| |
|
Employer:
| |
| Employer Identification Number (EIN):232084784 |
| COMCAST CC OF WILLOW GROVE | |
| 1701 JF KENNEDY BLVD 4 | |
| PHILADELPHIA, PA 19103-0000 | |
| |
|
Employee:
| |
| Employee's Social Security Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-0000 | |
| |
| Submission Type: | Original document |
| Wages, Tips and Other Compensation: | $236,557.00 |
| Federal Income Tax Withheld: | $48,004.00 |
| Social Security Wages: | $147,000.00 |
| Social Security Tax Withheld: | $9,114.00 |
| Medicare Wages and Tips: | $250,822.00 |
| Medicare Tax Withheld: | $4,094.00 |
| Social Security Tips: | $0.00 |
| Allocated Tips: | $0.00 |
| Dependent Care Benefits: | $0.00 |
| Deferred Compensation: | $14,828.00 |
| Code "Q" Nontaxable Combat Pay: | $0.00 |
| Code "W" Employer Contributions to a Health Savings Account: | $0.00 |
| Code "Y" Deferrals under a section 409A nonqualified Deferred Compensation plan: | $0.00 |
| Code "Z" Income under section 409A on a nonqualified Deferred Compensation plan: | $0.00 |
| Code "R" Employer's Contribution to MSA: | $0.00 |
| Code "S" Employer's Contribution to Simple Account: | $0.00 |
| Code "T" Expenses Incurred for Qualified Adoptions: | $0.00 |
| Code "V" Income from exercise of non-statutory stock options: | $0.00 |
| Code "AA" Designated Roth Contributions under a Section 401(k) Plan: | $0.00 |
| Code "BB" Designated Roth Contributions under a Section 403(b) Plan: | $0.00 |
| Code "DD" Cost of Employer-Sponsored Health Coverage: | $22,249.00 |
| Code "EE" Designated ROTH Contributions Under a Governmental Section 457(b) Plan: | $0.00 |
| Code "FF" Permitted benefits under a qualified small employer health reimbursement arrangement: | $0.00 |
| Code "GG" Income from Qualified Equity Grants Under Section 83(i): | $0.00 |
| Code "HH" Aggregate Deferrals Under Section 83(i) Elections as of the Close of the Calendar Year: | $0.00 |
| Third Party Sick Pay Indicator: | Unanswered |
| Retirement Plan Indicator: | Yes - retirement plan |
| Statutory Employee: | Not Statutory Employee |
| W2 Submission Type: | Original |
| W2 WHC SSN Validation Code: | Correct SSN |
| |
|
Corporation:
| |
| Corporation's Federal Identification Number (FIN):270000798 |
| COMCAST CORPORATION | |
| 1701 JFK BOULEVARD | |
| PHILADELPHIA, PA 19103-0000 | |
| |
|
Employee:
| |
| Employee's Identification Number:
219-19-2163 |
| LERMER MICHAEL S | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | LRSO4XAR6H |
| Exercise Price per Share: | $39.00 |
| Fair Market Value per Share on Exercise Date: | $46.00 |
| Fair Market Value per Share on Grant Date: | $50.00 |
| Exercise price per share determined as if the option was exercised on the date shown in box 1: | $43.00 |
| Date Option Exercised: | 03-31-2022 |
| Date Option Granted: | 01-03-2022 |
| Number of Shares Transferred: | 0000000000021 |
| Date Legal Title Transferred: | 03-31-2022 |
| |
|
Corporation:
| |
| Corporation's Federal Identification Number (FIN):270000798 |
| COMCAST CORPORATION | |
| 1701 JFK BOULEVARD | |
| PHILADELPHIA, PA 19103-0000 | |
| |
|
Employee:
| |
| Employee's Identification Number:
219-19-2163 |
| LERMER MICHAEL S | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | LV0NOQJCGA |
| Exercise Price per Share: | $33.00 |
| Fair Market Value per Share on Exercise Date: | $39.00 |
| Fair Market Value per Share on Grant Date: | $47.00 |
| Exercise price per share determined as if the option was exercised on the date shown in box 1: | $40.00 |
| Date Option Exercised: | 06-30-2022 |
| Date Option Granted: | 04-01-2022 |
| Number of Shares Transferred: | 0000000000013 |
| Date Legal Title Transferred: | 06-30-2022 |
| |
|
Corporation:
| |
| Corporation's Federal Identification Number (FIN):270000798 |
| COMCAST CORPORATION | |
| 1701 JFK BOULEVARD | |
| PHILADELPHIA, PA 19103-0000 | |
| |
|
Employee:
| |
| Employee's Identification Number:
219-19-2163 |
| LERMER MICHAEL S | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | LY7I82H3WF |
| Exercise Price per Share: | $24.00 |
| Fair Market Value per Share on Exercise Date: | $29.00 |
| Fair Market Value per Share on Grant Date: | $40.00 |
| Exercise price per share determined as if the option was exercised on the date shown in box 1: | $34.00 |
| Date Option Exercised: | 09-30-2022 |
| Date Option Granted: | 07-01-2022 |
| Number of Shares Transferred: | 0000000000020 |
| Date Legal Title Transferred: | 09-30-2022 |
| |
|
Corporation:
| |
| Corporation's Federal Identification Number (FIN):270000798 |
| COMCAST CORPORATION | |
| 1701 JFK BOULEVARD | |
| PHILADELPHIA, PA 19103-0000 | |
| |
|
Employee:
| |
| Employee's Identification Number:
219-19-2163 |
| LERMER MICHAEL S | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | MO0OOFVNQR |
| Exercise Price per Share: | $26.00 |
| Fair Market Value per Share on Exercise Date: | $34.00 |
| Fair Market Value per Share on Grant Date: | $30.00 |
| Exercise price per share determined as if the option was exercised on the date shown in box 1: | $26.00 |
| Date Option Exercised: | 12-30-2022 |
| Date Option Granted: | 10-03-2022 |
| Number of Shares Transferred: | 0000000000020 |
| Date Legal Title Transferred: | 12-30-2022 |
| |
|
Trustee:
| |
| Trustee/Issuer's Federal Identification Number (FIN):043523567 |
| NATIONAL FINANCIAL SERVICES LLC | |
| 499 WASHINGTON BLVD | |
| JERSEY CITY, NJ 07310-0000 | |
| |
|
Participant:
| |
| Participant's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 8715 HAMPDEN DR | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | L220486894001 |
| IRA Contributions: | $0.00 |
| Rollover Contributions: | $0.00 |
| Roth Conversion Amount: | $0.00 |
| Recharacterized Contributions: | $0.00 |
| Fair Market Value of Account: | $6.00 |
| Life Insurance Cost Included in Box 1: | $0.00 |
| SEP Code: | Not Checked |
| IRA Code: | Checked |
| Simple Code: | Not Checked |
| Roth IRA Code: | Not Checked |
| RMD For Subsequent Year: | RMD box not checked |
| RMD Date: | 00-00-0000 |
| Year: | |
| Postponed Contribution Code: | |
| Repayments Code: | |
| Fair Market Value of certain specified assets: | N/A |
| SEP Contributions: | $0.00 |
| SIMPLE Contributions: | $0.00 |
| Roth IRA Contributions: | $0.00 |
| Required Minimum Distribution Amount: | $0.00 |
| Postponed Contributions: | $0.00 |
| Repayment of a qualified reservist distribution or federally designated disaster withdrawal repayment: | $0.00 |
| Fair Market Value of Certain Specified Assets: | $0.00 |
| |
|
Trustee:
| |
| Trustee/Issuer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Participant:
| |
| Participant's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| APEX C F TRADITIONAL IRA | |
| 8715 HAMPDEN DR | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TG180131 |
| IRA Contributions: | $745.00 |
| Rollover Contributions: | $0.00 |
| Roth Conversion Amount: | $0.00 |
| Recharacterized Contributions: | $0.00 |
| Fair Market Value of Account: | $14.00 |
| Life Insurance Cost Included in Box 1: | $0.00 |
| SEP Code: | Not Checked |
| IRA Code: | Checked |
| Simple Code: | Not Checked |
| Roth IRA Code: | Not Checked |
| RMD For Subsequent Year: | RMD box not checked |
| RMD Date: | 00-00-0000 |
| Year: | |
| Postponed Contribution Code: | |
| Repayments Code: | |
| Fair Market Value of certain specified assets: | N/A |
| SEP Contributions: | $0.00 |
| SIMPLE Contributions: | $0.00 |
| Roth IRA Contributions: | $0.00 |
| Required Minimum Distribution Amount: | $0.00 |
| Postponed Contributions: | $0.00 |
| Repayment of a qualified reservist distribution or federally designated disaster withdrawal repayment: | $0.00 |
| Fair Market Value of Certain Specified Assets: | $0.00 |
| |
|
Trustee:
| |
| Trustee/Issuer's Federal Identification Number (FIN):208764829 |
| MORGAN STANLEY DOMESTIC HOLDINGS, INC. | |
| PO BOX 484 | |
| JERSEY CITY, NJ 07303-0484 | |
| |
|
Participant:
| |
| Participant's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 8715 HAMPDEN DR | |
| TAMPA, FL 33626-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 40496342203655200 |
| IRA Contributions: | $0.00 |
| Rollover Contributions: | $0.00 |
| Roth Conversion Amount: | $0.00 |
| Recharacterized Contributions: | $0.00 |
| Fair Market Value of Account: | $43.00 |
| Life Insurance Cost Included in Box 1: | $0.00 |
| SEP Code: | Not Checked |
| IRA Code: | Checked |
| Simple Code: | Not Checked |
| Roth IRA Code: | Not Checked |
| RMD For Subsequent Year: | RMD box not checked |
| RMD Date: | 00-00-0000 |
| Year: | |
| Postponed Contribution Code: | |
| Repayments Code: | |
| Fair Market Value of certain specified assets: | N/A |
| SEP Contributions: | $0.00 |
| SIMPLE Contributions: | $0.00 |
| Roth IRA Contributions: | $0.00 |
| Required Minimum Distribution Amount: | $0.00 |
| Postponed Contributions: | $0.00 |
| Repayment of a qualified reservist distribution or federally designated disaster withdrawal repayment: | $0.00 |
| Fair Market Value of Certain Specified Assets: | $0.00 |
| |
|
Trustee:
| |
| Trustee/Issuer's Federal Identification Number (FIN):384019216 |
| ROBINHOOD SECURITIES LLC | |
| 500 COLONIAL CENTER PARKWAY SUITE 100 | |
| LAKE MARY, FL 32746-0000 | |
| |
|
Participant:
| |
| Participant's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DR | |
| TAMPA, FL 33626-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 537278707 |
| IRA Contributions: | $65.00 |
| Rollover Contributions: | $0.00 |
| Roth Conversion Amount: | $0.00 |
| Recharacterized Contributions: | $0.00 |
| Fair Market Value of Account: | $65.00 |
| Life Insurance Cost Included in Box 1: | $0.00 |
| SEP Code: | Not Checked |
| IRA Code: | Checked |
| Simple Code: | Not Checked |
| Roth IRA Code: | Not Checked |
| RMD For Subsequent Year: | RMD box not checked |
| RMD Date: | 00-00-0000 |
| Year: | |
| Postponed Contribution Code: | |
| Repayments Code: | |
| Fair Market Value of certain specified assets: | N/A |
| SEP Contributions: | $0.00 |
| SIMPLE Contributions: | $0.00 |
| Roth IRA Contributions: | $0.00 |
| Required Minimum Distribution Amount: | $0.00 |
| Postponed Contributions: | $0.00 |
| Repayment of a qualified reservist distribution or federally designated disaster withdrawal repayment: | $0.00 |
| Fair Market Value of Certain Specified Assets: | $0.00 |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):043523567 |
| NATIONAL FINANCIAL SERVICES LLC | |
| 499 WASHINGTON BLVD | |
| JERSEY CITY, NJ 07310-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 8715 HAMPDEN DR | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | BX78227121LOAV9OKKEW |
| Date Sold or Disposed: | 01-12-2022 |
| CUSIP Number: | 20030N101 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $3,272.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | COMCAST CORP |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Noncovered Security Basis not reported to IRS |
| Type of Gain or Loss Code: | |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is not being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):043523567 |
| NATIONAL FINANCIAL SERVICES LLC | |
| 499 WASHINGTON BLVD | |
| JERSEY CITY, NJ 07310-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 8715 HAMPDEN DR | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | BX78227121LO1VQA1XQI |
| Date Sold or Disposed: | 01-05-2022 |
| CUSIP Number: | 20030N101 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $666.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $517.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | COMCAST CORP |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 12-31-2020 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Long-term |
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):043523567 |
| NATIONAL FINANCIAL SERVICES LLC | |
| 499 WASHINGTON BLVD | |
| JERSEY CITY, NJ 07310-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 8715 HAMPDEN DR | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | BX78227121LO1VQA1YS3 |
| Date Sold or Disposed: | 01-05-2022 |
| CUSIP Number: | 20030N101 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $4,413.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | COMCAST CORP |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Noncovered Security Basis not reported to IRS |
| Type of Gain or Loss Code: | |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is not being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):043523567 |
| NATIONAL FINANCIAL SERVICES LLC | |
| 499 WASHINGTON BLVD | |
| JERSEY CITY, NJ 07310-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 8715 HAMPDEN DR | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | BX78227121LRKB13LBUP |
| Date Sold or Disposed: | 04-14-2022 |
| CUSIP Number: | 20030N101 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $917.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $829.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | COMCAST CORP |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 03-31-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Long-term |
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):043523567 |
| NATIONAL FINANCIAL SERVICES LLC | |
| 499 WASHINGTON BLVD | |
| JERSEY CITY, NJ 07310-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 8715 HAMPDEN DR | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | BX78227121LRKB13LCEC |
| Date Sold or Disposed: | 04-14-2022 |
| CUSIP Number: | 20030N101 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $2,469.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | COMCAST CORP |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Noncovered Security Basis not reported to IRS |
| Type of Gain or Loss Code: | |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is not being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):043523567 |
| NATIONAL FINANCIAL SERVICES LLC | |
| 499 WASHINGTON BLVD | |
| JERSEY CITY, NJ 07310-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 8715 HAMPDEN DR | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | BX78227121LRKB13LCEL |
| Date Sold or Disposed: | 04-14-2022 |
| CUSIP Number: | 20030N101 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $137.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | COMCAST CORP |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Noncovered Security Basis not reported to IRS |
| Type of Gain or Loss Code: | |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is not being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):043523567 |
| NATIONAL FINANCIAL SERVICES LLC | |
| 499 WASHINGTON BLVD | |
| JERSEY CITY, NJ 07310-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 8715 HAMPDEN DR | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | BX78227121LRKB13LCE2 |
| Date Sold or Disposed: | 04-14-2022 |
| CUSIP Number: | 20030N101 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $37.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | COMCAST CORP |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Noncovered Security Basis not reported to IRS |
| Type of Gain or Loss Code: | |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is not being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):043523567 |
| NATIONAL FINANCIAL SERVICES LLC | |
| 499 WASHINGTON BLVD | |
| JERSEY CITY, NJ 07310-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 8715 HAMPDEN DR | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | BX78227121LSIPC5AXQU |
| Date Sold or Disposed: | 05-11-2022 |
| CUSIP Number: | 20030N101 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $2,239.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | COMCAST CORP |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Noncovered Security Basis not reported to IRS |
| Type of Gain or Loss Code: | |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is not being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):043523567 |
| NATIONAL FINANCIAL SERVICES LLC | |
| 499 WASHINGTON BLVD | |
| JERSEY CITY, NJ 07310-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 8715 HAMPDEN DR | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | BX78227121LSIPC5AXRE |
| Date Sold or Disposed: | 05-11-2022 |
| CUSIP Number: | 20030N101 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $4,915.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | COMCAST CORP |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Noncovered Security Basis not reported to IRS |
| Type of Gain or Loss Code: | |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is not being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):043523567 |
| NATIONAL FINANCIAL SERVICES LLC | |
| 499 WASHINGTON BLVD | |
| JERSEY CITY, NJ 07310-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 8715 HAMPDEN DR | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | BX78227121LSIPC5AXR5 |
| Date Sold or Disposed: | 05-11-2022 |
| CUSIP Number: | 20030N101 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $2,359.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | COMCAST CORP |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Noncovered Security Basis not reported to IRS |
| Type of Gain or Loss Code: | |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is not being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):043523567 |
| NATIONAL FINANCIAL SERVICES LLC | |
| 499 WASHINGTON BLVD | |
| JERSEY CITY, NJ 07310-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 8715 HAMPDEN DR | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | BX78227121LSIPC5AX0R |
| Date Sold or Disposed: | 05-11-2022 |
| CUSIP Number: | 20030N101 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $2,323.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | COMCAST CORP |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Noncovered Security Basis not reported to IRS |
| Type of Gain or Loss Code: | |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is not being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):043523567 |
| NATIONAL FINANCIAL SERVICES LLC | |
| 499 WASHINGTON BLVD | |
| JERSEY CITY, NJ 07310-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 8715 HAMPDEN DR | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | BX78227121LVX6HPBTJ1 |
| Date Sold or Disposed: | 08-15-2022 |
| CUSIP Number: | 20030N101 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $344.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $418.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | COMCAST CORP |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 06-30-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Long-term |
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):043523567 |
| NATIONAL FINANCIAL SERVICES LLC | |
| 499 WASHINGTON BLVD | |
| JERSEY CITY, NJ 07310-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 8715 HAMPDEN DR | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | BX78227121LY83LKVYHR |
| Date Sold or Disposed: | 10-19-2022 |
| CUSIP Number: | 20030N101 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $4.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $6.00 |
| Wash Sale Loss Disallowed: | $2.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | COMCAST CORP |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 06-30-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Long-term |
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):043523567 |
| NATIONAL FINANCIAL SERVICES LLC | |
| 499 WASHINGTON BLVD | |
| JERSEY CITY, NJ 07310-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 8715 HAMPDEN DR | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | BX78227121LY83LKVYIJ |
| Date Sold or Disposed: | 10-19-2022 |
| CUSIP Number: | 20030N101 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $285.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $468.00 |
| Wash Sale Loss Disallowed: | $182.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | COMCAST CORP |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 09-30-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Long-term |
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA146961 |
| Date Sold or Disposed: | 07-22-2022 |
| CUSIP Number: | 26142V105 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $137.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $123.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | DRAFTKINGS INC CLASS A COMMON STOCK |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 06-29-2022 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA1469610 |
| Date Sold or Disposed: | 01-10-2022 |
| CUSIP Number: | 00214Q401 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $8.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $10.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | ARK ETF TR NEXT GENERATION INTERNET ETF |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA14696100 |
| Date Sold or Disposed: | 01-25-2022 |
| CUSIP Number: | 72919P202 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $40.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $39.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | PLUG POWER INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 01-24-2022 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA14696101 |
| Date Sold or Disposed: | 02-01-2022 |
| CUSIP Number: | 72919P202 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $106.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $105.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | PLUG POWER INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 01-31-2022 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA14696102 |
| Date Sold or Disposed: | 03-18-2022 |
| CUSIP Number: | 72919P202 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $174.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $167.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | PLUG POWER INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 03-17-2022 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA14696103 |
| Date Sold or Disposed: | 03-28-2022 |
| CUSIP Number: | 72919P202 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $117.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $116.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | PLUG POWER INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 03-24-2022 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA14696104 |
| Date Sold or Disposed: | 10-31-2022 |
| CUSIP Number: | 72919P202 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $159.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $229.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | PLUG POWER INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 10-04-2022 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA14696105 |
| Date Sold or Disposed: | 02-09-2022 |
| CUSIP Number: | 70614W100 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $255.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $236.00 |
| Wash Sale Loss Disallowed: | $3.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | PELOTON INTERACTIVE INC CLASS A COMMON |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA14696106 |
| Date Sold or Disposed: | 02-11-2022 |
| CUSIP Number: | 70614W100 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $278.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $191.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | PELOTON INTERACTIVE INC CLASS A COMMON |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 02-04-2022 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA14696107 |
| Date Sold or Disposed: | 07-27-2022 |
| CUSIP Number: | 72352L106 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $168.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $163.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | PINTEREST INC CLASS A COMMON STOCK |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 07-22-2022 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA14696108 |
| Date Sold or Disposed: | 02-07-2022 |
| CUSIP Number: | 70450Y103 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $75.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $80.00 |
| Wash Sale Loss Disallowed: | $4.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | PAYPAL HOLDINGS INC COM |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 02-02-2022 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA14696109 |
| Date Sold or Disposed: | 02-09-2022 |
| CUSIP Number: | 70450Y103 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $244.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $269.00 |
| Wash Sale Loss Disallowed: | $4.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | PAYPAL HOLDINGS INC COM |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 02-02-2022 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA1469611 |
| Date Sold or Disposed: | 03-02-2022 |
| CUSIP Number: | 03676B102 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $100.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $96.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | ANTERO MIDSTREAM CORPORATION COMMON STO |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 02-17-2022 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA14696110 |
| Date Sold or Disposed: | 06-21-2022 |
| CUSIP Number: | 68571X103 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $26.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $25.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | ORCHID ISLAND CAPITAL INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 06-16-2022 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA14696111 |
| Date Sold or Disposed: | 01-04-2022 |
| CUSIP Number: | 69608A108 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $271.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $284.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | PALANTIR TECHNOLOGIES INC CLASS A COMMO |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA14696112 |
| Date Sold or Disposed: | 03-25-2022 |
| CUSIP Number: | 771049103 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $570.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $558.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | ROBLOX CORPORATION CLASS A COMMON STOCK |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA14696113 |
| Date Sold or Disposed: | 01-18-2022 |
| CUSIP Number: | 76954A103 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $146.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $166.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | RIVIAN AUTOMOTIVE INC CLASS A COMMON ST |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 01-14-2022 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA14696114 |
| Date Sold or Disposed: | 01-11-2022 |
| CUSIP Number: | 852234103 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $147.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $169.00 |
| Wash Sale Loss Disallowed: | $22.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | BLOCK INC CLASS A COMMON STOCK |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 12-27-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA14696115 |
| Date Sold or Disposed: | 01-13-2022 |
| CUSIP Number: | 852234103 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $954.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $1,119.00 |
| Wash Sale Loss Disallowed: | $48.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | BLOCK INC CLASS A COMMON STOCK |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA14696116 |
| Date Sold or Disposed: | 02-01-2022 |
| CUSIP Number: | 83304A106 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $32.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $31.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | SNAP INC CLASS A COMMON STOCK |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 01-31-2022 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA14696117 |
| Date Sold or Disposed: | 02-02-2022 |
| CUSIP Number: | 83304A106 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $130.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $126.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | SNAP INC CLASS A COMMON STOCK |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 01-31-2022 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA14696118 |
| Date Sold or Disposed: | 02-09-2022 |
| CUSIP Number: | 83304A106 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $273.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $278.00 |
| Wash Sale Loss Disallowed: | $4.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | SNAP INC CLASS A COMMON STOCK |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 02-04-2022 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA14696119 |
| Date Sold or Disposed: | 02-11-2022 |
| CUSIP Number: | 83304A106 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $310.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $310.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | SNAP INC CLASS A COMMON STOCK |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 02-04-2022 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA1469612 |
| Date Sold or Disposed: | 03-18-2022 |
| CUSIP Number: | 00827B106 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $846.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $902.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | AFFIRM HOLDINGS INC CLASS A COMMON STOC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA14696120 |
| Date Sold or Disposed: | 09-09-2022 |
| CUSIP Number: | 83304A106 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $166.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $166.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | SNAP INC CLASS A COMMON STOCK |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA14696121 |
| Date Sold or Disposed: | 10-31-2022 |
| CUSIP Number: | 83304A106 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $18.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $17.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | SNAP INC CLASS A COMMON STOCK |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA14696122 |
| Date Sold or Disposed: | 01-25-2022 |
| CUSIP Number: | 867652406 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $22.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $20.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | SUNPOWER CORPORATION |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 01-24-2022 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA14696123 |
| Date Sold or Disposed: | 11-22-2022 |
| CUSIP Number: | 81783H105 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $0.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | ***SEVEN & I HOLDINGS CO LTD UNSPONSORE |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Long-term |
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA14696124 |
| Date Sold or Disposed: | 01-19-2022 |
| CUSIP Number: | 82509L107 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $559.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $833.00 |
| Wash Sale Loss Disallowed: | $273.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | ***SHOPIFY INC CL A |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 12-30-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA14696125 |
| Date Sold or Disposed: | 01-20-2022 |
| CUSIP Number: | 82509L107 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $2,136.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $3,475.00 |
| Wash Sale Loss Disallowed: | $1,338.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | ***SHOPIFY INC CL A |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA14696126 |
| Date Sold or Disposed: | 01-21-2022 |
| CUSIP Number: | 82509L107 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $1,931.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $4,138.00 |
| Wash Sale Loss Disallowed: | $2,207.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | ***SHOPIFY INC CL A |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA14696127 |
| Date Sold or Disposed: | 01-28-2022 |
| CUSIP Number: | 82509L107 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $372.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $1,133.00 |
| Wash Sale Loss Disallowed: | $760.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | ***SHOPIFY INC CL A |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA14696128 |
| Date Sold or Disposed: | 02-07-2022 |
| CUSIP Number: | 82509L107 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $862.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $2,383.00 |
| Wash Sale Loss Disallowed: | $1,521.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | ***SHOPIFY INC CL A |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA14696129 |
| Date Sold or Disposed: | 02-08-2022 |
| CUSIP Number: | 82509L107 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $870.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $2,536.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | ***SHOPIFY INC CL A |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA1469613 |
| Date Sold or Disposed: | 01-10-2022 |
| CUSIP Number: | 060505104 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $5.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $5.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | BANK OF AMERICA CORP |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 01-07-2022 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA14696130 |
| Date Sold or Disposed: | 07-29-2022 |
| CUSIP Number: | 82509L107 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $234.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $231.00 |
| Wash Sale Loss Disallowed: | $9.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | ***SHOPIFY INC CL A |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA14696131 |
| Date Sold or Disposed: | 09-19-2022 |
| CUSIP Number: | 82509L107 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $152.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $209.00 |
| Wash Sale Loss Disallowed: | $57.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | ***SHOPIFY INC CL A |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 08-05-2022 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA14696132 |
| Date Sold or Disposed: | 10-14-2022 |
| CUSIP Number: | 82509L107 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $264.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $318.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | ***SHOPIFY INC CL A |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 10-13-2022 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA14696133 |
| Date Sold or Disposed: | 02-02-2022 |
| CUSIP Number: | 83406F102 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $124.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $125.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | SOFI TECHNOLOGIES INC COMMON STOCK |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 02-01-2022 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA14696134 |
| Date Sold or Disposed: | 04-18-2022 |
| CUSIP Number: | 83406F102 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $73.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $79.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | SOFI TECHNOLOGIES INC COMMON STOCK |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 04-13-2022 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA14696135 |
| Date Sold or Disposed: | 06-23-2022 |
| CUSIP Number: | 83406F102 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $57.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $58.00 |
| Wash Sale Loss Disallowed: | $1.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | SOFI TECHNOLOGIES INC COMMON STOCK |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 06-15-2022 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA14696136 |
| Date Sold or Disposed: | 07-22-2022 |
| CUSIP Number: | 83406F102 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $169.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $160.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | SOFI TECHNOLOGIES INC COMMON STOCK |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA14696137 |
| Date Sold or Disposed: | 10-13-2022 |
| CUSIP Number: | 83406F102 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $262.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $267.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | SOFI TECHNOLOGIES INC COMMON STOCK |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA14696138 |
| Date Sold or Disposed: | 01-06-2022 |
| CUSIP Number: | 86803X204 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $87.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $103.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | SUNWORKS INC COMMON STOCK |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA14696139 |
| Date Sold or Disposed: | 01-21-2022 |
| CUSIP Number: | 833445109 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $273.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $310.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | SNOWFLAKE INC CLASS A COMMON STOCK |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 01-20-2022 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA1469614 |
| Date Sold or Disposed: | 10-14-2022 |
| CUSIP Number: | 060505104 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $159.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $161.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | BANK OF AMERICA CORP |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 10-04-2022 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA14696140 |
| Date Sold or Disposed: | 01-25-2022 |
| CUSIP Number: | 88160R101 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $937.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $1,060.00 |
| Wash Sale Loss Disallowed: | $123.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | TESLA INC COMMON STOCK |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 01-20-2022 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA14696141 |
| Date Sold or Disposed: | 01-31-2022 |
| CUSIP Number: | 88160R101 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $2,755.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $2,988.00 |
| Wash Sale Loss Disallowed: | $72.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | TESLA INC COMMON STOCK |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA14696142 |
| Date Sold or Disposed: | 09-09-2022 |
| CUSIP Number: | 88160R101 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $1,719.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $1,661.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | TESLA INC COMMON STOCK |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA14696143 |
| Date Sold or Disposed: | 10-18-2022 |
| CUSIP Number: | 88160R101 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $658.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $742.00 |
| Wash Sale Loss Disallowed: | $31.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | TESLA INC COMMON STOCK |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA14696144 |
| Date Sold or Disposed: | 01-04-2022 |
| CUSIP Number: | 844741108 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $1,148.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $1,063.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | SOUTHWEST AIRLINES CO |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA14696145 |
| Date Sold or Disposed: | 03-23-2022 |
| CUSIP Number: | 844741108 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $99.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $100.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | SOUTHWEST AIRLINES CO |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 03-22-2022 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA14696146 |
| Date Sold or Disposed: | 03-24-2022 |
| CUSIP Number: | 844741108 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $115.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $114.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | SOUTHWEST AIRLINES CO |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 03-22-2022 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA14696147 |
| Date Sold or Disposed: | 11-21-2022 |
| CUSIP Number: | 872540109 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $0.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | TJX COMPANIES INC NEW |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Long-term |
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA14696148 |
| Date Sold or Disposed: | 01-13-2022 |
| CUSIP Number: | 90214J101 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $614.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $732.00 |
| Wash Sale Loss Disallowed: | $33.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 2U INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA14696149 |
| Date Sold or Disposed: | 02-11-2022 |
| CUSIP Number: | 90214J101 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $79.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $112.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 2U INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 02-10-2022 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA1469615 |
| Date Sold or Disposed: | 07-08-2022 |
| CUSIP Number: | 037833100 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $147.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $136.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | APPLE INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Long-term |
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA14696150 |
| Date Sold or Disposed: | 02-01-2022 |
| CUSIP Number: | 90184L102 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $37.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $36.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | TWITTER INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 01-31-2022 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA14696151 |
| Date Sold or Disposed: | 02-04-2022 |
| CUSIP Number: | 90184L102 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $148.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $143.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | TWITTER INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 01-31-2022 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA14696152 |
| Date Sold or Disposed: | 04-13-2022 |
| CUSIP Number: | 90184L102 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $172.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $184.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | TWITTER INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 04-04-2022 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA14696153 |
| Date Sold or Disposed: | 04-04-2022 |
| CUSIP Number: | 886364504 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $184.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $183.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | TIDAL ETF TRUST SOFI BE YOUR OWN BOSS E |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA14696154 |
| Date Sold or Disposed: | 04-18-2022 |
| CUSIP Number: | 886364504 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $136.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $167.00 |
| Wash Sale Loss Disallowed: | $28.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | TIDAL ETF TRUST SOFI BE YOUR OWN BOSS E |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA14696155 |
| Date Sold or Disposed: | 04-19-2022 |
| CUSIP Number: | 886364504 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $203.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $239.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | TIDAL ETF TRUST SOFI BE YOUR OWN BOSS E |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA14696156 |
| Date Sold or Disposed: | 11-03-2022 |
| CUSIP Number: | 886364736 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $9.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $10.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | TIDAL ETF TRUST SOFI WEEKLY DIVIDEND ET |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 08-29-2022 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA14696157 |
| Date Sold or Disposed: | 05-05-2022 |
| CUSIP Number: | 90187B408 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $80.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $77.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | TWO HARBORS INVESTMENT CORP COMMON STOC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA14696158 |
| Date Sold or Disposed: | 01-10-2022 |
| CUSIP Number: | 87918A105 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $853.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $1,021.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | TELADOC HEALTH INC COMMON STOCK |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA14696159 |
| Date Sold or Disposed: | 09-12-2022 |
| CUSIP Number: | 922908736 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $123.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $115.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | VANGUARD INDEX FUNDS VANGUARD GROWTH ET |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA1469616 |
| Date Sold or Disposed: | 07-18-2022 |
| CUSIP Number: | 037833100 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $1,023.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $878.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | APPLE INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Long-term |
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA14696160 |
| Date Sold or Disposed: | 12-05-2022 |
| CUSIP Number: | 922908769 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $46.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $45.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | VANGUARD INDEX FUNDS VANGUARD TOTAL STO |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA14696161 |
| Date Sold or Disposed: | 12-06-2022 |
| CUSIP Number: | 922908769 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $9.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $9.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | VANGUARD INDEX FUNDS VANGUARD TOTAL STO |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 11-21-2022 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA14696162 |
| Date Sold or Disposed: | 11-21-2022 |
| CUSIP Number: | 92343V104 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $0.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | VERIZON COMMUNICATIONS |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 01-06-2020 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Long-term |
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA14696163 |
| Date Sold or Disposed: | 02-03-2022 |
| CUSIP Number: | 92766K106 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $90.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $90.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | VIRGIN GALACTIC HLDGS INC COMMON STOCK |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA14696164 |
| Date Sold or Disposed: | 01-25-2022 |
| CUSIP Number: | 922908363 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $10.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $10.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | VANGUARD S&P 500 ETF |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA14696165 |
| Date Sold or Disposed: | 11-21-2022 |
| CUSIP Number: | 922908363 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $2.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $2.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | VANGUARD S&P 500 ETF |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA14696166 |
| Date Sold or Disposed: | 11-21-2022 |
| CUSIP Number: | 931427108 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $0.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | WALGREEN BOOTS ALLIANCE INC COM |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Long-term |
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA14696167 |
| Date Sold or Disposed: | 08-29-2022 |
| CUSIP Number: | 931142103 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $28.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $28.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | WALMART INC COMMON STOCK |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA14696168 |
| Date Sold or Disposed: | 01-10-2022 |
| CUSIP Number: | 98980L101 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $831.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $919.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | ZOOM VIDEO COMMUNICATIONS INC CLASS A C |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA14696169 |
| Date Sold or Disposed: | 02-01-2022 |
| CUSIP Number: | 98422D105 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $36.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $34.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | ***XPENG INC ADS EACH REPRESENTING TWO |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 01-31-2022 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA1469617 |
| Date Sold or Disposed: | 06-29-2022 |
| CUSIP Number: | 037833100 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $139.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $173.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | APPLE INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA14696170 |
| Date Sold or Disposed: | 02-03-2022 |
| CUSIP Number: | 98422D105 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $315.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $302.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | ***XPENG INC ADS EACH REPRESENTING TWO |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 01-31-2022 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA14696171 |
| Date Sold or Disposed: | 10-31-2022 |
| CUSIP Number: | 98422D105 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $286.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $497.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | ***XPENG INC ADS EACH REPRESENTING TWO |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA14696172 |
| Date Sold or Disposed: | 10-19-2022 |
| CUSIP Number: | 22539U602 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $26.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $28.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | ***CREDIT SUISSE AG NASSAU BRH X LINKS |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 07-06-2022 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA14696173 |
| Date Sold or Disposed: | 10-19-2022 |
| CUSIP Number: | 22542D225 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $3.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $3.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | ***CREDIT SUISSE AG NASSAU BRH X LINKS |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA1469618 |
| Date Sold or Disposed: | 06-30-2022 |
| CUSIP Number: | 037833100 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $107.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $133.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | APPLE INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA1469619 |
| Date Sold or Disposed: | 07-06-2022 |
| CUSIP Number: | 037833100 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $708.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $761.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | APPLE INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA146962 |
| Date Sold or Disposed: | 07-15-2022 |
| CUSIP Number: | 023135106 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $89.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $101.00 |
| Wash Sale Loss Disallowed: | $11.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | AMAZON.COM INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 06-06-2022 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA1469620 |
| Date Sold or Disposed: | 07-18-2022 |
| CUSIP Number: | 037833100 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $180.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $170.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | APPLE INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA1469621 |
| Date Sold or Disposed: | 02-01-2022 |
| CUSIP Number: | 007903107 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $112.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $111.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | ADVANCED MICRO DEVICES INC COM |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 01-31-2022 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA1469622 |
| Date Sold or Disposed: | 03-30-2022 |
| CUSIP Number: | 084670702 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $386.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $387.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | BERKSHIRE HATHAWAY INC DEL CL B |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA1469623 |
| Date Sold or Disposed: | 02-01-2022 |
| CUSIP Number: | 09354A100 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $20.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $19.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | BLINK CHARGING CO COMMON STOCK |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 01-31-2022 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA1469624 |
| Date Sold or Disposed: | 02-02-2022 |
| CUSIP Number: | 09354A100 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $79.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $77.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | BLINK CHARGING CO COMMON STOCK |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 01-31-2022 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA1469625 |
| Date Sold or Disposed: | 02-03-2022 |
| CUSIP Number: | 09354A100 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $97.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $97.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | BLINK CHARGING CO COMMON STOCK |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 01-31-2022 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA1469626 |
| Date Sold or Disposed: | 02-17-2022 |
| CUSIP Number: | 09354A100 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $394.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $391.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | BLINK CHARGING CO COMMON STOCK |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA1469627 |
| Date Sold or Disposed: | 07-11-2022 |
| CUSIP Number: | 126650100 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $0.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | CVS HEALTH CORPORATION |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Long-term |
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA1469628 |
| Date Sold or Disposed: | 01-10-2022 |
| CUSIP Number: | 064149107 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $4.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $5.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | ***BANK OF NOVA SCOTIA |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 01-07-2022 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA1469629 |
| Date Sold or Disposed: | 01-06-2022 |
| CUSIP Number: | 092667104 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $75.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $90.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | BLADE AIR MOBILITY INC CL A COMMON STOC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 12-30-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA146963 |
| Date Sold or Disposed: | 07-22-2022 |
| CUSIP Number: | 023135106 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $246.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $253.00 |
| Wash Sale Loss Disallowed: | $8.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | AMAZON.COM INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA1469630 |
| Date Sold or Disposed: | 06-15-2022 |
| CUSIP Number: | 22542D449 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $75.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $79.00 |
| Wash Sale Loss Disallowed: | $4.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | ***CREDIT SUISSE X LINKS SILVER SHARES |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 05-05-2022 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA1469631 |
| Date Sold or Disposed: | 07-29-2022 |
| CUSIP Number: | 22542D449 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $295.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $287.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | ***CREDIT SUISSE X LINKS SILVER SHARES |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA1469632 |
| Date Sold or Disposed: | 01-10-2022 |
| CUSIP Number: | 22539T266 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $185.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $182.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | ***CREDIT SUISSE AG NASSAU BRH X LINKS |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 12-29-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA1469633 |
| Date Sold or Disposed: | 05-17-2022 |
| CUSIP Number: | 22539T266 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $201.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $201.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | ***CREDIT SUISSE AG NASSAU BRH X LINKS |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA1469634 |
| Date Sold or Disposed: | 05-25-2022 |
| CUSIP Number: | 22539T266 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $252.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $255.00 |
| Wash Sale Loss Disallowed: | $1.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | ***CREDIT SUISSE AG NASSAU BRH X LINKS |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA1469635 |
| Date Sold or Disposed: | 09-16-2022 |
| CUSIP Number: | 22539T266 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $994.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $1,208.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | ***CREDIT SUISSE AG NASSAU BRH X LINKS |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA1469636 |
| Date Sold or Disposed: | 09-22-2022 |
| CUSIP Number: | 22539T266 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $259.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $278.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | ***CREDIT SUISSE AG NASSAU BRH X LINKS |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA1469637 |
| Date Sold or Disposed: | 07-11-2022 |
| CUSIP Number: | 172967424 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $29.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $30.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | CITIGROUP INC COM |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA1469638 |
| Date Sold or Disposed: | 09-12-2022 |
| CUSIP Number: | 172967424 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $5.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $5.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | CITIGROUP INC COM |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA1469639 |
| Date Sold or Disposed: | 08-29-2022 |
| CUSIP Number: | 191216100 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $5.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $5.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | COCA COLA COMPANY (THE) |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA146964 |
| Date Sold or Disposed: | 08-05-2022 |
| CUSIP Number: | 023135106 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $538.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $537.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | AMAZON.COM INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 07-29-2022 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA1469640 |
| Date Sold or Disposed: | 01-24-2022 |
| CUSIP Number: | 256163106 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $112.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $130.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | DOCUSIGN INC COMMON STOCK |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 01-20-2022 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA1469641 |
| Date Sold or Disposed: | 01-03-2022 |
| CUSIP Number: | 247361702 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $202.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $197.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | DELTA AIR LINES INC DEL COM |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 12-23-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA1469642 |
| Date Sold or Disposed: | 01-04-2022 |
| CUSIP Number: | 247361702 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $406.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $394.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | DELTA AIR LINES INC DEL COM |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 12-23-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA1469643 |
| Date Sold or Disposed: | 09-14-2022 |
| CUSIP Number: | 254687106 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $337.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $331.00 |
| Wash Sale Loss Disallowed: | $2.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | WALT DISNEY CO |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA1469644 |
| Date Sold or Disposed: | 10-17-2022 |
| CUSIP Number: | 254687106 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $487.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $495.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | WALT DISNEY CO |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 10-04-2022 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA1469645 |
| Date Sold or Disposed: | 02-09-2022 |
| CUSIP Number: | 30231G102 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $78.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $80.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | EXXON MOBIL CORP |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 02-08-2022 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA1469646 |
| Date Sold or Disposed: | 02-10-2022 |
| CUSIP Number: | 30231G102 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $78.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $80.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | EXXON MOBIL CORP |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 02-08-2022 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA1469647 |
| Date Sold or Disposed: | 09-01-2022 |
| CUSIP Number: | 30052F100 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $134.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $107.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | EVGO INC CLASS A COMMON STOCK |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA1469648 |
| Date Sold or Disposed: | 10-06-2022 |
| CUSIP Number: | 30052F100 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $81.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $81.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | EVGO INC CLASS A COMMON STOCK |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 09-30-2022 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA1469649 |
| Date Sold or Disposed: | 07-29-2022 |
| CUSIP Number: | 26922A172 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $201.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $196.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | ETF SERIES SOLUTIONS NATIONWIDE NASDAQ |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 07-22-2022 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA146965 |
| Date Sold or Disposed: | 10-18-2022 |
| CUSIP Number: | 023135106 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $348.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $364.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | AMAZON.COM INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 10-04-2022 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA1469650 |
| Date Sold or Disposed: | 09-09-2022 |
| CUSIP Number: | 26922A172 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $200.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $194.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | ETF SERIES SOLUTIONS NATIONWIDE NASDAQ |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA1469651 |
| Date Sold or Disposed: | 11-21-2022 |
| CUSIP Number: | 26922A172 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $38.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $38.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | ETF SERIES SOLUTIONS NATIONWIDE NASDAQ |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA1469652 |
| Date Sold or Disposed: | 11-22-2022 |
| CUSIP Number: | 26922A172 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $1.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $1.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | ETF SERIES SOLUTIONS NATIONWIDE NASDAQ |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 11-03-2022 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA1469653 |
| Date Sold or Disposed: | 01-18-2022 |
| CUSIP Number: | 345370860 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $146.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $152.00 |
| Wash Sale Loss Disallowed: | $6.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | FORD MOTOR CO PAR $0.01 |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA1469654 |
| Date Sold or Disposed: | 01-20-2022 |
| CUSIP Number: | 345370860 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $222.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $233.00 |
| Wash Sale Loss Disallowed: | $11.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | FORD MOTOR CO PAR $0.01 |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 01-19-2022 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA1469655 |
| Date Sold or Disposed: | 02-07-2022 |
| CUSIP Number: | 345370860 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $106.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $114.00 |
| Wash Sale Loss Disallowed: | $8.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | FORD MOTOR CO PAR $0.01 |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 02-04-2022 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA1469656 |
| Date Sold or Disposed: | 02-16-2022 |
| CUSIP Number: | 345370860 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $195.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $207.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | FORD MOTOR CO PAR $0.01 |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA1469657 |
| Date Sold or Disposed: | 10-14-2022 |
| CUSIP Number: | 345370860 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $234.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $243.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | FORD MOTOR CO PAR $0.01 |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 10-04-2022 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA1469658 |
| Date Sold or Disposed: | 02-02-2022 |
| CUSIP Number: | 35952H601 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $86.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $85.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | FUELCELL ENERGY INC COMMON STOCK |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 02-01-2022 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA1469659 |
| Date Sold or Disposed: | 03-24-2022 |
| CUSIP Number: | 35952H601 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $59.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $59.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | FUELCELL ENERGY INC COMMON STOCK |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 03-23-2022 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA146966 |
| Date Sold or Disposed: | 11-21-2022 |
| CUSIP Number: | 023135106 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $0.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | AMAZON.COM INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 10-20-2022 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA1469660 |
| Date Sold or Disposed: | 03-29-2022 |
| CUSIP Number: | 35952H601 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $296.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $316.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | FUELCELL ENERGY INC COMMON STOCK |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 03-23-2022 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA1469661 |
| Date Sold or Disposed: | 09-16-2022 |
| CUSIP Number: | 35952H601 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $100.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $121.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | FUELCELL ENERGY INC COMMON STOCK |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 08-10-2022 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA1469662 |
| Date Sold or Disposed: | 03-15-2022 |
| CUSIP Number: | 31188V100 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $54.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $78.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | FASTLY INC CLASS A COMMON STOCK |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 02-17-2022 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA1469663 |
| Date Sold or Disposed: | 01-03-2022 |
| CUSIP Number: | 30303M102 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $772.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $758.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | META PLATFORMS INC CLASS A COMMON STOCK |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 12-22-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA1469664 |
| Date Sold or Disposed: | 02-04-2022 |
| CUSIP Number: | 30303M102 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $478.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $484.00 |
| Wash Sale Loss Disallowed: | $3.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | META PLATFORMS INC CLASS A COMMON STOCK |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 02-03-2022 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA1469665 |
| Date Sold or Disposed: | 02-15-2022 |
| CUSIP Number: | 30303M102 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $220.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $225.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | META PLATFORMS INC CLASS A COMMON STOCK |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 02-11-2022 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA1469666 |
| Date Sold or Disposed: | 02-16-2022 |
| CUSIP Number: | 30303M102 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $75.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $78.00 |
| Wash Sale Loss Disallowed: | $3.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | META PLATFORMS INC CLASS A COMMON STOCK |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 02-11-2022 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA1469667 |
| Date Sold or Disposed: | 03-22-2022 |
| CUSIP Number: | 30303M102 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $433.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $427.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | META PLATFORMS INC CLASS A COMMON STOCK |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 03-18-2022 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA1469668 |
| Date Sold or Disposed: | 01-14-2022 |
| CUSIP Number: | 37954Y459 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $143.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $146.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | GLOBAL X FUNDS RUSSELL 2000 COVERED CAL |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 01-13-2022 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA1469669 |
| Date Sold or Disposed: | 01-10-2022 |
| CUSIP Number: | 38150K103 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $4.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $5.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | GOLDMAN SACHS PHYSICAL GOLD ETF UNIT |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 12-27-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA146967 |
| Date Sold or Disposed: | 03-11-2022 |
| CUSIP Number: | 00206R102 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $102.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $105.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | AT&T INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA1469670 |
| Date Sold or Disposed: | 11-21-2022 |
| CUSIP Number: | 464287226 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $1.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $1.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | ISHARES CORE U S AGGREGATE BD ETF |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA1469671 |
| Date Sold or Disposed: | 01-21-2022 |
| CUSIP Number: | G4124C109 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $86.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $88.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | ***GRAB HOLDINGS LIMITED CLASS A ORDINA |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 01-20-2022 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA1469672 |
| Date Sold or Disposed: | 03-18-2022 |
| CUSIP Number: | 46429B671 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $118.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $118.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | ISHARES MSCI CHINA ETF |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA1469673 |
| Date Sold or Disposed: | 01-24-2022 |
| CUSIP Number: | 44812T102 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $93.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $131.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | ***HUT 8 MINING CORP NEW COMMON |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA1469674 |
| Date Sold or Disposed: | 03-14-2022 |
| CUSIP Number: | 46138G649 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $114.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $125.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | INVESCO EXCHANGE TRADED FD TR II INVESC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA1469675 |
| Date Sold or Disposed: | 02-01-2022 |
| CUSIP Number: | 549498103 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $29.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $29.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | LUCID GROUP INC COMMON STOCK |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 01-31-2022 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA1469676 |
| Date Sold or Disposed: | 02-08-2022 |
| CUSIP Number: | 549498103 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $244.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $263.00 |
| Wash Sale Loss Disallowed: | $8.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | LUCID GROUP INC COMMON STOCK |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 01-31-2022 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA1469677 |
| Date Sold or Disposed: | 11-03-2022 |
| CUSIP Number: | 50202M102 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $10.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $10.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | ***LI AUTO INC AMERICAN DEPOSITARY SHAR |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 11-02-2022 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA1469678 |
| Date Sold or Disposed: | 10-24-2022 |
| CUSIP Number: | 60938K106 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $17.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $18.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | MONEYLION INC CLASS A COMMON STOCK |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA1469679 |
| Date Sold or Disposed: | 01-21-2022 |
| CUSIP Number: | 65339F101 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $166.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $170.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | NEXTERA ENERGY INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 01-20-2022 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA146968 |
| Date Sold or Disposed: | 01-10-2022 |
| CUSIP Number: | 00214Q104 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $8.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $10.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | ARK ETF TRUST ARK INNOVATION ETF |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA1469680 |
| Date Sold or Disposed: | 08-29-2022 |
| CUSIP Number: | 580135101 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $0.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | MCDONALDS CORP |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 10-17-2019 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Long-term |
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA1469681 |
| Date Sold or Disposed: | 08-29-2022 |
| CUSIP Number: | 580135101 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $15.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $16.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | MCDONALDS CORP |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA1469682 |
| Date Sold or Disposed: | 01-10-2022 |
| CUSIP Number: | 649604501 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $298.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $298.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | NEW YORK MORTGAGE TRUST INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA1469683 |
| Date Sold or Disposed: | 01-31-2022 |
| CUSIP Number: | 649604501 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $103.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $107.00 |
| Wash Sale Loss Disallowed: | $3.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | NEW YORK MORTGAGE TRUST INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA1469684 |
| Date Sold or Disposed: | 03-14-2022 |
| CUSIP Number: | 649604501 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $212.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $217.00 |
| Wash Sale Loss Disallowed: | $4.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | NEW YORK MORTGAGE TRUST INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA1469685 |
| Date Sold or Disposed: | 06-06-2022 |
| CUSIP Number: | 649604501 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $319.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $348.00 |
| Wash Sale Loss Disallowed: | $31.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | NEW YORK MORTGAGE TRUST INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA1469686 |
| Date Sold or Disposed: | 08-03-2022 |
| CUSIP Number: | 649604501 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $235.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $238.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | NEW YORK MORTGAGE TRUST INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA1469687 |
| Date Sold or Disposed: | 01-24-2022 |
| CUSIP Number: | 64110L106 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $1,543.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $1,793.00 |
| Wash Sale Loss Disallowed: | $185.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | NETFLIX INC COM |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA1469688 |
| Date Sold or Disposed: | 02-03-2022 |
| CUSIP Number: | 64110L106 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $421.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $568.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | NETFLIX INC COM |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA1469689 |
| Date Sold or Disposed: | 02-04-2022 |
| CUSIP Number: | 64110L106 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $410.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $438.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | NETFLIX INC COM |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA146969 |
| Date Sold or Disposed: | 08-05-2022 |
| CUSIP Number: | 02079K305 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $202.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $201.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | ALPHABET INC CLASS A COMMON STOCK |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 07-29-2022 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA1469690 |
| Date Sold or Disposed: | 02-18-2022 |
| CUSIP Number: | 64110L106 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $0.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | NETFLIX INC COM |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 02-03-2022 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA1469691 |
| Date Sold or Disposed: | 03-23-2022 |
| CUSIP Number: | 64110L106 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $376.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $375.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | NETFLIX INC COM |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 03-18-2022 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA1469692 |
| Date Sold or Disposed: | 11-21-2022 |
| CUSIP Number: | 64110L106 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $0.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | NETFLIX INC COM |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 05-06-2022 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA1469693 |
| Date Sold or Disposed: | 01-21-2022 |
| CUSIP Number: | 62914V106 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $295.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $360.00 |
| Wash Sale Loss Disallowed: | $64.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | ***NIO INC AMERICAN DEPOSITARY SHARES E |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 01-19-2022 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA1469694 |
| Date Sold or Disposed: | 02-03-2022 |
| CUSIP Number: | 62914V106 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $587.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $646.00 |
| Wash Sale Loss Disallowed: | $52.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | ***NIO INC AMERICAN DEPOSITARY SHARES E |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA1469695 |
| Date Sold or Disposed: | 02-16-2022 |
| CUSIP Number: | 62914V106 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $348.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $395.00 |
| Wash Sale Loss Disallowed: | $48.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | ***NIO INC AMERICAN DEPOSITARY SHARES E |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA1469696 |
| Date Sold or Disposed: | 03-17-2022 |
| CUSIP Number: | 62914V106 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $386.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $381.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | ***NIO INC AMERICAN DEPOSITARY SHARES E |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA1469697 |
| Date Sold or Disposed: | 09-12-2022 |
| CUSIP Number: | 62914V106 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $360.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $350.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | ***NIO INC AMERICAN DEPOSITARY SHARES E |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA1469698 |
| Date Sold or Disposed: | 10-31-2022 |
| CUSIP Number: | 62914V106 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $141.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $211.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | ***NIO INC AMERICAN DEPOSITARY SHARES E |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA1469699 |
| Date Sold or Disposed: | 01-10-2022 |
| CUSIP Number: | 74348T102 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $17.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $16.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | PROSPECT CAPITAL CORPORATION |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 12-29-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5RS524781 |
| Date Sold or Disposed: | 03-14-2022 |
| CUSIP Number: | 464288414 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $3.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $3.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | ISHARES TRUST ISHARES NATIONAL MUNI BON |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Long-term |
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5RS5247810 |
| Date Sold or Disposed: | 03-14-2022 |
| CUSIP Number: | 886364306 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $4.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $4.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | TIDAL ETF TRUST SOFI NEXT 500 ETF |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5RS5247811 |
| Date Sold or Disposed: | 03-17-2022 |
| CUSIP Number: | 886364306 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $4.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $4.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | TIDAL ETF TRUST SOFI NEXT 500 ETF |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 03-15-2022 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5RS5247812 |
| Date Sold or Disposed: | 03-14-2022 |
| CUSIP Number: | 922042858 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $6.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $7.00 |
| Wash Sale Loss Disallowed: | $1.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | VANGUARD FTSE EMERGING MARKETS ETF FTSE |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5RS5247813 |
| Date Sold or Disposed: | 03-17-2022 |
| CUSIP Number: | 922042858 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $7.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $8.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | VANGUARD FTSE EMERGING MARKETS ETF FTSE |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 03-15-2022 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5RS5247814 |
| Date Sold or Disposed: | 03-14-2022 |
| CUSIP Number: | 922908751 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $0.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | VANGUARD INDEX FUNDS VANGUARD SMALL-CAP |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 03-01-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Long-term |
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5RS5247815 |
| Date Sold or Disposed: | 03-14-2022 |
| CUSIP Number: | 922908751 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $2.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $3.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | VANGUARD INDEX FUNDS VANGUARD SMALL-CAP |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5RS5247816 |
| Date Sold or Disposed: | 03-17-2022 |
| CUSIP Number: | 922908751 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $2.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $3.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | VANGUARD INDEX FUNDS VANGUARD SMALL-CAP |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 03-15-2022 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5RS5247817 |
| Date Sold or Disposed: | 03-14-2022 |
| CUSIP Number: | 921937827 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $2.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $2.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | VANGUARD SHORT TERM BOND ETF |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Long-term |
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5RS5247818 |
| Date Sold or Disposed: | 03-17-2022 |
| CUSIP Number: | 921937827 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $2.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $2.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | VANGUARD SHORT TERM BOND ETF |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 03-15-2022 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Long-term |
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5RS5247819 |
| Date Sold or Disposed: | 03-14-2022 |
| CUSIP Number: | 921937827 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $4.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $4.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | VANGUARD SHORT TERM BOND ETF |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5RS524782 |
| Date Sold or Disposed: | 03-17-2022 |
| CUSIP Number: | 464288414 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $2.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $2.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | ISHARES TRUST ISHARES NATIONAL MUNI BON |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 03-15-2022 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Long-term |
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5RS5247820 |
| Date Sold or Disposed: | 03-17-2022 |
| CUSIP Number: | 921937827 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $4.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $4.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | VANGUARD SHORT TERM BOND ETF |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 03-15-2022 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5RS5247821 |
| Date Sold or Disposed: | 03-14-2022 |
| CUSIP Number: | 921943858 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $4.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $5.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | VANGUARD FTSE DEVELOPED MARKETS ETF |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 03-08-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Long-term |
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5RS5247822 |
| Date Sold or Disposed: | 03-17-2022 |
| CUSIP Number: | 921943858 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $5.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $5.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | VANGUARD FTSE DEVELOPED MARKETS ETF |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 03-15-2022 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Long-term |
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5RS5247823 |
| Date Sold or Disposed: | 03-14-2022 |
| CUSIP Number: | 921943858 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $14.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $16.00 |
| Wash Sale Loss Disallowed: | $1.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | VANGUARD FTSE DEVELOPED MARKETS ETF |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5RS5247824 |
| Date Sold or Disposed: | 03-17-2022 |
| CUSIP Number: | 921943858 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $15.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $16.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | VANGUARD FTSE DEVELOPED MARKETS ETF |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 03-15-2022 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5RS5247825 |
| Date Sold or Disposed: | 03-14-2022 |
| CUSIP Number: | 92189H409 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $0.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | VANECK ETF TRUST VANECK HIGH YIELD MUNI |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Long-term |
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5RS5247826 |
| Date Sold or Disposed: | 03-14-2022 |
| CUSIP Number: | 92189H409 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $0.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $1.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | VANECK ETF TRUST VANECK HIGH YIELD MUNI |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5RS5247827 |
| Date Sold or Disposed: | 03-17-2022 |
| CUSIP Number: | 92189H409 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $1.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $1.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | VANECK ETF TRUST VANECK HIGH YIELD MUNI |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 03-15-2022 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5RS5247828 |
| Date Sold or Disposed: | 03-14-2022 |
| CUSIP Number: | 922020805 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $0.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | VANGUARD SHORT TERM INFLATION PROTECTED |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Long-term |
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5RS5247829 |
| Date Sold or Disposed: | 03-14-2022 |
| CUSIP Number: | 922020805 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $0.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | VANGUARD SHORT TERM INFLATION PROTECTED |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5RS524783 |
| Date Sold or Disposed: | 03-14-2022 |
| CUSIP Number: | 464288414 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $9.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $10.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | ISHARES TRUST ISHARES NATIONAL MUNI BON |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5RS5247830 |
| Date Sold or Disposed: | 03-17-2022 |
| CUSIP Number: | 922020805 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $1.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $1.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | VANGUARD SHORT TERM INFLATION PROTECTED |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 03-15-2022 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5RS524784 |
| Date Sold or Disposed: | 03-17-2022 |
| CUSIP Number: | 464288414 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $9.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $10.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | ISHARES TRUST ISHARES NATIONAL MUNI BON |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 03-15-2022 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5RS524785 |
| Date Sold or Disposed: | 03-14-2022 |
| CUSIP Number: | 886364207 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $11.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $11.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | TIDAL ETF TRUST SOFI SELECT 500 ETF |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 03-08-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Long-term |
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5RS524786 |
| Date Sold or Disposed: | 03-14-2022 |
| CUSIP Number: | 886364207 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $35.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $40.00 |
| Wash Sale Loss Disallowed: | $4.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | TIDAL ETF TRUST SOFI SELECT 500 ETF |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5RS524787 |
| Date Sold or Disposed: | 03-17-2022 |
| CUSIP Number: | 886364207 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $49.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $52.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | TIDAL ETF TRUST SOFI SELECT 500 ETF |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 03-15-2022 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5RS524788 |
| Date Sold or Disposed: | 03-14-2022 |
| CUSIP Number: | 886364306 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $1.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $1.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | TIDAL ETF TRUST SOFI NEXT 500 ETF |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 03-08-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Long-term |
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5RS524789 |
| Date Sold or Disposed: | 03-17-2022 |
| CUSIP Number: | 886364306 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $1.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $1.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | TIDAL ETF TRUST SOFI NEXT 500 ETF |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 03-15-2022 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Long-term |
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TG652691 |
| Date Sold or Disposed: | 01-10-2022 |
| CUSIP Number: | 886364207 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $41.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $42.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | TIDAL ETF TRUST SOFI SELECT 500 ETF |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TG652692 |
| Date Sold or Disposed: | 01-10-2022 |
| CUSIP Number: | 886364306 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $4.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $5.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | TIDAL ETF TRUST SOFI NEXT 500 ETF |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TG652693 |
| Date Sold or Disposed: | 01-10-2022 |
| CUSIP Number: | 922042858 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $6.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $6.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | VANGUARD FTSE EMERGING MARKETS ETF FTSE |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TG652694 |
| Date Sold or Disposed: | 01-10-2022 |
| CUSIP Number: | 922908751 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $2.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $2.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | VANGUARD INDEX FUNDS VANGUARD SMALL-CAP |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TG652695 |
| Date Sold or Disposed: | 01-10-2022 |
| CUSIP Number: | 921943858 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $17.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $18.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | VANGUARD FTSE DEVELOPED MARKETS ETF |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DR | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TL431791 |
| Date Sold or Disposed: | 07-26-2022 |
| CUSIP Number: | 886364207 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $14.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $14.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | TIDAL ETF TRUST SOFI SELECT 500 ETF |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 07-26-2022 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DR | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TL4317910 |
| Date Sold or Disposed: | 08-31-2022 |
| CUSIP Number: | 921943858 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $11.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $12.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | VANGUARD FTSE DEVELOPED MARKETS ETF |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DR | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TL431792 |
| Date Sold or Disposed: | 08-31-2022 |
| CUSIP Number: | 886364207 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $28.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $28.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | TIDAL ETF TRUST SOFI SELECT 500 ETF |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DR | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TL431793 |
| Date Sold or Disposed: | 07-26-2022 |
| CUSIP Number: | 886364306 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $1.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $1.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | TIDAL ETF TRUST SOFI NEXT 500 ETF |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 07-26-2022 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DR | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TL431794 |
| Date Sold or Disposed: | 08-31-2022 |
| CUSIP Number: | 886364306 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $3.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $3.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | TIDAL ETF TRUST SOFI NEXT 500 ETF |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DR | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TL431795 |
| Date Sold or Disposed: | 07-26-2022 |
| CUSIP Number: | 922042858 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $2.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $2.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | VANGUARD FTSE EMERGING MARKETS ETF FTSE |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 07-26-2022 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DR | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TL431796 |
| Date Sold or Disposed: | 08-31-2022 |
| CUSIP Number: | 922042858 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $4.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $4.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | VANGUARD FTSE EMERGING MARKETS ETF FTSE |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DR | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TL431797 |
| Date Sold or Disposed: | 07-26-2022 |
| CUSIP Number: | 922908751 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $0.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | VANGUARD INDEX FUNDS VANGUARD SMALL-CAP |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 07-26-2022 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DR | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TL431798 |
| Date Sold or Disposed: | 08-31-2022 |
| CUSIP Number: | 922908751 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $1.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $1.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | VANGUARD INDEX FUNDS VANGUARD SMALL-CAP |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DR | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TL431799 |
| Date Sold or Disposed: | 07-26-2022 |
| CUSIP Number: | 921943858 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $6.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $6.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | VANGUARD FTSE DEVELOPED MARKETS ETF |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 07-26-2022 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):455356564 |
| DRIVEWEALTH, LLC | |
| 15 EXCHANGE PLACE | |
| JERSEY CITY, NJ 07302-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 26654892 |
| Date Sold or Disposed: | 01-07-2022 |
| CUSIP Number: | 464288158 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $0.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.00009308 ISHARES TR SHRT NAT MUN |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 08-02-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Long-term |
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):455356564 |
| DRIVEWEALTH, LLC | |
| 15 EXCHANGE PLACE | |
| JERSEY CITY, NJ 07302-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 26654894 |
| Date Sold or Disposed: | 02-03-2022 |
| CUSIP Number: | 464288158 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $0.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.00084779 ISHARES TR SHRT NAT MUN |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 08-02-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Long-term |
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):455356564 |
| DRIVEWEALTH, LLC | |
| 15 EXCHANGE PLACE | |
| JERSEY CITY, NJ 07302-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 26654895 |
| Date Sold or Disposed: | 02-22-2022 |
| CUSIP Number: | 464288158 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $2.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $2.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.02594969 ISHARES TR SHRT NAT MUN |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Long-term |
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):455356564 |
| DRIVEWEALTH, LLC | |
| 15 EXCHANGE PLACE | |
| JERSEY CITY, NJ 07302-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 26654897 |
| Date Sold or Disposed: | 05-24-2022 |
| CUSIP Number: | 464288158 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $2.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $2.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.02088864 ISHARES TR SHRT NAT MUN |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Long-term |
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):455356564 |
| DRIVEWEALTH, LLC | |
| 15 EXCHANGE PLACE | |
| JERSEY CITY, NJ 07302-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 26654899 |
| Date Sold or Disposed: | 07-07-2022 |
| CUSIP Number: | 464288158 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $0.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.00220268 ISHARES TR SHRT NAT MUN |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Long-term |
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):455356564 |
| DRIVEWEALTH, LLC | |
| 15 EXCHANGE PLACE | |
| JERSEY CITY, NJ 07302-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 26654900 |
| Date Sold or Disposed: | 07-12-2022 |
| CUSIP Number: | 464288158 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $0.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.001859 ISHARES TR SHRT NAT MUN E |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Long-term |
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):455356564 |
| DRIVEWEALTH, LLC | |
| 15 EXCHANGE PLACE | |
| JERSEY CITY, NJ 07302-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 26654902 |
| Date Sold or Disposed: | 07-07-2022 |
| CUSIP Number: | 921943858 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $1.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $2.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.04003887 VANGUARD TAX-MANAGED FDS |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Long-term |
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):455356564 |
| DRIVEWEALTH, LLC | |
| 15 EXCHANGE PLACE | |
| JERSEY CITY, NJ 07302-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 26654905 |
| Date Sold or Disposed: | 05-03-2022 |
| CUSIP Number: | 921943858 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $0.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.00555015 VANGUARD TAX-MANAGED FDS |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 08-02-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Long-term |
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):455356564 |
| DRIVEWEALTH, LLC | |
| 15 EXCHANGE PLACE | |
| JERSEY CITY, NJ 07302-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 26654907 |
| Date Sold or Disposed: | 05-10-2022 |
| CUSIP Number: | 921943858 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $1.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $1.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.03227323 VANGUARD TAX-MANAGED FDS |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Long-term |
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):455356564 |
| DRIVEWEALTH, LLC | |
| 15 EXCHANGE PLACE | |
| JERSEY CITY, NJ 07302-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 26654909 |
| Date Sold or Disposed: | 05-24-2022 |
| CUSIP Number: | 921943858 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $9.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $12.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.21302190 VANGUARD TAX-MANAGED FDS |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Long-term |
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):455356564 |
| DRIVEWEALTH, LLC | |
| 15 EXCHANGE PLACE | |
| JERSEY CITY, NJ 07302-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 26654918 |
| Date Sold or Disposed: | 05-10-2022 |
| CUSIP Number: | 922042858 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $4.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $5.00 |
| Wash Sale Loss Disallowed: | $1.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.10767677 VANGUARD INTL EQUITY INDEX F |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Long-term |
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):455356564 |
| DRIVEWEALTH, LLC | |
| 15 EXCHANGE PLACE | |
| JERSEY CITY, NJ 07302-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 26654919 |
| Date Sold or Disposed: | 07-12-2022 |
| CUSIP Number: | 921943858 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $1.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $2.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.040039 VANGUARD TAX-MANAGED FDS VA |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Long-term |
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):455356564 |
| DRIVEWEALTH, LLC | |
| 15 EXCHANGE PLACE | |
| JERSEY CITY, NJ 07302-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 26654920 |
| Date Sold or Disposed: | 02-22-2022 |
| CUSIP Number: | 922042858 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $1.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $1.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.02867218 VANGUARD INTL EQUITY INDEX F |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Long-term |
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):455356564 |
| DRIVEWEALTH, LLC | |
| 15 EXCHANGE PLACE | |
| JERSEY CITY, NJ 07302-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 26654921 |
| Date Sold or Disposed: | 01-07-2022 |
| CUSIP Number: | 922907746 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $0.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.00054728 VANGUARD MUN BD FDS TAX EX |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 08-02-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Long-term |
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):455356564 |
| DRIVEWEALTH, LLC | |
| 15 EXCHANGE PLACE | |
| JERSEY CITY, NJ 07302-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 26654924 |
| Date Sold or Disposed: | 02-03-2022 |
| CUSIP Number: | 922907746 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $0.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.01004665 VANGUARD MUN BD FDS TAX EX |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Long-term |
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):455356564 |
| DRIVEWEALTH, LLC | |
| 15 EXCHANGE PLACE | |
| JERSEY CITY, NJ 07302-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 26654926 |
| Date Sold or Disposed: | 02-22-2022 |
| CUSIP Number: | 922907746 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $15.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $16.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.29146440 VANGUARD MUN BD FDS TAX EX |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Long-term |
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):455356564 |
| DRIVEWEALTH, LLC | |
| 15 EXCHANGE PLACE | |
| JERSEY CITY, NJ 07302-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 26654929 |
| Date Sold or Disposed: | 05-10-2022 |
| CUSIP Number: | 922907746 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $0.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.01622993 VANGUARD MUN BD FDS TAX EX |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Long-term |
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):455356564 |
| DRIVEWEALTH, LLC | |
| 15 EXCHANGE PLACE | |
| JERSEY CITY, NJ 07302-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 26654932 |
| Date Sold or Disposed: | 05-24-2022 |
| CUSIP Number: | 922907746 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $11.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $13.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.23932580 VANGUARD MUN BD FDS TAX EX |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Long-term |
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):455356564 |
| DRIVEWEALTH, LLC | |
| 15 EXCHANGE PLACE | |
| JERSEY CITY, NJ 07302-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 26654934 |
| Date Sold or Disposed: | 07-07-2022 |
| CUSIP Number: | 922907746 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $0.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.00641286 VANGUARD MUN BD FDS TAX EX |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Long-term |
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):455356564 |
| DRIVEWEALTH, LLC | |
| 15 EXCHANGE PLACE | |
| JERSEY CITY, NJ 07302-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 26654936 |
| Date Sold or Disposed: | 07-12-2022 |
| CUSIP Number: | 922907746 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $0.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.006184 VANGUARD MUN BD FDS TAX EXEM |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 07-11-2022 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Long-term |
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):455356564 |
| DRIVEWEALTH, LLC | |
| 15 EXCHANGE PLACE | |
| JERSEY CITY, NJ 07302-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 26654943 |
| Date Sold or Disposed: | 05-24-2022 |
| CUSIP Number: | 922042858 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $2.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $3.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.05430790 VANGUARD INTL EQUITY INDEX F |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Long-term |
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):455356564 |
| DRIVEWEALTH, LLC | |
| 15 EXCHANGE PLACE | |
| JERSEY CITY, NJ 07302-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 26654944 |
| Date Sold or Disposed: | 06-02-2022 |
| CUSIP Number: | 922042858 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $0.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.00136581 VANGUARD INTL EQUITY INDEX F |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 04-26-2022 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Long-term |
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):455356564 |
| DRIVEWEALTH, LLC | |
| 15 EXCHANGE PLACE | |
| JERSEY CITY, NJ 07302-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 26654945 |
| Date Sold or Disposed: | 07-07-2022 |
| CUSIP Number: | 922042858 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $2.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $3.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.06803210 VANGUARD INTL EQUITY INDEX F |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Long-term |
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):455356564 |
| DRIVEWEALTH, LLC | |
| 15 EXCHANGE PLACE | |
| JERSEY CITY, NJ 07302-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 26654946 |
| Date Sold or Disposed: | 07-12-2022 |
| CUSIP Number: | 922042858 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $2.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $3.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.068032 VANGUARD INTL EQUITY INDEX FDS |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Long-term |
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):455356564 |
| DRIVEWEALTH, LLC | |
| 15 EXCHANGE PLACE | |
| JERSEY CITY, NJ 07302-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 26654947 |
| Date Sold or Disposed: | 04-04-2022 |
| CUSIP Number: | 922908652 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $0.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.00015957 VANGUARD INDEX FDS EXTEND |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 08-02-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Long-term |
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):455356564 |
| DRIVEWEALTH, LLC | |
| 15 EXCHANGE PLACE | |
| JERSEY CITY, NJ 07302-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 26654948 |
| Date Sold or Disposed: | 05-10-2022 |
| CUSIP Number: | 922908652 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $0.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.00481191 VANGUARD INDEX FDS EXTEND |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Long-term |
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):455356564 |
| DRIVEWEALTH, LLC | |
| 15 EXCHANGE PLACE | |
| JERSEY CITY, NJ 07302-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 26654949 |
| Date Sold or Disposed: | 02-22-2022 |
| CUSIP Number: | 464288158 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $2.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $2.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.02261388 ISHARES TR SHRT NAT MUN |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):455356564 |
| DRIVEWEALTH, LLC | |
| 15 EXCHANGE PLACE | |
| JERSEY CITY, NJ 07302-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 26654950 |
| Date Sold or Disposed: | 05-24-2022 |
| CUSIP Number: | 922908652 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $2.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $3.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.01792875 VANGUARD INDEX FDS EXTEND |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Long-term |
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):455356564 |
| DRIVEWEALTH, LLC | |
| 15 EXCHANGE PLACE | |
| JERSEY CITY, NJ 07302-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 26654951 |
| Date Sold or Disposed: | 03-02-2022 |
| CUSIP Number: | 464288158 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $0.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.00037796 ISHARES TR SHRT NAT MUN |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 10-12-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):455356564 |
| DRIVEWEALTH, LLC | |
| 15 EXCHANGE PLACE | |
| JERSEY CITY, NJ 07302-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 26654952 |
| Date Sold or Disposed: | 05-10-2022 |
| CUSIP Number: | 464288158 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $7.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $7.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.07184654 ISHARES TR SHRT NAT MUN |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):455356564 |
| DRIVEWEALTH, LLC | |
| 15 EXCHANGE PLACE | |
| JERSEY CITY, NJ 07302-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 26654953 |
| Date Sold or Disposed: | 07-12-2022 |
| CUSIP Number: | 464288158 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $4.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $4.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.04527419 ISHARES TR SHRT NAT MUN |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):455356564 |
| DRIVEWEALTH, LLC | |
| 15 EXCHANGE PLACE | |
| JERSEY CITY, NJ 07302-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 26654954 |
| Date Sold or Disposed: | 05-24-2022 |
| CUSIP Number: | 464288158 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $2.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $2.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.02732953 ISHARES TR SHRT NAT MUN |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):455356564 |
| DRIVEWEALTH, LLC | |
| 15 EXCHANGE PLACE | |
| JERSEY CITY, NJ 07302-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 26654955 |
| Date Sold or Disposed: | 06-02-2022 |
| CUSIP Number: | 464288158 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $0.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.00009518 ISHARES TR SHRT NAT MUN |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 04-12-2022 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):455356564 |
| DRIVEWEALTH, LLC | |
| 15 EXCHANGE PLACE | |
| JERSEY CITY, NJ 07302-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 26654956 |
| Date Sold or Disposed: | 07-07-2022 |
| CUSIP Number: | 464288158 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $4.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $4.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.04409529 ISHARES TR SHRT NAT MUN |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):455356564 |
| DRIVEWEALTH, LLC | |
| 15 EXCHANGE PLACE | |
| JERSEY CITY, NJ 07302-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 26654957 |
| Date Sold or Disposed: | 05-24-2022 |
| CUSIP Number: | 921943858 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $40.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $43.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.89881396 VANGUARD TAX-MANAGED FDS |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):455356564 |
| DRIVEWEALTH, LLC | |
| 15 EXCHANGE PLACE | |
| JERSEY CITY, NJ 07302-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 26654958 |
| Date Sold or Disposed: | 01-07-2022 |
| CUSIP Number: | 921943858 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $0.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.00039279 VANGUARD TAX-MANAGED FDS |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 08-02-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):455356564 |
| DRIVEWEALTH, LLC | |
| 15 EXCHANGE PLACE | |
| JERSEY CITY, NJ 07302-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 26654959 |
| Date Sold or Disposed: | 04-04-2022 |
| CUSIP Number: | 921943858 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $0.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.0032899 VANGUARD TAX-MANAGED FDS V |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 08-02-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):455356564 |
| DRIVEWEALTH, LLC | |
| 15 EXCHANGE PLACE | |
| JERSEY CITY, NJ 07302-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 26654960 |
| Date Sold or Disposed: | 05-10-2022 |
| CUSIP Number: | 921943858 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $72.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $86.00 |
| Wash Sale Loss Disallowed: | $9.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 1.71183325 VANGUARD TAX-MANAGED FDS |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):455356564 |
| DRIVEWEALTH, LLC | |
| 15 EXCHANGE PLACE | |
| JERSEY CITY, NJ 07302-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 26654961 |
| Date Sold or Disposed: | 07-07-2022 |
| CUSIP Number: | 921943858 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $48.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $57.00 |
| Wash Sale Loss Disallowed: | $9.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 1.19095745 VANGUARD TAX-MANAGED FDS |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):455356564 |
| DRIVEWEALTH, LLC | |
| 15 EXCHANGE PLACE | |
| JERSEY CITY, NJ 07302-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 26654962 |
| Date Sold or Disposed: | 06-02-2022 |
| CUSIP Number: | 921943858 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $0.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.00635094 VANGUARD TAX-MANAGED FDS |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):455356564 |
| DRIVEWEALTH, LLC | |
| 15 EXCHANGE PLACE | |
| JERSEY CITY, NJ 07302-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 26654963 |
| Date Sold or Disposed: | 07-12-2022 |
| CUSIP Number: | 921943858 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $47.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $57.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 1.18954162 VANGUARD TAX-MANAGED FDS |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):455356564 |
| DRIVEWEALTH, LLC | |
| 15 EXCHANGE PLACE | |
| JERSEY CITY, NJ 07302-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 26654964 |
| Date Sold or Disposed: | 04-04-2022 |
| CUSIP Number: | 922908363 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $0.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.00021452 VANGUARD INDEX FDS S&P 50 |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 08-02-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):455356564 |
| DRIVEWEALTH, LLC | |
| 15 EXCHANGE PLACE | |
| JERSEY CITY, NJ 07302-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 26654965 |
| Date Sold or Disposed: | 01-07-2022 |
| CUSIP Number: | 922908363 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $0.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.00004654 VANGUARD INDEX FDS S&P 50 |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 08-02-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):455356564 |
| DRIVEWEALTH, LLC | |
| 15 EXCHANGE PLACE | |
| JERSEY CITY, NJ 07302-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 26654966 |
| Date Sold or Disposed: | 02-03-2022 |
| CUSIP Number: | 922908363 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $0.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.00014432 VANGUARD INDEX FDS S&P 50 |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 08-02-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):455356564 |
| DRIVEWEALTH, LLC | |
| 15 EXCHANGE PLACE | |
| JERSEY CITY, NJ 07302-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 26654967 |
| Date Sold or Disposed: | 03-02-2022 |
| CUSIP Number: | 922908363 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $0.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.00136951 VANGUARD INDEX FDS S&P 50 |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 08-02-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):455356564 |
| DRIVEWEALTH, LLC | |
| 15 EXCHANGE PLACE | |
| JERSEY CITY, NJ 07302-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 26654968 |
| Date Sold or Disposed: | 06-02-2022 |
| CUSIP Number: | 922908363 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $0.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.00066022 VANGUARD INDEX FDS S&P 50 |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 05-02-2022 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):455356564 |
| DRIVEWEALTH, LLC | |
| 15 EXCHANGE PLACE | |
| JERSEY CITY, NJ 07302-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 26654969 |
| Date Sold or Disposed: | 05-03-2022 |
| CUSIP Number: | 922908363 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $0.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.00135303 VANGUARD INDEX FDS S&P 50 |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 08-02-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):455356564 |
| DRIVEWEALTH, LLC | |
| 15 EXCHANGE PLACE | |
| JERSEY CITY, NJ 07302-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 26654970 |
| Date Sold or Disposed: | 05-10-2022 |
| CUSIP Number: | 922908363 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $114.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $129.00 |
| Wash Sale Loss Disallowed: | $9.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.31317108 VANGUARD INDEX FDS S&P 50 |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):455356564 |
| DRIVEWEALTH, LLC | |
| 15 EXCHANGE PLACE | |
| JERSEY CITY, NJ 07302-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 26654971 |
| Date Sold or Disposed: | 05-24-2022 |
| CUSIP Number: | 922908363 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $76.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $87.00 |
| Wash Sale Loss Disallowed: | $1.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.21251395 VANGUARD INDEX FDS S&P 50 |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):455356564 |
| DRIVEWEALTH, LLC | |
| 15 EXCHANGE PLACE | |
| JERSEY CITY, NJ 07302-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 26654972 |
| Date Sold or Disposed: | 07-07-2022 |
| CUSIP Number: | 922908363 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $78.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $88.00 |
| Wash Sale Loss Disallowed: | $10.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.22052540 VANGUARD INDEX FDS S&P 50 |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):455356564 |
| DRIVEWEALTH, LLC | |
| 15 EXCHANGE PLACE | |
| JERSEY CITY, NJ 07302-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 26654973 |
| Date Sold or Disposed: | 07-12-2022 |
| CUSIP Number: | 922908363 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $77.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $87.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.21823681 VANGUARD INDEX FDS S&P 50 |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):455356564 |
| DRIVEWEALTH, LLC | |
| 15 EXCHANGE PLACE | |
| JERSEY CITY, NJ 07302-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 26654974 |
| Date Sold or Disposed: | 07-07-2022 |
| CUSIP Number: | 922907746 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $24.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $25.00 |
| Wash Sale Loss Disallowed: | $1.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.47871054 VANGUARD MUN BD FDS TAX EX |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):455356564 |
| DRIVEWEALTH, LLC | |
| 15 EXCHANGE PLACE | |
| JERSEY CITY, NJ 07302-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 26654975 |
| Date Sold or Disposed: | 02-22-2022 |
| CUSIP Number: | 922907746 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $18.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $19.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.34779347 VANGUARD MUN BD FDS TAX EX |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):455356564 |
| DRIVEWEALTH, LLC | |
| 15 EXCHANGE PLACE | |
| JERSEY CITY, NJ 07302-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 26654976 |
| Date Sold or Disposed: | 03-02-2022 |
| CUSIP Number: | 922907746 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $0.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.00357165 VANGUARD MUN BD FDS TAX EX |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 10-18-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):455356564 |
| DRIVEWEALTH, LLC | |
| 15 EXCHANGE PLACE | |
| JERSEY CITY, NJ 07302-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 26654977 |
| Date Sold or Disposed: | 05-10-2022 |
| CUSIP Number: | 922907746 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $36.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $40.00 |
| Wash Sale Loss Disallowed: | $1.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.73119475 VANGUARD MUN BD FDS TAX EX |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):455356564 |
| DRIVEWEALTH, LLC | |
| 15 EXCHANGE PLACE | |
| JERSEY CITY, NJ 07302-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 26654978 |
| Date Sold or Disposed: | 05-24-2022 |
| CUSIP Number: | 922907746 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $13.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $14.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.26726807 VANGUARD MUN BD FDS TAX EX |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):455356564 |
| DRIVEWEALTH, LLC | |
| 15 EXCHANGE PLACE | |
| JERSEY CITY, NJ 07302-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 26654979 |
| Date Sold or Disposed: | 06-02-2022 |
| CUSIP Number: | 922907746 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $0.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.00196121 VANGUARD MUN BD FDS TAX EX |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 04-21-2022 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):455356564 |
| DRIVEWEALTH, LLC | |
| 15 EXCHANGE PLACE | |
| JERSEY CITY, NJ 07302-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 26654980 |
| Date Sold or Disposed: | 07-12-2022 |
| CUSIP Number: | 922907746 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $24.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $26.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.48459425 VANGUARD MUN BD FDS TAX EX |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):455356564 |
| DRIVEWEALTH, LLC | |
| 15 EXCHANGE PLACE | |
| JERSEY CITY, NJ 07302-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 26654981 |
| Date Sold or Disposed: | 02-22-2022 |
| CUSIP Number: | 922042858 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $16.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $17.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.33370425 VANGUARD INTL EQUITY INDEX F |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):455356564 |
| DRIVEWEALTH, LLC | |
| 15 EXCHANGE PLACE | |
| JERSEY CITY, NJ 07302-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 26654982 |
| Date Sold or Disposed: | 02-03-2022 |
| CUSIP Number: | 922042858 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $0.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.00625677 VANGUARD INTL EQUITY INDEX F |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):455356564 |
| DRIVEWEALTH, LLC | |
| 15 EXCHANGE PLACE | |
| JERSEY CITY, NJ 07302-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 26654983 |
| Date Sold or Disposed: | 03-02-2022 |
| CUSIP Number: | 922042858 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $0.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.00105817 VANGUARD INTL EQUITY INDEX F |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 12-28-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):455356564 |
| DRIVEWEALTH, LLC | |
| 15 EXCHANGE PLACE | |
| JERSEY CITY, NJ 07302-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 26654984 |
| Date Sold or Disposed: | 04-04-2022 |
| CUSIP Number: | 922042858 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $0.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.00250766 VANGUARD INTL EQUITY INDEX F |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 12-28-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):455356564 |
| DRIVEWEALTH, LLC | |
| 15 EXCHANGE PLACE | |
| JERSEY CITY, NJ 07302-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 26654985 |
| Date Sold or Disposed: | 07-07-2022 |
| CUSIP Number: | 922042858 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $14.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $16.00 |
| Wash Sale Loss Disallowed: | $2.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.33975627 VANGUARD INTL EQUITY INDEX F |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):455356564 |
| DRIVEWEALTH, LLC | |
| 15 EXCHANGE PLACE | |
| JERSEY CITY, NJ 07302-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 26654986 |
| Date Sold or Disposed: | 05-03-2022 |
| CUSIP Number: | 922042858 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $0.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.00160473 VANGUARD INTL EQUITY INDEX F |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 12-28-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):455356564 |
| DRIVEWEALTH, LLC | |
| 15 EXCHANGE PLACE | |
| JERSEY CITY, NJ 07302-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 26654987 |
| Date Sold or Disposed: | 05-10-2022 |
| CUSIP Number: | 922042858 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $20.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $25.00 |
| Wash Sale Loss Disallowed: | $2.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.50920524 VANGUARD INTL EQUITY INDEX F |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):455356564 |
| DRIVEWEALTH, LLC | |
| 15 EXCHANGE PLACE | |
| JERSEY CITY, NJ 07302-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 26654988 |
| Date Sold or Disposed: | 05-24-2022 |
| CUSIP Number: | 922042858 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $14.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $16.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.34115860 VANGUARD INTL EQUITY INDEX F |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):455356564 |
| DRIVEWEALTH, LLC | |
| 15 EXCHANGE PLACE | |
| JERSEY CITY, NJ 07302-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 26654989 |
| Date Sold or Disposed: | 07-12-2022 |
| CUSIP Number: | 922042858 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $14.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $16.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.3461207 VANGUARD INTL EQUITY INDEX FD |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):455356564 |
| DRIVEWEALTH, LLC | |
| 15 EXCHANGE PLACE | |
| JERSEY CITY, NJ 07302-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 26654990 |
| Date Sold or Disposed: | 01-07-2022 |
| CUSIP Number: | 922042858 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $0.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.00020267 VANGUARD INTL EQUITY INDEX F |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 08-02-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):455356564 |
| DRIVEWEALTH, LLC | |
| 15 EXCHANGE PLACE | |
| JERSEY CITY, NJ 07302-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 26654991 |
| Date Sold or Disposed: | 03-02-2022 |
| CUSIP Number: | 922908652 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $0.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.00054966 VANGUARD INDEX FDS EXTEND |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 08-02-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):455356564 |
| DRIVEWEALTH, LLC | |
| 15 EXCHANGE PLACE | |
| JERSEY CITY, NJ 07302-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 26654992 |
| Date Sold or Disposed: | 04-04-2022 |
| CUSIP Number: | 922908652 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $0.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.00037585 VANGUARD INDEX FDS EXTEND |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 08-09-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):455356564 |
| DRIVEWEALTH, LLC | |
| 15 EXCHANGE PLACE | |
| JERSEY CITY, NJ 07302-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 26655002 |
| Date Sold or Disposed: | 06-02-2022 |
| CUSIP Number: | 922908652 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $0.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.00198074 VANGUARD INDEX FDS EXTEND |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):455356564 |
| DRIVEWEALTH, LLC | |
| 15 EXCHANGE PLACE | |
| JERSEY CITY, NJ 07302-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 26655005 |
| Date Sold or Disposed: | 05-03-2022 |
| CUSIP Number: | 922908652 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $0.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.0010619 VANGUARD INDEX FDS EXTEND |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 08-09-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):455356564 |
| DRIVEWEALTH, LLC | |
| 15 EXCHANGE PLACE | |
| JERSEY CITY, NJ 07302-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 26655006 |
| Date Sold or Disposed: | 05-10-2022 |
| CUSIP Number: | 922908652 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $34.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $46.00 |
| Wash Sale Loss Disallowed: | $9.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.25916184 VANGUARD INDEX FDS EXTEND |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):455356564 |
| DRIVEWEALTH, LLC | |
| 15 EXCHANGE PLACE | |
| JERSEY CITY, NJ 07302-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 26655007 |
| Date Sold or Disposed: | 05-24-2022 |
| CUSIP Number: | 922908652 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $21.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $27.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.15872070 VANGUARD INDEX FDS EXTEND |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):455356564 |
| DRIVEWEALTH, LLC | |
| 15 EXCHANGE PLACE | |
| JERSEY CITY, NJ 07302-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 26655008 |
| Date Sold or Disposed: | 07-07-2022 |
| CUSIP Number: | 922908652 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $25.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $32.00 |
| Wash Sale Loss Disallowed: | $6.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.18522009 VANGUARD INDEX FDS EXTEND |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):455356564 |
| DRIVEWEALTH, LLC | |
| 15 EXCHANGE PLACE | |
| JERSEY CITY, NJ 07302-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 26655009 |
| Date Sold or Disposed: | 07-12-2022 |
| CUSIP Number: | 922908652 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $24.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $31.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.18425854 VANGUARD INDEX FDS EXTEND |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):462538416 |
| ACORNS SECURITIES LLC | |
| 5300 CALIFORNIA AVENUE | |
| IRVINE, CA 92617-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | WSC2849 |
| Date Sold or Disposed: | 02-15-2022 |
| CUSIP Number: | 922908363 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $28.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $28.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | VANGUARD S&P 500 ETF VOO |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):462538416 |
| ACORNS SECURITIES LLC | |
| 5300 CALIFORNIA AVENUE | |
| IRVINE, CA 92617-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | WSC2850 |
| Date Sold or Disposed: | 05-10-2022 |
| CUSIP Number: | 46432F859 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $31.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $31.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | ISHARES CORE 1-5 YEAR USD BOND ETF IST |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):462538416 |
| ACORNS SECURITIES LLC | |
| 5300 CALIFORNIA AVENUE | |
| IRVINE, CA 92617-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | WSC2851 |
| Date Sold or Disposed: | 05-10-2022 |
| CUSIP Number: | 464287507 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $28.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $32.00 |
| Wash Sale Loss Disallowed: | $1.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | ISHARES CORE S&P MID-CAP ETF IJH |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):462538416 |
| ACORNS SECURITIES LLC | |
| 5300 CALIFORNIA AVENUE | |
| IRVINE, CA 92617-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | WSC2852 |
| Date Sold or Disposed: | 05-10-2022 |
| CUSIP Number: | 46432F834 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $115.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $134.00 |
| Wash Sale Loss Disallowed: | $8.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | ISHARES CORE MSCI TOTAL INTERN ATIONAL |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):462538416 |
| ACORNS SECURITIES LLC | |
| 5300 CALIFORNIA AVENUE | |
| IRVINE, CA 92617-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | WSC2853 |
| Date Sold or Disposed: | 02-15-2022 |
| CUSIP Number: | 46432F834 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $22.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $23.00 |
| Wash Sale Loss Disallowed: | $1.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | ISHARES CORE MSCI TOTAL INTERN ATIONAL |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):462538416 |
| ACORNS SECURITIES LLC | |
| 5300 CALIFORNIA AVENUE | |
| IRVINE, CA 92617-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | WSC2854 |
| Date Sold or Disposed: | 05-10-2022 |
| CUSIP Number: | 922908363 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $224.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $250.00 |
| Wash Sale Loss Disallowed: | $11.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | VANGUARD S&P 500 ETF VOO |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):462538416 |
| ACORNS SECURITIES LLC | |
| 5300 CALIFORNIA AVENUE | |
| IRVINE, CA 92617-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | WSC2855 |
| Date Sold or Disposed: | 05-10-2022 |
| CUSIP Number: | 464287226 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $71.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $75.00 |
| Wash Sale Loss Disallowed: | $1.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | ISHARES CORE U S AGGREGATE BO ND ETF |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):464364776 |
| ROBINHOOD MARKETS INC. AS AGENT FOR | |
| ROBINHOOD SECURITIES LLC | |
| 85 WILLOW ROAD | |
| MENLO PARK, CA 94025-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DR | |
| TAMPA, FL 33626-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | WSC54336998 |
| Date Sold or Disposed: | 08-25-2022 |
| CUSIP Number: | 02079K305 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $442.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $435.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | ALPHABET INC CLASS A COMMON S TOCK |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):464364776 |
| ROBINHOOD MARKETS INC. AS AGENT FOR | |
| ROBINHOOD SECURITIES LLC | |
| 85 WILLOW ROAD | |
| MENLO PARK, CA 94025-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DR | |
| TAMPA, FL 33626-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | WSC54336999 |
| Date Sold or Disposed: | 04-20-2022 |
| CUSIP Number: | 084670108 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $50.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $51.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | BERKSHIRE HATHAWAY INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):464364776 |
| ROBINHOOD MARKETS INC. AS AGENT FOR | |
| ROBINHOOD SECURITIES LLC | |
| 85 WILLOW ROAD | |
| MENLO PARK, CA 94025-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DR | |
| TAMPA, FL 33626-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | WSC54337000 |
| Date Sold or Disposed: | 05-18-2022 |
| CUSIP Number: | 62914V106 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $108.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $104.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | NIO INC AMERICAN DEPOSITARY S HARES E |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 05-17-2022 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):464364776 |
| ROBINHOOD MARKETS INC. AS AGENT FOR | |
| ROBINHOOD SECURITIES LLC | |
| 85 WILLOW ROAD | |
| MENLO PARK, CA 94025-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DR | |
| TAMPA, FL 33626-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | WSC54337001 |
| Date Sold or Disposed: | 06-13-2022 |
| CUSIP Number: | 30048L203 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $28.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $36.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | EVOFEM BIOSCIENCES INC COMMON STOCK |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 06-06-2022 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):464364776 |
| ROBINHOOD MARKETS INC. AS AGENT FOR | |
| ROBINHOOD SECURITIES LLC | |
| 85 WILLOW ROAD | |
| MENLO PARK, CA 94025-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DR | |
| TAMPA, FL 33626-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | WSC54337002 |
| Date Sold or Disposed: | 11-03-2022 |
| CUSIP Number: | 649604501 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $99.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $101.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | NEW YORK MORTGAGE TRUST INC COMMON ST |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):464364776 |
| ROBINHOOD MARKETS INC. AS AGENT FOR | |
| ROBINHOOD SECURITIES LLC | |
| 85 WILLOW ROAD | |
| MENLO PARK, CA 94025-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DR | |
| TAMPA, FL 33626-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | WSC54337003 |
| Date Sold or Disposed: | 06-06-2022 |
| CUSIP Number: | 98422D105 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $140.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $144.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | XPENG INC AMERICAN DEPOSITARY SHARES |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 06-02-2022 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):464364776 |
| ROBINHOOD MARKETS INC. AS AGENT FOR | |
| ROBINHOOD SECURITIES LLC | |
| 85 WILLOW ROAD | |
| MENLO PARK, CA 94025-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DR | |
| TAMPA, FL 33626-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | WSC54337004 |
| Date Sold or Disposed: | 06-06-2022 |
| CUSIP Number: | 62914V106 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $144.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $132.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | NIO INC AMERICAN DEPOSITARY S HARES E |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 06-01-2022 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):464364776 |
| ROBINHOOD MARKETS INC. AS AGENT FOR | |
| ROBINHOOD SECURITIES LLC | |
| 85 WILLOW ROAD | |
| MENLO PARK, CA 94025-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DR | |
| TAMPA, FL 33626-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | WSC54337005 |
| Date Sold or Disposed: | 12-02-2022 |
| CUSIP Number: | 50202M102 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $159.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $133.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | LI AUTO INC AMERICAN DEPOSITA RY SHARE |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):464364776 |
| ROBINHOOD MARKETS INC. AS AGENT FOR | |
| ROBINHOOD SECURITIES LLC | |
| 85 WILLOW ROAD | |
| MENLO PARK, CA 94025-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DR | |
| TAMPA, FL 33626-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | WSC54337006 |
| Date Sold or Disposed: | 03-18-2022 |
| CUSIP Number: | 33813J106 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $24.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $24.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | FISKER INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 02-10-2022 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):464364776 |
| ROBINHOOD MARKETS INC. AS AGENT FOR | |
| ROBINHOOD SECURITIES LLC | |
| 85 WILLOW ROAD | |
| MENLO PARK, CA 94025-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DR | |
| TAMPA, FL 33626-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | WSC54337007 |
| Date Sold or Disposed: | 09-23-2022 |
| CUSIP Number: | 76954A103 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $197.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $658.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | RIVIAN AUTOMOTIVE INC CLASS A COMMON |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):464364776 |
| ROBINHOOD MARKETS INC. AS AGENT FOR | |
| ROBINHOOD SECURITIES LLC | |
| 85 WILLOW ROAD | |
| MENLO PARK, CA 94025-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DR | |
| TAMPA, FL 33626-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | WSC54337008 |
| Date Sold or Disposed: | 11-04-2022 |
| CUSIP Number: | 654110105 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $47.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $72.00 |
| Wash Sale Loss Disallowed: | $1.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | NIKOLA CORPORATION COMMON STOC K |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):464364776 |
| ROBINHOOD MARKETS INC. AS AGENT FOR | |
| ROBINHOOD SECURITIES LLC | |
| 85 WILLOW ROAD | |
| MENLO PARK, CA 94025-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DR | |
| TAMPA, FL 33626-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | WSC54337009 |
| Date Sold or Disposed: | 02-10-2022 |
| CUSIP Number: | 084310101 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $39.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $47.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | BERKELEY LIGHTS INC COMMON S TOCK |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):464364776 |
| ROBINHOOD MARKETS INC. AS AGENT FOR | |
| ROBINHOOD SECURITIES LLC | |
| 85 WILLOW ROAD | |
| MENLO PARK, CA 94025-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DR | |
| TAMPA, FL 33626-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | WSC54337010 |
| Date Sold or Disposed: | 07-28-2022 |
| CUSIP Number: | 023135106 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $189.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $189.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | AMAZON COM INC COMMON STOCK |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):464364776 |
| ROBINHOOD MARKETS INC. AS AGENT FOR | |
| ROBINHOOD SECURITIES LLC | |
| 85 WILLOW ROAD | |
| MENLO PARK, CA 94025-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DR | |
| TAMPA, FL 33626-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | WSC54337011 |
| Date Sold or Disposed: | 06-01-2022 |
| CUSIP Number: | 64110L106 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $277.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $277.00 |
| Wash Sale Loss Disallowed: | $7.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | NETFLIX INC COMMON STOCK |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):464364776 |
| ROBINHOOD MARKETS INC. AS AGENT FOR | |
| ROBINHOOD SECURITIES LLC | |
| 85 WILLOW ROAD | |
| MENLO PARK, CA 94025-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DR | |
| TAMPA, FL 33626-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | WSC54337012 |
| Date Sold or Disposed: | 01-10-2022 |
| CUSIP Number: | 084670702 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $32.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $30.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | BERKSHIRE HATHAWAY CLASS B |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):464364776 |
| ROBINHOOD MARKETS INC. AS AGENT FOR | |
| ROBINHOOD SECURITIES LLC | |
| 85 WILLOW ROAD | |
| MENLO PARK, CA 94025-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DR | |
| TAMPA, FL 33626-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | WSC54337013 |
| Date Sold or Disposed: | 07-22-2022 |
| CUSIP Number: | 023135106 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $121.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $128.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | AMAZON COM INC COMMON STOCK |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):464364776 |
| ROBINHOOD MARKETS INC. AS AGENT FOR | |
| ROBINHOOD SECURITIES LLC | |
| 85 WILLOW ROAD | |
| MENLO PARK, CA 94025-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DR | |
| TAMPA, FL 33626-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | WSC54337014 |
| Date Sold or Disposed: | 12-02-2022 |
| CUSIP Number: | 25058X105 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $2.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $10.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | DESKTOP METAL INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 09-03-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Long-term |
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):464364776 |
| ROBINHOOD MARKETS INC. AS AGENT FOR | |
| ROBINHOOD SECURITIES LLC | |
| 85 WILLOW ROAD | |
| MENLO PARK, CA 94025-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DR | |
| TAMPA, FL 33626-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | WSC54337015 |
| Date Sold or Disposed: | 03-28-2022 |
| CUSIP Number: | 98138J206 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $42.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $39.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | WORKHORSE GROUP INC COMMON S TOCK |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):464364776 |
| ROBINHOOD MARKETS INC. AS AGENT FOR | |
| ROBINHOOD SECURITIES LLC | |
| 85 WILLOW ROAD | |
| MENLO PARK, CA 94025-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DR | |
| TAMPA, FL 33626-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | WSC54337016 |
| Date Sold or Disposed: | 06-02-2022 |
| CUSIP Number: | 22539T266 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $144.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $144.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | CREDIT SUISSE AG CREDIT SUISSE X-LINKS |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 06-01-2022 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):464364776 |
| ROBINHOOD MARKETS INC. AS AGENT FOR | |
| ROBINHOOD CRYPTO LLC | |
| 85 WILLOW RD | |
| MENLO PARK, CA 94025-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DR | |
| TAMPA, FL 33626-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | WSC2282210 |
| Date Sold or Disposed: | 05-17-2022 |
| CUSIP Number: | LTCUSD |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $104.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | LITECOIN |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Noncovered Security Basis not reported to IRS |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is not being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):464364776 |
| ROBINHOOD MARKETS INC. AS AGENT FOR | |
| ROBINHOOD CRYPTO LLC | |
| 85 WILLOW RD | |
| MENLO PARK, CA 94025-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DR | |
| TAMPA, FL 33626-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | WSC2282211 |
| Date Sold or Disposed: | 08-08-2022 |
| CUSIP Number: | BCHUSD |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $188.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | BITCOIN CASH |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Noncovered Security Basis not reported to IRS |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is not being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):464364776 |
| ROBINHOOD MARKETS INC. AS AGENT FOR | |
| ROBINHOOD CRYPTO LLC | |
| 85 WILLOW RD | |
| MENLO PARK, CA 94025-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DR | |
| TAMPA, FL 33626-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | WSC2282212 |
| Date Sold or Disposed: | 07-20-2022 |
| CUSIP Number: | BCHUSD |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $125.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | BITCOIN CASH |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Noncovered Security Basis not reported to IRS |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is not being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):464364776 |
| ROBINHOOD MARKETS INC. AS AGENT FOR | |
| ROBINHOOD CRYPTO LLC | |
| 85 WILLOW RD | |
| MENLO PARK, CA 94025-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DR | |
| TAMPA, FL 33626-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | WSC2282213 |
| Date Sold or Disposed: | 05-16-2022 |
| CUSIP Number: | ETCUSD |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $109.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | ETHEREUM CLASSIC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Noncovered Security Basis not reported to IRS |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is not being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):852480775 |
| THE UNIVERSITY OF ARIZONA GLOBAL CAMPUS | |
| TA> 0 | |
| 80 SOUTH ARIZONA AVENUE, SUITE #301 C | |
| HANDLER A | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| LERMER MICHAEL | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | MILERM4298A |
| Qualified Tuition and Related Expense: | $6,801.00 |
| Scholarships or Grants: | $1,551.00 |
| Half Time Student Indicator: | Grtr than or Eq to Half Time Student |
| Graduate Student Indicator: | |
| Academic Period Code: | N/A |
| TIN Checkbox: | box marked |
| Adjustments Made for Prior Year: | $0.00 |
| Adjustments to Scholarships or Grants for a Prior Year: | $0.00 |
| Reimbursements/Refunds from an Insurance Contract: | $0.00 |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):043523567 |
| NATIONAL FINANCIAL SERVICES LLC | |
| 499 WASHINGTON BLVD | |
| JERSEY CITY, NJ 07310-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 8715 HAMPDEN DR | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | DX78227121 |
| Tax Withheld: | $0.00 |
| Capital Gains: | $0.00 |
| Non-Dividend Distribution: | $0.00 |
| Cash Liquidation Distribution: | $0.00 |
| Non-Cash Liquidation Distribution: | $0.00 |
| Investment Expense: | $0.00 |
| Ordinary Dividend: | $188.00 |
| Collectibles (28%) Gain: | $0.00 |
| Unrecaptured Section 1250 Gain: | $0.00 |
| Section 1202 Gain: | $0.00 |
| Foreign Tax Paid: | $0.00 |
| Qualified Dividends: | $188.00 |
| Section 199A REIT Dividends: | $0.00 |
| Second Notice Indicator: | No Second Notice |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Exempt Interest Dividends: | $0.00 |
| Specified Private Activity Bond Interest Dividend: | $0.00 |
| Section 897 Ordinary Dividends: | $0.00 |
| Section 897 Capital Gain: | $0.00 |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TA146961 |
| Tax Withheld: | $0.00 |
| Capital Gains: | $0.00 |
| Non-Dividend Distribution: | $2.00 |
| Cash Liquidation Distribution: | $0.00 |
| Non-Cash Liquidation Distribution: | $0.00 |
| Investment Expense: | $0.00 |
| Ordinary Dividend: | $192.00 |
| Collectibles (28%) Gain: | $0.00 |
| Unrecaptured Section 1250 Gain: | $0.00 |
| Section 1202 Gain: | $0.00 |
| Foreign Tax Paid: | $0.00 |
| Qualified Dividends: | $1.00 |
| Section 199A REIT Dividends: | $0.00 |
| Second Notice Indicator: | No Second Notice |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Exempt Interest Dividends: | $0.00 |
| Specified Private Activity Bond Interest Dividend: | $0.00 |
| Section 897 Ordinary Dividends: | $0.00 |
| Section 897 Capital Gain: | $0.00 |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):455356564 |
| DRIVEWEALTH, LLC | |
| 15 EXCHANGE PLACE | |
| JERSEY CITY, NJ 07302-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 26655423 |
| Tax Withheld: | $0.00 |
| Capital Gains: | $0.00 |
| Non-Dividend Distribution: | $0.00 |
| Cash Liquidation Distribution: | $0.00 |
| Non-Cash Liquidation Distribution: | $0.00 |
| Investment Expense: | $0.00 |
| Ordinary Dividend: | $0.00 |
| Collectibles (28%) Gain: | $0.00 |
| Unrecaptured Section 1250 Gain: | $0.00 |
| Section 1202 Gain: | $0.00 |
| Foreign Tax Paid: | $0.00 |
| Qualified Dividends: | $0.00 |
| Section 199A REIT Dividends: | $0.00 |
| Second Notice Indicator: | No Second Notice |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Exempt Interest Dividends: | $0.00 |
| Specified Private Activity Bond Interest Dividend: | $0.00 |
| Section 897 Ordinary Dividends: | $0.00 |
| Section 897 Capital Gain: | $0.00 |
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|
Payer:
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| Payer's Federal Identification Number (FIN):462538416 |
| ACORNS SECURITIES LLC | |
| 5300 CALIFORNIA AVENUE | |
| IRVINE, CA 92617-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 00000282520802B1 |
| Tax Withheld: | $0.00 |
| Capital Gains: | $0.00 |
| Non-Dividend Distribution: | $0.00 |
| Cash Liquidation Distribution: | $0.00 |
| Non-Cash Liquidation Distribution: | $0.00 |
| Investment Expense: | $0.00 |
| Ordinary Dividend: | $0.00 |
| Collectibles (28%) Gain: | $0.00 |
| Unrecaptured Section 1250 Gain: | $0.00 |
| Section 1202 Gain: | $0.00 |
| Foreign Tax Paid: | $0.00 |
| Qualified Dividends: | $0.00 |
| Section 199A REIT Dividends: | $0.00 |
| Second Notice Indicator: | No Second Notice |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Exempt Interest Dividends: | $0.00 |
| Specified Private Activity Bond Interest Dividend: | $0.00 |
| Section 897 Ordinary Dividends: | $0.00 |
| Section 897 Capital Gain: | $0.00 |
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|
Payer:
| |
| Payer's Federal Identification Number (FIN):043523567 |
| NATIONAL FINANCIAL SERVICES LLC | |
| 499 WASHINGTON BLVD | |
| JERSEY CITY, NJ 07310-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 8715 HAMPDEN DR | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | IX78227121 |
| Interest: | $0.00 |
| Tax Withheld: | $0.00 |
| Savings Bonds: | $0.00 |
| Investment Expense: | $0.00 |
| Interest Forfeiture: | $0.00 |
| Foreign Tax Paid: | $0.00 |
| Tax-Exempt Interest: | $0.00 |
| Specified Private Activity Bond Interest: | $0.00 |
| Market Discount: | $0.00 |
| Bond Premium: | $0.00 |
| Bond Premium on Tax Exempt Bond: | $0.00 |
| Bond Premium on Treasury Obligations: | $0.00 |
| Second Notice Indicator: | No Second Notice |
| Foreign Country or US Possession: | |
| CUSIP Number: | 315994103 |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
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|
Payer:
| |
| Payer's Federal Identification Number (FIN):061236737 |
| SYNCHRONY BANK | |
| 170 W ELECTION ROAD SUITE 125 | |
| DRAPER, UT 84020-6425 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL SCOTT LERMER | |
| 8715 HAMDEN DRIVE | |
| TAMPA, FL 33626-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 20000011043822T1 |
| Interest: | $25.00 |
| Tax Withheld: | $0.00 |
| Savings Bonds: | $0.00 |
| Investment Expense: | $0.00 |
| Interest Forfeiture: | $0.00 |
| Foreign Tax Paid: | $0.00 |
| Tax-Exempt Interest: | $0.00 |
| Specified Private Activity Bond Interest: | $0.00 |
| Market Discount: | $0.00 |
| Bond Premium: | $0.00 |
| Bond Premium on Tax Exempt Bond: | $0.00 |
| Bond Premium on Treasury Obligations: | $0.00 |
| Second Notice Indicator: | No Second Notice |
| Foreign Country or US Possession: | |
| CUSIP Number: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
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|
Payer:
| |
| Payer's Federal Identification Number (FIN):061236737 |
| SYNCHRONY BANK | |
| ON BEHALF OF PAYPAL SAVINGS | |
| 170 W ELECTION ROAD SUITE 125 | |
| DRAPER, UT 84020-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| LERMER MICHAEL | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 20000010100653T1 |
| Interest: | $0.00 |
| Tax Withheld: | $0.00 |
| Savings Bonds: | $0.00 |
| Investment Expense: | $0.00 |
| Interest Forfeiture: | $0.00 |
| Foreign Tax Paid: | $0.00 |
| Tax-Exempt Interest: | $0.00 |
| Specified Private Activity Bond Interest: | $0.00 |
| Market Discount: | $0.00 |
| Bond Premium: | $0.00 |
| Bond Premium on Tax Exempt Bond: | $0.00 |
| Bond Premium on Treasury Obligations: | $0.00 |
| Second Notice Indicator: | No Second Notice |
| Foreign Country or US Possession: | |
| CUSIP Number: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
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|
Payer:
| |
| Payer's Federal Identification Number (FIN):203196134 |
| SALLIE MAE BANK | |
| 175 S WEST TEMPLE | |
| SALT LAKE CITY, UT 84101-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| LERMER MICHAEL S | |
| 12042 LEDGEWOOD CIRCLE | |
| FT MYERS, FL 33913-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 300100291587 |
| Interest: | $0.00 |
| Tax Withheld: | $0.00 |
| Savings Bonds: | $0.00 |
| Investment Expense: | $0.00 |
| Interest Forfeiture: | $0.00 |
| Foreign Tax Paid: | $0.00 |
| Tax-Exempt Interest: | $0.00 |
| Specified Private Activity Bond Interest: | $0.00 |
| Market Discount: | $0.00 |
| Bond Premium: | $0.00 |
| Bond Premium on Tax Exempt Bond: | $0.00 |
| Bond Premium on Treasury Obligations: | $0.00 |
| Second Notice Indicator: | No Second Notice |
| Foreign Country or US Possession: | |
| CUSIP Number: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
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|
Payer:
| |
| Payer's Federal Identification Number (FIN):203196134 |
| SALLIE MAE BANK | |
| 175 S WEST TEMPLE | |
| SALT LAKE CITY, UT 84101-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| LERMER MICHAEL S | |
| 12042 LEDGEWOOD CIRCLE | |
| FT MYERS, FL 33913-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 300302388168 |
| Interest: | $0.00 |
| Tax Withheld: | $0.00 |
| Savings Bonds: | $0.00 |
| Investment Expense: | $0.00 |
| Interest Forfeiture: | $0.00 |
| Foreign Tax Paid: | $0.00 |
| Tax-Exempt Interest: | $0.00 |
| Specified Private Activity Bond Interest: | $0.00 |
| Market Discount: | $0.00 |
| Bond Premium: | $0.00 |
| Bond Premium on Tax Exempt Bond: | $0.00 |
| Bond Premium on Treasury Obligations: | $0.00 |
| Second Notice Indicator: | No Second Notice |
| Foreign Country or US Possession: | |
| CUSIP Number: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
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|
Payer:
| |
| Payer's Federal Identification Number (FIN):452499523 |
| SOCIAL FINANCE, INC. | |
| 234 1ST STREET | |
| SAN FRANCISCO, CA 94105-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| LERMER MICHAEL | |
| 8715 HAMPDEN DR | |
| TAMPA, FL 33626-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 2205886T5 |
| Interest: | $32.00 |
| Tax Withheld: | $0.00 |
| Savings Bonds: | $0.00 |
| Investment Expense: | $0.00 |
| Interest Forfeiture: | $0.00 |
| Foreign Tax Paid: | $0.00 |
| Tax-Exempt Interest: | $0.00 |
| Specified Private Activity Bond Interest: | $0.00 |
| Market Discount: | $0.00 |
| Bond Premium: | $0.00 |
| Bond Premium on Tax Exempt Bond: | $0.00 |
| Bond Premium on Treasury Obligations: | $0.00 |
| Second Notice Indicator: | No Second Notice |
| Foreign Country or US Possession: | |
| CUSIP Number: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):454526070 |
| PROSPER FUNDING LLC | |
| 221 MAIN STREET SUITE 300 | |
| SAN FRANCISCO, CA 94105-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 840821 |
| Interest: | $0.00 |
| Tax Withheld: | $0.00 |
| Tax Exempt OID: | $0.00 |
| Investment Expenses: | $0.00 |
| Interest Forfeiture: | $0.00 |
| Original Issue Discount: | $72.00 |
| Original Issue Discount on Treasury Obligations: | $0.00 |
| Market Discount: | $0.00 |
| Acquisition Premium: | $0.00 |
| Bond Premium: | $0.00 |
| Description: | ORIGINAL ISSUE DISCOUNT FOR 2022 |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Second Notice Indicator: | No Second Notice |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):046568107 |
| FIDELITY INVESTMENTS | |
| 100 MAGELLAN WAY KW1C | |
| COVINGTON, KY 41015-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| LERMER MICHAEL S | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 20230107030001653571 |
| Distribution Code Value: | Early Distribution, no known exception (in most cases, under age 59 1/2) |
| Distribution Code: | 1 |
| Distribution Code Value: | Not significant |
| Distribution Code: | Blank |
| Tax Amount Undetermined Code: | Not checked |
| Total Distribution Code: | Not checked |
| First Year Roth Contribution: | 0000 |
| SEP Indicator: | IRA/SEP/SIMP box not checked |
| FATCA Indicator: | not FATCA |
| Date of Payment for Reportable Death Benefits under Section 6050Y: | 00-00-0000 |
| Tax Withheld: | $387.00 |
| Total Employee Contributions: | $0.00 |
| Unrealized Appreciation: | $0.00 |
| Other Income: | $0.00 |
| Gross Distribution: | $20,082.00 |
| Taxable Amount: | $20,082.00 |
| Eligible Capital Gains: | $0.00 |
| Amount to IRR: | $0.00 |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| APEX C F TRADITIONAL IRA | |
| 8715 HAMPDEN DR | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Amended document |
| Account Number (Optional): | 5TG180131 |
| Distribution Code Value: | Early Distribution, no known exception (in most cases, under age 59 1/2) |
| Distribution Code: | 1 |
| Distribution Code Value: | Not significant |
| Distribution Code: | Blank |
| Tax Amount Undetermined Code: | Tax amount not determined |
| Total Distribution Code: | Not checked |
| First Year Roth Contribution: | 0000 |
| SEP Indicator: | IRA/SEP/SIMP box checked |
| FATCA Indicator: | not FATCA |
| Date of Payment for Reportable Death Benefits under Section 6050Y: | 00-00-0000 |
| Tax Withheld: | $0.00 |
| Total Employee Contributions: | $0.00 |
| Unrealized Appreciation: | $0.00 |
| Other Income: | $0.00 |
| Gross Distribution: | $800.00 |
| Taxable Amount: | $800.00 |
| Eligible Capital Gains: | $0.00 |
| Amount to IRR: | $0.00 |
