Disposed:02-11-2022
CUSIP Number:83304A106
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$310.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$310.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:SNAP INC CLASS A COMMON STOCK
Second Notice Indicator:No Second Notice
Date Acquired:02-04-2022
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA1469612
Date Sold or Disposed:03-18-2022
CUSIP Number:00827B106
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$846.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$902.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:AFFIRM HOLDINGS INC CLASS A COMMON STOC
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA14696120
Date Sold or Disposed:09-09-2022
CUSIP Number:83304A106
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$166.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$166.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:SNAP INC CLASS A COMMON STOCK
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA14696121
Date Sold or Disposed:10-31-2022
CUSIP Number:83304A106
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$18.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$17.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:SNAP INC CLASS A COMMON STOCK
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA14696122
Date Sold or Disposed:01-25-2022
CUSIP Number:867652406
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$22.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$20.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:SUNPOWER CORPORATION
Second Notice Indicator:No Second Notice
Date Acquired:01-24-2022
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA14696123
Date Sold or Disposed:11-22-2022
CUSIP Number:81783H105
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$0.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:***SEVEN & I HOLDINGS CO LTD UNSPONSORE
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Long-term
Applicable Check Box on Form 8949:Long term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA14696124
Date Sold or Disposed:01-19-2022
CUSIP Number:82509L107
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$559.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$833.00
Wash Sale Loss Disallowed:$273.00
Accrued Market Discount Amount:$0.00
Description:***SHOPIFY INC CL A
Second Notice Indicator:No Second Notice
Date Acquired:12-30-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA14696125
Date Sold or Disposed:01-20-2022
CUSIP Number:82509L107
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$2,136.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$3,475.00
Wash Sale Loss Disallowed:$1,338.00
Accrued Market Discount Amount:$0.00
Description:***SHOPIFY INC CL A
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA14696126
Date Sold or Disposed:01-21-2022
CUSIP Number:82509L107
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$1,931.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$4,138.00
Wash Sale Loss Disallowed:$2,207.00
Accrued Market Discount Amount:$0.00
Description:***SHOPIFY INC CL A
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA14696127
Date Sold or Disposed:01-28-2022
CUSIP Number:82509L107
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$372.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$1,133.00
Wash Sale Loss Disallowed:$760.00
Accrued Market Discount Amount:$0.00
Description:***SHOPIFY INC CL A
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA14696128
Date Sold or Disposed:02-07-2022
CUSIP Number:82509L107
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$862.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$2,383.00
Wash Sale Loss Disallowed:$1,521.00
Accrued Market Discount Amount:$0.00
Description:***SHOPIFY INC CL A
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA14696129
Date Sold or Disposed:02-08-2022
CUSIP Number:82509L107
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$870.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$2,536.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:***SHOPIFY INC CL A
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA1469613
Date Sold or Disposed:01-10-2022
CUSIP Number:060505104
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$5.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$5.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:BANK OF AMERICA CORP
Second Notice Indicator:No Second Notice
Date Acquired:01-07-2022
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA14696130
Date Sold or Disposed:07-29-2022
CUSIP Number:82509L107
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$234.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$231.00
Wash Sale Loss Disallowed:$9.00
Accrued Market Discount Amount:$0.00
Description:***SHOPIFY INC CL A
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA14696131
Date Sold or Disposed:09-19-2022
CUSIP Number:82509L107
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$152.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$209.00
Wash Sale Loss Disallowed:$57.00
Accrued Market Discount Amount:$0.00
Description:***SHOPIFY INC CL A
Second Notice Indicator:No Second Notice
Date Acquired:08-05-2022
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA14696132
Date Sold or Disposed:10-14-2022
CUSIP Number:82509L107
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$264.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$318.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:***SHOPIFY INC CL A
Second Notice Indicator:No Second Notice
Date Acquired:10-13-2022
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA14696133
Date Sold or Disposed:02-02-2022
CUSIP Number:83406F102
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$124.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$125.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:SOFI TECHNOLOGIES INC COMMON STOCK
Second Notice Indicator:No Second Notice
Date Acquired:02-01-2022
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA14696134
Date Sold or Disposed:04-18-2022
CUSIP Number:83406F102
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$73.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$79.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:SOFI TECHNOLOGIES INC COMMON STOCK
Second Notice Indicator:No Second Notice
Date Acquired:04-13-2022
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA14696135
Date Sold or Disposed:06-23-2022
CUSIP Number:83406F102
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$57.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$58.00
Wash Sale Loss Disallowed:$1.00
Accrued Market Discount Amount:$0.00
Description:SOFI TECHNOLOGIES INC COMMON STOCK
Second Notice Indicator:No Second Notice
Date Acquired:06-15-2022
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA14696136
Date Sold or Disposed:07-22-2022
CUSIP Number:83406F102
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$169.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$160.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:SOFI TECHNOLOGIES INC COMMON STOCK
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA14696137
Date Sold or Disposed:10-13-2022
CUSIP Number:83406F102
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$262.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$267.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:SOFI TECHNOLOGIES INC COMMON STOCK
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA14696138
Date Sold or Disposed:01-06-2022
CUSIP Number:86803X204
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$87.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$103.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:SUNWORKS INC COMMON STOCK
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA14696139
Date Sold or Disposed:01-21-2022
CUSIP Number:833445109
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$273.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$310.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:SNOWFLAKE INC CLASS A COMMON STOCK
Second Notice Indicator:No Second Notice
Date Acquired:01-20-2022
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA1469614
Date Sold or Disposed:10-14-2022
CUSIP Number:060505104
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$159.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$161.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:BANK OF AMERICA CORP
Second Notice Indicator:No Second Notice
Date Acquired:10-04-2022
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA14696140
Date Sold or Disposed:01-25-2022
CUSIP Number:88160R101
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$937.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$1,060.00
Wash Sale Loss Disallowed:$123.00
Accrued Market Discount Amount:$0.00
Description:TESLA INC COMMON STOCK
Second Notice Indicator:No Second Notice
Date Acquired:01-20-2022
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA14696141
Date Sold or Disposed:01-31-2022
CUSIP Number:88160R101
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$2,755.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$2,988.00
Wash Sale Loss Disallowed:$72.00
Accrued Market Discount Amount:$0.00
Description:TESLA INC COMMON STOCK
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA14696142
Date Sold or Disposed:09-09-2022
CUSIP Number:88160R101
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$1,719.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$1,661.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:TESLA INC COMMON STOCK
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA14696143
Date Sold or Disposed:10-18-2022
CUSIP Number:88160R101
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$658.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$742.00
Wash Sale Loss Disallowed:$31.00
Accrued Market Discount Amount:$0.00
Description:TESLA INC COMMON STOCK
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA14696144
Date Sold or Disposed:01-04-2022
CUSIP Number:844741108
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$1,148.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$1,063.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:SOUTHWEST AIRLINES CO
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA14696145
Date Sold or Disposed:03-23-2022
CUSIP Number:844741108
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$99.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$100.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:SOUTHWEST AIRLINES CO
Second Notice Indicator:No Second Notice
Date Acquired:03-22-2022
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA14696146
Date Sold or Disposed:03-24-2022
CUSIP Number:844741108
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$115.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$114.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:SOUTHWEST AIRLINES CO
Second Notice Indicator:No Second Notice
Date Acquired:03-22-2022
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA14696147
Date Sold or Disposed:11-21-2022
CUSIP Number:872540109
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$0.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:TJX COMPANIES INC NEW
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Long-term
Applicable Check Box on Form 8949:Long term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA14696148
Date Sold or Disposed:01-13-2022
CUSIP Number:90214J101
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$614.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$732.00
Wash Sale Loss Disallowed:$33.00
Accrued Market Discount Amount:$0.00
Description:2U INC
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA14696149
Date Sold or Disposed:02-11-2022
CUSIP Number:90214J101
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$79.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$112.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:2U INC
Second Notice Indicator:No Second Notice
Date Acquired:02-10-2022
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA1469615
Date Sold or Disposed:07-08-2022
CUSIP Number:037833100
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$147.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$136.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:APPLE INC
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Long-term
Applicable Check Box on Form 8949:Long term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA14696150
Date Sold or Disposed:02-01-2022
CUSIP Number:90184L102
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$37.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$36.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:TWITTER INC
Second Notice Indicator:No Second Notice
Date Acquired:01-31-2022
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA14696151
Date Sold or Disposed:02-04-2022
CUSIP Number:90184L102
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$148.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$143.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:TWITTER INC
Second Notice Indicator:No Second Notice
Date Acquired:01-31-2022
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA14696152
Date Sold or Disposed:04-13-2022
CUSIP Number:90184L102
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$172.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$184.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:TWITTER INC
Second Notice Indicator:No Second Notice
Date Acquired:04-04-2022
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA14696153
Date Sold or Disposed:04-04-2022
CUSIP Number:886364504
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$184.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$183.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:TIDAL ETF TRUST SOFI BE YOUR OWN BOSS E
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA14696154
Date Sold or Disposed:04-18-2022
CUSIP Number:886364504
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$136.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$167.00
Wash Sale Loss Disallowed:$28.00
Accrued Market Discount Amount:$0.00
Description:TIDAL ETF TRUST SOFI BE YOUR OWN BOSS E
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA14696155
Date Sold or Disposed:04-19-2022
CUSIP Number:886364504
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$203.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$239.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:TIDAL ETF TRUST SOFI BE YOUR OWN BOSS E
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA14696156
Date Sold or Disposed:11-03-2022
CUSIP Number:886364736
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$9.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$10.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:TIDAL ETF TRUST SOFI WEEKLY DIVIDEND ET
Second Notice Indicator:No Second Notice
Date Acquired:08-29-2022
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA14696157
Date Sold or Disposed:05-05-2022
CUSIP Number:90187B408
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$80.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$77.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:TWO HARBORS INVESTMENT CORP COMMON STOC
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA14696158
Date Sold or Disposed:01-10-2022
CUSIP Number:87918A105
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$853.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$1,021.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:TELADOC HEALTH INC COMMON STOCK
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA14696159
Date Sold or Disposed:09-12-2022
CUSIP Number:922908736
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$123.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$115.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:VANGUARD INDEX FUNDS VANGUARD GROWTH ET
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA1469616
Date Sold or Disposed:07-18-2022
CUSIP Number:037833100
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$1,023.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$878.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:APPLE INC
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Long-term
Applicable Check Box on Form 8949:Long term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA14696160
Date Sold or Disposed:12-05-2022
CUSIP Number:922908769
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$46.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$45.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:VANGUARD INDEX FUNDS VANGUARD TOTAL STO
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA14696161
Date Sold or Disposed:12-06-2022
CUSIP Number:922908769
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$9.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$9.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:VANGUARD INDEX FUNDS VANGUARD TOTAL STO
Second Notice Indicator:No Second Notice
Date Acquired:11-21-2022
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA14696162
Date Sold or Disposed:11-21-2022
CUSIP Number:92343V104
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$0.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:VERIZON COMMUNICATIONS
Second Notice Indicator:No Second Notice
Date Acquired:01-06-2020
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Long-term
Applicable Check Box on Form 8949:Long term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA14696163
Date Sold or Disposed:02-03-2022
CUSIP Number:92766K106
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$90.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$90.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:VIRGIN GALACTIC HLDGS INC COMMON STOCK
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA14696164
Date Sold or Disposed:01-25-2022
CUSIP Number:922908363
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$10.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$10.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:VANGUARD S&P 500 ETF
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA14696165
Date Sold or Disposed:11-21-2022
CUSIP Number:922908363
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$2.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$2.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:VANGUARD S&P 500 ETF
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA14696166
Date Sold or Disposed:11-21-2022
CUSIP Number:931427108
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$0.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:WALGREEN BOOTS ALLIANCE INC COM
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Long-term
Applicable Check Box on Form 8949:Long term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA14696167
Date Sold or Disposed:08-29-2022
CUSIP Number:931142103
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$28.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$28.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:WALMART INC COMMON STOCK
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA14696168
Date Sold or Disposed:01-10-2022
CUSIP Number:98980L101
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$831.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$919.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:ZOOM VIDEO COMMUNICATIONS INC CLASS A C
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA14696169
Date Sold or Disposed:02-01-2022
CUSIP Number:98422D105
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$36.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$34.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:***XPENG INC ADS EACH REPRESENTING TWO
Second Notice Indicator:No Second Notice
Date Acquired:01-31-2022
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA1469617
Date Sold or Disposed:06-29-2022
CUSIP Number:037833100
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$139.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$173.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:APPLE INC
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA14696170
Date Sold or Disposed:02-03-2022
CUSIP Number:98422D105
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$315.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$302.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:***XPENG INC ADS EACH REPRESENTING TWO
Second Notice Indicator:No Second Notice
Date Acquired:01-31-2022
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA14696171
Date Sold or Disposed:10-31-2022
CUSIP Number:98422D105
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$286.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$497.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:***XPENG INC ADS EACH REPRESENTING TWO
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA14696172
Date Sold or Disposed:10-19-2022
CUSIP Number:22539U602
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$26.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$28.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:***CREDIT SUISSE AG NASSAU BRH X LINKS
Second Notice Indicator:No Second Notice
Date Acquired:07-06-2022
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA14696173
Date Sold or Disposed:10-19-2022
CUSIP Number:22542D225
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$3.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$3.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:***CREDIT SUISSE AG NASSAU BRH X LINKS
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA1469618
Date Sold or Disposed:06-30-2022
CUSIP Number:037833100
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$107.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$133.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:APPLE INC
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA1469619
Date Sold or Disposed:07-06-2022
CUSIP Number:037833100
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$708.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$761.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:APPLE INC
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA146962
Date Sold or Disposed:07-15-2022
CUSIP Number:023135106
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$89.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$101.00
Wash Sale Loss Disallowed:$11.00
Accrued Market Discount Amount:$0.00
Description:AMAZON.COM INC
Second Notice Indicator:No Second Notice
Date Acquired:06-06-2022
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA1469620
Date Sold or Disposed:07-18-2022
CUSIP Number:037833100
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$180.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$170.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:APPLE INC
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA1469621
Date Sold or Disposed:02-01-2022
CUSIP Number:007903107
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$112.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$111.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:ADVANCED MICRO DEVICES INC COM
Second Notice Indicator:No Second Notice
Date Acquired:01-31-2022
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA1469622
Date Sold or Disposed:03-30-2022
CUSIP Number:084670702
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$386.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$387.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:BERKSHIRE HATHAWAY INC DEL CL B
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA1469623
Date Sold or Disposed:02-01-2022
CUSIP Number:09354A100
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$20.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$19.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:BLINK CHARGING CO COMMON STOCK
Second Notice Indicator:No Second Notice
Date Acquired:01-31-2022
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA1469624
Date Sold or Disposed:02-02-2022
CUSIP Number:09354A100
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$79.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$77.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:BLINK CHARGING CO COMMON STOCK
Second Notice Indicator:No Second Notice
Date Acquired:01-31-2022
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA1469625
Date Sold or Disposed:02-03-2022
CUSIP Number:09354A100
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$97.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$97.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:BLINK CHARGING CO COMMON STOCK
Second Notice Indicator:No Second Notice
Date Acquired:01-31-2022
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA1469626
Date Sold or Disposed:02-17-2022
CUSIP Number:09354A100
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$394.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$391.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:BLINK CHARGING CO COMMON STOCK
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA1469627
Date Sold or Disposed:07-11-2022
CUSIP Number:126650100
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$0.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:CVS HEALTH CORPORATION
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Long-term
Applicable Check Box on Form 8949:Long term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA1469628
Date Sold or Disposed:01-10-2022
CUSIP Number:064149107
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$4.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$5.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:***BANK OF NOVA SCOTIA
Second Notice Indicator:No Second Notice
Date Acquired:01-07-2022
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA1469629
Date Sold or Disposed:01-06-2022
CUSIP Number:092667104
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$75.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$90.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:BLADE AIR MOBILITY INC CL A COMMON STOC
Second Notice Indicator:No Second Notice
Date Acquired:12-30-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA146963
Date Sold or Disposed:07-22-2022
CUSIP Number:023135106
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$246.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$253.00
Wash Sale Loss Disallowed:$8.00
Accrued Market Discount Amount:$0.00
Description:AMAZON.COM INC
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA1469630
Date Sold or Disposed:06-15-2022
CUSIP Number:22542D449
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$75.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$79.00
Wash Sale Loss Disallowed:$4.00
Accrued Market Discount Amount:$0.00
Description:***CREDIT SUISSE X LINKS SILVER SHARES
Second Notice Indicator:No Second Notice
Date Acquired:05-05-2022
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA1469631
Date Sold or Disposed:07-29-2022
CUSIP Number:22542D449
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$295.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$287.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:***CREDIT SUISSE X LINKS SILVER SHARES
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA1469632
Date Sold or Disposed:01-10-2022
CUSIP Number:22539T266
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$185.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$182.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:***CREDIT SUISSE AG NASSAU BRH X LINKS
Second Notice Indicator:No Second Notice
Date Acquired:12-29-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA1469633
Date Sold or Disposed:05-17-2022
CUSIP Number:22539T266
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$201.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$201.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:***CREDIT SUISSE AG NASSAU BRH X LINKS
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA1469634
Date Sold or Disposed:05-25-2022
CUSIP Number:22539T266
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$252.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$255.00
Wash Sale Loss Disallowed:$1.00
Accrued Market Discount Amount:$0.00
Description:***CREDIT SUISSE AG NASSAU BRH X LINKS
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA1469635
Date Sold or Disposed:09-16-2022
CUSIP Number:22539T266
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$994.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$1,208.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:***CREDIT SUISSE AG NASSAU BRH X LINKS
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA1469636
Date Sold or Disposed:09-22-2022
CUSIP Number:22539T266
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$259.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$278.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:***CREDIT SUISSE AG NASSAU BRH X LINKS
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA1469637
Date Sold or Disposed:07-11-2022
CUSIP Number:172967424
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$29.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$30.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:CITIGROUP INC COM
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA1469638
Date Sold or Disposed:09-12-2022
CUSIP Number:172967424
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$5.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$5.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:CITIGROUP INC COM
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA1469639
Date Sold or Disposed:08-29-2022
CUSIP Number:191216100
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$5.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$5.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:COCA COLA COMPANY (THE)
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA146964
Date Sold or Disposed:08-05-2022
CUSIP Number:023135106
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$538.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$537.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:AMAZON.COM INC
Second Notice Indicator:No Second Notice
Date Acquired:07-29-2022
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA1469640
Date Sold or Disposed:01-24-2022
CUSIP Number:256163106
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$112.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$130.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:DOCUSIGN INC COMMON STOCK
Second Notice Indicator:No Second Notice
Date Acquired:01-20-2022
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA1469641
Date Sold or Disposed:01-03-2022
CUSIP Number:247361702
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$202.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$197.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:DELTA AIR LINES INC DEL COM
Second Notice Indicator:No Second Notice
Date Acquired:12-23-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA1469642
Date Sold or Disposed:01-04-2022
CUSIP Number:247361702
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$406.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$394.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:DELTA AIR LINES INC DEL COM
Second Notice Indicator:No Second Notice
Date Acquired:12-23-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA1469643
Date Sold or Disposed:09-14-2022
CUSIP Number:254687106
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$337.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$331.00
Wash Sale Loss Disallowed:$2.00
Accrued Market Discount Amount:$0.00
Description:WALT DISNEY CO
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA1469644
Date Sold or Disposed:10-17-2022
CUSIP Number:254687106
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$487.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$495.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:WALT DISNEY CO
Second Notice Indicator:No Second Notice
Date Acquired:10-04-2022
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA1469645
Date Sold or Disposed:02-09-2022
CUSIP Number:30231G102
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$78.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$80.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:EXXON MOBIL CORP
Second Notice Indicator:No Second Notice
Date Acquired:02-08-2022
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA1469646
Date Sold or Disposed:02-10-2022
CUSIP Number:30231G102
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$78.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$80.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:EXXON MOBIL CORP
Second Notice Indicator:No Second Notice
Date Acquired:02-08-2022
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA1469647
Date Sold or Disposed:09-01-2022
CUSIP Number:30052F100
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$134.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$107.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:EVGO INC CLASS A COMMON STOCK
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA1469648
Date Sold or Disposed:10-06-2022
CUSIP Number:30052F100
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$81.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$81.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:EVGO INC CLASS A COMMON STOCK
Second Notice Indicator:No Second Notice
Date Acquired:09-30-2022
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA1469649
Date Sold or Disposed:07-29-2022
CUSIP Number:26922A172
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$201.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$196.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:ETF SERIES SOLUTIONS NATIONWIDE NASDAQ
Second Notice Indicator:No Second Notice
Date Acquired:07-22-2022
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA146965
Date Sold or Disposed:10-18-2022
CUSIP Number:023135106
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$348.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$364.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:AMAZON.COM INC
Second Notice Indicator:No Second Notice
Date Acquired:10-04-2022
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA1469650
Date Sold or Disposed:09-09-2022
CUSIP Number:26922A172
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$200.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$194.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:ETF SERIES SOLUTIONS NATIONWIDE NASDAQ
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA1469651
Date Sold or Disposed:11-21-2022
CUSIP Number:26922A172
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$38.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$38.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:ETF SERIES SOLUTIONS NATIONWIDE NASDAQ
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA1469652
Date Sold or Disposed:11-22-2022
CUSIP Number:26922A172
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$1.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$1.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:ETF SERIES SOLUTIONS NATIONWIDE NASDAQ
Second Notice Indicator:No Second Notice
Date Acquired:11-03-2022
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA1469653
Date Sold or Disposed:01-18-2022
CUSIP Number:345370860
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$146.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$152.00
Wash Sale Loss Disallowed:$6.00
Accrued Market Discount Amount:$0.00
Description:FORD MOTOR CO PAR $0.01
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA1469654
Date Sold or Disposed:01-20-2022
CUSIP Number:345370860
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$222.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$233.00
Wash Sale Loss Disallowed:$11.00
Accrued Market Discount Amount:$0.00
Description:FORD MOTOR CO PAR $0.01
Second Notice Indicator:No Second Notice
Date Acquired:01-19-2022
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA1469655
Date Sold or Disposed:02-07-2022
CUSIP Number:345370860
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$106.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$114.00
Wash Sale Loss Disallowed:$8.00
Accrued Market Discount Amount:$0.00
Description:FORD MOTOR CO PAR $0.01
Second Notice Indicator:No Second Notice
Date Acquired:02-04-2022
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA1469656
Date Sold or Disposed:02-16-2022
CUSIP Number:345370860
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$195.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$207.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:FORD MOTOR CO PAR $0.01
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA1469657
Date Sold or Disposed:10-14-2022
CUSIP Number:345370860
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$234.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$243.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:FORD MOTOR CO PAR $0.01
Second Notice Indicator:No Second Notice
Date Acquired:10-04-2022
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA1469658
Date Sold or Disposed:02-02-2022
CUSIP Number:35952H601
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$86.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$85.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:FUELCELL ENERGY INC COMMON STOCK
Second Notice Indicator:No Second Notice
Date Acquired:02-01-2022
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA1469659
Date Sold or Disposed:03-24-2022
CUSIP Number:35952H601
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$59.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$59.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:FUELCELL ENERGY INC COMMON STOCK
Second Notice Indicator:No Second Notice
Date Acquired:03-23-2022
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA146966
Date Sold or Disposed:11-21-2022
CUSIP Number:023135106
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$0.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:AMAZON.COM INC
Second Notice Indicator:No Second Notice
Date Acquired:10-20-2022
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA1469660
Date Sold or Disposed:03-29-2022
CUSIP Number:35952H601
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$296.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$316.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:FUELCELL ENERGY INC COMMON STOCK
Second Notice Indicator:No Second Notice
Date Acquired:03-23-2022
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA1469661
Date Sold or Disposed:09-16-2022
CUSIP Number:35952H601
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$100.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$121.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:FUELCELL ENERGY INC COMMON STOCK
Second Notice Indicator:No Second Notice
Date Acquired:08-10-2022
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA1469662
Date Sold or Disposed:03-15-2022
CUSIP Number:31188V100
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$54.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$78.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:FASTLY INC CLASS A COMMON STOCK
Second Notice Indicator:No Second Notice
Date Acquired:02-17-2022
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA1469663
Date Sold or Disposed:01-03-2022
CUSIP Number:30303M102
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$772.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$758.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:META PLATFORMS INC CLASS A COMMON STOCK
Second Notice Indicator:No Second Notice
Date Acquired:12-22-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA1469664
Date Sold or Disposed:02-04-2022
CUSIP Number:30303M102
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$478.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$484.00
Wash Sale Loss Disallowed:$3.00
Accrued Market Discount Amount:$0.00
Description:META PLATFORMS INC CLASS A COMMON STOCK
Second Notice Indicator:No Second Notice
Date Acquired:02-03-2022
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA1469665
Date Sold or Disposed:02-15-2022
CUSIP Number:30303M102
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$220.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$225.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:META PLATFORMS INC CLASS A COMMON STOCK
Second Notice Indicator:No Second Notice
Date Acquired:02-11-2022
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA1469666
Date Sold or Disposed:02-16-2022
CUSIP Number:30303M102
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$75.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$78.00
Wash Sale Loss Disallowed:$3.00
Accrued Market Discount Amount:$0.00
Description:META PLATFORMS INC CLASS A COMMON STOCK
Second Notice Indicator:No Second Notice
Date Acquired:02-11-2022
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA1469667
Date Sold or Disposed:03-22-2022
CUSIP Number:30303M102
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$433.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$427.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:META PLATFORMS INC CLASS A COMMON STOCK
Second Notice Indicator:No Second Notice
Date Acquired:03-18-2022
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA1469668
Date Sold or Disposed:01-14-2022
CUSIP Number:37954Y459
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$143.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$146.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:GLOBAL X FUNDS RUSSELL 2000 COVERED CAL
Second Notice Indicator:No Second Notice
Date Acquired:01-13-2022
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA1469669
Date Sold or Disposed:01-10-2022
CUSIP Number:38150K103
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$4.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$5.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:GOLDMAN SACHS PHYSICAL GOLD ETF UNIT
Second Notice Indicator:No Second Notice
Date Acquired:12-27-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA146967
Date Sold or Disposed:03-11-2022
CUSIP Number:00206R102
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$102.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$105.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:AT&T INC
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA1469670
Date Sold or Disposed:11-21-2022
CUSIP Number:464287226
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$1.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$1.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:ISHARES CORE U S AGGREGATE BD ETF
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA1469671
Date Sold or Disposed:01-21-2022
CUSIP Number:G4124C109
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$86.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$88.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:***GRAB HOLDINGS LIMITED CLASS A ORDINA
Second Notice Indicator:No Second Notice
Date Acquired:01-20-2022
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA1469672
Date Sold or Disposed:03-18-2022
CUSIP Number:46429B671
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$118.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$118.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:ISHARES MSCI CHINA ETF
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA1469673
Date Sold or Disposed:01-24-2022
CUSIP Number:44812T102
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$93.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$131.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:***HUT 8 MINING CORP NEW COMMON
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA1469674
Date Sold or Disposed:03-14-2022
CUSIP Number:46138G649
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$114.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$125.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:INVESCO EXCHANGE TRADED FD TR II INVESC
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA1469675
Date Sold or Disposed:02-01-2022
CUSIP Number:549498103
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$29.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$29.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:LUCID GROUP INC COMMON STOCK
Second Notice Indicator:No Second Notice
Date Acquired:01-31-2022
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA1469676
Date Sold or Disposed:02-08-2022
CUSIP Number:549498103
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$244.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$263.00
Wash Sale Loss Disallowed:$8.00
Accrued Market Discount Amount:$0.00
Description:LUCID GROUP INC COMMON STOCK
Second Notice Indicator:No Second Notice
Date Acquired:01-31-2022
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA1469677
Date Sold or Disposed:11-03-2022
CUSIP Number:50202M102
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$10.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$10.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:***LI AUTO INC AMERICAN DEPOSITARY SHAR
Second Notice Indicator:No Second Notice
Date Acquired:11-02-2022
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA1469678
Date Sold or Disposed:10-24-2022
CUSIP Number:60938K106
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$17.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$18.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:MONEYLION INC CLASS A COMMON STOCK
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA1469679
Date Sold or Disposed:01-21-2022
CUSIP Number:65339F101
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$166.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$170.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:NEXTERA ENERGY INC
Second Notice Indicator:No Second Notice
Date Acquired:01-20-2022
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA146968
Date Sold or Disposed:01-10-2022
CUSIP Number:00214Q104
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$8.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$10.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:ARK ETF TRUST ARK INNOVATION ETF
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA1469680
Date Sold or Disposed:08-29-2022
CUSIP Number:580135101
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$0.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:MCDONALDS CORP
Second Notice Indicator:No Second Notice
Date Acquired:10-17-2019
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Long-term
Applicable Check Box on Form 8949:Long term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA1469681
Date Sold or Disposed:08-29-2022
CUSIP Number:580135101
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$15.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$16.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:MCDONALDS CORP
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA1469682
Date Sold or Disposed:01-10-2022
CUSIP Number:649604501
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$298.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$298.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:NEW YORK MORTGAGE TRUST INC
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA1469683
Date Sold or Disposed:01-31-2022
CUSIP Number:649604501
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$103.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$107.00
Wash Sale Loss Disallowed:$3.00
Accrued Market Discount Amount:$0.00
Description:NEW YORK MORTGAGE TRUST INC
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA1469684
Date Sold or Disposed:03-14-2022
CUSIP Number:649604501
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$212.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$217.00
Wash Sale Loss Disallowed:$4.00
Accrued Market Discount Amount:$0.00
Description:NEW YORK MORTGAGE TRUST INC
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA1469685
Date Sold or Disposed:06-06-2022
CUSIP Number:649604501
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$319.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$348.00
Wash Sale Loss Disallowed:$31.00
Accrued Market Discount Amount:$0.00
Description:NEW YORK MORTGAGE TRUST INC
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA1469686
Date Sold or Disposed:08-03-2022
CUSIP Number:649604501
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$235.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$238.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:NEW YORK MORTGAGE TRUST INC
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA1469687
Date Sold or Disposed:01-24-2022
CUSIP Number:64110L106
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$1,543.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$1,793.00
Wash Sale Loss Disallowed:$185.00
Accrued Market Discount Amount:$0.00
Description:NETFLIX INC COM
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA1469688
Date Sold or Disposed:02-03-2022
CUSIP Number:64110L106
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$421.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$568.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:NETFLIX INC COM
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA1469689
Date Sold or Disposed:02-04-2022
CUSIP Number:64110L106
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$410.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$438.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:NETFLIX INC COM
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA146969
Date Sold or Disposed:08-05-2022
CUSIP Number:02079K305
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$202.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$201.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:ALPHABET INC CLASS A COMMON STOCK
Second Notice Indicator:No Second Notice
Date Acquired:07-29-2022
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA1469690
Date Sold or Disposed:02-18-2022
CUSIP Number:64110L106
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$0.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:NETFLIX INC COM
Second Notice Indicator:No Second Notice
Date Acquired:02-03-2022
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA1469691
Date Sold or Disposed:03-23-2022
CUSIP Number:64110L106
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$376.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$375.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:NETFLIX INC COM
Second Notice Indicator:No Second Notice
Date Acquired:03-18-2022
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA1469692
Date Sold or Disposed:11-21-2022
CUSIP Number:64110L106
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$0.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:NETFLIX INC COM
Second Notice Indicator:No Second Notice
Date Acquired:05-06-2022
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA1469693
Date Sold or Disposed:01-21-2022
CUSIP Number:62914V106
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$295.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$360.00
Wash Sale Loss Disallowed:$64.00
Accrued Market Discount Amount:$0.00
Description:***NIO INC AMERICAN DEPOSITARY SHARES E
Second Notice Indicator:No Second Notice
Date Acquired:01-19-2022
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA1469694
Date Sold or Disposed:02-03-2022
CUSIP Number:62914V106
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$587.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$646.00
Wash Sale Loss Disallowed:$52.00
Accrued Market Discount Amount:$0.00
Description:***NIO INC AMERICAN DEPOSITARY SHARES E
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA1469695
Date Sold or Disposed:02-16-2022
CUSIP Number:62914V106
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$348.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$395.00
Wash Sale Loss Disallowed:$48.00
Accrued Market Discount Amount:$0.00
Description:***NIO INC AMERICAN DEPOSITARY SHARES E
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA1469696
Date Sold or Disposed:03-17-2022
CUSIP Number:62914V106
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$386.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$381.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:***NIO INC AMERICAN DEPOSITARY SHARES E
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA1469697
Date Sold or Disposed:09-12-2022
CUSIP Number:62914V106
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$360.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$350.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:***NIO INC AMERICAN DEPOSITARY SHARES E
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA1469698
Date Sold or Disposed:10-31-2022
CUSIP Number:62914V106
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$141.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$211.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:***NIO INC AMERICAN DEPOSITARY SHARES E
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA1469699
Date Sold or Disposed:01-10-2022
CUSIP Number:74348T102
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$17.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$16.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:PROSPECT CAPITAL CORPORATION
Second Notice Indicator:No Second Notice
Date Acquired:12-29-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5RS524781
Date Sold or Disposed:03-14-2022
CUSIP Number:464288414
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$3.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$3.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:ISHARES TRUST ISHARES NATIONAL MUNI BON
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Long-term
Applicable Check Box on Form 8949:Long term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5RS5247810
Date Sold or Disposed:03-14-2022
CUSIP Number:886364306
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$4.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$4.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:TIDAL ETF TRUST SOFI NEXT 500 ETF
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5RS5247811
Date Sold or Disposed:03-17-2022
CUSIP Number:886364306
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$4.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$4.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:TIDAL ETF TRUST SOFI NEXT 500 ETF
Second Notice Indicator:No Second Notice
Date Acquired:03-15-2022
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5RS5247812
Date Sold or Disposed:03-14-2022
CUSIP Number:922042858
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$6.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$7.00
Wash Sale Loss Disallowed:$1.00
Accrued Market Discount Amount:$0.00
Description:VANGUARD FTSE EMERGING MARKETS ETF FTSE
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5RS5247813
Date Sold or Disposed:03-17-2022
CUSIP Number:922042858
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$7.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$8.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:VANGUARD FTSE EMERGING MARKETS ETF FTSE
Second Notice Indicator:No Second Notice
Date Acquired:03-15-2022
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5RS5247814
Date Sold or Disposed:03-14-2022
CUSIP Number:922908751
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$0.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:VANGUARD INDEX FUNDS VANGUARD SMALL-CAP
Second Notice Indicator:No Second Notice
Date Acquired:03-01-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Long-term
Applicable Check Box on Form 8949:Long term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5RS5247815
Date Sold or Disposed:03-14-2022
CUSIP Number:922908751
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$2.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$3.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:VANGUARD INDEX FUNDS VANGUARD SMALL-CAP
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5RS5247816
Date Sold or Disposed:03-17-2022
CUSIP Number:922908751
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$2.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$3.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:VANGUARD INDEX FUNDS VANGUARD SMALL-CAP
Second Notice Indicator:No Second Notice
Date Acquired:03-15-2022
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5RS5247817
Date Sold or Disposed:03-14-2022
CUSIP Number:921937827
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$2.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$2.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:VANGUARD SHORT TERM BOND ETF
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Long-term
Applicable Check Box on Form 8949:Long term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5RS5247818
Date Sold or Disposed:03-17-2022
CUSIP Number:921937827
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$2.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$2.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:VANGUARD SHORT TERM BOND ETF
Second Notice Indicator:No Second Notice
Date Acquired:03-15-2022
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Long-term
Applicable Check Box on Form 8949:Long term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5RS5247819
Date Sold or Disposed:03-14-2022
CUSIP Number:921937827
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$4.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$4.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:VANGUARD SHORT TERM BOND ETF
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5RS524782
Date Sold or Disposed:03-17-2022
CUSIP Number:464288414
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$2.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$2.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:ISHARES TRUST ISHARES NATIONAL MUNI BON
Second Notice Indicator:No Second Notice
Date Acquired:03-15-2022
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Long-term
Applicable Check Box on Form 8949:Long term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5RS5247820
Date Sold or Disposed:03-17-2022
CUSIP Number:921937827
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$4.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$4.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:VANGUARD SHORT TERM BOND ETF
Second Notice Indicator:No Second Notice
Date Acquired:03-15-2022
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5RS5247821
Date Sold or Disposed:03-14-2022
CUSIP Number:921943858
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$4.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$5.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:VANGUARD FTSE DEVELOPED MARKETS ETF
Second Notice Indicator:No Second Notice
Date Acquired:03-08-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Long-term
Applicable Check Box on Form 8949:Long term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5RS5247822
Date Sold or Disposed:03-17-2022
CUSIP Number:921943858
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$5.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$5.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:VANGUARD FTSE DEVELOPED MARKETS ETF
Second Notice Indicator:No Second Notice
Date Acquired:03-15-2022
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Long-term
Applicable Check Box on Form 8949:Long term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5RS5247823
Date Sold or Disposed:03-14-2022
CUSIP Number:921943858
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$14.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$16.00
Wash Sale Loss Disallowed:$1.00
Accrued Market Discount Amount:$0.00
Description:VANGUARD FTSE DEVELOPED MARKETS ETF
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5RS5247824
Date Sold or Disposed:03-17-2022
CUSIP Number:921943858
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$15.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$16.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:VANGUARD FTSE DEVELOPED MARKETS ETF
Second Notice Indicator:No Second Notice
Date Acquired:03-15-2022
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5RS5247825
Date Sold or Disposed:03-14-2022
CUSIP Number:92189H409
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$0.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:VANECK ETF TRUST VANECK HIGH YIELD MUNI
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Long-term
Applicable Check Box on Form 8949:Long term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5RS5247826
Date Sold or Disposed:03-14-2022
CUSIP Number:92189H409
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$0.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$1.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:VANECK ETF TRUST VANECK HIGH YIELD MUNI
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5RS5247827
Date Sold or Disposed:03-17-2022
CUSIP Number:92189H409
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$1.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$1.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:VANECK ETF TRUST VANECK HIGH YIELD MUNI
Second Notice Indicator:No Second Notice
Date Acquired:03-15-2022
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5RS5247828
Date Sold or Disposed:03-14-2022
CUSIP Number:922020805
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$0.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:VANGUARD SHORT TERM INFLATION PROTECTED
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Long-term
Applicable Check Box on Form 8949:Long term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5RS5247829
Date Sold or Disposed:03-14-2022
CUSIP Number:922020805
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$0.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:VANGUARD SHORT TERM INFLATION PROTECTED
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5RS524783
Date Sold or Disposed:03-14-2022
CUSIP Number:464288414
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$9.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$10.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:ISHARES TRUST ISHARES NATIONAL MUNI BON
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5RS5247830
Date Sold or Disposed:03-17-2022
CUSIP Number:922020805
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$1.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$1.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:VANGUARD SHORT TERM INFLATION PROTECTED
Second Notice Indicator:No Second Notice
Date Acquired:03-15-2022
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5RS524784
Date Sold or Disposed:03-17-2022
CUSIP Number:464288414
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$9.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$10.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:ISHARES TRUST ISHARES NATIONAL MUNI BON
Second Notice Indicator:No Second Notice
Date Acquired:03-15-2022
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5RS524785
Date Sold or Disposed:03-14-2022
CUSIP Number:886364207
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$11.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$11.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:TIDAL ETF TRUST SOFI SELECT 500 ETF
Second Notice Indicator:No Second Notice
Date Acquired:03-08-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Long-term
Applicable Check Box on Form 8949:Long term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5RS524786
Date Sold or Disposed:03-14-2022
CUSIP Number:886364207
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$35.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$40.00
Wash Sale Loss Disallowed:$4.00
Accrued Market Discount Amount:$0.00
Description:TIDAL ETF TRUST SOFI SELECT 500 ETF
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5RS524787
Date Sold or Disposed:03-17-2022
CUSIP Number:886364207
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$49.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$52.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:TIDAL ETF TRUST SOFI SELECT 500 ETF
Second Notice Indicator:No Second Notice
Date Acquired:03-15-2022
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5RS524788
Date Sold or Disposed:03-14-2022
CUSIP Number:886364306
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$1.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$1.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:TIDAL ETF TRUST SOFI NEXT 500 ETF
Second Notice Indicator:No Second Notice
Date Acquired:03-08-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Long-term
Applicable Check Box on Form 8949:Long term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5RS524789
Date Sold or Disposed:03-17-2022
CUSIP Number:886364306
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$1.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$1.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:TIDAL ETF TRUST SOFI NEXT 500 ETF
Second Notice Indicator:No Second Notice
Date Acquired:03-15-2022
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Long-term
Applicable Check Box on Form 8949:Long term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TG652691
Date Sold or Disposed:01-10-2022
CUSIP Number:886364207
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$41.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$42.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:TIDAL ETF TRUST SOFI SELECT 500 ETF
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TG652692
Date Sold or Disposed:01-10-2022
CUSIP Number:886364306
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$4.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$5.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:TIDAL ETF TRUST SOFI NEXT 500 ETF
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TG652693
Date Sold or Disposed:01-10-2022
CUSIP Number:922042858
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$6.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$6.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:VANGUARD FTSE EMERGING MARKETS ETF FTSE
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TG652694
Date Sold or Disposed:01-10-2022
CUSIP Number:922908751
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$2.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$2.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:VANGUARD INDEX FUNDS VANGUARD SMALL-CAP
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TG652695
Date Sold or Disposed:01-10-2022
CUSIP Number:921943858
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$17.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$18.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:VANGUARD FTSE DEVELOPED MARKETS ETF
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DR
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TL431791
Date Sold or Disposed:07-26-2022
CUSIP Number:886364207
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$14.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$14.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:TIDAL ETF TRUST SOFI SELECT 500 ETF
Second Notice Indicator:No Second Notice
Date Acquired:07-26-2022
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DR
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TL4317910
Date Sold or Disposed:08-31-2022
CUSIP Number:921943858
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$11.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$12.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:VANGUARD FTSE DEVELOPED MARKETS ETF
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DR
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TL431792
Date Sold or Disposed:08-31-2022
CUSIP Number:886364207
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$28.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$28.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:TIDAL ETF TRUST SOFI SELECT 500 ETF
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DR
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TL431793
Date Sold or Disposed:07-26-2022
CUSIP Number:886364306
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$1.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$1.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:TIDAL ETF TRUST SOFI NEXT 500 ETF
Second Notice Indicator:No Second Notice
Date Acquired:07-26-2022
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DR
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TL431794
Date Sold or Disposed:08-31-2022
CUSIP Number:886364306
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$3.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$3.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:TIDAL ETF TRUST SOFI NEXT 500 ETF
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DR
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TL431795
Date Sold or Disposed:07-26-2022
CUSIP Number:922042858
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$2.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$2.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:VANGUARD FTSE EMERGING MARKETS ETF FTSE
Second Notice Indicator:No Second Notice
Date Acquired:07-26-2022
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DR
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TL431796
Date Sold or Disposed:08-31-2022
CUSIP Number:922042858
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$4.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$4.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:VANGUARD FTSE EMERGING MARKETS ETF FTSE
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DR
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TL431797
Date Sold or Disposed:07-26-2022
CUSIP Number:922908751
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$0.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:VANGUARD INDEX FUNDS VANGUARD SMALL-CAP
Second Notice Indicator:No Second Notice
Date Acquired:07-26-2022
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DR
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TL431798
Date Sold or Disposed:08-31-2022
CUSIP Number:922908751
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$1.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$1.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:VANGUARD INDEX FUNDS VANGUARD SMALL-CAP
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DR
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TL431799
Date Sold or Disposed:07-26-2022
CUSIP Number:921943858
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$6.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$6.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:VANGUARD FTSE DEVELOPED MARKETS ETF
Second Notice Indicator:No Second Notice
Date Acquired:07-26-2022
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):455356564
DRIVEWEALTH, LLC
15 EXCHANGE PLACE
JERSEY CITY, NJ 07302-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
3040 OASIS GRAND BLVD
FORT MYERS, FL 33916-0000

Submission Type:Original document
Account Number (Optional):26654892
Date Sold or Disposed:01-07-2022
CUSIP Number:464288158
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$0.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.00009308 ISHARES TR SHRT NAT MUN
Second Notice Indicator:No Second Notice
Date Acquired:08-02-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Long-term
Applicable Check Box on Form 8949:Long term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):455356564
DRIVEWEALTH, LLC
15 EXCHANGE PLACE
JERSEY CITY, NJ 07302-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
3040 OASIS GRAND BLVD
FORT MYERS, FL 33916-0000

Submission Type:Original document
Account Number (Optional):26654894
Date Sold or Disposed:02-03-2022
CUSIP Number:464288158
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$0.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.00084779 ISHARES TR SHRT NAT MUN
Second Notice Indicator:No Second Notice
Date Acquired:08-02-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Long-term
Applicable Check Box on Form 8949:Long term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):455356564
DRIVEWEALTH, LLC
15 EXCHANGE PLACE
JERSEY CITY, NJ 07302-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
3040 OASIS GRAND BLVD
FORT MYERS, FL 33916-0000

Submission Type:Original document
Account Number (Optional):26654895
Date Sold or Disposed:02-22-2022
CUSIP Number:464288158
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$2.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$2.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.02594969 ISHARES TR SHRT NAT MUN
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Long-term
Applicable Check Box on Form 8949:Long term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):455356564
DRIVEWEALTH, LLC
15 EXCHANGE PLACE
JERSEY CITY, NJ 07302-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
3040 OASIS GRAND BLVD
FORT MYERS, FL 33916-0000

Submission Type:Original document
Account Number (Optional):26654897
Date Sold or Disposed:05-24-2022
CUSIP Number:464288158
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$2.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$2.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.02088864 ISHARES TR SHRT NAT MUN
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Long-term
Applicable Check Box on Form 8949:Long term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):455356564
DRIVEWEALTH, LLC
15 EXCHANGE PLACE
JERSEY CITY, NJ 07302-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
3040 OASIS GRAND BLVD
FORT MYERS, FL 33916-0000

Submission Type:Original document
Account Number (Optional):26654899
Date Sold or Disposed:07-07-2022
CUSIP Number:464288158
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$0.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.00220268 ISHARES TR SHRT NAT MUN
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Long-term
Applicable Check Box on Form 8949:Long term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):455356564
DRIVEWEALTH, LLC
15 EXCHANGE PLACE
JERSEY CITY, NJ 07302-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
3040 OASIS GRAND BLVD
FORT MYERS, FL 33916-0000

Submission Type:Original document
Account Number (Optional):26654900
Date Sold or Disposed:07-12-2022
CUSIP Number:464288158
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$0.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.001859 ISHARES TR SHRT NAT MUN E
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Long-term
Applicable Check Box on Form 8949:Long term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):455356564
DRIVEWEALTH, LLC
15 EXCHANGE PLACE
JERSEY CITY, NJ 07302-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
3040 OASIS GRAND BLVD
FORT MYERS, FL 33916-0000

Submission Type:Original document
Account Number (Optional):26654902
Date Sold or Disposed:07-07-2022
CUSIP Number:921943858
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$1.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$2.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.04003887 VANGUARD TAX-MANAGED FDS
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Long-term
Applicable Check Box on Form 8949:Long term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):455356564
DRIVEWEALTH, LLC
15 EXCHANGE PLACE
JERSEY CITY, NJ 07302-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
3040 OASIS GRAND BLVD
FORT MYERS, FL 33916-0000

Submission Type:Original document
Account Number (Optional):26654905
Date Sold or Disposed:05-03-2022
CUSIP Number:921943858
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$0.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.00555015 VANGUARD TAX-MANAGED FDS
Second Notice Indicator:No Second Notice
Date Acquired:08-02-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Long-term
Applicable Check Box on Form 8949:Long term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):455356564
DRIVEWEALTH, LLC
15 EXCHANGE PLACE
JERSEY CITY, NJ 07302-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
3040 OASIS GRAND BLVD
FORT MYERS, FL 33916-0000

Submission Type:Original document
Account Number (Optional):26654907
Date Sold or Disposed:05-10-2022
CUSIP Number:921943858
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$1.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$1.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.03227323 VANGUARD TAX-MANAGED FDS
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Long-term
Applicable Check Box on Form 8949:Long term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):455356564
DRIVEWEALTH, LLC
15 EXCHANGE PLACE
JERSEY CITY, NJ 07302-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
3040 OASIS GRAND BLVD
FORT MYERS, FL 33916-0000

Submission Type:Original document
Account Number (Optional):26654909
Date Sold or Disposed:05-24-2022
CUSIP Number:921943858
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$9.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$12.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.21302190 VANGUARD TAX-MANAGED FDS
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Long-term
Applicable Check Box on Form 8949:Long term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):455356564
DRIVEWEALTH, LLC
15 EXCHANGE PLACE
JERSEY CITY, NJ 07302-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
3040 OASIS GRAND BLVD
FORT MYERS, FL 33916-0000

Submission Type:Original document
Account Number (Optional):26654918
Date Sold or Disposed:05-10-2022
CUSIP Number:922042858
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$4.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$5.00
Wash Sale Loss Disallowed:$1.00
Accrued Market Discount Amount:$0.00
Description:0.10767677 VANGUARD INTL EQUITY INDEX F
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Long-term
Applicable Check Box on Form 8949:Long term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):455356564
DRIVEWEALTH, LLC
15 EXCHANGE PLACE
JERSEY CITY, NJ 07302-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
3040 OASIS GRAND BLVD
FORT MYERS, FL 33916-0000

Submission Type:Original document
Account Number (Optional):26654919
Date Sold or Disposed:07-12-2022
CUSIP Number:921943858
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$1.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$2.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.040039 VANGUARD TAX-MANAGED FDS VA
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Long-term
Applicable Check Box on Form 8949:Long term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):455356564
DRIVEWEALTH, LLC
15 EXCHANGE PLACE
JERSEY CITY, NJ 07302-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
3040 OASIS GRAND BLVD
FORT MYERS, FL 33916-0000

Submission Type:Original document
Account Number (Optional):26654920
Date Sold or Disposed:02-22-2022
CUSIP Number:922042858
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$1.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$1.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.02867218 VANGUARD INTL EQUITY INDEX F
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Long-term
Applicable Check Box on Form 8949:Long term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):455356564
DRIVEWEALTH, LLC
15 EXCHANGE PLACE
JERSEY CITY, NJ 07302-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
3040 OASIS GRAND BLVD
FORT MYERS, FL 33916-0000

Submission Type:Original document
Account Number (Optional):26654921
Date Sold or Disposed:01-07-2022
CUSIP Number:922907746
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$0.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.00054728 VANGUARD MUN BD FDS TAX EX
Second Notice Indicator:No Second Notice
Date Acquired:08-02-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Long-term
Applicable Check Box on Form 8949:Long term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):455356564
DRIVEWEALTH, LLC
15 EXCHANGE PLACE
JERSEY CITY, NJ 07302-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
3040 OASIS GRAND BLVD
FORT MYERS, FL 33916-0000

Submission Type:Original document
Account Number (Optional):26654924
Date Sold or Disposed:02-03-2022
CUSIP Number:922907746
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$0.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.01004665 VANGUARD MUN BD FDS TAX EX
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Long-term
Applicable Check Box on Form 8949:Long term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):455356564
DRIVEWEALTH, LLC
15 EXCHANGE PLACE
JERSEY CITY, NJ 07302-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
3040 OASIS GRAND BLVD
FORT MYERS, FL 33916-0000

Submission Type:Original document
Account Number (Optional):26654926
Date Sold or Disposed:02-22-2022
CUSIP Number:922907746
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$15.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$16.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.29146440 VANGUARD MUN BD FDS TAX EX
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Long-term
Applicable Check Box on Form 8949:Long term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):455356564
DRIVEWEALTH, LLC
15 EXCHANGE PLACE
JERSEY CITY, NJ 07302-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
3040 OASIS GRAND BLVD
FORT MYERS, FL 33916-0000

Submission Type:Original document
Account Number (Optional):26654929
Date Sold or Disposed:05-10-2022
CUSIP Number:922907746
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$0.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.01622993 VANGUARD MUN BD FDS TAX EX
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Long-term
Applicable Check Box on Form 8949:Long term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):455356564
DRIVEWEALTH, LLC
15 EXCHANGE PLACE
JERSEY CITY, NJ 07302-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
3040 OASIS GRAND BLVD
FORT MYERS, FL 33916-0000

Submission Type:Original document
Account Number (Optional):26654932
Date Sold or Disposed:05-24-2022
CUSIP Number:922907746
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$11.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$13.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.23932580 VANGUARD MUN BD FDS TAX EX
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Long-term
Applicable Check Box on Form 8949:Long term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):455356564
DRIVEWEALTH, LLC
15 EXCHANGE PLACE
JERSEY CITY, NJ 07302-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
3040 OASIS GRAND BLVD
FORT MYERS, FL 33916-0000

Submission Type:Original document
Account Number (Optional):26654934
Date Sold or Disposed:07-07-2022
CUSIP Number:922907746
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$0.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.00641286 VANGUARD MUN BD FDS TAX EX
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Long-term
Applicable Check Box on Form 8949:Long term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):455356564
DRIVEWEALTH, LLC
15 EXCHANGE PLACE
JERSEY CITY, NJ 07302-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
3040 OASIS GRAND BLVD
FORT MYERS, FL 33916-0000

Submission Type:Original document
Account Number (Optional):26654936
Date Sold or Disposed:07-12-2022
CUSIP Number:922907746
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$0.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.006184 VANGUARD MUN BD FDS TAX EXEM
Second Notice Indicator:No Second Notice
Date Acquired:07-11-2022
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Long-term
Applicable Check Box on Form 8949:Long term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):455356564
DRIVEWEALTH, LLC
15 EXCHANGE PLACE
JERSEY CITY, NJ 07302-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
3040 OASIS GRAND BLVD
FORT MYERS, FL 33916-0000

Submission Type:Original document
Account Number (Optional):26654943
Date Sold or Disposed:05-24-2022
CUSIP Number:922042858
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$2.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$3.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.05430790 VANGUARD INTL EQUITY INDEX F
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Long-term
Applicable Check Box on Form 8949:Long term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):455356564
DRIVEWEALTH, LLC
15 EXCHANGE PLACE
JERSEY CITY, NJ 07302-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
3040 OASIS GRAND BLVD
FORT MYERS, FL 33916-0000

Submission Type:Original document
Account Number (Optional):26654944
Date Sold or Disposed:06-02-2022
CUSIP Number:922042858
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$0.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.00136581 VANGUARD INTL EQUITY INDEX F
Second Notice Indicator:No Second Notice
Date Acquired:04-26-2022
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Long-term
Applicable Check Box on Form 8949:Long term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):455356564
DRIVEWEALTH, LLC
15 EXCHANGE PLACE
JERSEY CITY, NJ 07302-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
3040 OASIS GRAND BLVD
FORT MYERS, FL 33916-0000

Submission Type:Original document
Account Number (Optional):26654945
Date Sold or Disposed:07-07-2022
CUSIP Number:922042858
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$2.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$3.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.06803210 VANGUARD INTL EQUITY INDEX F
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Long-term
Applicable Check Box on Form 8949:Long term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):455356564
DRIVEWEALTH, LLC
15 EXCHANGE PLACE
JERSEY CITY, NJ 07302-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
3040 OASIS GRAND BLVD
FORT MYERS, FL 33916-0000

Submission Type:Original document
Account Number (Optional):26654946
Date Sold or Disposed:07-12-2022
CUSIP Number:922042858
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$2.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$3.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.068032 VANGUARD INTL EQUITY INDEX FDS
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Long-term
Applicable Check Box on Form 8949:Long term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):455356564
DRIVEWEALTH, LLC
15 EXCHANGE PLACE
JERSEY CITY, NJ 07302-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
3040 OASIS GRAND BLVD
FORT MYERS, FL 33916-0000

Submission Type:Original document
Account Number (Optional):26654947
Date Sold or Disposed:04-04-2022
CUSIP Number:922908652
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$0.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.00015957 VANGUARD INDEX FDS EXTEND
Second Notice Indicator:No Second Notice
Date Acquired:08-02-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Long-term
Applicable Check Box on Form 8949:Long term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):455356564
DRIVEWEALTH, LLC
15 EXCHANGE PLACE
JERSEY CITY, NJ 07302-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
3040 OASIS GRAND BLVD
FORT MYERS, FL 33916-0000

Submission Type:Original document
Account Number (Optional):26654948
Date Sold or Disposed:05-10-2022
CUSIP Number:922908652
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$0.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.00481191 VANGUARD INDEX FDS EXTEND
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Long-term
Applicable Check Box on Form 8949:Long term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):455356564
DRIVEWEALTH, LLC
15 EXCHANGE PLACE
JERSEY CITY, NJ 07302-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
3040 OASIS GRAND BLVD
FORT MYERS, FL 33916-0000

Submission Type:Original document
Account Number (Optional):26654949
Date Sold or Disposed:02-22-2022
CUSIP Number:464288158
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$2.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$2.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.02261388 ISHARES TR SHRT NAT MUN
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):455356564
DRIVEWEALTH, LLC
15 EXCHANGE PLACE
JERSEY CITY, NJ 07302-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
3040 OASIS GRAND BLVD
FORT MYERS, FL 33916-0000

Submission Type:Original document
Account Number (Optional):26654950
Date Sold or Disposed:05-24-2022
CUSIP Number:922908652
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$2.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$3.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.01792875 VANGUARD INDEX FDS EXTEND
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Long-term
Applicable Check Box on Form 8949:Long term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):455356564
DRIVEWEALTH, LLC
15 EXCHANGE PLACE
JERSEY CITY, NJ 07302-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
3040 OASIS GRAND BLVD
FORT MYERS, FL 33916-0000

Submission Type:Original document
Account Number (Optional):26654951
Date Sold or Disposed:03-02-2022
CUSIP Number:464288158
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$0.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.00037796 ISHARES TR SHRT NAT MUN
Second Notice Indicator:No Second Notice
Date Acquired:10-12-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):455356564
DRIVEWEALTH, LLC
15 EXCHANGE PLACE
JERSEY CITY, NJ 07302-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
3040 OASIS GRAND BLVD
FORT MYERS, FL 33916-0000

Submission Type:Original document
Account Number (Optional):26654952
Date Sold or Disposed:05-10-2022
CUSIP Number:464288158
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$7.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$7.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.07184654 ISHARES TR SHRT NAT MUN
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):455356564
DRIVEWEALTH, LLC
15 EXCHANGE PLACE
JERSEY CITY, NJ 07302-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
3040 OASIS GRAND BLVD
FORT MYERS, FL 33916-0000

Submission Type:Original document
Account Number (Optional):26654953
Date Sold or Disposed:07-12-2022
CUSIP Number:464288158
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$4.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$4.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.04527419 ISHARES TR SHRT NAT MUN
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):455356564
DRIVEWEALTH, LLC
15 EXCHANGE PLACE
JERSEY CITY, NJ 07302-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
3040 OASIS GRAND BLVD
FORT MYERS, FL 33916-0000

Submission Type:Original document
Account Number (Optional):26654954
Date Sold or Disposed:05-24-2022
CUSIP Number:464288158
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$2.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$2.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.02732953 ISHARES TR SHRT NAT MUN
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):455356564
DRIVEWEALTH, LLC
15 EXCHANGE PLACE
JERSEY CITY, NJ 07302-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
3040 OASIS GRAND BLVD
FORT MYERS, FL 33916-0000

Submission Type:Original document
Account Number (Optional):26654955
Date Sold or Disposed:06-02-2022
CUSIP Number:464288158
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$0.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.00009518 ISHARES TR SHRT NAT MUN
Second Notice Indicator:No Second Notice
Date Acquired:04-12-2022
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):455356564
DRIVEWEALTH, LLC
15 EXCHANGE PLACE
JERSEY CITY, NJ 07302-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
3040 OASIS GRAND BLVD
FORT MYERS, FL 33916-0000

Submission Type:Original document
Account Number (Optional):26654956
Date Sold or Disposed:07-07-2022
CUSIP Number:464288158
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$4.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$4.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.04409529 ISHARES TR SHRT NAT MUN
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):455356564
DRIVEWEALTH, LLC
15 EXCHANGE PLACE
JERSEY CITY, NJ 07302-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
3040 OASIS GRAND BLVD
FORT MYERS, FL 33916-0000

Submission Type:Original document
Account Number (Optional):26654957
Date Sold or Disposed:05-24-2022
CUSIP Number:921943858
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$40.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$43.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.89881396 VANGUARD TAX-MANAGED FDS
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):455356564
DRIVEWEALTH, LLC
15 EXCHANGE PLACE
JERSEY CITY, NJ 07302-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
3040 OASIS GRAND BLVD
FORT MYERS, FL 33916-0000

Submission Type:Original document
Account Number (Optional):26654958
Date Sold or Disposed:01-07-2022
CUSIP Number:921943858
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$0.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.00039279 VANGUARD TAX-MANAGED FDS
Second Notice Indicator:No Second Notice
Date Acquired:08-02-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):455356564
DRIVEWEALTH, LLC
15 EXCHANGE PLACE
JERSEY CITY, NJ 07302-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
3040 OASIS GRAND BLVD
FORT MYERS, FL 33916-0000

Submission Type:Original document
Account Number (Optional):26654959
Date Sold or Disposed:04-04-2022
CUSIP Number:921943858
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$0.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.0032899 VANGUARD TAX-MANAGED FDS V
Second Notice Indicator:No Second Notice
Date Acquired:08-02-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):455356564
DRIVEWEALTH, LLC
15 EXCHANGE PLACE
JERSEY CITY, NJ 07302-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
3040 OASIS GRAND BLVD
FORT MYERS, FL 33916-0000

Submission Type:Original document
Account Number (Optional):26654960
Date Sold or Disposed:05-10-2022
CUSIP Number:921943858
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$72.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$86.00
Wash Sale Loss Disallowed:$9.00
Accrued Market Discount Amount:$0.00
Description:1.71183325 VANGUARD TAX-MANAGED FDS
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):455356564
DRIVEWEALTH, LLC
15 EXCHANGE PLACE
JERSEY CITY, NJ 07302-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
3040 OASIS GRAND BLVD
FORT MYERS, FL 33916-0000

Submission Type:Original document
Account Number (Optional):26654961
Date Sold or Disposed:07-07-2022
CUSIP Number:921943858
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$48.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$57.00
Wash Sale Loss Disallowed:$9.00
Accrued Market Discount Amount:$0.00
Description:1.19095745 VANGUARD TAX-MANAGED FDS
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):455356564
DRIVEWEALTH, LLC
15 EXCHANGE PLACE
JERSEY CITY, NJ 07302-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
3040 OASIS GRAND BLVD
FORT MYERS, FL 33916-0000

Submission Type:Original document
Account Number (Optional):26654962
Date Sold or Disposed:06-02-2022
CUSIP Number:921943858
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$0.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.00635094 VANGUARD TAX-MANAGED FDS
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):455356564
DRIVEWEALTH, LLC
15 EXCHANGE PLACE
JERSEY CITY, NJ 07302-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
3040 OASIS GRAND BLVD
FORT MYERS, FL 33916-0000

Submission Type:Original document
Account Number (Optional):26654963
Date Sold or Disposed:07-12-2022
CUSIP Number:921943858
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$47.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$57.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:1.18954162 VANGUARD TAX-MANAGED FDS
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):455356564
DRIVEWEALTH, LLC
15 EXCHANGE PLACE
JERSEY CITY, NJ 07302-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
3040 OASIS GRAND BLVD
FORT MYERS, FL 33916-0000

Submission Type:Original document
Account Number (Optional):26654964
Date Sold or Disposed:04-04-2022
CUSIP Number:922908363
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$0.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.00021452 VANGUARD INDEX FDS S&P 50
Second Notice Indicator:No Second Notice
Date Acquired:08-02-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):455356564
DRIVEWEALTH, LLC
15 EXCHANGE PLACE
JERSEY CITY, NJ 07302-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
3040 OASIS GRAND BLVD
FORT MYERS, FL 33916-0000

Submission Type:Original document
Account Number (Optional):26654965
Date Sold or Disposed:01-07-2022
CUSIP Number:922908363
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$0.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.00004654 VANGUARD INDEX FDS S&P 50
Second Notice Indicator:No Second Notice
Date Acquired:08-02-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):455356564
DRIVEWEALTH, LLC
15 EXCHANGE PLACE
JERSEY CITY, NJ 07302-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
3040 OASIS GRAND BLVD
FORT MYERS, FL 33916-0000

Submission Type:Original document
Account Number (Optional):26654966
Date Sold or Disposed:02-03-2022
CUSIP Number:922908363
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$0.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.00014432 VANGUARD INDEX FDS S&P 50
Second Notice Indicator:No Second Notice
Date Acquired:08-02-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):455356564
DRIVEWEALTH, LLC
15 EXCHANGE PLACE
JERSEY CITY, NJ 07302-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
3040 OASIS GRAND BLVD
FORT MYERS, FL 33916-0000

Submission Type:Original document
Account Number (Optional):26654967
Date Sold or Disposed:03-02-2022
CUSIP Number:922908363
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$0.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.00136951 VANGUARD INDEX FDS S&P 50
Second Notice Indicator:No Second Notice
Date Acquired:08-02-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):455356564
DRIVEWEALTH, LLC
15 EXCHANGE PLACE
JERSEY CITY, NJ 07302-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
3040 OASIS GRAND BLVD
FORT MYERS, FL 33916-0000

Submission Type:Original document
Account Number (Optional):26654968
Date Sold or Disposed:06-02-2022
CUSIP Number:922908363
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$0.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.00066022 VANGUARD INDEX FDS S&P 50
Second Notice Indicator:No Second Notice
Date Acquired:05-02-2022
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):455356564
DRIVEWEALTH, LLC
15 EXCHANGE PLACE
JERSEY CITY, NJ 07302-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
3040 OASIS GRAND BLVD
FORT MYERS, FL 33916-0000

Submission Type:Original document
Account Number (Optional):26654969
Date Sold or Disposed:05-03-2022
CUSIP Number:922908363
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$0.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.00135303 VANGUARD INDEX FDS S&P 50
Second Notice Indicator:No Second Notice
Date Acquired:08-02-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):455356564
DRIVEWEALTH, LLC
15 EXCHANGE PLACE
JERSEY CITY, NJ 07302-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
3040 OASIS GRAND BLVD
FORT MYERS, FL 33916-0000

Submission Type:Original document
Account Number (Optional):26654970
Date Sold or Disposed:05-10-2022
CUSIP Number:922908363
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$114.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$129.00
Wash Sale Loss Disallowed:$9.00
Accrued Market Discount Amount:$0.00
Description:0.31317108 VANGUARD INDEX FDS S&P 50
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):455356564
DRIVEWEALTH, LLC
15 EXCHANGE PLACE
JERSEY CITY, NJ 07302-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
3040 OASIS GRAND BLVD
FORT MYERS, FL 33916-0000

Submission Type:Original document
Account Number (Optional):26654971
Date Sold or Disposed:05-24-2022
CUSIP Number:922908363
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$76.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$87.00
Wash Sale Loss Disallowed:$1.00
Accrued Market Discount Amount:$0.00
Description:0.21251395 VANGUARD INDEX FDS S&P 50
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):455356564
DRIVEWEALTH, LLC
15 EXCHANGE PLACE
JERSEY CITY, NJ 07302-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
3040 OASIS GRAND BLVD
FORT MYERS, FL 33916-0000

Submission Type:Original document
Account Number (Optional):26654972
Date Sold or Disposed:07-07-2022
CUSIP Number:922908363
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$78.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$88.00
Wash Sale Loss Disallowed:$10.00
Accrued Market Discount Amount:$0.00
Description:0.22052540 VANGUARD INDEX FDS S&P 50
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):455356564
DRIVEWEALTH, LLC
15 EXCHANGE PLACE
JERSEY CITY, NJ 07302-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
3040 OASIS GRAND BLVD
FORT MYERS, FL 33916-0000

Submission Type:Original document
Account Number (Optional):26654973
Date Sold or Disposed:07-12-2022
CUSIP Number:922908363
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$77.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$87.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.21823681 VANGUARD INDEX FDS S&P 50
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):455356564
DRIVEWEALTH, LLC
15 EXCHANGE PLACE
JERSEY CITY, NJ 07302-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
3040 OASIS GRAND BLVD
FORT MYERS, FL 33916-0000

Submission Type:Original document
Account Number (Optional):26654974
Date Sold or Disposed:07-07-2022
CUSIP Number:922907746
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$24.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$25.00
Wash Sale Loss Disallowed:$1.00
Accrued Market Discount Amount:$0.00
Description:0.47871054 VANGUARD MUN BD FDS TAX EX
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):455356564
DRIVEWEALTH, LLC
15 EXCHANGE PLACE
JERSEY CITY, NJ 07302-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
3040 OASIS GRAND BLVD
FORT MYERS, FL 33916-0000

Submission Type:Original document
Account Number (Optional):26654975
Date Sold or Disposed:02-22-2022
CUSIP Number:922907746
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$18.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$19.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.34779347 VANGUARD MUN BD FDS TAX EX
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):455356564
DRIVEWEALTH, LLC
15 EXCHANGE PLACE
JERSEY CITY, NJ 07302-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
3040 OASIS GRAND BLVD
FORT MYERS, FL 33916-0000

Submission Type:Original document
Account Number (Optional):26654976
Date Sold or Disposed:03-02-2022
CUSIP Number:922907746
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$0.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.00357165 VANGUARD MUN BD FDS TAX EX
Second Notice Indicator:No Second Notice
Date Acquired:10-18-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):455356564
DRIVEWEALTH, LLC
15 EXCHANGE PLACE
JERSEY CITY, NJ 07302-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
3040 OASIS GRAND BLVD
FORT MYERS, FL 33916-0000

Submission Type:Original document
Account Number (Optional):26654977
Date Sold or Disposed:05-10-2022
CUSIP Number:922907746
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$36.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$40.00
Wash Sale Loss Disallowed:$1.00
Accrued Market Discount Amount:$0.00
Description:0.73119475 VANGUARD MUN BD FDS TAX EX
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):455356564
DRIVEWEALTH, LLC
15 EXCHANGE PLACE
JERSEY CITY, NJ 07302-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
3040 OASIS GRAND BLVD
FORT MYERS, FL 33916-0000

Submission Type:Original document
Account Number (Optional):26654978
Date Sold or Disposed:05-24-2022
CUSIP Number:922907746
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$13.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$14.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.26726807 VANGUARD MUN BD FDS TAX EX
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):455356564
DRIVEWEALTH, LLC
15 EXCHANGE PLACE
JERSEY CITY, NJ 07302-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
3040 OASIS GRAND BLVD
FORT MYERS, FL 33916-0000

Submission Type:Original document
Account Number (Optional):26654979
Date Sold or Disposed:06-02-2022
CUSIP Number:922907746
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$0.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.00196121 VANGUARD MUN BD FDS TAX EX
Second Notice Indicator:No Second Notice
Date Acquired:04-21-2022
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):455356564
DRIVEWEALTH, LLC
15 EXCHANGE PLACE
JERSEY CITY, NJ 07302-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
3040 OASIS GRAND BLVD
FORT MYERS, FL 33916-0000

Submission Type:Original document
Account Number (Optional):26654980
Date Sold or Disposed:07-12-2022
CUSIP Number:922907746
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$24.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$26.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.48459425 VANGUARD MUN BD FDS TAX EX
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):455356564
DRIVEWEALTH, LLC
15 EXCHANGE PLACE
JERSEY CITY, NJ 07302-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
3040 OASIS GRAND BLVD
FORT MYERS, FL 33916-0000

Submission Type:Original document
Account Number (Optional):26654981
Date Sold or Disposed:02-22-2022
CUSIP Number:922042858
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$16.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$17.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.33370425 VANGUARD INTL EQUITY INDEX F
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):455356564
DRIVEWEALTH, LLC
15 EXCHANGE PLACE
JERSEY CITY, NJ 07302-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
3040 OASIS GRAND BLVD
FORT MYERS, FL 33916-0000

Submission Type:Original document
Account Number (Optional):26654982
Date Sold or Disposed:02-03-2022
CUSIP Number:922042858
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$0.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.00625677 VANGUARD INTL EQUITY INDEX F
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):455356564
DRIVEWEALTH, LLC
15 EXCHANGE PLACE
JERSEY CITY, NJ 07302-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
3040 OASIS GRAND BLVD
FORT MYERS, FL 33916-0000

Submission Type:Original document
Account Number (Optional):26654983
Date Sold or Disposed:03-02-2022
CUSIP Number:922042858
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$0.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.00105817 VANGUARD INTL EQUITY INDEX F
Second Notice Indicator:No Second Notice
Date Acquired:12-28-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):455356564
DRIVEWEALTH, LLC
15 EXCHANGE PLACE
JERSEY CITY, NJ 07302-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
3040 OASIS GRAND BLVD
FORT MYERS, FL 33916-0000

Submission Type:Original document
Account Number (Optional):26654984
Date Sold or Disposed:04-04-2022
CUSIP Number:922042858
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$0.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.00250766 VANGUARD INTL EQUITY INDEX F
Second Notice Indicator:No Second Notice
Date Acquired:12-28-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):455356564
DRIVEWEALTH, LLC
15 EXCHANGE PLACE
JERSEY CITY, NJ 07302-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
3040 OASIS GRAND BLVD
FORT MYERS, FL 33916-0000

Submission Type:Original document
Account Number (Optional):26654985
Date Sold or Disposed:07-07-2022
CUSIP Number:922042858
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$14.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$16.00
Wash Sale Loss Disallowed:$2.00
Accrued Market Discount Amount:$0.00
Description:0.33975627 VANGUARD INTL EQUITY INDEX F
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):455356564
DRIVEWEALTH, LLC
15 EXCHANGE PLACE
JERSEY CITY, NJ 07302-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
3040 OASIS GRAND BLVD
FORT MYERS, FL 33916-0000

Submission Type:Original document
Account Number (Optional):26654986
Date Sold or Disposed:05-03-2022
CUSIP Number:922042858
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$0.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.00160473 VANGUARD INTL EQUITY INDEX F
Second Notice Indicator:No Second Notice
Date Acquired:12-28-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):455356564
DRIVEWEALTH, LLC
15 EXCHANGE PLACE
JERSEY CITY, NJ 07302-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
3040 OASIS GRAND BLVD
FORT MYERS, FL 33916-0000

Submission Type:Original document
Account Number (Optional):26654987
Date Sold or Disposed:05-10-2022
CUSIP Number:922042858
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$20.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$25.00
Wash Sale Loss Disallowed:$2.00
Accrued Market Discount Amount:$0.00
Description:0.50920524 VANGUARD INTL EQUITY INDEX F
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):455356564
DRIVEWEALTH, LLC
15 EXCHANGE PLACE
JERSEY CITY, NJ 07302-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
3040 OASIS GRAND BLVD
FORT MYERS, FL 33916-0000

Submission Type:Original document
Account Number (Optional):26654988
Date Sold or Disposed:05-24-2022
CUSIP Number:922042858
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$14.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$16.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.34115860 VANGUARD INTL EQUITY INDEX F
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):455356564
DRIVEWEALTH, LLC
15 EXCHANGE PLACE
JERSEY CITY, NJ 07302-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
3040 OASIS GRAND BLVD
FORT MYERS, FL 33916-0000

Submission Type:Original document
Account Number (Optional):26654989
Date Sold or Disposed:07-12-2022
CUSIP Number:922042858
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$14.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$16.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.3461207 VANGUARD INTL EQUITY INDEX FD
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):455356564
DRIVEWEALTH, LLC
15 EXCHANGE PLACE
JERSEY CITY, NJ 07302-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
3040 OASIS GRAND BLVD
FORT MYERS, FL 33916-0000

Submission Type:Original document
Account Number (Optional):26654990
Date Sold or Disposed:01-07-2022
CUSIP Number:922042858
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$0.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.00020267 VANGUARD INTL EQUITY INDEX F
Second Notice Indicator:No Second Notice
Date Acquired:08-02-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):455356564
DRIVEWEALTH, LLC
15 EXCHANGE PLACE
JERSEY CITY, NJ 07302-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
3040 OASIS GRAND BLVD
FORT MYERS, FL 33916-0000

Submission Type:Original document
Account Number (Optional):26654991
Date Sold or Disposed:03-02-2022
CUSIP Number:922908652
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$0.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.00054966 VANGUARD INDEX FDS EXTEND
Second Notice Indicator:No Second Notice
Date Acquired:08-02-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):455356564
DRIVEWEALTH, LLC
15 EXCHANGE PLACE
JERSEY CITY, NJ 07302-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
3040 OASIS GRAND BLVD
FORT MYERS, FL 33916-0000

Submission Type:Original document
Account Number (Optional):26654992
Date Sold or Disposed:04-04-2022
CUSIP Number:922908652
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$0.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.00037585 VANGUARD INDEX FDS EXTEND
Second Notice Indicator:No Second Notice
Date Acquired:08-09-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):455356564
DRIVEWEALTH, LLC
15 EXCHANGE PLACE
JERSEY CITY, NJ 07302-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
3040 OASIS GRAND BLVD
FORT MYERS, FL 33916-0000

Submission Type:Original document
Account Number (Optional):26655002
Date Sold or Disposed:06-02-2022
CUSIP Number:922908652
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$0.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.00198074 VANGUARD INDEX FDS EXTEND
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):455356564
DRIVEWEALTH, LLC
15 EXCHANGE PLACE
JERSEY CITY, NJ 07302-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
3040 OASIS GRAND BLVD
FORT MYERS, FL 33916-0000

Submission Type:Original document
Account Number (Optional):26655005
Date Sold or Disposed:05-03-2022
CUSIP Number:922908652
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$0.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.0010619 VANGUARD INDEX FDS EXTEND
Second Notice Indicator:No Second Notice
Date Acquired:08-09-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):455356564
DRIVEWEALTH, LLC
15 EXCHANGE PLACE
JERSEY CITY, NJ 07302-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
3040 OASIS GRAND BLVD
FORT MYERS, FL 33916-0000

Submission Type:Original document
Account Number (Optional):26655006
Date Sold or Disposed:05-10-2022
CUSIP Number:922908652
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$34.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$46.00
Wash Sale Loss Disallowed:$9.00
Accrued Market Discount Amount:$0.00
Description:0.25916184 VANGUARD INDEX FDS EXTEND
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):455356564
DRIVEWEALTH, LLC
15 EXCHANGE PLACE
JERSEY CITY, NJ 07302-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
3040 OASIS GRAND BLVD
FORT MYERS, FL 33916-0000

Submission Type:Original document
Account Number (Optional):26655007
Date Sold or Disposed:05-24-2022
CUSIP Number:922908652
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$21.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$27.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.15872070 VANGUARD INDEX FDS EXTEND
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):455356564
DRIVEWEALTH, LLC
15 EXCHANGE PLACE
JERSEY CITY, NJ 07302-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
3040 OASIS GRAND BLVD
FORT MYERS, FL 33916-0000

Submission Type:Original document
Account Number (Optional):26655008
Date Sold or Disposed:07-07-2022
CUSIP Number:922908652
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$25.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$32.00
Wash Sale Loss Disallowed:$6.00
Accrued Market Discount Amount:$0.00
Description:0.18522009 VANGUARD INDEX FDS EXTEND
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):455356564
DRIVEWEALTH, LLC
15 EXCHANGE PLACE
JERSEY CITY, NJ 07302-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
3040 OASIS GRAND BLVD
FORT MYERS, FL 33916-0000

Submission Type:Original document
Account Number (Optional):26655009
Date Sold or Disposed:07-12-2022
CUSIP Number:922908652
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$24.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$31.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.18425854 VANGUARD INDEX FDS EXTEND
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):462538416
ACORNS SECURITIES LLC
5300 CALIFORNIA AVENUE
IRVINE, CA 92617-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-0000

Submission Type:Original document
Account Number (Optional):WSC2849
Date Sold or Disposed:02-15-2022
CUSIP Number:922908363
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$28.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$28.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:VANGUARD S&P 500 ETF VOO
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):462538416
ACORNS SECURITIES LLC
5300 CALIFORNIA AVENUE
IRVINE, CA 92617-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-0000

Submission Type:Original document
Account Number (Optional):WSC2850
Date Sold or Disposed:05-10-2022
CUSIP Number:46432F859
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$31.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$31.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:ISHARES CORE 1-5 YEAR USD BOND ETF IST
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):462538416
ACORNS SECURITIES LLC
5300 CALIFORNIA AVENUE
IRVINE, CA 92617-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-0000

Submission Type:Original document
Account Number (Optional):WSC2851
Date Sold or Disposed:05-10-2022
CUSIP Number:464287507
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$28.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$32.00
Wash Sale Loss Disallowed:$1.00
Accrued Market Discount Amount:$0.00
Description:ISHARES CORE S&P MID-CAP ETF IJH
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):462538416
ACORNS SECURITIES LLC
5300 CALIFORNIA AVENUE
IRVINE, CA 92617-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-0000

Submission Type:Original document
Account Number (Optional):WSC2852
Date Sold or Disposed:05-10-2022
CUSIP Number:46432F834
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$115.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$134.00
Wash Sale Loss Disallowed:$8.00
Accrued Market Discount Amount:$0.00
Description:ISHARES CORE MSCI TOTAL INTERN ATIONAL
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):462538416
ACORNS SECURITIES LLC
5300 CALIFORNIA AVENUE
IRVINE, CA 92617-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-0000

Submission Type:Original document
Account Number (Optional):WSC2853
Date Sold or Disposed:02-15-2022
CUSIP Number:46432F834
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$22.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$23.00
Wash Sale Loss Disallowed:$1.00
Accrued Market Discount Amount:$0.00
Description:ISHARES CORE MSCI TOTAL INTERN ATIONAL
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):462538416
ACORNS SECURITIES LLC
5300 CALIFORNIA AVENUE
IRVINE, CA 92617-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-0000

Submission Type:Original document
Account Number (Optional):WSC2854
Date Sold or Disposed:05-10-2022
CUSIP Number:922908363
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$224.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$250.00
Wash Sale Loss Disallowed:$11.00
Accrued Market Discount Amount:$0.00
Description:VANGUARD S&P 500 ETF VOO
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):462538416
ACORNS SECURITIES LLC
5300 CALIFORNIA AVENUE
IRVINE, CA 92617-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-0000

Submission Type:Original document
Account Number (Optional):WSC2855
Date Sold or Disposed:05-10-2022
CUSIP Number:464287226
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$71.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$75.00
Wash Sale Loss Disallowed:$1.00
Accrued Market Discount Amount:$0.00
Description:ISHARES CORE U S AGGREGATE BO ND ETF
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):464364776
ROBINHOOD MARKETS INC. AS AGENT FOR
ROBINHOOD SECURITIES LLC
85 WILLOW ROAD
MENLO PARK, CA 94025-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DR
TAMPA, FL 33626-0000

Submission Type:Original document
Account Number (Optional):WSC54336998
Date Sold or Disposed:08-25-2022
CUSIP Number:02079K305
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$442.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$435.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:ALPHABET INC CLASS A COMMON S TOCK
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):464364776
ROBINHOOD MARKETS INC. AS AGENT FOR
ROBINHOOD SECURITIES LLC
85 WILLOW ROAD
MENLO PARK, CA 94025-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DR
TAMPA, FL 33626-0000

Submission Type:Original document
Account Number (Optional):WSC54336999
Date Sold or Disposed:04-20-2022
CUSIP Number:084670108
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$50.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$51.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:BERKSHIRE HATHAWAY INC
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):464364776
ROBINHOOD MARKETS INC. AS AGENT FOR
ROBINHOOD SECURITIES LLC
85 WILLOW ROAD
MENLO PARK, CA 94025-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DR
TAMPA, FL 33626-0000

Submission Type:Original document
Account Number (Optional):WSC54337000
Date Sold or Disposed:05-18-2022
CUSIP Number:62914V106
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$108.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$104.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:NIO INC AMERICAN DEPOSITARY S HARES E
Second Notice Indicator:No Second Notice
Date Acquired:05-17-2022
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):464364776
ROBINHOOD MARKETS INC. AS AGENT FOR
ROBINHOOD SECURITIES LLC
85 WILLOW ROAD
MENLO PARK, CA 94025-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DR
TAMPA, FL 33626-0000

Submission Type:Original document
Account Number (Optional):WSC54337001
Date Sold or Disposed:06-13-2022
CUSIP Number:30048L203
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$28.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$36.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:EVOFEM BIOSCIENCES INC COMMON STOCK
Second Notice Indicator:No Second Notice
Date Acquired:06-06-2022
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):464364776
ROBINHOOD MARKETS INC. AS AGENT FOR
ROBINHOOD SECURITIES LLC
85 WILLOW ROAD
MENLO PARK, CA 94025-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DR
TAMPA, FL 33626-0000

Submission Type:Original document
Account Number (Optional):WSC54337002
Date Sold or Disposed:11-03-2022
CUSIP Number:649604501
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$99.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$101.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:NEW YORK MORTGAGE TRUST INC COMMON ST
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):464364776
ROBINHOOD MARKETS INC. AS AGENT FOR
ROBINHOOD SECURITIES LLC
85 WILLOW ROAD
MENLO PARK, CA 94025-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DR
TAMPA, FL 33626-0000

Submission Type:Original document
Account Number (Optional):WSC54337003
Date Sold or Disposed:06-06-2022
CUSIP Number:98422D105
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$140.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$144.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:XPENG INC AMERICAN DEPOSITARY SHARES
Second Notice Indicator:No Second Notice
Date Acquired:06-02-2022
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):464364776
ROBINHOOD MARKETS INC. AS AGENT FOR
ROBINHOOD SECURITIES LLC
85 WILLOW ROAD
MENLO PARK, CA 94025-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DR
TAMPA, FL 33626-0000

Submission Type:Original document
Account Number (Optional):WSC54337004
Date Sold or Disposed:06-06-2022
CUSIP Number:62914V106
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$144.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$132.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:NIO INC AMERICAN DEPOSITARY S HARES E
Second Notice Indicator:No Second Notice
Date Acquired:06-01-2022
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):464364776
ROBINHOOD MARKETS INC. AS AGENT FOR
ROBINHOOD SECURITIES LLC
85 WILLOW ROAD
MENLO PARK, CA 94025-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DR
TAMPA, FL 33626-0000

Submission Type:Original document
Account Number (Optional):WSC54337005
Date Sold or Disposed:12-02-2022
CUSIP Number:50202M102
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$159.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$133.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:LI AUTO INC AMERICAN DEPOSITA RY SHARE
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):464364776
ROBINHOOD MARKETS INC. AS AGENT FOR
ROBINHOOD SECURITIES LLC
85 WILLOW ROAD
MENLO PARK, CA 94025-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DR
TAMPA, FL 33626-0000

Submission Type:Original document
Account Number (Optional):WSC54337006
Date Sold or Disposed:03-18-2022
CUSIP Number:33813J106
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$24.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$24.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:FISKER INC
Second Notice Indicator:No Second Notice
Date Acquired:02-10-2022
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):464364776
ROBINHOOD MARKETS INC. AS AGENT FOR
ROBINHOOD SECURITIES LLC
85 WILLOW ROAD
MENLO PARK, CA 94025-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DR
TAMPA, FL 33626-0000

Submission Type:Original document
Account Number (Optional):WSC54337007
Date Sold or Disposed:09-23-2022
CUSIP Number:76954A103
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$197.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$658.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:RIVIAN AUTOMOTIVE INC CLASS A COMMON
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):464364776
ROBINHOOD MARKETS INC. AS AGENT FOR
ROBINHOOD SECURITIES LLC
85 WILLOW ROAD
MENLO PARK, CA 94025-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DR
TAMPA, FL 33626-0000

Submission Type:Original document
Account Number (Optional):WSC54337008
Date Sold or Disposed:11-04-2022
CUSIP Number:654110105
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$47.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$72.00
Wash Sale Loss Disallowed:$1.00
Accrued Market Discount Amount:$0.00
Description:NIKOLA CORPORATION COMMON STOC K
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):464364776
ROBINHOOD MARKETS INC. AS AGENT FOR
ROBINHOOD SECURITIES LLC
85 WILLOW ROAD
MENLO PARK, CA 94025-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DR
TAMPA, FL 33626-0000

Submission Type:Original document
Account Number (Optional):WSC54337009
Date Sold or Disposed:02-10-2022
CUSIP Number:084310101
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$39.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$47.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:BERKELEY LIGHTS INC COMMON S TOCK
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):464364776
ROBINHOOD MARKETS INC. AS AGENT FOR
ROBINHOOD SECURITIES LLC
85 WILLOW ROAD
MENLO PARK, CA 94025-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DR
TAMPA, FL 33626-0000

Submission Type:Original document
Account Number (Optional):WSC54337010
Date Sold or Disposed:07-28-2022
CUSIP Number:023135106
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$189.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$189.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:AMAZON COM INC COMMON STOCK
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):464364776
ROBINHOOD MARKETS INC. AS AGENT FOR
ROBINHOOD SECURITIES LLC
85 WILLOW ROAD
MENLO PARK, CA 94025-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DR
TAMPA, FL 33626-0000

Submission Type:Original document
Account Number (Optional):WSC54337011
Date Sold or Disposed:06-01-2022
CUSIP Number:64110L106
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$277.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$277.00
Wash Sale Loss Disallowed:$7.00
Accrued Market Discount Amount:$0.00
Description:NETFLIX INC COMMON STOCK
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):464364776
ROBINHOOD MARKETS INC. AS AGENT FOR
ROBINHOOD SECURITIES LLC
85 WILLOW ROAD
MENLO PARK, CA 94025-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DR
TAMPA, FL 33626-0000

Submission Type:Original document
Account Number (Optional):WSC54337012
Date Sold or Disposed:01-10-2022
CUSIP Number:084670702
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$32.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$30.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:BERKSHIRE HATHAWAY CLASS B
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):464364776
ROBINHOOD MARKETS INC. AS AGENT FOR
ROBINHOOD SECURITIES LLC
85 WILLOW ROAD
MENLO PARK, CA 94025-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DR
TAMPA, FL 33626-0000

Submission Type:Original document
Account Number (Optional):WSC54337013
Date Sold or Disposed:07-22-2022
CUSIP Number:023135106
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$121.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$128.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:AMAZON COM INC COMMON STOCK
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):464364776
ROBINHOOD MARKETS INC. AS AGENT FOR
ROBINHOOD SECURITIES LLC
85 WILLOW ROAD
MENLO PARK, CA 94025-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DR
TAMPA, FL 33626-0000

Submission Type:Original document
Account Number (Optional):WSC54337014
Date Sold or Disposed:12-02-2022
CUSIP Number:25058X105
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$2.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$10.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:DESKTOP METAL INC
Second Notice Indicator:No Second Notice
Date Acquired:09-03-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Long-term
Applicable Check Box on Form 8949:Long term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):464364776
ROBINHOOD MARKETS INC. AS AGENT FOR
ROBINHOOD SECURITIES LLC
85 WILLOW ROAD
MENLO PARK, CA 94025-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DR
TAMPA, FL 33626-0000

Submission Type:Original document
Account Number (Optional):WSC54337015
Date Sold or Disposed:03-28-2022
CUSIP Number:98138J206
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$42.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$39.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:WORKHORSE GROUP INC COMMON S TOCK
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):464364776
ROBINHOOD MARKETS INC. AS AGENT FOR
ROBINHOOD SECURITIES LLC
85 WILLOW ROAD
MENLO PARK, CA 94025-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DR
TAMPA, FL 33626-0000

Submission Type:Original document
Account Number (Optional):WSC54337016
Date Sold or Disposed:06-02-2022
CUSIP Number:22539T266
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$144.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$144.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:CREDIT SUISSE AG CREDIT SUISSE X-LINKS
Second Notice Indicator:No Second Notice
Date Acquired:06-01-2022
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):464364776
ROBINHOOD MARKETS INC. AS AGENT FOR
ROBINHOOD CRYPTO LLC
85 WILLOW RD
MENLO PARK, CA 94025-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DR
TAMPA, FL 33626-0000

Submission Type:Original document
Account Number (Optional):WSC2282210
Date Sold or Disposed:05-17-2022
CUSIP Number:LTCUSD
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$104.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:LITECOIN
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Noncovered Security Basis not reported to IRS
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is not being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):464364776
ROBINHOOD MARKETS INC. AS AGENT FOR
ROBINHOOD CRYPTO LLC
85 WILLOW RD
MENLO PARK, CA 94025-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DR
TAMPA, FL 33626-0000

Submission Type:Original document
Account Number (Optional):WSC2282211
Date Sold or Disposed:08-08-2022
CUSIP Number:BCHUSD
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$188.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:BITCOIN CASH
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Noncovered Security Basis not reported to IRS
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is not being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):464364776
ROBINHOOD MARKETS INC. AS AGENT FOR
ROBINHOOD CRYPTO LLC
85 WILLOW RD
MENLO PARK, CA 94025-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DR
TAMPA, FL 33626-0000

Submission Type:Original document
Account Number (Optional):WSC2282212
Date Sold or Disposed:07-20-2022
CUSIP Number:BCHUSD
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$125.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:BITCOIN CASH
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Noncovered Security Basis not reported to IRS
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is not being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):464364776
ROBINHOOD MARKETS INC. AS AGENT FOR
ROBINHOOD CRYPTO LLC
85 WILLOW RD
MENLO PARK, CA 94025-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DR
TAMPA, FL 33626-0000

Submission Type:Original document
Account Number (Optional):WSC2282213
Date Sold or Disposed:05-16-2022
CUSIP Number:ETCUSD
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$109.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:ETHEREUM CLASSIC
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Noncovered Security Basis not reported to IRS
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is not being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1098-T

Payer:

Payer's Federal Identification Number (FIN):852480775
THE UNIVERSITY OF ARIZONA GLOBAL CAMPUS
TA> 0
80 SOUTH ARIZONA AVENUE, SUITE #301 C
HANDLER A

Recipient:

Recipient's Identification Number: 219-19-2163
LERMER MICHAEL
8715 HAMPDEN DRIVE
TAMPA, FL 33626-0000

Submission Type:Original document
Account Number (Optional):MILERM4298A
Qualified Tuition and Related Expense:$6,801.00
Scholarships or Grants:$1,551.00
Half Time Student Indicator:Grtr than or Eq to Half Time Student
Graduate Student Indicator:
Academic Period Code:N/A
TIN Checkbox:box marked
Adjustments Made for Prior Year:$0.00
Adjustments to Scholarships or Grants for a Prior Year:$0.00
Reimbursements/Refunds from an Insurance Contract:$0.00

Form 1099-DIV

Payer:

Payer's Federal Identification Number (FIN):043523567
NATIONAL FINANCIAL SERVICES LLC
499 WASHINGTON BLVD
JERSEY CITY, NJ 07310-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
8715 HAMPDEN DR
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):DX78227121
Tax Withheld:$0.00
Capital Gains:$0.00
Non-Dividend Distribution:$0.00
Cash Liquidation Distribution:$0.00
Non-Cash Liquidation Distribution:$0.00
Investment Expense:$0.00
Ordinary Dividend:$188.00
Collectibles (28%) Gain:$0.00
Unrecaptured Section 1250 Gain:$0.00
Section 1202 Gain:$0.00
Foreign Tax Paid:$0.00
Qualified Dividends:$188.00
Section 199A REIT Dividends:$0.00
Second Notice Indicator:No Second Notice
FATCA Filing Requirement:Box not checked no Filing Requirement
Exempt Interest Dividends:$0.00
Specified Private Activity Bond Interest Dividend:$0.00
Section 897 Ordinary Dividends:$0.00
Section 897 Capital Gain:$0.00

Form 1099-DIV

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TA146961
Tax Withheld:$0.00
Capital Gains:$0.00
Non-Dividend Distribution:$2.00
Cash Liquidation Distribution:$0.00
Non-Cash Liquidation Distribution:$0.00
Investment Expense:$0.00
Ordinary Dividend:$192.00
Collectibles (28%) Gain:$0.00
Unrecaptured Section 1250 Gain:$0.00
Section 1202 Gain:$0.00
Foreign Tax Paid:$0.00
Qualified Dividends:$1.00
Section 199A REIT Dividends:$0.00
Second Notice Indicator:No Second Notice
FATCA Filing Requirement:Box not checked no Filing Requirement
Exempt Interest Dividends:$0.00
Specified Private Activity Bond Interest Dividend:$0.00
Section 897 Ordinary Dividends:$0.00
Section 897 Capital Gain:$0.00

Form 1099-DIV

Payer:

Payer's Federal Identification Number (FIN):455356564
DRIVEWEALTH, LLC
15 EXCHANGE PLACE
JERSEY CITY, NJ 07302-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
3040 OASIS GRAND BLVD
FORT MYERS, FL 33916-0000

Submission Type:Original document
Account Number (Optional):26655423
Tax Withheld:$0.00
Capital Gains:$0.00
Non-Dividend Distribution:$0.00
Cash Liquidation Distribution:$0.00
Non-Cash Liquidation Distribution:$0.00
Investment Expense:$0.00
Ordinary Dividend:$0.00
Collectibles (28%) Gain:$0.00
Unrecaptured Section 1250 Gain:$0.00
Section 1202 Gain:$0.00
Foreign Tax Paid:$0.00
Qualified Dividends:$0.00
Section 199A REIT Dividends:$0.00
Second Notice Indicator:No Second Notice
FATCA Filing Requirement:Box not checked no Filing Requirement
Exempt Interest Dividends:$0.00
Specified Private Activity Bond Interest Dividend:$0.00
Section 897 Ordinary Dividends:$0.00
Section 897 Capital Gain:$0.00

Form 1099-DIV

Payer:

Payer's Federal Identification Number (FIN):462538416
ACORNS SECURITIES LLC
5300 CALIFORNIA AVENUE
IRVINE, CA 92617-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-0000

Submission Type:Original document
Account Number (Optional):00000282520802B1
Tax Withheld:$0.00
Capital Gains:$0.00
Non-Dividend Distribution:$0.00
Cash Liquidation Distribution:$0.00
Non-Cash Liquidation Distribution:$0.00
Investment Expense:$0.00
Ordinary Dividend:$0.00
Collectibles (28%) Gain:$0.00
Unrecaptured Section 1250 Gain:$0.00
Section 1202 Gain:$0.00
Foreign Tax Paid:$0.00
Qualified Dividends:$0.00
Section 199A REIT Dividends:$0.00
Second Notice Indicator:No Second Notice
FATCA Filing Requirement:Box not checked no Filing Requirement
Exempt Interest Dividends:$0.00
Specified Private Activity Bond Interest Dividend:$0.00
Section 897 Ordinary Dividends:$0.00
Section 897 Capital Gain:$0.00

Form 1099-INT

Payer:

Payer's Federal Identification Number (FIN):043523567
NATIONAL FINANCIAL SERVICES LLC
499 WASHINGTON BLVD
JERSEY CITY, NJ 07310-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
8715 HAMPDEN DR
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):IX78227121
Interest:$0.00
Tax Withheld:$0.00
Savings Bonds:$0.00
Investment Expense:$0.00
Interest Forfeiture:$0.00
Foreign Tax Paid:$0.00
Tax-Exempt Interest:$0.00
Specified Private Activity Bond Interest:$0.00
Market Discount:$0.00
Bond Premium:$0.00
Bond Premium on Tax Exempt Bond:$0.00
Bond Premium on Treasury Obligations:$0.00
Second Notice Indicator:No Second Notice
Foreign Country or US Possession:
CUSIP Number:315994103
FATCA Filing Requirement:Box not checked no Filing Requirement

Form 1099-INT

Payer:

Payer's Federal Identification Number (FIN):061236737
SYNCHRONY BANK
170 W ELECTION ROAD SUITE 125
DRAPER, UT 84020-6425

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL SCOTT LERMER
8715 HAMDEN DRIVE
TAMPA, FL 33626-0000

Submission Type:Original document
Account Number (Optional):20000011043822T1
Interest:$25.00
Tax Withheld:$0.00
Savings Bonds:$0.00
Investment Expense:$0.00
Interest Forfeiture:$0.00
Foreign Tax Paid:$0.00
Tax-Exempt Interest:$0.00
Specified Private Activity Bond Interest:$0.00
Market Discount:$0.00
Bond Premium:$0.00
Bond Premium on Tax Exempt Bond:$0.00
Bond Premium on Treasury Obligations:$0.00
Second Notice Indicator:No Second Notice
Foreign Country or US Possession:
CUSIP Number:
FATCA Filing Requirement:Box not checked no Filing Requirement

Form 1099-INT

Payer:

Payer's Federal Identification Number (FIN):061236737
SYNCHRONY BANK
ON BEHALF OF PAYPAL SAVINGS
170 W ELECTION ROAD SUITE 125
DRAPER, UT 84020-0000

Recipient:

Recipient's Identification Number: 219-19-2163
LERMER MICHAEL
8715 HAMPDEN DRIVE
TAMPA, FL 33626-0000

Submission Type:Original document
Account Number (Optional):20000010100653T1
Interest:$0.00
Tax Withheld:$0.00
Savings Bonds:$0.00
Investment Expense:$0.00
Interest Forfeiture:$0.00
Foreign Tax Paid:$0.00
Tax-Exempt Interest:$0.00
Specified Private Activity Bond Interest:$0.00
Market Discount:$0.00
Bond Premium:$0.00
Bond Premium on Tax Exempt Bond:$0.00
Bond Premium on Treasury Obligations:$0.00
Second Notice Indicator:No Second Notice
Foreign Country or US Possession:
CUSIP Number:
FATCA Filing Requirement:Box not checked no Filing Requirement

Form 1099-INT

Payer:

Payer's Federal Identification Number (FIN):203196134
SALLIE MAE BANK
175 S WEST TEMPLE
SALT LAKE CITY, UT 84101-0000

Recipient:

Recipient's Identification Number: 219-19-2163
LERMER MICHAEL S
12042 LEDGEWOOD CIRCLE
FT MYERS, FL 33913-0000

Submission Type:Original document
Account Number (Optional):300100291587
Interest:$0.00
Tax Withheld:$0.00
Savings Bonds:$0.00
Investment Expense:$0.00
Interest Forfeiture:$0.00
Foreign Tax Paid:$0.00
Tax-Exempt Interest:$0.00
Specified Private Activity Bond Interest:$0.00
Market Discount:$0.00
Bond Premium:$0.00
Bond Premium on Tax Exempt Bond:$0.00
Bond Premium on Treasury Obligations:$0.00
Second Notice Indicator:No Second Notice
Foreign Country or US Possession:
CUSIP Number:
FATCA Filing Requirement:Box not checked no Filing Requirement

Form 1099-INT

Payer:

Payer's Federal Identification Number (FIN):203196134
SALLIE MAE BANK
175 S WEST TEMPLE
SALT LAKE CITY, UT 84101-0000

Recipient:

Recipient's Identification Number: 219-19-2163
LERMER MICHAEL S
12042 LEDGEWOOD CIRCLE
FT MYERS, FL 33913-0000

Submission Type:Original document
Account Number (Optional):300302388168
Interest:$0.00
Tax Withheld:$0.00
Savings Bonds:$0.00
Investment Expense:$0.00
Interest Forfeiture:$0.00
Foreign Tax Paid:$0.00
Tax-Exempt Interest:$0.00
Specified Private Activity Bond Interest:$0.00
Market Discount:$0.00
Bond Premium:$0.00
Bond Premium on Tax Exempt Bond:$0.00
Bond Premium on Treasury Obligations:$0.00
Second Notice Indicator:No Second Notice
Foreign Country or US Possession:
CUSIP Number:
FATCA Filing Requirement:Box not checked no Filing Requirement

Form 1099-INT

Payer:

Payer's Federal Identification Number (FIN):452499523
SOCIAL FINANCE, INC.
234 1ST STREET
SAN FRANCISCO, CA 94105-0000

Recipient:

Recipient's Identification Number: 219-19-2163
LERMER MICHAEL
8715 HAMPDEN DR
TAMPA, FL 33626-0000

Submission Type:Original document
Account Number (Optional):2205886T5
Interest:$32.00
Tax Withheld:$0.00
Savings Bonds:$0.00
Investment Expense:$0.00
Interest Forfeiture:$0.00
Foreign Tax Paid:$0.00
Tax-Exempt Interest:$0.00
Specified Private Activity Bond Interest:$0.00
Market Discount:$0.00
Bond Premium:$0.00
Bond Premium on Tax Exempt Bond:$0.00
Bond Premium on Treasury Obligations:$0.00
Second Notice Indicator:No Second Notice
Foreign Country or US Possession:
CUSIP Number:
FATCA Filing Requirement:Box not checked no Filing Requirement

Form 1099-OID

Payer:

Payer's Federal Identification Number (FIN):454526070
PROSPER FUNDING LLC
221 MAIN STREET SUITE 300
SAN FRANCISCO, CA 94105-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-0000

Submission Type:Original document
Account Number (Optional):840821
Interest:$0.00
Tax Withheld:$0.00
Tax Exempt OID:$0.00
Investment Expenses:$0.00
Interest Forfeiture:$0.00
Original Issue Discount:$72.00
Original Issue Discount on Treasury Obligations:$0.00
Market Discount:$0.00
Acquisition Premium:$0.00
Bond Premium:$0.00
Description:ORIGINAL ISSUE DISCOUNT FOR 2022
FATCA Filing Requirement:Box not checked no Filing Requirement
Second Notice Indicator:No Second Notice

Form 1099-R Distributions from Pensions, Annuities, Retire or Profit-Sharing Plans, IRAs, Insurance Contracts, etc.

Payer:

Payer's Federal Identification Number (FIN):046568107
FIDELITY INVESTMENTS
100 MAGELLAN WAY KW1C
COVINGTON, KY 41015-0000

Recipient:

Recipient's Identification Number: 219-19-2163
LERMER MICHAEL S
8715 HAMPDEN DRIVE
TAMPA, FL 33626-0000

Submission Type:Original document
Account Number (Optional):20230107030001653571
Distribution Code Value:Early Distribution, no known exception (in most cases, under age 59 1/2)
Distribution Code:1
Distribution Code Value:Not significant
Distribution Code:Blank
Tax Amount Undetermined Code:Not checked
Total Distribution Code:Not checked
First Year Roth Contribution:0000
SEP Indicator:IRA/SEP/SIMP box not checked
FATCA Indicator:not FATCA
Date of Payment for Reportable Death Benefits under Section 6050Y:00-00-0000
Tax Withheld:$387.00
Total Employee Contributions:$0.00
Unrealized Appreciation:$0.00
Other Income:$0.00
Gross Distribution:$20,082.00
Taxable Amount:$20,082.00
Eligible Capital Gains:$0.00
Amount to IRR:$0.00

Form 1099-R Distributions from Pensions, Annuities, Retire or Profit-Sharing Plans, IRAs, Insurance Contracts, etc.

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
APEX C F TRADITIONAL IRA
8715 HAMPDEN DR
TAMPA, FL 33626-2934

Submission Type:Amended document
Account Number (Optional):5TG180131
Distribution Code Value:Early Distribution, no known exception (in most cases, under age 59 1/2)
Distribution Code:1
Distribution Code Value:Not significant
Distribution Code:Blank
Tax Amount Undetermined Code:Tax amount not determined
Total Distribution Code:Not checked
First Year Roth Contribution:0000
SEP Indicator:IRA/SEP/SIMP box checked
FATCA Indicator:not FATCA
Date of Payment for Reportable Death Benefits under Section 6050Y:00-00-0000
Tax Withheld:$0.00
Total Employee Contributions:$0.00
Unrealized Appreciation:$0.00
Other Income:$0.00
Gross Distribution:$800.00
Taxable Amount:$800.00
Eligible Capital Gains:$0.00
Amount to IRR:$0.00

This Product Contains Sensitive Taxpayer Data