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Wage and Income Transcript

Request Date: 10-24-2023
Response Date: 10-24-2023
Tracking Number: 105110422296

SSN Provided: 219-19-2163
Tax Period Requested: December, 2021

Form W-2 Wage and Tax Statement

Employer:

Employer Identification Number (EIN):232084784
COMCAST CC OF WILLOW GROVE
1701 JF KENNEDY BLVD 4
PHILADELPHIA, PA 19103-0000

Employee:

Employee's Social Security Number: 219-19-2163
MICHAEL S LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-0000

Submission Type:Original document
Wages, Tips and Other Compensation:$355,581.00
Federal Income Tax Withheld:$74,415.00
Social Security Wages:$142,800.00
Social Security Tax Withheld:$8,853.00
Medicare Wages and Tips:$370,329.00
Medicare Tax Withheld:$6,902.00
Social Security Tips:$0.00
Allocated Tips:$0.00
Dependent Care Benefits:$0.00
Deferred Compensation:$15,802.00
Code "Q" Nontaxable Combat Pay:$0.00
Code "W" Employer Contributions to a Health Savings Account:$0.00
Code "Y" Deferrals under a section 409A nonqualified Deferred Compensation plan:$0.00
Code "Z" Income under section 409A on a nonqualified Deferred Compensation plan:$0.00
Code "R" Employer's Contribution to MSA:$0.00
Code "S" Employer's Contribution to Simple Account:$0.00
Code "T" Expenses Incurred for Qualified Adoptions:$0.00
Code "V" Income from exercise of non-statutory stock options:$99,633.00
Code "AA" Designated Roth Contributions under a Section 401(k) Plan:$0.00
Code "BB" Designated Roth Contributions under a Section 403(b) Plan:$0.00
Code "DD" Cost of Employer-Sponsored Health Coverage:$20,988.00
Code "EE" Designated ROTH Contributions Under a Governmental Section 457(b) Plan:$0.00
Code "FF" Permitted benefits under a qualified small employer health reimbursement arrangement:$0.00
Code "GG" Income from Qualified Equity Grants Under Section 83(i):$0.00
Code "HH" Aggregate Deferrals Under Section 83(i) Elections as of the Close of the Calendar Year:$0.00
Third Party Sick Pay Indicator:Unanswered
Retirement Plan Indicator:Yes - retirement plan
Statutory Employee:Not Statutory Employee
W2 Submission Type:Original
W2 WHC SSN Validation Code:Correct SSN

Form 3922: Transfer of Stock Acquired Through an Employee Stock Purchase Plan Under Section 423(c)

Corporation:

Corporation's Federal Identification Number (FIN):270000798
COMCAST CORPORATION
1701 JFK BOULEVARD
PHILADELPHIA, PA 19103-0000

Employee:

Employee's Identification Number: 219-19-2163
LERMER MICHAEL S
8715 HAMPDEN DRIVE
TAMPA, FL 33626-0000

Submission Type:Original document
Account Number (Optional):KS4X48C8JL
Exercise Price per Share:$42.00
Fair Market Value per Share on Exercise Date:$54.00
Fair Market Value per Share on Grant Date:$50.00
Exercise price per share determined as if the option was exercised on the date shown in box 1:$42.00
Date Option Exercised:03-31-2021
Date Option Granted:01-04-2021
Number of Shares Transferred:0000000000019
Date Legal Title Transferred:03-31-2021

Form 3922: Transfer of Stock Acquired Through an Employee Stock Purchase Plan Under Section 423(c)

Corporation:

Corporation's Federal Identification Number (FIN):270000798
COMCAST CORPORATION
1701 JFK BOULEVARD
PHILADELPHIA, PA 19103-0000

Employee:

Employee's Identification Number: 219-19-2163
LERMER MICHAEL S
8715 HAMPDEN DRIVE
TAMPA, FL 33626-0000

Submission Type:Original document
Account Number (Optional):KVD1M5M687
Exercise Price per Share:$46.00
Fair Market Value per Share on Exercise Date:$57.00
Fair Market Value per Share on Grant Date:$54.00
Exercise price per share determined as if the option was exercised on the date shown in box 1:$46.00
Date Option Exercised:06-30-2021
Date Option Granted:04-01-2021
Number of Shares Transferred:0000000000009
Date Legal Title Transferred:06-30-2021

Form 3922: Transfer of Stock Acquired Through an Employee Stock Purchase Plan Under Section 423(c)

Corporation:

Corporation's Federal Identification Number (FIN):270000798
COMCAST CORPORATION
1701 JFK BOULEVARD
PHILADELPHIA, PA 19103-0000

Employee:

Employee's Identification Number: 219-19-2163
LERMER MICHAEL S
8715 HAMPDEN DRIVE
TAMPA, FL 33626-0000

Submission Type:Original document
Account Number (Optional):KYVDLOLSSW
Exercise Price per Share:$47.00
Fair Market Value per Share on Exercise Date:$55.00
Fair Market Value per Share on Grant Date:$57.00
Exercise price per share determined as if the option was exercised on the date shown in box 1:$49.00
Date Option Exercised:09-30-2021
Date Option Granted:07-01-2021
Number of Shares Transferred:0000000000011
Date Legal Title Transferred:09-30-2021

Form 3922: Transfer of Stock Acquired Through an Employee Stock Purchase Plan Under Section 423(c)

Corporation:

Corporation's Federal Identification Number (FIN):270000798
COMCAST CORPORATION
1701 JFK BOULEVARD
PHILADELPHIA, PA 19103-0000

Employee:

Employee's Identification Number: 219-19-2163
LERMER MICHAEL S
8715 HAMPDEN DRIVE
TAMPA, FL 33626-0000

Submission Type:Original document
Account Number (Optional):LOS8XP9088
Exercise Price per Share:$42.00
Fair Market Value per Share on Exercise Date:$50.00
Fair Market Value per Share on Grant Date:$57.00
Exercise price per share determined as if the option was exercised on the date shown in box 1:$48.00
Date Option Exercised:12-31-2021
Date Option Granted:10-01-2021
Number of Shares Transferred:0000000000012
Date Legal Title Transferred:12-31-2021

Form 5498 SA

Trustee:

Trustee's Federal Identification Number (FIN):941687665
BANK OF AMERICA, N.A.
C/O HEALTH ACCOUNT SERVICES
PO BOX 2203
FARGO, ND 58108-0000

Participant:

Participant's Identification Number: 219-19-2163
MICHAEL LERMER
16081 VIA SOLERA CIR APT 104 104
FORT MYERS, FL 33908-3776

Submission Type:Original document
Account Number (Optional):K6301000000067399976
MSA Contributions:$0.00
Current Contributions:$0.00
Future Contributions:$0.00
Rollover MSA Contributions:$0.00
MSA Fair Market Value:$265.00
HSA Indicator:HSA Box Not Checked
Archer MSA Indicator:Archer MSA Box Not Checked
MA MSA Indicator:Checked

Form 5498 Individual Retirement Arrangement Contribution Information

Trustee:

Trustee/Issuer's Federal Identification Number (FIN):043523567
NATIONAL FINANCIAL SERVICES LLC
499 WASHINGTON BLVD
JERSEY CITY, NJ 07310-0000

Participant:

Participant's Identification Number: 219-19-2163
MICHAEL S LERMER
8715 HAMPDEN DR
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):L220486894001
IRA Contributions:$0.00
Rollover Contributions:$0.00
Roth Conversion Amount:$0.00
Recharacterized Contributions:$0.00
Fair Market Value of Account:$8.00
Life Insurance Cost Included in Box 1:$0.00
SEP Code:Not Checked
IRA Code:Checked
Simple Code:Not Checked
Roth IRA Code:Not Checked
RMD For Subsequent Year:RMD box not checked
RMD Date:00-00-0000
Year:
Postponed Contribution Code:
Repayments Code:
Fair Market Value of certain specified assets:N/A
SEP Contributions:$0.00
SIMPLE Contributions:$0.00
Roth IRA Contributions:$0.00
Required Minimum Distribution Amount:$0.00
Postponed Contributions:$0.00
Repayment of a qualified reservist distribution or federally designated disaster withdrawal repayment:$0.00
Fair Market Value of Certain Specified Assets:$0.00

Form 5498 Individual Retirement Arrangement Contribution Information

Trustee:

Trustee/Issuer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Participant:

Participant's Identification Number: 219-19-2163
MICHAEL LERMER
APEX C F TRADITIONAL IRA
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):5TG18013
IRA Contributions:$725.00
Rollover Contributions:$0.00
Roth Conversion Amount:$0.00
Recharacterized Contributions:$0.00
Fair Market Value of Account:$110.00
Life Insurance Cost Included in Box 1:$0.00
SEP Code:Not Checked
IRA Code:Checked
Simple Code:Not Checked
Roth IRA Code:Not Checked
RMD For Subsequent Year:RMD box not checked
RMD Date:00-00-0000
Year:
Postponed Contribution Code:
Repayments Code:
Fair Market Value of certain specified assets:N/A
SEP Contributions:$0.00
SIMPLE Contributions:$0.00
Roth IRA Contributions:$0.00
Required Minimum Distribution Amount:$0.00
Postponed Contributions:$0.00
Repayment of a qualified reservist distribution or federally designated disaster withdrawal repayment:$0.00
Fair Market Value of Certain Specified Assets:$0.00

Form 5498 Individual Retirement Arrangement Contribution Information

Trustee:

Trustee/Issuer's Federal Identification Number (FIN):208764829
MORGAN STANLEY DOMESTIC HOLDINGS, INC.
PO BOX 484
JERSEY CITY, NJ 07303-0484

Participant:

Participant's Identification Number: 219-19-2163
MICHAEL S LERMER
8715 HAMPDEN DR
TAMPA, FL 33626-0000

Submission Type:Original document
Account Number (Optional):40496342260965599
IRA Contributions:$0.00
Rollover Contributions:$0.00
Roth Conversion Amount:$0.00
Recharacterized Contributions:$0.00
Fair Market Value of Account:$43.00
Life Insurance Cost Included in Box 1:$0.00
SEP Code:Not Checked
IRA Code:Checked
Simple Code:Not Checked
Roth IRA Code:Not Checked
RMD For Subsequent Year:RMD box not checked
RMD Date:00-00-0000
Year:
Postponed Contribution Code:
Repayments Code:
Fair Market Value of certain specified assets:N/A
SEP Contributions:$0.00
SIMPLE Contributions:$0.00
Roth IRA Contributions:$0.00
Required Minimum Distribution Amount:$0.00
Postponed Contributions:$0.00
Repayment of a qualified reservist distribution or federally designated disaster withdrawal repayment:$0.00
Fair Market Value of Certain Specified Assets:$0.00

Form 5498 Individual Retirement Arrangement Contribution Information

Trustee:

Trustee/Issuer's Federal Identification Number (FIN):262627205
FORGE TRUST CO.
PO BOX 7080
SAN CARLOS, CA 94070-7080

Participant:

Participant's Identification Number: 219-19-2163
LERMER, MICHAEL
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-0000

Submission Type:Original document
Account Number (Optional):ALN3708047-1
IRA Contributions:$310.00
Rollover Contributions:$0.00
Roth Conversion Amount:$0.00
Recharacterized Contributions:$0.00
Fair Market Value of Account:$0.00
Life Insurance Cost Included in Box 1:$0.00
SEP Code:Not Checked
IRA Code:Checked
Simple Code:Not Checked
Roth IRA Code:Not Checked
RMD For Subsequent Year:RMD box not checked
RMD Date:00-00-0000
Year:
Postponed Contribution Code:
Repayments Code:
Fair Market Value of certain specified assets:N/A
SEP Contributions:$0.00
SIMPLE Contributions:$0.00
Roth IRA Contributions:$0.00
Required Minimum Distribution Amount:$0.00
Postponed Contributions:$0.00
Repayment of a qualified reservist distribution or federally designated disaster withdrawal repayment:$0.00
Fair Market Value of Certain Specified Assets:$0.00

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):030488315
HIGH-YIELD BOND - INST
TA> HARBOR SERVICES GROUP, INC.
111 SOUTH WACKER DRIVE 34TH FLR
CHICAGO, IL 60606-4302

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
8715 HAMPDEN DR
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):AADO0202400035678097
Date Sold or Disposed:01-05-2021
CUSIP Number:411511553
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$31.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$30.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:SHARES REDEEMED -ACH
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Long-term
Applicable Check Box on Form 8949:Long term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):030488315
HIGH-YIELD BOND - INST
TA> HARBOR SERVICES GROUP, INC.
111 SOUTH WACKER DRIVE 34TH FLR
CHICAGO, IL 60606-4302

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
8715 HAMPDEN DR
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):ABDO0202400035678097
Date Sold or Disposed:01-05-2021
CUSIP Number:411511553
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$391.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$383.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:SHARES REDEEMED -ACH
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):030488315
HIGH-YIELD BOND - INST
TA> HARBOR SERVICES GROUP, INC.
111 SOUTH WACKER DRIVE 34TH FLR
CHICAGO, IL 60606-4302

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
8715 HAMPDEN DR
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):ACDO0202400035678097
Date Sold or Disposed:05-04-2021
CUSIP Number:411511553
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$200.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$200.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:SHARES REDEEMED -ACH
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):030488315
HIGH-YIELD BOND - INST
TA> HARBOR SERVICES GROUP, INC.
111 SOUTH WACKER DRIVE 34TH FLR
CHICAGO, IL 60606-4302

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
8715 HAMPDEN DR
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):ADDO0202400035678097
Date Sold or Disposed:08-06-2021
CUSIP Number:411511553
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$65.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$65.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:SHARES REDEEMED -ACH
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):043523567
NATIONAL FINANCIAL SERVICES LLC
499 WASHINGTON BLVD
JERSEY CITY, NJ 07310-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
8715 HAMPDEN DR
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):BX78227121KOKMS80EA0
Date Sold or Disposed:01-04-2021
CUSIP Number:20030N101
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$28.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:COMCAST CORP
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Noncovered Security Basis not reported to IRS
Type of Gain or Loss Code:
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is not being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):043523567
NATIONAL FINANCIAL SERVICES LLC
499 WASHINGTON BLVD
JERSEY CITY, NJ 07310-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
8715 HAMPDEN DR
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):BX78227121KOKMS80E9D
Date Sold or Disposed:01-04-2021
CUSIP Number:20030N101
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$1,105.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$848.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:COMCAST CORP
Second Notice Indicator:No Second Notice
Date Acquired:12-31-2019
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Long-term
Applicable Check Box on Form 8949:Long term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):043523567
NATIONAL FINANCIAL SERVICES LLC
499 WASHINGTON BLVD
JERSEY CITY, NJ 07310-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
8715 HAMPDEN DR
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):BX78227121KOXDJ58DJH
Date Sold or Disposed:01-14-2021
CUSIP Number:20030N101
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$0.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:COMCAST CORP
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Noncovered Security Basis not reported to IRS
Type of Gain or Loss Code:
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is not being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):043523567
NATIONAL FINANCIAL SERVICES LLC
499 WASHINGTON BLVD
JERSEY CITY, NJ 07310-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
8715 HAMPDEN DR
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):BX78227121KOXDJ58DKI
Date Sold or Disposed:01-14-2021
CUSIP Number:20030N101
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$2,988.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$1,792.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:COMCAST CORP
Second Notice Indicator:No Second Notice
Date Acquired:01-11-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):043523567
NATIONAL FINANCIAL SERVICES LLC
499 WASHINGTON BLVD
JERSEY CITY, NJ 07310-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
8715 HAMPDEN DR
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):BX78227121KPCN7OFYY3
Date Sold or Disposed:01-26-2021
CUSIP Number:20030N101
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$2,228.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$1,344.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:COMCAST CORP
Second Notice Indicator:No Second Notice
Date Acquired:01-11-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):043523567
NATIONAL FINANCIAL SERVICES LLC
499 WASHINGTON BLVD
JERSEY CITY, NJ 07310-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
8715 HAMPDEN DR
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):BX78227121KPT833TCLA
Date Sold or Disposed:02-08-2021
CUSIP Number:20030N101
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$0.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:COMCAST CORP
Second Notice Indicator:No Second Notice
Date Acquired:01-11-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):043523567
NATIONAL FINANCIAL SERVICES LLC
499 WASHINGTON BLVD
JERSEY CITY, NJ 07310-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
8715 HAMPDEN DR
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):BX78227121KPT833TCM2
Date Sold or Disposed:02-08-2021
CUSIP Number:20030N101
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$4,600.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$3,333.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:COMCAST CORP
Second Notice Indicator:No Second Notice
Date Acquired:02-08-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):043523567
NATIONAL FINANCIAL SERVICES LLC
499 WASHINGTON BLVD
JERSEY CITY, NJ 07310-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
8715 HAMPDEN DR
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):BX78227121KP690Y62BE
Date Sold or Disposed:01-21-2021
CUSIP Number:20030N101
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$2,138.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$1,314.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:COMCAST CORP
Second Notice Indicator:No Second Notice
Date Acquired:01-11-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):043523567
NATIONAL FINANCIAL SERVICES LLC
499 WASHINGTON BLVD
JERSEY CITY, NJ 07310-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
8715 HAMPDEN DR
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):BX78227121KRNK03RQS4
Date Sold or Disposed:04-01-2021
CUSIP Number:20030N101
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$4,621.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$2,478.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:COMCAST CORP
Second Notice Indicator:No Second Notice
Date Acquired:03-31-2020
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Long-term
Applicable Check Box on Form 8949:Long term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):043523567
NATIONAL FINANCIAL SERVICES LLC
499 WASHINGTON BLVD
JERSEY CITY, NJ 07310-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
8715 HAMPDEN DR
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):BX78227121KRNK03RRAW
Date Sold or Disposed:04-01-2021
CUSIP Number:20030N101
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$0.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:COMCAST CORP
Second Notice Indicator:No Second Notice
Date Acquired:02-08-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):043523567
NATIONAL FINANCIAL SERVICES LLC
499 WASHINGTON BLVD
JERSEY CITY, NJ 07310-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
8715 HAMPDEN DR
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):BX78227121KRNK03RRBB
Date Sold or Disposed:04-01-2021
CUSIP Number:20030N101
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$826.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:COMCAST CORP
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Noncovered Security Basis not reported to IRS
Type of Gain or Loss Code:
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is not being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):043523567
NATIONAL FINANCIAL SERVICES LLC
499 WASHINGTON BLVD
JERSEY CITY, NJ 07310-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
8715 HAMPDEN DR
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):BX78227121KSLYWBAMXJ
Date Sold or Disposed:04-28-2021
CUSIP Number:20030N101
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$314.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:COMCAST CORP
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Noncovered Security Basis not reported to IRS
Type of Gain or Loss Code:
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is not being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):043523567
NATIONAL FINANCIAL SERVICES LLC
499 WASHINGTON BLVD
JERSEY CITY, NJ 07310-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
8715 HAMPDEN DR
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):BX78227121KSLYWBANGZ
Date Sold or Disposed:04-28-2021
CUSIP Number:20030N101
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$3,617.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:COMCAST CORP
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Noncovered Security Basis not reported to IRS
Type of Gain or Loss Code:
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is not being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):043523567
NATIONAL FINANCIAL SERVICES LLC
499 WASHINGTON BLVD
JERSEY CITY, NJ 07310-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
8715 HAMPDEN DR
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):BX78227121KSLYWBANHD
Date Sold or Disposed:04-28-2021
CUSIP Number:20030N101
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$927.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:COMCAST CORP
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Noncovered Security Basis not reported to IRS
Type of Gain or Loss Code:
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is not being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):043523567
NATIONAL FINANCIAL SERVICES LLC
499 WASHINGTON BLVD
JERSEY CITY, NJ 07310-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
8715 HAMPDEN DR
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):BX78227121KSTMM6KT3V
Date Sold or Disposed:05-04-2021
CUSIP Number:20030N101
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$2,185.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:COMCAST CORP
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Noncovered Security Basis not reported to IRS
Type of Gain or Loss Code:
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is not being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):043523567
NATIONAL FINANCIAL SERVICES LLC
499 WASHINGTON BLVD
JERSEY CITY, NJ 07310-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
8715 HAMPDEN DR
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):BX78227121KSTMM6KU3J
Date Sold or Disposed:05-04-2021
CUSIP Number:20030N101
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$629.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:COMCAST CORP
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Noncovered Security Basis not reported to IRS
Type of Gain or Loss Code:
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is not being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):043523567
NATIONAL FINANCIAL SERVICES LLC
499 WASHINGTON BLVD
JERSEY CITY, NJ 07310-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
8715 HAMPDEN DR
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):BX78227121KS446V9TIM
Date Sold or Disposed:04-14-2021
CUSIP Number:20030N101
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$2,125.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:COMCAST CORP
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Noncovered Security Basis not reported to IRS
Type of Gain or Loss Code:
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is not being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):043523567
NATIONAL FINANCIAL SERVICES LLC
499 WASHINGTON BLVD
JERSEY CITY, NJ 07310-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
8715 HAMPDEN DR
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):BX78227121KTJ5DFMIF2
Date Sold or Disposed:05-24-2021
CUSIP Number:20030N101
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$8,001.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:COMCAST CORP
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Noncovered Security Basis not reported to IRS
Type of Gain or Loss Code:
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is not being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):043523567
NATIONAL FINANCIAL SERVICES LLC
499 WASHINGTON BLVD
JERSEY CITY, NJ 07310-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
8715 HAMPDEN DR
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):BX78227121KTJ5DFMI6U
Date Sold or Disposed:05-24-2021
CUSIP Number:20030N101
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$762.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:COMCAST CORP
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Noncovered Security Basis not reported to IRS
Type of Gain or Loss Code:
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is not being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):043523567
NATIONAL FINANCIAL SERVICES LLC
499 WASHINGTON BLVD
JERSEY CITY, NJ 07310-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
8715 HAMPDEN DR
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):BX78227121KTVVOJP6I1
Date Sold or Disposed:06-03-2021
CUSIP Number:20030N101
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$46.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:COMCAST CORP
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Noncovered Security Basis not reported to IRS
Type of Gain or Loss Code:
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is not being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):043523567
NATIONAL FINANCIAL SERVICES LLC
499 WASHINGTON BLVD
JERSEY CITY, NJ 07310-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
8715 HAMPDEN DR
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):BX78227121KTVVOJP71P
Date Sold or Disposed:06-03-2021
CUSIP Number:20030N101
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$4,007.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$2,126.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:COMCAST CORP
Second Notice Indicator:No Second Notice
Date Acquired:06-02-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):043523567
NATIONAL FINANCIAL SERVICES LLC
499 WASHINGTON BLVD
JERSEY CITY, NJ 07310-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
8715 HAMPDEN DR
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):BX78227121KT18FPYCXK
Date Sold or Disposed:05-10-2021
CUSIP Number:20030N101
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$1,875.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:COMCAST CORP
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Noncovered Security Basis not reported to IRS
Type of Gain or Loss Code:
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is not being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):043523567
NATIONAL FINANCIAL SERVICES LLC
499 WASHINGTON BLVD
JERSEY CITY, NJ 07310-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
8715 HAMPDEN DR
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):BX78227121KT18FPYC9H
Date Sold or Disposed:05-10-2021
CUSIP Number:20030N101
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$2,787.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:COMCAST CORP
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Noncovered Security Basis not reported to IRS
Type of Gain or Loss Code:
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is not being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):043523567
NATIONAL FINANCIAL SERVICES LLC
499 WASHINGTON BLVD
JERSEY CITY, NJ 07310-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
8715 HAMPDEN DR
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):BX78227121KUDSP553HG
Date Sold or Disposed:06-17-2021
CUSIP Number:20030N101
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$6,461.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$3,346.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:COMCAST CORP
Second Notice Indicator:No Second Notice
Date Acquired:06-02-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):043523567
NATIONAL FINANCIAL SERVICES LLC
499 WASHINGTON BLVD
JERSEY CITY, NJ 07310-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
8715 HAMPDEN DR
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):BX78227121KV20G7II3J
Date Sold or Disposed:07-06-2021
CUSIP Number:20030N101
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$1,492.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$725.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:COMCAST CORP
Second Notice Indicator:No Second Notice
Date Acquired:06-30-2020
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Long-term
Applicable Check Box on Form 8949:Long term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):043523567
NATIONAL FINANCIAL SERVICES LLC
499 WASHINGTON BLVD
JERSEY CITY, NJ 07310-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
8715 HAMPDEN DR
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):BX78227121KV20G7IJ17
Date Sold or Disposed:07-06-2021
CUSIP Number:20030N101
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$38.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$20.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:COMCAST CORP
Second Notice Indicator:No Second Notice
Date Acquired:06-02-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):043523567
NATIONAL FINANCIAL SERVICES LLC
499 WASHINGTON BLVD
JERSEY CITY, NJ 07310-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
8715 HAMPDEN DR
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):BX78227121KV9NAFX2S9
Date Sold or Disposed:07-12-2021
CUSIP Number:20030N101
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$7,180.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$4,639.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:COMCAST CORP
Second Notice Indicator:No Second Notice
Date Acquired:07-12-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):043523567
NATIONAL FINANCIAL SERVICES LLC
499 WASHINGTON BLVD
JERSEY CITY, NJ 07310-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
8715 HAMPDEN DR
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):BX78227121KV9NAFX22M
Date Sold or Disposed:07-12-2021
CUSIP Number:20030N101
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$8.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$4.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:COMCAST CORP
Second Notice Indicator:No Second Notice
Date Acquired:06-02-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):043523567
NATIONAL FINANCIAL SERVICES LLC
499 WASHINGTON BLVD
JERSEY CITY, NJ 07310-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
8715 HAMPDEN DR
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):BX78227121KWWB1ZCCRF
Date Sold or Disposed:08-27-2021
CUSIP Number:20030N101
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$8.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$5.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:COMCAST CORP
Second Notice Indicator:No Second Notice
Date Acquired:07-12-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):043523567
NATIONAL FINANCIAL SERVICES LLC
499 WASHINGTON BLVD
JERSEY CITY, NJ 07310-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
8715 HAMPDEN DR
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):BX78227121KWWB1ZCE1D
Date Sold or Disposed:08-27-2021
CUSIP Number:20030N101
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$8,888.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$5,369.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:COMCAST CORP
Second Notice Indicator:No Second Notice
Date Acquired:08-27-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):043523567
NATIONAL FINANCIAL SERVICES LLC
499 WASHINGTON BLVD
JERSEY CITY, NJ 07310-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
8715 HAMPDEN DR
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):BX78227121KW0H23QASQ
Date Sold or Disposed:08-02-2021
CUSIP Number:20030N101
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$15,437.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$10,643.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:COMCAST CORP
Second Notice Indicator:No Second Notice
Date Acquired:08-02-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):043523567
NATIONAL FINANCIAL SERVICES LLC
499 WASHINGTON BLVD
JERSEY CITY, NJ 07310-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
8715 HAMPDEN DR
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):BX78227121KXI1XY1LUW
Date Sold or Disposed:09-13-2021
CUSIP Number:20030N101
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$5,957.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$3,583.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:COMCAST CORP
Second Notice Indicator:No Second Notice
Date Acquired:08-27-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):043523567
NATIONAL FINANCIAL SERVICES LLC
499 WASHINGTON BLVD
JERSEY CITY, NJ 07310-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
8715 HAMPDEN DR
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):BX78227121KXZWTS44IR
Date Sold or Disposed:09-27-2021
CUSIP Number:20030N101
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$5,034.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$3,224.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:COMCAST CORP
Second Notice Indicator:No Second Notice
Date Acquired:08-27-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):043523567
NATIONAL FINANCIAL SERVICES LLC
499 WASHINGTON BLVD
JERSEY CITY, NJ 07310-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
8715 HAMPDEN DR
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):BX78227121KYKC9YS2HO
Date Sold or Disposed:10-13-2021
CUSIP Number:20030N101
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$4,182.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$2,866.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:COMCAST CORP
Second Notice Indicator:No Second Notice
Date Acquired:08-27-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):043523567
NATIONAL FINANCIAL SERVICES LLC
499 WASHINGTON BLVD
JERSEY CITY, NJ 07310-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
8715 HAMPDEN DR
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):BX78227121KYZPJDUE7N
Date Sold or Disposed:10-25-2021
CUSIP Number:20030N101
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$3,065.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$2,042.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:COMCAST CORP
Second Notice Indicator:No Second Notice
Date Acquired:08-27-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):043523567
NATIONAL FINANCIAL SERVICES LLC
499 WASHINGTON BLVD
JERSEY CITY, NJ 07310-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
8715 HAMPDEN DR
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):BX78227121KY8VCD83BA
Date Sold or Disposed:10-04-2021
CUSIP Number:20030N101
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$704.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$422.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:COMCAST CORP
Second Notice Indicator:No Second Notice
Date Acquired:09-30-2020
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Long-term
Applicable Check Box on Form 8949:Long term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):043523567
NATIONAL FINANCIAL SERVICES LLC
499 WASHINGTON BLVD
JERSEY CITY, NJ 07310-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
8715 HAMPDEN DR
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):BX78227121KY8VCD83PN
Date Sold or Disposed:10-04-2021
CUSIP Number:20030N101
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$701.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$446.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:COMCAST CORP
Second Notice Indicator:No Second Notice
Date Acquired:08-27-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):043523567
NATIONAL FINANCIAL SERVICES LLC
499 WASHINGTON BLVD
JERSEY CITY, NJ 07310-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
8715 HAMPDEN DR
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):BX78227121L11RTTB6MA
Date Sold or Disposed:12-22-2021
CUSIP Number:20030N101
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$32.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$24.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:COMCAST CORP
Second Notice Indicator:No Second Notice
Date Acquired:08-27-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):043523567
NATIONAL FINANCIAL SERVICES LLC
499 WASHINGTON BLVD
JERSEY CITY, NJ 07310-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
8715 HAMPDEN DR
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):BX78227121L11RTTB7IW
Date Sold or Disposed:12-22-2021
CUSIP Number:20030N101
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$1,989.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:COMCAST CORP
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Noncovered Security Basis not reported to IRS
Type of Gain or Loss Code:
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is not being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):141484041
Date Sold or Disposed:07-07-2021
CUSIP Number:886364207
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$115.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$107.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:7.23133 TIDAL ETF TRUST
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):141484042
Date Sold or Disposed:10-25-2021
CUSIP Number:886364207
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$52.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$49.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:3.10143 TIDAL ETF TRUST
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):141484044
Date Sold or Disposed:07-07-2021
CUSIP Number:886364306
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$13.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$13.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.95203 TIDAL ETF TRUST
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):141484046
Date Sold or Disposed:10-25-2021
CUSIP Number:886364306
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$6.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$5.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.41321 TIDAL ETF TRUST
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):141484047
Date Sold or Disposed:07-07-2021
CUSIP Number:922908751
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$6.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$6.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.03048 VANGUARD INDEX FUNDS
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):141484052
Date Sold or Disposed:10-25-2021
CUSIP Number:922908751
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$3.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$2.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.01326 VANGUARD INDEX FUNDS
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):141484054
Date Sold or Disposed:07-07-2021
CUSIP Number:922042858
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$15.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$16.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.30131 VANGUARD FTSE EMERGING MARKETS
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):141484058
Date Sold or Disposed:10-25-2021
CUSIP Number:922042858
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$7.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$7.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.13675 VANGUARD FTSE EMERGING MARKETS
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):141484070
Date Sold or Disposed:07-07-2021
CUSIP Number:921943858
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$48.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$47.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.93406 VANGUARD FTSE DEVELOPED
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):141484077
Date Sold or Disposed:10-25-2021
CUSIP Number:921943858
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$21.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$21.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.41277 VANGUARD FTSE DEVELOPED
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):152016533
Date Sold or Disposed:02-02-2021
CUSIP Number:464288414
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$112.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$111.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.95714 ISHARES TRUST
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):152016534
Date Sold or Disposed:02-02-2021
CUSIP Number:464288414
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$6.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$6.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.05939 ISHARES TRUST
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Long-term
Applicable Check Box on Form 8949:Long term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):152016535
Date Sold or Disposed:10-25-2021
CUSIP Number:464288414
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$65.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$66.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.56548 ISHARES TRUST
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):152016536
Date Sold or Disposed:10-25-2021
CUSIP Number:464288414
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$53.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$51.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.45937 ISHARES TRUST
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Long-term
Applicable Check Box on Form 8949:Long term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):152016537
Date Sold or Disposed:02-02-2021
CUSIP Number:886364207
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$462.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$401.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:32.68962 TIDAL ETF TRUST
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):152016538
Date Sold or Disposed:02-02-2021
CUSIP Number:886364207
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$3.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$2.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.27431 TIDAL ETF TRUST
Second Notice Indicator:No Second Notice
Date Acquired:05-13-2019
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Long-term
Applicable Check Box on Form 8949:Long term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):152016539
Date Sold or Disposed:10-25-2021
CUSIP Number:886364207
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$233.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$216.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:13.77357 TIDAL ETF TRUST
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):152016540
Date Sold or Disposed:10-25-2021
CUSIP Number:886364207
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$250.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$140.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:14.76795 TIDAL ETF TRUST
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Long-term
Applicable Check Box on Form 8949:Long term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):152016541
Date Sold or Disposed:02-02-2021
CUSIP Number:886364306
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$50.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$39.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:3.87831 TIDAL ETF TRUST
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):152016544
Date Sold or Disposed:02-02-2021
CUSIP Number:886364306
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$3.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$3.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.28123 TIDAL ETF TRUST
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Long-term
Applicable Check Box on Form 8949:Long term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):152016575
Date Sold or Disposed:10-25-2021
CUSIP Number:886364306
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$27.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$25.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:1.84715 TIDAL ETF TRUST
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):152016576
Date Sold or Disposed:10-25-2021
CUSIP Number:886364306
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$28.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$14.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:1.88211 TIDAL ETF TRUST
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Long-term
Applicable Check Box on Form 8949:Long term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):152016577
Date Sold or Disposed:02-02-2021
CUSIP Number:921937827
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$57.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$57.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.69831 VANGUARD SHORT TERM BOND ETF
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):152016578
Date Sold or Disposed:02-02-2021
CUSIP Number:921937827
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$1.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$1.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.02094 VANGUARD SHORT TERM BOND ETF
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Long-term
Applicable Check Box on Form 8949:Long term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):152016579
Date Sold or Disposed:10-25-2021
CUSIP Number:921937827
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$30.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$31.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.37808 VANGUARD SHORT TERM BOND ETF
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):152016580
Date Sold or Disposed:10-25-2021
CUSIP Number:921937827
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$28.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$28.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.34924 VANGUARD SHORT TERM BOND ETF
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Long-term
Applicable Check Box on Form 8949:Long term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):152016581
Date Sold or Disposed:02-02-2021
CUSIP Number:922908751
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$25.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$19.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.12264 VANGUARD INDEX FUNDS
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):152016584
Date Sold or Disposed:02-02-2021
CUSIP Number:922908751
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$1.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$1.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.00902 VANGUARD INDEX FUNDS
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Long-term
Applicable Check Box on Form 8949:Long term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):152016585
Date Sold or Disposed:10-25-2021
CUSIP Number:922908751
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$14.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$13.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.06106 VANGUARD INDEX FUNDS
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):152016586
Date Sold or Disposed:10-25-2021
CUSIP Number:922908751
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$13.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$6.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.05926 VANGUARD INDEX FUNDS
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Long-term
Applicable Check Box on Form 8949:Long term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):152016602
Date Sold or Disposed:02-02-2021
CUSIP Number:922042858
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$60.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$48.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:1.12700 VANGUARD FTSE EMERGING MARKETS
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):152016606
Date Sold or Disposed:02-02-2021
CUSIP Number:922042858
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$4.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$3.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.08479 VANGUARD FTSE EMERGING MARKETS
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Long-term
Applicable Check Box on Form 8949:Long term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):152016608
Date Sold or Disposed:10-25-2021
CUSIP Number:922042858
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$37.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$37.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.71637 VANGUARD FTSE EMERGING MARKETS
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):152016610
Date Sold or Disposed:10-25-2021
CUSIP Number:922042858
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$28.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$18.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.54497 VANGUARD FTSE EMERGING MARKETS
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Long-term
Applicable Check Box on Form 8949:Long term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):152016612
Date Sold or Disposed:02-02-2021
CUSIP Number:921943858
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$177.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$155.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:3.70759 VANGUARD FTSE DEVELOPED
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):152016613
Date Sold or Disposed:02-02-2021
CUSIP Number:921943858
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$11.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$10.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.24572 VANGUARD FTSE DEVELOPED
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Long-term
Applicable Check Box on Form 8949:Long term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):152016614
Date Sold or Disposed:10-25-2021
CUSIP Number:921943858
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$101.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$99.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:1.93545 VANGUARD FTSE DEVELOPED
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):152016615
Date Sold or Disposed:10-25-2021
CUSIP Number:921943858
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$93.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$60.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:1.79682 VANGUARD FTSE DEVELOPED
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Long-term
Applicable Check Box on Form 8949:Long term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):152016616
Date Sold or Disposed:02-02-2021
CUSIP Number:922020805
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$9.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$9.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.18449 VANGUARD SHORT TERM INFLATION
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):152016617
Date Sold or Disposed:02-02-2021
CUSIP Number:922020805
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$0.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.00898 VANGUARD SHORT TERM INFLATION
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Long-term
Applicable Check Box on Form 8949:Long term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):152016618
Date Sold or Disposed:10-25-2021
CUSIP Number:922020805
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$5.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$5.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.10775 VANGUARD SHORT TERM INFLATION
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):152016619
Date Sold or Disposed:10-25-2021
CUSIP Number:922020805
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$4.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$4.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.08322 VANGUARD SHORT TERM INFLATION
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Long-term
Applicable Check Box on Form 8949:Long term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):152016620
Date Sold or Disposed:02-02-2021
CUSIP Number:92189H409
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$9.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$9.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.15811 VANECK ETF TRUST
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):152016621
Date Sold or Disposed:02-02-2021
CUSIP Number:92189H409
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$0.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.00105 VANECK ETF TRUST
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Long-term
Applicable Check Box on Form 8949:Long term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):152016625
Date Sold or Disposed:10-25-2021
CUSIP Number:92189H409
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$4.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$4.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.07821 VANECK ETF TRUST
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):152016628
Date Sold or Disposed:10-25-2021
CUSIP Number:92189H409
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$5.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$4.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.08149 VANECK ETF TRUST
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Long-term
Applicable Check Box on Form 8949:Long term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533123
Date Sold or Disposed:01-05-2021
CUSIP Number:00165C104
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$92.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$104.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:46 AMC ENTERTAINMENT HOLDINGS INC CL A
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533124
Date Sold or Disposed:09-28-2021
CUSIP Number:023135106
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$3,310.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$3,282.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:1.00000 AMAZON.COM INC
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533125
Date Sold or Disposed:10-01-2021
CUSIP Number:023135106
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$673.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$664.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.20636 AMAZON.COM INC
Second Notice Indicator:No Second Notice
Date Acquired:08-18-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533126
Date Sold or Disposed:11-26-2021
CUSIP Number:00206R102
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$243.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$240.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:10.00000 AT&T INC
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533127
Date Sold or Disposed:12-10-2021
CUSIP Number:00206R102
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$9.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$9.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.41407 AT&T INC
Second Notice Indicator:No Second Notice
Date Acquired:11-19-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533128
Date Sold or Disposed:02-10-2021
CUSIP Number:00507V109
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$305.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$302.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:3 ACTIVISION BLIZZARD INC
Second Notice Indicator:No Second Notice
Date Acquired:02-08-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533129
Date Sold or Disposed:07-22-2021
CUSIP Number:039697107
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$55.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$59.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:31 ARDELYX INC COM
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533130
Date Sold or Disposed:02-03-2021
CUSIP Number:01609W102
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$797.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$774.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:3 ***ALIBABA GROUP HOLDING LTD SPONSO
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533131
Date Sold or Disposed:02-04-2021
CUSIP Number:01609W102
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$267.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$267.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:1 ***ALIBABA GROUP HOLDING LTD SPONSO
Second Notice Indicator:No Second Notice
Date Acquired:02-03-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533132
Date Sold or Disposed:05-17-2021
CUSIP Number:01609W102
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$23.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$26.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.11219 ***ALIBABA GROUP HOLDING LTD
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533134
Date Sold or Disposed:10-12-2021
CUSIP Number:01609W102
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$495.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$493.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:3.00000 ***ALIBABA GROUP HOLDING LTD
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533136
Date Sold or Disposed:10-14-2021
CUSIP Number:01609W102
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$147.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$145.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.89581 ***ALIBABA GROUP HOLDING LTD
Second Notice Indicator:No Second Notice
Date Acquired:10-08-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533137
Date Sold or Disposed:11-30-2021
CUSIP Number:01609W102
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$703.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$739.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:5.43205 ***ALIBABA GROUP HOLDING LTD
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533138
Date Sold or Disposed:05-10-2021
CUSIP Number:02079K305
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$35.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$34.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.01531 ALPHABET INC
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533139
Date Sold or Disposed:12-27-2021
CUSIP Number:01671P100
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$307.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$314.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:30 ALLAKOS INC COMMO
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533140
Date Sold or Disposed:08-12-2021
CUSIP Number:02079K107
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$399.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$400.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.14574 ALPHABET INC
Second Notice Indicator:No Second Notice
Date Acquired:08-11-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533141
Date Sold or Disposed:08-12-2021
CUSIP Number:02079K107
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$753.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$750.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.27294 ALPHABET INC
Second Notice Indicator:No Second Notice
Date Acquired:08-11-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533144
Date Sold or Disposed:02-10-2021
CUSIP Number:051857100
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$78.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$69.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:10 ***AURORA MOBILE LIMITED AMERI
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533146
Date Sold or Disposed:08-30-2021
CUSIP Number:00827B106
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$112.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$110.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:1.15082 AFFIRM HOLDINGS INC
Second Notice Indicator:No Second Notice
Date Acquired:08-30-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533148
Date Sold or Disposed:10-26-2021
CUSIP Number:00827B106
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$895.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$869.00
Wash Sale Loss Disallowed:$14.00
Accrued Market Discount Amount:$0.00
Description:6.00000 AFFIRM HOLDINGS INC
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533163
Date Sold or Disposed:11-02-2021
CUSIP Number:00827B106
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$154.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$162.00
Wash Sale Loss Disallowed:$8.00
Accrued Market Discount Amount:$0.00
Description:1 AFFIRM HOLDINGS INC CLASS
Second Notice Indicator:No Second Notice
Date Acquired:10-27-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533169
Date Sold or Disposed:11-08-2021
CUSIP Number:00827B106
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$168.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$163.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:1.00000 AFFIRM HOLDINGS INC
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533171
Date Sold or Disposed:11-09-2021
CUSIP Number:00827B106
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$246.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$237.00
Wash Sale Loss Disallowed:$3.00
Accrued Market Discount Amount:$0.00
Description:1.56361 AFFIRM HOLDINGS INC
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533174
Date Sold or Disposed:11-11-2021
CUSIP Number:00827B106
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$1,101.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$995.00
Wash Sale Loss Disallowed:$4.00
Accrued Market Discount Amount:$0.00
Description:7.00000 AFFIRM HOLDINGS INC
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533176
Date Sold or Disposed:11-22-2021
CUSIP Number:00827B106
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$633.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$685.00
Wash Sale Loss Disallowed:$52.00
Accrued Market Discount Amount:$0.00
Description:5.00000 AFFIRM HOLDINGS INC
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533178
Date Sold or Disposed:11-26-2021
CUSIP Number:00827B106
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$535.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$539.00
Wash Sale Loss Disallowed:$4.00
Accrued Market Discount Amount:$0.00
Description:4.00000 AFFIRM HOLDINGS INC
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533180
Date Sold or Disposed:11-26-2021
CUSIP Number:00827B106
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$792.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$791.00
Wash Sale Loss Disallowed:$4.00
Accrued Market Discount Amount:$0.00
Description:6.00000 AFFIRM HOLDINGS INC
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533181
Date Sold or Disposed:12-20-2021
CUSIP Number:00827B106
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$810.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$897.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:8.37936 AFFIRM HOLDINGS INC
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533183
Date Sold or Disposed:04-15-2021
CUSIP Number:L0423Q108
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$41.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$41.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:3 ***ARRIVAL ORDINA
Second Notice Indicator:No Second Notice
Date Acquired:04-12-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533184
Date Sold or Disposed:11-12-2021
CUSIP Number:007903107
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$145.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$142.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:1 ADVANCED MICRO DEVICES INC COM
Second Notice Indicator:No Second Notice
Date Acquired:11-10-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533203
Date Sold or Disposed:11-30-2021
CUSIP Number:007903107
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$1,490.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$1,404.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:9.37611 ADVANCED MICRO DEVICES INC
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533210
Date Sold or Disposed:01-11-2021
CUSIP Number:037833100
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$129.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$125.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:1 APPLE INC
Second Notice Indicator:No Second Notice
Date Acquired:08-26-2020
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533214
Date Sold or Disposed:01-11-2021
CUSIP Number:037833100
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$1,034.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$1,017.00
Wash Sale Loss Disallowed:$4.00
Accrued Market Discount Amount:$0.00
Description:8.00000 APPLE INC
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533217
Date Sold or Disposed:01-13-2021
CUSIP Number:037833100
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$517.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$502.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:4.00000 APPLE INC
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533221
Date Sold or Disposed:01-15-2021
CUSIP Number:037833100
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$1,276.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$1,217.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:10.00000 APPLE INC
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533224
Date Sold or Disposed:01-19-2021
CUSIP Number:037833100
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$92.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$79.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.72024 APPLE INC
Second Notice Indicator:No Second Notice
Date Acquired:09-17-2020
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533226
Date Sold or Disposed:02-05-2021
CUSIP Number:037833100
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$1,369.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$1,349.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:10 APPLE INC
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533228
Date Sold or Disposed:02-10-2021
CUSIP Number:037833100
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$678.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$681.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:5 APPLE INC
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533230
Date Sold or Disposed:11-22-2021
CUSIP Number:037833100
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$1,610.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$1,544.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:10 APPLE INC
Second Notice Indicator:No Second Notice
Date Acquired:11-18-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533233
Date Sold or Disposed:12-16-2021
CUSIP Number:037833100
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$2.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$1.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.01163 APPLE INC
Second Notice Indicator:No Second Notice
Date Acquired:12-01-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533243
Date Sold or Disposed:08-24-2021
CUSIP Number:060505104
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$206.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$206.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:5.00000 BANK OF AMERICA CORP
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533248
Date Sold or Disposed:08-30-2021
CUSIP Number:060505104
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$192.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$194.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:4.60000 BANK OF AMERICA CORP
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533251
Date Sold or Disposed:11-22-2021
CUSIP Number:060505104
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$924.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$922.00
Wash Sale Loss Disallowed:$7.00
Accrued Market Discount Amount:$0.00
Description:20.00000 BANK OF AMERICA CORP
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533254
Date Sold or Disposed:12-02-2021
CUSIP Number:060505104
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$272.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$276.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:6.0000 BANK OF AMERICA CORP
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533257
Date Sold or Disposed:12-10-2021
CUSIP Number:060505104
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$15.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$15.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.3459 BANK OF AMERICA CORP
Second Notice Indicator:No Second Notice
Date Acquired:10-14-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533260
Date Sold or Disposed:12-16-2021
CUSIP Number:060505104
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$3.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$3.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.06793 BANK OF AMERICA CORP
Second Notice Indicator:No Second Notice
Date Acquired:12-13-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533264
Date Sold or Disposed:12-15-2021
CUSIP Number:058586108
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$189.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$186.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:15.0399 ***BALLARD POWER SYSTEMS INC
Second Notice Indicator:No Second Notice
Date Acquired:12-14-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533269
Date Sold or Disposed:05-17-2021
CUSIP Number:084670702
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$81.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$74.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.28159 BERKSHIRE HATHAWAY INC DEL
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533270
Date Sold or Disposed:08-02-2021
CUSIP Number:084670702
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$74.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$75.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.26866 BERKSHIRE HATHAWAY INC DEL
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533274
Date Sold or Disposed:08-30-2021
CUSIP Number:084670702
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$142.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$142.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.49809 BERKSHIRE HATHAWAY INC DEL
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533287
Date Sold or Disposed:02-19-2021
CUSIP Number:08862E109
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$162.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$196.00
Wash Sale Loss Disallowed:$34.00
Accrued Market Discount Amount:$0.00
Description:1 BEYOND MEAT INC COMMON
Second Notice Indicator:No Second Notice
Date Acquired:01-27-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533289
Date Sold or Disposed:05-05-2021
CUSIP Number:08862E109
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$123.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$222.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:1 BEYOND MEAT INC COMMON
Second Notice Indicator:No Second Notice
Date Acquired:01-26-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533291
Date Sold or Disposed:05-05-2021
CUSIP Number:08862E109
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$121.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$168.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:1 BEYOND MEAT INC COMMON
Second Notice Indicator:No Second Notice
Date Acquired:02-02-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533293
Date Sold or Disposed:08-20-2021
CUSIP Number:08862E109
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$234.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$235.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:2 BEYOND MEAT INC COMMON
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533295
Date Sold or Disposed:10-15-2021
CUSIP Number:09075V102
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$769.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$1,158.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:3.08668 ***BIONTECH SE
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533297
Date Sold or Disposed:05-18-2021
CUSIP Number:097023105
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$28.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$31.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.12136 BOEING CO
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533299
Date Sold or Disposed:08-25-2021
CUSIP Number:097023105
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$443.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$440.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:2 BOEING CO
Second Notice Indicator:No Second Notice
Date Acquired:08-18-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533300
Date Sold or Disposed:12-29-2021
CUSIP Number:097023105
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$613.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$611.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:3 BOEING CO
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533302
Date Sold or Disposed:07-01-2021
CUSIP Number:22160K105
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$25.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$25.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.06502 COSTCO WHOLESALE CORP-NEW
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533306
Date Sold or Disposed:12-30-2021
CUSIP Number:22160K105
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$563.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$546.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:1 COSTCO WHOLESALE CORP-NEW
Second Notice Indicator:No Second Notice
Date Acquired:12-22-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533308
Date Sold or Disposed:12-30-2021
CUSIP Number:22160K105
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$564.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$562.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:1 COSTCO WHOLESALE CORP-NEW
Second Notice Indicator:No Second Notice
Date Acquired:12-27-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533309
Date Sold or Disposed:12-30-2021
CUSIP Number:22160K105
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$564.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$546.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:1 COSTCO WHOLESALE CORP-NEW
Second Notice Indicator:No Second Notice
Date Acquired:12-22-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533310
Date Sold or Disposed:08-02-2021
CUSIP Number:166764100
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$31.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$30.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.30462 CHEVRON CORPORATION
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533311
Date Sold or Disposed:01-28-2021
CUSIP Number:14365C103
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$84.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$81.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:5 ***CARNIVAL PLC AMERIC
Second Notice Indicator:No Second Notice
Date Acquired:01-27-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533312
Date Sold or Disposed:03-23-2021
CUSIP Number:22539T282
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$67.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$69.00
Wash Sale Loss Disallowed:$2.00
Accrued Market Discount Amount:$0.00
Description:10 ***CREDIT SUISSE AG X LNK
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533313
Date Sold or Disposed:03-24-2021
CUSIP Number:22539T282
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$68.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$68.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:10 ***CREDIT SUISSE AG X LNK
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533314
Date Sold or Disposed:12-27-2021
CUSIP Number:22539T282
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$60.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$59.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:10 ***CREDIT SUISSE AG X LNK
Second Notice Indicator:No Second Notice
Date Acquired:12-23-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533315
Date Sold or Disposed:05-28-2021
CUSIP Number:16679L109
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$150.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$148.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:2 CHEWY INC CLASS
Second Notice Indicator:No Second Notice
Date Acquired:05-27-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533316
Date Sold or Disposed:09-08-2021
CUSIP Number:16679L109
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$75.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$79.00
Wash Sale Loss Disallowed:$1.00
Accrued Market Discount Amount:$0.00
Description:1 CHEWY INC CLASS
Second Notice Indicator:No Second Notice
Date Acquired:09-02-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533317
Date Sold or Disposed:11-02-2021
CUSIP Number:16679L109
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$219.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$238.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:3.00000 CHEWY INC
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533323
Date Sold or Disposed:12-16-2021
CUSIP Number:16679L109
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$2.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$4.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.05065 CHEWY INC
Second Notice Indicator:No Second Notice
Date Acquired:09-02-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533329
Date Sold or Disposed:12-06-2021
CUSIP Number:13803R102
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$1,289.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$1,594.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:128.90000 CANOO INC
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533331
Date Sold or Disposed:12-20-2021
CUSIP Number:13803R102
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$0.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.00136 CANOO INC
Second Notice Indicator:No Second Notice
Date Acquired:11-23-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533335
Date Sold or Disposed:11-18-2021
CUSIP Number:15961R105
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$262.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$262.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:10 CHARGEPOINT HOLDINGS INC CLASS
Second Notice Indicator:No Second Notice
Date Acquired:11-16-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533336
Date Sold or Disposed:12-17-2021
CUSIP Number:15961R105
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$191.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$347.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:10.38211 CHARGEPOINT HOLDINGS INC
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533338
Date Sold or Disposed:12-17-2021
CUSIP Number:15961R105
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$278.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$412.00
Wash Sale Loss Disallowed:$89.00
Accrued Market Discount Amount:$0.00
Description:15 CHARGEPOINT HOLDINGS INC CLASS
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533340
Date Sold or Disposed:06-16-2021
CUSIP Number:143658300
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$75.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$74.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:2.61404 ***CARNIVAL CORP
Second Notice Indicator:No Second Notice
Date Acquired:06-15-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533343
Date Sold or Disposed:01-29-2021
CUSIP Number:247361702
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$196.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$197.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:5 DELTA AIR LINES INC DEL COM
Second Notice Indicator:No Second Notice
Date Acquired:01-26-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533349
Date Sold or Disposed:05-17-2021
CUSIP Number:247361702
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$37.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$39.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.80476 DELTA AIR LINES INC DEL
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533352
Date Sold or Disposed:07-01-2021
CUSIP Number:256746108
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$34.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$35.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.34765 DOLLAR TREE INC
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533364
Date Sold or Disposed:07-29-2021
CUSIP Number:23292E108
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$205.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$265.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:20 ***DIDI GLOBAL INC ADS E
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533366
Date Sold or Disposed:01-19-2021
CUSIP Number:254687106
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$156.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$150.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.90863 WALT DISNEY CO
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533367
Date Sold or Disposed:08-02-2021
CUSIP Number:254687106
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$29.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$30.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.16663 WALT DISNEY CO
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533368
Date Sold or Disposed:08-30-2021
CUSIP Number:254687106
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$179.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$176.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:1.00000 WALT DISNEY CO
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533369
Date Sold or Disposed:10-11-2021
CUSIP Number:254687106
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$617.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$618.00
Wash Sale Loss Disallowed:$1.00
Accrued Market Discount Amount:$0.00
Description:3.50000 WALT DISNEY CO
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533371
Date Sold or Disposed:11-02-2021
CUSIP Number:254687106
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$509.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$526.00
Wash Sale Loss Disallowed:$17.00
Accrued Market Discount Amount:$0.00
Description:3.00000 WALT DISNEY CO
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533372
Date Sold or Disposed:11-05-2021
CUSIP Number:254687106
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$351.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$348.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:2.00000 WALT DISNEY CO
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533374
Date Sold or Disposed:11-11-2021
CUSIP Number:254687106
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$486.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$498.00
Wash Sale Loss Disallowed:$12.00
Accrued Market Discount Amount:$0.00
Description:3.00000 WALT DISNEY CO
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533376
Date Sold or Disposed:12-07-2021
CUSIP Number:254687106
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$1,588.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$1,575.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:10.43304 WALT DISNEY CO
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533377
Date Sold or Disposed:09-20-2021
CUSIP Number:30063P105
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$117.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$118.00
Wash Sale Loss Disallowed:$1.00
Accrued Market Discount Amount:$0.00
Description:1.13308 EXACT SCIENCES CORP
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533382
Date Sold or Disposed:10-04-2021
CUSIP Number:30063P105
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$276.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$276.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:3.00000 EXACT SCIENCES CORP
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533384
Date Sold or Disposed:02-05-2021
CUSIP Number:30231G102
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$249.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$238.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:5 EXXON MOBIL CORP
Second Notice Indicator:No Second Notice
Date Acquired:02-04-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533386
Date Sold or Disposed:05-17-2021
CUSIP Number:30231G102
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$61.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$60.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:1.00000 EXXON MOBIL CORP
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533387
Date Sold or Disposed:05-18-2021
CUSIP Number:30231G102
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$2.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$1.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.03358 EXXON MOBIL CORP
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533388
Date Sold or Disposed:11-30-2021
CUSIP Number:29786A106
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$2,767.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$2,717.00
Wash Sale Loss Disallowed:$46.00
Accrued Market Discount Amount:$0.00
Description:10 ETSY INC COM
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533389
Date Sold or Disposed:12-15-2021
CUSIP Number:29786A106
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$931.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$1,107.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:4.29327 ETSY INC
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533390
Date Sold or Disposed:02-03-2021
CUSIP Number:284849205
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$246.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$245.00
Wash Sale Loss Disallowed:$2.00
Accrued Market Discount Amount:$0.00
Description:30 ***ELECTRAMECCANICA VEHICLES CORP
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533391
Date Sold or Disposed:02-08-2021
CUSIP Number:284849205
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$175.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$174.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:20 ***ELECTRAMECCANICA VEHICLES CORP
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533392
Date Sold or Disposed:10-20-2021
CUSIP Number:30048L104
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$172.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$312.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:240.00000 EVOFEM BIOSCIENCES INC
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533393
Date Sold or Disposed:10-22-2021
CUSIP Number:30048L104
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$172.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$217.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:249.81887 EVOFEM BIOSCIENCES INC
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533396
Date Sold or Disposed:12-22-2021
CUSIP Number:30048L104
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$18.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$19.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:43.55165 EVOFEM BIOSCIENCES INC
Second Notice Indicator:No Second Notice
Date Acquired:12-21-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533398
Date Sold or Disposed:10-06-2021
CUSIP Number:31428X106
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$222.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$223.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:1 FEDEX CORP
Second Notice Indicator:No Second Notice
Date Acquired:09-28-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533400
Date Sold or Disposed:10-06-2021
CUSIP Number:31428X106
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$222.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$223.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:1 FEDEX CORP
Second Notice Indicator:No Second Notice
Date Acquired:09-28-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533403
Date Sold or Disposed:05-10-2021
CUSIP Number:345370860
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$58.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$61.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:5.00000 FORD MOTOR CO
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533408
Date Sold or Disposed:08-27-2021
CUSIP Number:345370860
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$31.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$32.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:2.40000 FORD MOTOR CO
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533410
Date Sold or Disposed:08-27-2021
CUSIP Number:345370860
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$132.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$132.00
Wash Sale Loss Disallowed:$1.00
Accrued Market Discount Amount:$0.00
Description:10.00000 FORD MOTOR CO
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533411
Date Sold or Disposed:09-08-2021
CUSIP Number:345370860
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$65.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$66.00
Wash Sale Loss Disallowed:$1.00
Accrued Market Discount Amount:$0.00
Description:5.00000 FORD MOTOR CO
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533412
Date Sold or Disposed:09-10-2021
CUSIP Number:345370860
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$58.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$60.00
Wash Sale Loss Disallowed:$2.00
Accrued Market Discount Amount:$0.00
Description:4.60777 FORD MOTOR CO
Second Notice Indicator:No Second Notice
Date Acquired:09-08-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533413
Date Sold or Disposed:10-05-2021
CUSIP Number:345370860
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$141.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$142.00
Wash Sale Loss Disallowed:$2.00
Accrued Market Discount Amount:$0.00
Description:10.00000 FORD MOTOR CO
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533414
Date Sold or Disposed:10-14-2021
CUSIP Number:345370860
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$169.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$169.00
Wash Sale Loss Disallowed:$2.00
Accrued Market Discount Amount:$0.00
Description:11.00000 FORD MOTOR CO
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533421
Date Sold or Disposed:11-30-2021
CUSIP Number:345370860
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$503.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$493.00
Wash Sale Loss Disallowed:$6.00
Accrued Market Discount Amount:$0.00
Description:26.00000 FORD MOTOR CO
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533423
Date Sold or Disposed:12-29-2021
CUSIP Number:345370860
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$310.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$308.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:15.08739 FORD MOTOR CO
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533425
Date Sold or Disposed:01-19-2021
CUSIP Number:30303M102
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$32.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$34.00
Wash Sale Loss Disallowed:$2.00
Accrued Market Discount Amount:$0.00
Description:0.12428 META PLATFORMS INC
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533428
Date Sold or Disposed:01-19-2021
CUSIP Number:30303M102
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$259.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$283.00
Wash Sale Loss Disallowed:$23.00
Accrued Market Discount Amount:$0.00
Description:1.00000 META PLATFORMS INC
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533430
Date Sold or Disposed:01-19-2021
CUSIP Number:30303M102
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$519.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$546.00
Wash Sale Loss Disallowed:$29.00
Accrued Market Discount Amount:$0.00
Description:2.00000 META PLATFORMS INC
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533431
Date Sold or Disposed:02-10-2021
CUSIP Number:30303M102
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$268.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$306.00
Wash Sale Loss Disallowed:$33.00
Accrued Market Discount Amount:$0.00
Description:1.00000 META PLATFORMS INC
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533432
Date Sold or Disposed:02-10-2021
CUSIP Number:30303M102
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$268.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$299.00
Wash Sale Loss Disallowed:$30.00
Accrued Market Discount Amount:$0.00
Description:1.00000 META PLATFORMS INC
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533433
Date Sold or Disposed:02-11-2021
CUSIP Number:30303M102
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$269.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$305.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:1.00000 META PLATFORMS INC
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533434
Date Sold or Disposed:05-17-2021
CUSIP Number:30303M102
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$29.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$30.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.09522 META PLATFORMS INC
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533435
Date Sold or Disposed:08-20-2021
CUSIP Number:30303M102
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$358.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$360.00
Wash Sale Loss Disallowed:$2.00
Accrued Market Discount Amount:$0.00
Description:1 META PLATFORMS INC CLASS
Second Notice Indicator:No Second Notice
Date Acquired:08-17-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533442
Date Sold or Disposed:08-20-2021
CUSIP Number:30303M102
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$358.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$358.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:1 META PLATFORMS INC CLASS
Second Notice Indicator:No Second Notice
Date Acquired:08-17-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533444
Date Sold or Disposed:10-27-2021
CUSIP Number:30303M102
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$315.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$331.00
Wash Sale Loss Disallowed:$15.00
Accrued Market Discount Amount:$0.00
Description:1 META PLATFORMS INC CLASS
Second Notice Indicator:No Second Notice
Date Acquired:10-08-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533446
Date Sold or Disposed:10-27-2021
CUSIP Number:30303M102
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$315.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$327.00
Wash Sale Loss Disallowed:$12.00
Accrued Market Discount Amount:$0.00
Description:1 META PLATFORMS INC CLASS
Second Notice Indicator:No Second Notice
Date Acquired:10-26-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533449
Date Sold or Disposed:11-01-2021
CUSIP Number:30303M102
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$330.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$324.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:1 META PLATFORMS INC CLASS
Second Notice Indicator:No Second Notice
Date Acquired:10-26-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533450
Date Sold or Disposed:11-10-2021
CUSIP Number:30303M102
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$327.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$330.00
Wash Sale Loss Disallowed:$3.00
Accrued Market Discount Amount:$0.00
Description:1 META PLATFORMS INC CLASS
Second Notice Indicator:No Second Notice
Date Acquired:11-10-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533451
Date Sold or Disposed:11-29-2021
CUSIP Number:30303M102
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$338.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$345.00
Wash Sale Loss Disallowed:$6.00
Accrued Market Discount Amount:$0.00
Description:1 META PLATFORMS INC CLASS
Second Notice Indicator:No Second Notice
Date Acquired:11-19-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533452
Date Sold or Disposed:11-29-2021
CUSIP Number:30303M102
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$338.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$345.00
Wash Sale Loss Disallowed:$7.00
Accrued Market Discount Amount:$0.00
Description:1 META PLATFORMS INC CLASS
Second Notice Indicator:No Second Notice
Date Acquired:11-18-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533453
Date Sold or Disposed:12-08-2021
CUSIP Number:30303M102
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$331.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$341.00
Wash Sale Loss Disallowed:$10.00
Accrued Market Discount Amount:$0.00
Description:1 META PLATFORMS INC CLASS
Second Notice Indicator:No Second Notice
Date Acquired:11-18-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533454
Date Sold or Disposed:12-09-2021
CUSIP Number:30303M102
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$668.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$674.00
Wash Sale Loss Disallowed:$5.00
Accrued Market Discount Amount:$0.00
Description:2 META PLATFORMS INC CLASS
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533455
Date Sold or Disposed:12-30-2021
CUSIP Number:30303M102
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$345.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$345.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:1 META PLATFORMS INC CLASS
Second Notice Indicator:No Second Notice
Date Acquired:12-27-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533456
Date Sold or Disposed:01-27-2021
CUSIP Number:35952H601
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$202.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$175.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:10 FUELCELL ENERGY INC COMMO
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533457
Date Sold or Disposed:01-28-2021
CUSIP Number:35952H601
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$70.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$64.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:3 FUELCELL ENERGY INC COMMON
Second Notice Indicator:No Second Notice
Date Acquired:01-27-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533458
Date Sold or Disposed:01-29-2021
CUSIP Number:35952H601
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$215.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$213.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:10 FUELCELL ENERGY INC COMMO
Second Notice Indicator:No Second Notice
Date Acquired:01-28-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533459
Date Sold or Disposed:02-09-2021
CUSIP Number:35952H601
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$280.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$255.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:10 FUELCELL ENERGY INC COMMO
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533460
Date Sold or Disposed:07-08-2021
CUSIP Number:35952H601
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$398.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$1,208.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:50 FUELCELL ENERGY INC COMMO
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533461
Date Sold or Disposed:07-14-2021
CUSIP Number:35952H601
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$369.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$571.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:50 FUELCELL ENERGY INC COMMO
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533462
Date Sold or Disposed:09-09-2021
CUSIP Number:35952H601
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$63.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$64.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:11 FUELCELL ENERGY INC COMMO
Second Notice Indicator:No Second Notice
Date Acquired:09-08-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533464
Date Sold or Disposed:04-13-2021
CUSIP Number:35803L108
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$97.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$112.00
Wash Sale Loss Disallowed:$15.00
Accrued Market Discount Amount:$0.00
Description:10 FREQUENCY THERAPEUTICS INC COMMO
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533465
Date Sold or Disposed:04-15-2021
CUSIP Number:35803L108
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$98.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$104.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:10 FREQUENCY THERAPEUTICS INC COMMO
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533467
Date Sold or Disposed:01-22-2021
CUSIP Number:35954B206
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$21.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$22.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:10 ***FSD PHARMA INC CL B
Second Notice Indicator:No Second Notice
Date Acquired:01-20-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533489
Date Sold or Disposed:01-11-2021
CUSIP Number:359523107
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$29.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$27.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:5 FUEL TECH INC
Second Notice Indicator:No Second Notice
Date Acquired:11-24-2020
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533495
Date Sold or Disposed:08-23-2021
CUSIP Number:38141G104
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$402.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$402.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:1 GOLDMAN SACHS GROUP INC
Second Notice Indicator:No Second Notice
Date Acquired:08-23-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533499
Date Sold or Disposed:08-27-2021
CUSIP Number:38141G104
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$417.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$416.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:1 GOLDMAN SACHS GROUP INC
Second Notice Indicator:No Second Notice
Date Acquired:08-25-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533503
Date Sold or Disposed:09-23-2021
CUSIP Number:38141G104
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$392.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$391.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:1 GOLDMAN SACHS GROUP INC
Second Notice Indicator:No Second Notice
Date Acquired:09-17-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533505
Date Sold or Disposed:10-22-2021
CUSIP Number:38141G104
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$412.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$400.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:1 GOLDMAN SACHS GROUP INC
Second Notice Indicator:No Second Notice
Date Acquired:10-15-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533508
Date Sold or Disposed:10-27-2021
CUSIP Number:38141G104
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$42.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$40.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.10243 GOLDMAN SACHS GROUP INC
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533513
Date Sold or Disposed:01-28-2021
CUSIP Number:37045V100
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$250.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$247.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:5 GENERAL MOTORS COMPANY
Second Notice Indicator:No Second Notice
Date Acquired:01-27-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533518
Date Sold or Disposed:03-11-2021
CUSIP Number:374396406
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$90.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$89.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:10 GEVO INC COMMO
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533522
Date Sold or Disposed:08-31-2021
CUSIP Number:464288687
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$10.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$9.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.25387 ISHARES TRUST
Second Notice Indicator:No Second Notice
Date Acquired:08-13-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533528
Date Sold or Disposed:12-20-2021
CUSIP Number:464288687
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$0.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.00032 ISHARES TRUST
Second Notice Indicator:No Second Notice
Date Acquired:08-13-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533550
Date Sold or Disposed:09-07-2021
CUSIP Number:45257L108
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$77.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$75.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:18.59082 ***IMMUTEP LIMITED
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533554
Date Sold or Disposed:02-11-2021
CUSIP Number:449109107
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$357.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$342.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:20 HYLIION HOLDINGS CORP COMMO
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533560
Date Sold or Disposed:05-20-2021
CUSIP Number:449109107
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$244.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$259.00
Wash Sale Loss Disallowed:$16.00
Accrued Market Discount Amount:$0.00
Description:25 HYLIION HOLDINGS CORP COMMO
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533574
Date Sold or Disposed:05-21-2021
CUSIP Number:449109107
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$247.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$238.00
Wash Sale Loss Disallowed:$4.00
Accrued Market Discount Amount:$0.00
Description:25 HYLIION HOLDINGS CORP COMMO
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533581
Date Sold or Disposed:06-02-2021
CUSIP Number:449109107
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$106.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$103.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:10 HYLIION HOLDINGS CORP COMMO
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533582
Date Sold or Disposed:06-18-2021
CUSIP Number:449109107
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$118.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$123.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:10 HYLIION HOLDINGS CORP COMMO
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533584
Date Sold or Disposed:12-03-2021
CUSIP Number:46625H100
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$158.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$162.00
Wash Sale Loss Disallowed:$4.00
Accrued Market Discount Amount:$0.00
Description:1 JPMORGAN CHASE & CO
Second Notice Indicator:No Second Notice
Date Acquired:12-01-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533586
Date Sold or Disposed:12-10-2021
CUSIP Number:46625H100
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$806.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$819.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:5.03520 JPMORGAN CHASE & CO
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533589
Date Sold or Disposed:11-22-2021
CUSIP Number:47215P106
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$460.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$459.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:5 ***JD.COM INC SPONSO
Second Notice Indicator:No Second Notice
Date Acquired:11-19-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533593
Date Sold or Disposed:01-05-2021
CUSIP Number:48138M105
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$178.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$178.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:5 ***JUMIA TECHNOLOGIES AG AMERIC
Second Notice Indicator:No Second Notice
Date Acquired:01-05-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533602
Date Sold or Disposed:01-06-2021
CUSIP Number:50202M102
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$730.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$729.00
Wash Sale Loss Disallowed:$15.00
Accrued Market Discount Amount:$0.00
Description:22 ***LI AUTO INC AMERI
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533604
Date Sold or Disposed:01-26-2021
CUSIP Number:50202M102
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$327.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$343.00
Wash Sale Loss Disallowed:$15.00
Accrued Market Discount Amount:$0.00
Description:10 ***LI AUTO INC AMERI
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533605
Date Sold or Disposed:02-05-2021
CUSIP Number:50202M102
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$303.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$319.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:10 ***LI AUTO INC AMERI
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533608
Date Sold or Disposed:03-15-2021
CUSIP Number:50202M102
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$103.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$102.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:4 ***LI AUTO INC AMERIC
Second Notice Indicator:No Second Notice
Date Acquired:03-11-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533612
Date Sold or Disposed:04-28-2021
CUSIP Number:50202M102
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$101.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$98.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:5 ***LI AUTO INC AMERIC
Second Notice Indicator:No Second Notice
Date Acquired:04-21-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533616
Date Sold or Disposed:05-03-2021
CUSIP Number:50202M102
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$97.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$98.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:5 ***LI AUTO INC AMERIC
Second Notice Indicator:No Second Notice
Date Acquired:04-21-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533619
Date Sold or Disposed:06-22-2021
CUSIP Number:50202M102
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$278.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$252.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:9.66593 ***LI AUTO INC
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533625
Date Sold or Disposed:02-10-2021
CUSIP Number:54405Q100
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$289.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$271.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:10 LORDSTOWN MOTORS CORP CLASS
Second Notice Indicator:No Second Notice
Date Acquired:02-08-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533630
Date Sold or Disposed:02-19-2021
CUSIP Number:54405Q100
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$394.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$423.00
Wash Sale Loss Disallowed:$7.00
Accrued Market Discount Amount:$0.00
Description:16 LORDSTOWN MOTORS CORP CLASS
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533634
Date Sold or Disposed:06-08-2021
CUSIP Number:54405Q100
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$155.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$156.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:11 LORDSTOWN MOTORS CORP CLASS
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533645
Date Sold or Disposed:02-12-2021
CUSIP Number:53680Q207
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$296.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$282.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:13 ***LITHIUM AMERICAS CORP COM
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533652
Date Sold or Disposed:07-26-2021
CUSIP Number:549498103
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$132.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$125.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:5 LUCID GROUP INC COMMON
Second Notice Indicator:No Second Notice
Date Acquired:07-08-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533656
Date Sold or Disposed:07-26-2021
CUSIP Number:549498103
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$265.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$248.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:10 LUCID GROUP INC COMMO
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533661
Date Sold or Disposed:11-22-2021
CUSIP Number:549498103
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$1,444.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$1,336.00
Wash Sale Loss Disallowed:$14.00
Accrued Market Discount Amount:$0.00
Description:27.00000 LUCID GROUP INC
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533663
Date Sold or Disposed:11-24-2021
CUSIP Number:549498103
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$45.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$42.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.89627 LUCID GROUP INC
Second Notice Indicator:No Second Notice
Date Acquired:11-15-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533665
Date Sold or Disposed:12-01-2021
CUSIP Number:549498103
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$279.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$276.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:5.00000 LUCID GROUP INC
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533667
Date Sold or Disposed:12-30-2021
CUSIP Number:549498103
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$385.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$385.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:10.00000 LUCID GROUP INC
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533672
Date Sold or Disposed:08-03-2021
CUSIP Number:60770K107
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$348.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$349.00
Wash Sale Loss Disallowed:$1.00
Accrued Market Discount Amount:$0.00
Description:1.00000 MODERNA INC
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533675
Date Sold or Disposed:08-10-2021
CUSIP Number:60770K107
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$4,119.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$3,271.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:9.00000 MODERNA INC
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533677
Date Sold or Disposed:08-11-2021
CUSIP Number:60770K107
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$1,151.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$1,378.00
Wash Sale Loss Disallowed:$226.00
Accrued Market Discount Amount:$0.00
Description:3 MODERNA INC COMMON
Second Notice Indicator:No Second Notice
Date Acquired:08-10-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533688
Date Sold or Disposed:08-26-2021
CUSIP Number:60770K107
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$401.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$504.00
Wash Sale Loss Disallowed:$102.00
Accrued Market Discount Amount:$0.00
Description:1 MODERNA INC COMMON
Second Notice Indicator:No Second Notice
Date Acquired:08-11-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533689
Date Sold or Disposed:09-08-2021
CUSIP Number:60770K107
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$420.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$562.00
Wash Sale Loss Disallowed:$141.00
Accrued Market Discount Amount:$0.00
Description:1 MODERNA INC COMMON
Second Notice Indicator:No Second Notice
Date Acquired:08-10-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533690
Date Sold or Disposed:09-17-2021
CUSIP Number:60770K107
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$427.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$536.00
Wash Sale Loss Disallowed:$108.00
Accrued Market Discount Amount:$0.00
Description:1.00000 MODERNA INC
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533691
Date Sold or Disposed:10-08-2021
CUSIP Number:60770K107
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$1,799.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$2,565.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:5.95267 MODERNA INC
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533692
Date Sold or Disposed:12-30-2021
CUSIP Number:57142B104
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$115.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$115.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:6.66666 MARQETA INC
Second Notice Indicator:No Second Notice
Date Acquired:12-27-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533693
Date Sold or Disposed:01-28-2021
CUSIP Number:594918104
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$481.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$479.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:2 MICROSOFT CORP
Second Notice Indicator:No Second Notice
Date Acquired:01-27-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533694
Date Sold or Disposed:01-29-2021
CUSIP Number:594918104
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$712.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$711.00
Wash Sale Loss Disallowed:$3.00
Accrued Market Discount Amount:$0.00
Description:3 MICROSOFT CORP
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533695
Date Sold or Disposed:02-08-2021
CUSIP Number:594918104
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$485.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$485.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:2 MICROSOFT CORP
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533696
Date Sold or Disposed:05-10-2021
CUSIP Number:594918104
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$34.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$34.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.14029 MICROSOFT CORP
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533698
Date Sold or Disposed:08-27-2021
CUSIP Number:594918104
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$299.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$304.00
Wash Sale Loss Disallowed:$4.00
Accrued Market Discount Amount:$0.00
Description:1 MICROSOFT CORP
Second Notice Indicator:No Second Notice
Date Acquired:08-20-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533703
Date Sold or Disposed:09-02-2021
CUSIP Number:594918104
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$300.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$303.00
Wash Sale Loss Disallowed:$3.00
Accrued Market Discount Amount:$0.00
Description:1.00000 MICROSOFT CORP
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533706
Date Sold or Disposed:09-07-2021
CUSIP Number:594918104
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$582.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$578.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:1.94839 MICROSOFT CORP
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533710
Date Sold or Disposed:10-25-2021
CUSIP Number:594918104
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$308.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$284.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:1 MICROSOFT CORP
Second Notice Indicator:No Second Notice
Date Acquired:09-28-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533711
Date Sold or Disposed:11-15-2021
CUSIP Number:594918104
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$335.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$336.00
Wash Sale Loss Disallowed:$1.00
Accrued Market Discount Amount:$0.00
Description:1 MICROSOFT CORP
Second Notice Indicator:No Second Notice
Date Acquired:11-05-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533713
Date Sold or Disposed:11-24-2021
CUSIP Number:594918104
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$335.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$345.00
Wash Sale Loss Disallowed:$9.00
Accrued Market Discount Amount:$0.00
Description:1.00000 MICROSOFT CORP
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533717
Date Sold or Disposed:11-24-2021
CUSIP Number:594918104
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$336.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$343.00
Wash Sale Loss Disallowed:$7.00
Accrued Market Discount Amount:$0.00
Description:1 MICROSOFT CORP
Second Notice Indicator:No Second Notice
Date Acquired:11-19-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533721
Date Sold or Disposed:11-24-2021
CUSIP Number:594918104
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$337.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$344.00
Wash Sale Loss Disallowed:$8.00
Accrued Market Discount Amount:$0.00
Description:1.00000 MICROSOFT CORP
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533724
Date Sold or Disposed:11-24-2021
CUSIP Number:594918104
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$598.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$537.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:1.77151 MICROSOFT CORP
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533728
Date Sold or Disposed:12-20-2021
CUSIP Number:594918104
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$322.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$331.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:1.00000 MICROSOFT CORP
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533730
Date Sold or Disposed:09-07-2021
CUSIP Number:67066G104
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$20.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$20.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.08888 NVIDIA CORP
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533745
Date Sold or Disposed:01-19-2021
CUSIP Number:64110L106
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$44.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$43.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.08875 NETFLIX INC
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533748
Date Sold or Disposed:01-19-2021
CUSIP Number:64110L106
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$507.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$525.00
Wash Sale Loss Disallowed:$18.00
Accrued Market Discount Amount:$0.00
Description:1 NETFLIX INC COM
Second Notice Indicator:No Second Notice
Date Acquired:01-04-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533750
Date Sold or Disposed:02-02-2021
CUSIP Number:64110L106
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$553.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$551.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:1 NETFLIX INC COM
Second Notice Indicator:No Second Notice
Date Acquired:01-27-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533751
Date Sold or Disposed:02-02-2021
CUSIP Number:64110L106
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$1,107.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$1,119.00
Wash Sale Loss Disallowed:$19.00
Accrued Market Discount Amount:$0.00
Description:2 NETFLIX INC COM
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533753
Date Sold or Disposed:02-04-2021
CUSIP Number:64110L106
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$542.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$539.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:1 NETFLIX INC COM
Second Notice Indicator:No Second Notice
Date Acquired:02-03-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533755
Date Sold or Disposed:02-09-2021
CUSIP Number:64110L106
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$562.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$548.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:1 NETFLIX INC COM
Second Notice Indicator:No Second Notice
Date Acquired:02-08-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533757
Date Sold or Disposed:07-23-2021
CUSIP Number:64110L106
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$519.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$520.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:1.01958 NETFLIX INC
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533759
Date Sold or Disposed:10-18-2021
CUSIP Number:64110L106
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$625.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$637.00
Wash Sale Loss Disallowed:$11.00
Accrued Market Discount Amount:$0.00
Description:1 NETFLIX INC COM
Second Notice Indicator:No Second Notice
Date Acquired:10-08-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533761
Date Sold or Disposed:10-25-2021
CUSIP Number:64110L106
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$665.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$636.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:1.00000 NETFLIX INC
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533763
Date Sold or Disposed:10-27-2021
CUSIP Number:64110L106
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$141.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$129.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.2121 NETFLIX INC C
Second Notice Indicator:No Second Notice
Date Acquired:10-04-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533783
Date Sold or Disposed:11-19-2021
CUSIP Number:64110L106
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$683.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$686.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:1 NETFLIX INC COM
Second Notice Indicator:No Second Notice
Date Acquired:11-18-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533786
Date Sold or Disposed:12-27-2021
CUSIP Number:64110L106
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$611.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$610.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:1 NETFLIX INC COM
Second Notice Indicator:No Second Notice
Date Acquired:12-22-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533787
Date Sold or Disposed:12-27-2021
CUSIP Number:64110L106
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$1,222.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$1,220.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:2 NETFLIX INC COM
Second Notice Indicator:No Second Notice
Date Acquired:12-22-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533788
Date Sold or Disposed:04-27-2021
CUSIP Number:G66721104
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$151.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$143.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:5 ***NORWEGIAN CRUISE LINE HOLDIN
Second Notice Indicator:No Second Notice
Date Acquired:04-21-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533789
Date Sold or Disposed:01-12-2021
CUSIP Number:62914V106
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$316.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$327.00
Wash Sale Loss Disallowed:$11.00
Accrued Market Discount Amount:$0.00
Description:5 ***NIO INC AMERIC
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533790
Date Sold or Disposed:01-25-2021
CUSIP Number:62914V106
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$2,278.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$2,269.00
Wash Sale Loss Disallowed:$29.00
Accrued Market Discount Amount:$0.00
Description:38 ***NIO INC AMERI
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533791
Date Sold or Disposed:02-03-2021
CUSIP Number:62914V106
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$1,749.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$1,768.00
Wash Sale Loss Disallowed:$54.00
Accrued Market Discount Amount:$0.00
Description:30 ***NIO INC AMERI
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533792
Date Sold or Disposed:02-09-2021
CUSIP Number:62914V106
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$913.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$927.00
Wash Sale Loss Disallowed:$14.00
Accrued Market Discount Amount:$0.00
Description:15 ***NIO INC AMERI
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533793
Date Sold or Disposed:02-19-2021
CUSIP Number:62914V106
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$383.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$410.00
Wash Sale Loss Disallowed:$27.00
Accrued Market Discount Amount:$0.00
Description:7 ***NIO INC AMERIC
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533794
Date Sold or Disposed:03-25-2021
CUSIP Number:62914V106
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$370.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$370.00
Wash Sale Loss Disallowed:$7.00
Accrued Market Discount Amount:$0.00
Description:10 ***NIO INC AMERI
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533795
Date Sold or Disposed:05-03-2021
CUSIP Number:62914V106
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$198.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$198.00
Wash Sale Loss Disallowed:$3.00
Accrued Market Discount Amount:$0.00
Description:5 ***NIO INC AMERIC
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533796
Date Sold or Disposed:07-22-2021
CUSIP Number:62914V106
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$693.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$664.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:15.00000 ***NIO INC
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533797
Date Sold or Disposed:07-23-2021
CUSIP Number:62914V106
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$438.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$419.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:10.00000 ***NIO INC
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533798
Date Sold or Disposed:07-26-2021
CUSIP Number:62914V106
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$443.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$369.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:10.11341 ***NIO INC
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533799
Date Sold or Disposed:08-24-2021
CUSIP Number:62914V106
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$232.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$228.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:6.00000 ***NIO INC
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533800
Date Sold or Disposed:08-25-2021
CUSIP Number:62914V106
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$155.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$151.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:4 ***NIO INC AMERIC
Second Notice Indicator:No Second Notice
Date Acquired:08-17-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533801
Date Sold or Disposed:08-27-2021
CUSIP Number:62914V106
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$137.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$138.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:3.60771 ***NIO INC
Second Notice Indicator:No Second Notice
Date Acquired:08-26-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533803
Date Sold or Disposed:09-15-2021
CUSIP Number:62914V106
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$113.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$114.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:3 ***NIO INC AMERIC
Second Notice Indicator:No Second Notice
Date Acquired:09-10-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533804
Date Sold or Disposed:10-07-2021
CUSIP Number:62914V106
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$123.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$122.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:3.40000 ***NIO INC
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533806
Date Sold or Disposed:10-21-2021
CUSIP Number:62914V106
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$242.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$238.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:6.00000 ***NIO INC
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533824
Date Sold or Disposed:10-27-2021
CUSIP Number:62914V106
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$18.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$18.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.4796 ***NIO INC A
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533827
Date Sold or Disposed:11-16-2021
CUSIP Number:62914V106
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$213.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$212.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:5.26955 ***NIO INC
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533829
Date Sold or Disposed:12-20-2021
CUSIP Number:62914V106
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$290.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$320.00
Wash Sale Loss Disallowed:$30.00
Accrued Market Discount Amount:$0.00
Description:10.00000 ***NIO INC
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533830
Date Sold or Disposed:12-20-2021
CUSIP Number:62914V106
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$291.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$341.00
Wash Sale Loss Disallowed:$49.00
Accrued Market Discount Amount:$0.00
Description:10.36027 ***NIO INC
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533831
Date Sold or Disposed:08-26-2021
CUSIP Number:670002401
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$442.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$438.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:1.89874 NOVAVAX INC
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533832
Date Sold or Disposed:09-08-2021
CUSIP Number:670002401
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$126.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$127.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.4742 NOVAVAX INC C
Second Notice Indicator:No Second Notice
Date Acquired:09-07-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533833
Date Sold or Disposed:02-17-2021
CUSIP Number:654902204
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$421.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$485.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:104 ***NOKIA CORPORATION SPON
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533834
Date Sold or Disposed:01-04-2021
CUSIP Number:72919P202
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$1,103.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$985.00
Wash Sale Loss Disallowed:$8.00
Accrued Market Discount Amount:$0.00
Description:34 PLUG POWER INC
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533835
Date Sold or Disposed:01-05-2021
CUSIP Number:72919P202
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$259.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$260.00
Wash Sale Loss Disallowed:$6.00
Accrued Market Discount Amount:$0.00
Description:8 PLUG POWER INC
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533836
Date Sold or Disposed:01-14-2021
CUSIP Number:72919P202
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$2,399.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$1,937.00
Wash Sale Loss Disallowed:$33.00
Accrued Market Discount Amount:$0.00
Description:37 PLUG POWER INC
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533837
Date Sold or Disposed:01-25-2021
CUSIP Number:72919P202
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$1,293.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$1,325.00
Wash Sale Loss Disallowed:$38.00
Accrued Market Discount Amount:$0.00
Description:20 PLUG POWER INC
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533838
Date Sold or Disposed:02-03-2021
CUSIP Number:72919P202
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$1,344.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$1,331.00
Wash Sale Loss Disallowed:$7.00
Accrued Market Discount Amount:$0.00
Description:20 PLUG POWER INC
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533839
Date Sold or Disposed:02-09-2021
CUSIP Number:72919P202
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$1,032.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$1,001.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:15 PLUG POWER INC
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533840
Date Sold or Disposed:02-10-2021
CUSIP Number:72919P202
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$260.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$261.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:4 PLUG POWER INC
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533841
Date Sold or Disposed:03-03-2021
CUSIP Number:72919P202
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$221.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$326.00
Wash Sale Loss Disallowed:$105.00
Accrued Market Discount Amount:$0.00
Description:5 PLUG POWER INC
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533843
Date Sold or Disposed:07-08-2021
CUSIP Number:72919P202
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$29.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$86.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:1 PLUG POWER INC
Second Notice Indicator:No Second Notice
Date Acquired:02-10-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533844
Date Sold or Disposed:07-08-2021
CUSIP Number:72919P202
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$298.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$731.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:10 PLUG POWER INC
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533845
Date Sold or Disposed:08-03-2021
CUSIP Number:72919P202
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$526.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$1,199.00
Wash Sale Loss Disallowed:$369.00
Accrued Market Discount Amount:$0.00
Description:20 PLUG POWER INC
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533846
Date Sold or Disposed:08-03-2021
CUSIP Number:72919P202
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$525.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$746.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:20 PLUG POWER INC
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533848
Date Sold or Disposed:08-24-2021
CUSIP Number:72919P202
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$258.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$623.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:10 PLUG POWER INC
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533862
Date Sold or Disposed:12-17-2021
CUSIP Number:72919P202
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$372.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$478.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:12.70921 PLUG POWER INC
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533865
Date Sold or Disposed:11-04-2021
CUSIP Number:70450Y103
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$218.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$219.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.95654 PAYPAL HOLDINGS INC
Second Notice Indicator:No Second Notice
Date Acquired:11-02-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533867
Date Sold or Disposed:11-15-2021
CUSIP Number:70450Y103
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$212.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$207.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:1.00000 PAYPAL HOLDINGS INC
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533869
Date Sold or Disposed:11-17-2021
CUSIP Number:70450Y103
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$208.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$206.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:1 PAYPAL HOLDINGS INC COM
Second Notice Indicator:No Second Notice
Date Acquired:11-10-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533871
Date Sold or Disposed:11-17-2021
CUSIP Number:70450Y103
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$623.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$619.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:3 PAYPAL HOLDINGS INC COM
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533872
Date Sold or Disposed:12-03-2021
CUSIP Number:70450Y103
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$182.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$188.00
Wash Sale Loss Disallowed:$5.00
Accrued Market Discount Amount:$0.00
Description:1 PAYPAL HOLDINGS INC COM
Second Notice Indicator:No Second Notice
Date Acquired:11-22-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533874
Date Sold or Disposed:12-13-2021
CUSIP Number:70450Y103
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$561.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$583.00
Wash Sale Loss Disallowed:$21.00
Accrued Market Discount Amount:$0.00
Description:3 PAYPAL HOLDINGS INC COM
Second Notice Indicator:No Second Notice
Date Acquired:12-08-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533876
Date Sold or Disposed:12-14-2021
CUSIP Number:70450Y103
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$186.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$192.00
Wash Sale Loss Disallowed:$5.00
Accrued Market Discount Amount:$0.00
Description:1 PAYPAL HOLDINGS INC COM
Second Notice Indicator:No Second Notice
Date Acquired:11-22-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533878
Date Sold or Disposed:12-14-2021
CUSIP Number:70450Y103
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$564.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$586.00
Wash Sale Loss Disallowed:$21.00
Accrued Market Discount Amount:$0.00
Description:3 PAYPAL HOLDINGS INC COM
Second Notice Indicator:No Second Notice
Date Acquired:11-22-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533880
Date Sold or Disposed:12-16-2021
CUSIP Number:70450Y103
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$853.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$842.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:4.44796 PAYPAL HOLDINGS INC
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533883
Date Sold or Disposed:12-29-2021
CUSIP Number:70450Y103
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$570.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$572.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:3.00000 PAYPAL HOLDINGS INC
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533892
Date Sold or Disposed:02-16-2021
CUSIP Number:720162106
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$311.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$299.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:5 ***PIEDMONT LITHIUM LTD AMERIC
Second Notice Indicator:No Second Notice
Date Acquired:02-09-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533894
Date Sold or Disposed:12-01-2021
CUSIP Number:70614W100
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$223.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$218.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:5 PELOTON INTERACTIVE INC CLASS
Second Notice Indicator:No Second Notice
Date Acquired:11-29-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533896
Date Sold or Disposed:03-24-2021
CUSIP Number:676079106
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$62.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$77.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:20 ODONATE THERAPEUTICS INC COMMO
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533899
Date Sold or Disposed:01-12-2021
CUSIP Number:74348Q108
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$127.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$129.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:11 PROPERTY SOLUTIONS ACQUISITION CORP
Second Notice Indicator:No Second Notice
Date Acquired:01-11-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533903
Date Sold or Disposed:09-07-2021
CUSIP Number:71601V105
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$30.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$30.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:1.38880 PETCO HEALTH AND WELLNESS
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533907
Date Sold or Disposed:09-10-2021
CUSIP Number:71601V105
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$62.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$63.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:2.85908 PETCO HEALTH AND WELLNESS
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533910
Date Sold or Disposed:11-23-2021
CUSIP Number:G6964L107
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$281.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$284.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:74 ***PAYSAFE LIMITED COMMO
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533914
Date Sold or Disposed:08-31-2021
CUSIP Number:717081103
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$46.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$51.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:1 PFIZER INC
Second Notice Indicator:No Second Notice
Date Acquired:08-18-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533917
Date Sold or Disposed:11-08-2021
CUSIP Number:717081103
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$355.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$361.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:7.3647 PFIZER INC
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533937
Date Sold or Disposed:09-17-2021
CUSIP Number:75605L708
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$38.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$39.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:23.02698 REALNETWORKS INC
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533961
Date Sold or Disposed:12-15-2021
CUSIP Number:77543R102
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$2,026.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$2,388.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:10.21940 ROKU INC
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533963
Date Sold or Disposed:08-04-2021
CUSIP Number:770700102
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$298.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$352.00
Wash Sale Loss Disallowed:$55.00
Accrued Market Discount Amount:$0.00
Description:5.00000 ROBINHOOD MARKETS INC
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533965
Date Sold or Disposed:08-04-2021
CUSIP Number:770700102
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$528.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$615.00
Wash Sale Loss Disallowed:$87.00
Accrued Market Discount Amount:$0.00
Description:8.00000 ROBINHOOD MARKETS INC
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533966
Date Sold or Disposed:08-05-2021
CUSIP Number:770700102
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$238.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$227.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:3.95793 ROBINHOOD MARKETS INC
Second Notice Indicator:No Second Notice
Date Acquired:08-03-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533967
Date Sold or Disposed:08-06-2021
CUSIP Number:770700102
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$228.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$277.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:4.00000 ROBINHOOD MARKETS INC
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533969
Date Sold or Disposed:11-19-2021
CUSIP Number:76954A103
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$3,375.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$3,399.00
Wash Sale Loss Disallowed:$155.00
Accrued Market Discount Amount:$0.00
Description:25.00000 RIVIAN AUTOMOTIVE INC
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533971
Date Sold or Disposed:11-23-2021
CUSIP Number:76954A103
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$1,964.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$2,033.00
Wash Sale Loss Disallowed:$82.00
Accrued Market Discount Amount:$0.00
Description:16.34946 RIVIAN AUTOMOTIVE INC
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533973
Date Sold or Disposed:11-29-2021
CUSIP Number:76954A103
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$1,154.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$1,166.00
Wash Sale Loss Disallowed:$21.00
Accrued Market Discount Amount:$0.00
Description:10.00000 RIVIAN AUTOMOTIVE INC
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533976
Date Sold or Disposed:12-07-2021
CUSIP Number:76954A103
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$344.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$347.00
Wash Sale Loss Disallowed:$13.00
Accrued Market Discount Amount:$0.00
Description:2.95590 RIVIAN AUTOMOTIVE INC
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533993
Date Sold or Disposed:12-13-2021
CUSIP Number:76954A103
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$956.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$985.00
Wash Sale Loss Disallowed:$18.00
Accrued Market Discount Amount:$0.00
Description:8.00000 RIVIAN AUTOMOTIVE INC
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75533999
Date Sold or Disposed:12-23-2021
CUSIP Number:76954A103
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$477.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$498.00
Wash Sale Loss Disallowed:$4.00
Accrued Market Discount Amount:$0.00
Description:5.00000 RIVIAN AUTOMOTIVE INC
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75534009
Date Sold or Disposed:02-10-2021
CUSIP Number:848577102
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$522.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$500.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:16 SPIRIT AIRLINES INC COMMO
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75534015
Date Sold or Disposed:12-01-2021
CUSIP Number:848577102
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$313.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$313.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:15 SPIRIT AIRLINES INC COMMO
Second Notice Indicator:No Second Notice
Date Acquired:11-30-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75534019
Date Sold or Disposed:06-03-2021
CUSIP Number:83587F202
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$108.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$105.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:13 SORRENTO THERAPEUTICS INC
Second Notice Indicator:No Second Notice
Date Acquired:06-02-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75534022
Date Sold or Disposed:06-08-2021
CUSIP Number:86771W105
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$224.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$225.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:5 SUNRUN INC COM
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75534025
Date Sold or Disposed:08-31-2021
CUSIP Number:86858W200
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$31.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$56.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:1 SUPPORT.COM INC COMMON
Second Notice Indicator:No Second Notice
Date Acquired:08-27-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75534027
Date Sold or Disposed:08-31-2021
CUSIP Number:86858W200
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$33.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$56.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:1 SUPPORT.COM INC COMMON
Second Notice Indicator:No Second Notice
Date Acquired:08-27-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75534028
Date Sold or Disposed:08-04-2021
CUSIP Number:83304A106
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$291.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$309.00
Wash Sale Loss Disallowed:$18.00
Accrued Market Discount Amount:$0.00
Description:4 SNAP INC CLASS
Second Notice Indicator:No Second Notice
Date Acquired:07-26-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75534029
Date Sold or Disposed:08-04-2021
CUSIP Number:83304A106
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$584.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$602.00
Wash Sale Loss Disallowed:$20.00
Accrued Market Discount Amount:$0.00
Description:8.00000 SNAP INC
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75534048
Date Sold or Disposed:08-30-2021
CUSIP Number:83304A106
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$74.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$80.00
Wash Sale Loss Disallowed:$6.00
Accrued Market Discount Amount:$0.00
Description:1.00000 SNAP INC
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75534050
Date Sold or Disposed:09-01-2021
CUSIP Number:83304A106
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$726.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$730.00
Wash Sale Loss Disallowed:$5.00
Accrued Market Discount Amount:$0.00
Description:9.61382 SNAP INC
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75534052
Date Sold or Disposed:09-07-2021
CUSIP Number:83304A106
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$76.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$81.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:1.00000 SNAP INC
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75534054
Date Sold or Disposed:11-04-2021
CUSIP Number:83304A106
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$603.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$653.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:11.60559 SNAP INC
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75534056
Date Sold or Disposed:11-12-2021
CUSIP Number:82837P408
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$203.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$202.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:1.00000 SILVERGATE CAPITAL CORPORATION
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75534057
Date Sold or Disposed:11-16-2021
CUSIP Number:82837P408
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$420.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$420.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:2.09384 SILVERGATE CAPITAL CORPORATION
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75534060
Date Sold or Disposed:12-14-2021
CUSIP Number:833445109
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$495.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$494.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:1.40275 SNOWFLAKE INC
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75534065
Date Sold or Disposed:12-30-2021
CUSIP Number:833445109
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$785.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$799.00
Wash Sale Loss Disallowed:$15.00
Accrued Market Discount Amount:$0.00
Description:2.27711 SNOWFLAKE INC
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75534079
Date Sold or Disposed:12-20-2021
CUSIP Number:83406F102
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$304.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$417.00
Wash Sale Loss Disallowed:$96.00
Accrued Market Discount Amount:$0.00
Description:20.79098 SOFI TECHNOLOGIES INC
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75534085
Date Sold or Disposed:12-30-2021
CUSIP Number:83406F102
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$241.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$336.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:16.12160 SOFI TECHNOLOGIES INC
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75534099
Date Sold or Disposed:05-10-2021
CUSIP Number:844741108
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$26.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$26.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.42362 SOUTHWEST AIRLINES CO
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75534103
Date Sold or Disposed:12-02-2021
CUSIP Number:844741108
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$441.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$438.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:10 SOUTHWEST AIRLINES CO
Second Notice Indicator:No Second Notice
Date Acquired:11-30-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75534107
Date Sold or Disposed:01-27-2021
CUSIP Number:88160R101
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$6,943.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$5,024.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:8.00000 TESLA INC
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75534110
Date Sold or Disposed:02-02-2021
CUSIP Number:88160R101
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$5,252.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$5,185.00
Wash Sale Loss Disallowed:$40.00
Accrued Market Discount Amount:$0.00
Description:6 TESLA INC COMMON
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75534112
Date Sold or Disposed:02-02-2021
CUSIP Number:88160R101
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$166.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$75.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.19 TESLA INC COM
Second Notice Indicator:No Second Notice
Date Acquired:11-02-2020
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75534115
Date Sold or Disposed:02-08-2021
CUSIP Number:88160R101
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$4,351.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$4,309.00
Wash Sale Loss Disallowed:$6.00
Accrued Market Discount Amount:$0.00
Description:5 TESLA INC COMMON
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75534117
Date Sold or Disposed:04-21-2021
CUSIP Number:88160R101
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$729.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$863.00
Wash Sale Loss Disallowed:$134.00
Accrued Market Discount Amount:$0.00
Description:1 TESLA INC COMMON
Second Notice Indicator:No Second Notice
Date Acquired:02-08-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75534119
Date Sold or Disposed:08-17-2021
CUSIP Number:88160R101
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$8,666.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$10,043.00
Wash Sale Loss Disallowed:$1,402.00
Accrued Market Discount Amount:$0.00
Description:13.06442 TESLA INC
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75534122
Date Sold or Disposed:08-18-2021
CUSIP Number:88160R101
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$3,450.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$4,307.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:5 TESLA INC COMMON
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75534123
Date Sold or Disposed:08-23-2021
CUSIP Number:88160R101
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$657.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$785.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.93459 TESLA INC
Second Notice Indicator:No Second Notice
Date Acquired:08-18-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75534142
Date Sold or Disposed:11-09-2021
CUSIP Number:88160R101
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$11,405.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$9,365.00
Wash Sale Loss Disallowed:$141.00
Accrued Market Discount Amount:$0.00
Description:10.49665 TESLA INC
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75534146
Date Sold or Disposed:11-15-2021
CUSIP Number:88160R101
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$5,896.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$6,462.00
Wash Sale Loss Disallowed:$565.00
Accrued Market Discount Amount:$0.00
Description:6.00000 TESLA INC
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75534148
Date Sold or Disposed:11-18-2021
CUSIP Number:88160R101
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$3,282.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$3,311.00
Wash Sale Loss Disallowed:$89.00
Accrued Market Discount Amount:$0.00
Description:3.00000 TESLA INC
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75534152
Date Sold or Disposed:11-24-2021
CUSIP Number:88160R101
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$1,876.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$1,969.00
Wash Sale Loss Disallowed:$93.00
Accrued Market Discount Amount:$0.00
Description:1.68863 TESLA INC
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75534154
Date Sold or Disposed:12-08-2021
CUSIP Number:88160R101
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$1,047.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$1,042.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:1.00000 TESLA INC
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75534157
Date Sold or Disposed:12-08-2021
CUSIP Number:88160R101
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$1,045.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$1,117.00
Wash Sale Loss Disallowed:$72.00
Accrued Market Discount Amount:$0.00
Description:1.00000 TESLA INC
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75534161
Date Sold or Disposed:12-22-2021
CUSIP Number:88160R101
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$6,588.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$6,415.00
Wash Sale Loss Disallowed:$44.00
Accrued Market Discount Amount:$0.00
Description:6.65165 TESLA INC
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75534164
Date Sold or Disposed:12-22-2021
CUSIP Number:88160R101
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$994.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$1,041.00
Wash Sale Loss Disallowed:$47.00
Accrued Market Discount Amount:$0.00
Description:1.00000 TESLA INC
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75534168
Date Sold or Disposed:10-11-2021
CUSIP Number:90184L102
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$313.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$314.00
Wash Sale Loss Disallowed:$1.00
Accrued Market Discount Amount:$0.00
Description:5.00000 TWITTER INC
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75534171
Date Sold or Disposed:10-21-2021
CUSIP Number:90184L102
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$326.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$308.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:5.00000 TWITTER INC
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75534202
Date Sold or Disposed:11-09-2021
CUSIP Number:90184L102
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$188.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$196.00
Wash Sale Loss Disallowed:$8.00
Accrued Market Discount Amount:$0.00
Description:3.51273 TWITTER INC
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75534205
Date Sold or Disposed:12-08-2021
CUSIP Number:90184L102
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$690.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$694.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:15.00000 TWITTER INC
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75534209
Date Sold or Disposed:01-14-2021
CUSIP Number:888314606
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$41.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$39.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:12 TITAN PHARMACEUTICALS INC COMMO
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75534213
Date Sold or Disposed:01-14-2021
CUSIP Number:888314606
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$69.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$68.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:20 TITAN PHARMACEUTICALS INC COMMO
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75534219
Date Sold or Disposed:07-01-2021
CUSIP Number:911312106
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$26.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$25.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.12485 UNITED PARCEL SVC INC
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75534222
Date Sold or Disposed:10-08-2021
CUSIP Number:911312106
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$182.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$182.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:1 UNITED PARCEL SVC INC CL B
Second Notice Indicator:No Second Notice
Date Acquired:10-08-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75534224
Date Sold or Disposed:01-06-2021
CUSIP Number:910047109
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$439.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$433.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:10 UNITED AIRLINES HOLDINGS INC COMMO
Second Notice Indicator:No Second Notice
Date Acquired:01-05-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75534225
Date Sold or Disposed:12-22-2021
CUSIP Number:910047109
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$480.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$481.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:10.87951 UNITED AIRLINES HOLDINGS INC
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75534226
Date Sold or Disposed:11-22-2021
CUSIP Number:91680M107
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$837.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$984.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:4 UPSTART HOLDINGS INC COMMON
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75534227
Date Sold or Disposed:08-30-2021
CUSIP Number:921937835
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$55.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$55.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.63778 VANGUARD TOTAL BOND MARKET ETF
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75534228
Date Sold or Disposed:12-03-2021
CUSIP Number:92826C839
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$195.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$202.00
Wash Sale Loss Disallowed:$7.00
Accrued Market Discount Amount:$0.00
Description:1 VISA INC CL A C
Second Notice Indicator:No Second Notice
Date Acquired:11-24-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75534230
Date Sold or Disposed:12-13-2021
CUSIP Number:92826C839
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$1,094.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$1,047.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:5.19213 VISA INC
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75534231
Date Sold or Disposed:12-15-2021
CUSIP Number:922908363
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$79.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$77.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.18701 VANGUARD S&P 500 ETF
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75534233
Date Sold or Disposed:09-09-2021
CUSIP Number:92686J106
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$75.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$75.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:11.32581 VIKING THERAPEUTICS INC
Second Notice Indicator:No Second Notice
Date Acquired:09-08-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75534235
Date Sold or Disposed:01-07-2021
CUSIP Number:92766K106
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$249.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$256.00
Wash Sale Loss Disallowed:$2.00
Accrued Market Discount Amount:$0.00
Description:10 VIRGIN GALACTIC HLDGS INC COMMO
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75534237
Date Sold or Disposed:01-11-2021
CUSIP Number:92766K106
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$50.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$53.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:2 VIRGIN GALACTIC HLDGS INC COMMON
Second Notice Indicator:No Second Notice
Date Acquired:12-22-2020
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75534239
Date Sold or Disposed:06-03-2021
CUSIP Number:98138J206
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$317.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$292.00
Wash Sale Loss Disallowed:$1.00
Accrued Market Discount Amount:$0.00
Description:22 WORKHORSE GROUP INC COM
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75534241
Date Sold or Disposed:06-04-2021
CUSIP Number:98138J206
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$69.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$75.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:5 WORKHORSE GROUP INC COM
Second Notice Indicator:No Second Notice
Date Acquired:06-03-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75534242
Date Sold or Disposed:12-22-2021
CUSIP Number:931142103
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$46.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$46.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.33334 WALMART INC
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75534245
Date Sold or Disposed:10-18-2021
CUSIP Number:98980L101
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$267.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$260.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:1 ZOOM VIDEO COMMUNICATIONS INC CLASS
Second Notice Indicator:No Second Notice
Date Acquired:09-28-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75534265
Date Sold or Disposed:10-27-2021
CUSIP Number:98980L101
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$278.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$260.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:1 ZOOM VIDEO COMMUNICATIONS INC CLASS
Second Notice Indicator:No Second Notice
Date Acquired:09-28-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75534271
Date Sold or Disposed:02-09-2021
CUSIP Number:985294107
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$49.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$49.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:10 YAYYO INC COMMO
Second Notice Indicator:No Second Notice
Date Acquired:02-09-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75534273
Date Sold or Disposed:02-04-2021
CUSIP Number:98422D105
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$474.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$470.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:10 ***XPENG INC ADS E
Second Notice Indicator:No Second Notice
Date Acquired:02-02-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75534275
Date Sold or Disposed:03-25-2021
CUSIP Number:98422D105
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$306.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$265.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:10 ***XPENG INC ADS E
Second Notice Indicator:No Second Notice
Date Acquired:03-05-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75534276
Date Sold or Disposed:06-24-2021
CUSIP Number:98422D105
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$722.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$639.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:17.7805 ***XPENG INC
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75534277
Date Sold or Disposed:10-20-2021
CUSIP Number:98422D105
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$81.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$81.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:1.91275 ***XPENG INC
Second Notice Indicator:No Second Notice
Date Acquired:10-15-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75534278
Date Sold or Disposed:11-24-2021
CUSIP Number:98422D105
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$254.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$254.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:5 ***XPENG INC ADS EA
Second Notice Indicator:No Second Notice
Date Acquired:11-23-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75534279
Date Sold or Disposed:12-16-2021
CUSIP Number:98422D105
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$425.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$540.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:10.05347 ***XPENG INC
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75534280
Date Sold or Disposed:12-20-2021
CUSIP Number:98422D105
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$0.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.00077 ***XPENG INC
Second Notice Indicator:No Second Notice
Date Acquired:11-26-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
11758 ROSALINDA CT
FORT MYERS, FL 33912-8997

Submission Type:Original document
Account Number (Optional):155308010
Date Sold or Disposed:01-07-2021
CUSIP Number:02079K107
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$30.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$30.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.01708 ALPHABET INC
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
11758 ROSALINDA CT
FORT MYERS, FL 33912-8997

Submission Type:Original document
Account Number (Optional):155308011
Date Sold or Disposed:11-08-2021
CUSIP Number:037833100
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$359.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$311.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:2.38529 APPLE INC
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
11758 ROSALINDA CT
FORT MYERS, FL 33912-8997

Submission Type:Original document
Account Number (Optional):155308012
Date Sold or Disposed:11-08-2021
CUSIP Number:037833100
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$1,140.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$696.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:7.56164 APPLE INC
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Long-term
Applicable Check Box on Form 8949:Long term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
11758 ROSALINDA CT
FORT MYERS, FL 33912-8997

Submission Type:Original document
Account Number (Optional):155308013
Date Sold or Disposed:01-07-2021
CUSIP Number:464289867
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$54.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$50.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:1.03591 ISHARES CORE GROWTH ALLOCATION
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):341570861
CORE PLUS MF - INST
TA> HARBOR SERVICES GROUP, INC.
111 SOUTH WACKER DRIVE 34TH FLR
CHICAGO, IL 60606-4302

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
8715 HAMPDEN DR
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):AADO0201400035678097
Date Sold or Disposed:01-05-2021
CUSIP Number:411511108
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$55.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$55.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:SHARES REDEEMED -ACH
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Long-term
Applicable Check Box on Form 8949:Long term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):341570861
CORE PLUS MF - INST
TA> HARBOR SERVICES GROUP, INC.
111 SOUTH WACKER DRIVE 34TH FLR
CHICAGO, IL 60606-4302

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
8715 HAMPDEN DR
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):ABDO0201400035678097
Date Sold or Disposed:01-05-2021
CUSIP Number:411511108
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$367.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$368.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:SHARES REDEEMED -ACH
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):341570861
CORE PLUS MF - INST
TA> HARBOR SERVICES GROUP, INC.
111 SOUTH WACKER DRIVE 34TH FLR
CHICAGO, IL 60606-4302

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
8715 HAMPDEN DR
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):ACDO0201400035678097
Date Sold or Disposed:05-04-2021
CUSIP Number:411511108
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$7.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$7.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:SHARES REDEEMED -ACH
Second Notice Indicator:No Second Notice
Date Acquired:01-04-2017
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Long-term
Applicable Check Box on Form 8949:Long term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):341570861
CORE PLUS MF - INST
TA> HARBOR SERVICES GROUP, INC.
111 SOUTH WACKER DRIVE 34TH FLR
CHICAGO, IL 60606-4302

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
8715 HAMPDEN DR
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):ADDO0201400035678097
Date Sold or Disposed:05-04-2021
CUSIP Number:411511108
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$192.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$192.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:SHARES REDEEMED -ACH
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):341570861
CORE PLUS MF - INST
TA> HARBOR SERVICES GROUP, INC.
111 SOUTH WACKER DRIVE 34TH FLR
CHICAGO, IL 60606-4302

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
8715 HAMPDEN DR
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):AEDO0201400035678097
Date Sold or Disposed:08-06-2021
CUSIP Number:411511108
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$4.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$4.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:SHARES REDEEMED -ACH
Second Notice Indicator:No Second Notice
Date Acquired:12-27-2016
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Long-term
Applicable Check Box on Form 8949:Long term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):341570861
CORE PLUS MF - INST
TA> HARBOR SERVICES GROUP, INC.
111 SOUTH WACKER DRIVE 34TH FLR
CHICAGO, IL 60606-4302

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
8715 HAMPDEN DR
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):AFDO0201400035678097
Date Sold or Disposed:08-06-2021
CUSIP Number:411511108
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$59.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$59.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:SHARES REDEEMED -ACH
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):384019216
ROBINHOOD SECURITIES LLC
500 COLONIAL CENTER PARKWAY SUITE 100
LAKE MARY, FL 32746-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-0000

Submission Type:Original document
Account Number (Optional):WSC76307636
Date Sold or Disposed:12-08-2021
CUSIP Number:90353T100
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$178.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$172.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:UBER TECHNOLOGIES INC
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):384019216
ROBINHOOD SECURITIES LLC
500 COLONIAL CENTER PARKWAY SUITE 100
LAKE MARY, FL 32746-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-0000

Submission Type:Original document
Account Number (Optional):WSC76307637
Date Sold or Disposed:07-28-2021
CUSIP Number:37045V100
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$38.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$40.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:GENERAL MOTORS COMPANY
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):384019216
ROBINHOOD SECURITIES LLC
500 COLONIAL CENTER PARKWAY SUITE 100
LAKE MARY, FL 32746-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-0000

Submission Type:Original document
Account Number (Optional):WSC76307638
Date Sold or Disposed:12-23-2021
CUSIP Number:22160K105
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$10.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$10.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:COSTCO WHOLESALE CORPORATION C OMMON ST
Second Notice Indicator:No Second Notice
Date Acquired:12-16-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):384019216
ROBINHOOD SECURITIES LLC
500 COLONIAL CENTER PARKWAY SUITE 100
LAKE MARY, FL 32746-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-0000

Submission Type:Original document
Account Number (Optional):WSC76307639
Date Sold or Disposed:11-17-2021
CUSIP Number:53228T101
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$191.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$200.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:LIGHTNING EMOTORS INC
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):384019216
ROBINHOOD SECURITIES LLC
500 COLONIAL CENTER PARKWAY SUITE 100
LAKE MARY, FL 32746-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-0000

Submission Type:Original document
Account Number (Optional):WSC76307640
Date Sold or Disposed:12-15-2021
CUSIP Number:007903107
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$648.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$687.00
Wash Sale Loss Disallowed:$5.00
Accrued Market Discount Amount:$0.00
Description:ADVANCED MICRO DEVICES INC C OMMON ST
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):384019216
ROBINHOOD SECURITIES LLC
500 COLONIAL CENTER PARKWAY SUITE 100
LAKE MARY, FL 32746-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-0000

Submission Type:Original document
Account Number (Optional):WSC76307641
Date Sold or Disposed:11-03-2021
CUSIP Number:72919P202
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$461.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$402.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:PLUG POWER INC COMMON STOCK
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):384019216
ROBINHOOD SECURITIES LLC
500 COLONIAL CENTER PARKWAY SUITE 100
LAKE MARY, FL 32746-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-0000

Submission Type:Original document
Account Number (Optional):WSC76307642
Date Sold or Disposed:12-07-2021
CUSIP Number:860897107
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$504.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$500.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:STITCH FIX INC CLASS A COMMO N STOCK
Second Notice Indicator:No Second Notice
Date Acquired:11-30-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):384019216
ROBINHOOD SECURITIES LLC
500 COLONIAL CENTER PARKWAY SUITE 100
LAKE MARY, FL 32746-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-0000

Submission Type:Original document
Account Number (Optional):WSC76307643
Date Sold or Disposed:11-11-2021
CUSIP Number:50202M102
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$130.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$131.00
Wash Sale Loss Disallowed:$1.00
Accrued Market Discount Amount:$0.00
Description:LI AUTO INC AMERICAN DEPOSITA RY SHARE
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):384019216
ROBINHOOD SECURITIES LLC
500 COLONIAL CENTER PARKWAY SUITE 100
LAKE MARY, FL 32746-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-0000

Submission Type:Original document
Account Number (Optional):WSC76307644
Date Sold or Disposed:11-30-2021
CUSIP Number:549498103
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$672.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$666.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:LUCID GROUP INC COMMON STOCK
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):384019216
ROBINHOOD SECURITIES LLC
500 COLONIAL CENTER PARKWAY SUITE 100
LAKE MARY, FL 32746-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-0000

Submission Type:Original document
Account Number (Optional):WSC76307645
Date Sold or Disposed:06-08-2021
CUSIP Number:654902204
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$22.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$22.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:NOKIA CORPORATION
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):384019216
ROBINHOOD SECURITIES LLC
500 COLONIAL CENTER PARKWAY SUITE 100
LAKE MARY, FL 32746-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-0000

Submission Type:Original document
Account Number (Optional):WSC76307646
Date Sold or Disposed:08-09-2021
CUSIP Number:62914V106
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$264.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$276.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:NIO INC AMERICAN DEPOSITARY S HARES E
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):384019216
ROBINHOOD SECURITIES LLC
500 COLONIAL CENTER PARKWAY SUITE 100
LAKE MARY, FL 32746-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-0000

Submission Type:Original document
Account Number (Optional):WSC76307647
Date Sold or Disposed:08-23-2021
CUSIP Number:38141G104
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$300.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$300.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:GOLDMAN SACHS GROUP INC
Second Notice Indicator:No Second Notice
Date Acquired:08-23-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):384019216
ROBINHOOD SECURITIES LLC
500 COLONIAL CENTER PARKWAY SUITE 100
LAKE MARY, FL 32746-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-0000

Submission Type:Original document
Account Number (Optional):WSC76307648
Date Sold or Disposed:08-23-2021
CUSIP Number:19260Q107
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$300.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$300.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:COINBASE GLOBAL INC CLASS A COMMON ST
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):384019216
ROBINHOOD SECURITIES LLC
500 COLONIAL CENTER PARKWAY SUITE 100
LAKE MARY, FL 32746-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-0000

Submission Type:Original document
Account Number (Optional):WSC76307649
Date Sold or Disposed:08-09-2021
CUSIP Number:G6964L107
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$156.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$166.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:PAYSAFE LIMITED
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):384019216
ROBINHOOD SECURITIES LLC
500 COLONIAL CENTER PARKWAY SUITE 100
LAKE MARY, FL 32746-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-0000

Submission Type:Original document
Account Number (Optional):WSC76307650
Date Sold or Disposed:08-24-2021
CUSIP Number:254687106
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$454.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$456.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:THE WALT DISNEY COMPANY
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):384019216
ROBINHOOD SECURITIES LLC
500 COLONIAL CENTER PARKWAY SUITE 100
LAKE MARY, FL 32746-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-0000

Submission Type:Original document
Account Number (Optional):WSC76307651
Date Sold or Disposed:10-26-2021
CUSIP Number:01609W102
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$402.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$393.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:ALIBABA GROUP HOLDING LIMITED AMERICAN
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):384019216
ROBINHOOD SECURITIES LLC
500 COLONIAL CENTER PARKWAY SUITE 100
LAKE MARY, FL 32746-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-0000

Submission Type:Original document
Account Number (Optional):WSC76307652
Date Sold or Disposed:08-05-2021
CUSIP Number:01609W102
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$275.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$269.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:ALIBABA GROUP HOLDING LIMITED AMERICAN
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):384019216
ROBINHOOD SECURITIES LLC
500 COLONIAL CENTER PARKWAY SUITE 100
LAKE MARY, FL 32746-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-0000

Submission Type:Original document
Account Number (Optional):WSC76307653
Date Sold or Disposed:08-05-2021
CUSIP Number:770700102
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$276.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$275.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:ROBINHOOD MARKETS INC CLASS A COMMON
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):384019216
ROBINHOOD SECURITIES LLC
500 COLONIAL CENTER PARKWAY SUITE 100
LAKE MARY, FL 32746-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-0000

Submission Type:Original document
Account Number (Optional):WSC76307654
Date Sold or Disposed:11-16-2021
CUSIP Number:72919P202
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$334.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$322.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:PLUG POWER INC COMMON STOCK
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):384019216
ROBINHOOD SECURITIES LLC
500 COLONIAL CENTER PARKWAY SUITE 100
LAKE MARY, FL 32746-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-0000

Submission Type:Original document
Account Number (Optional):WSC76307655
Date Sold or Disposed:12-16-2021
CUSIP Number:007903107
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$10.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$10.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:ADVANCED MICRO DEVICES INC C OMMON ST
Second Notice Indicator:No Second Notice
Date Acquired:12-15-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):384019216
ROBINHOOD SECURITIES LLC
500 COLONIAL CENTER PARKWAY SUITE 100
LAKE MARY, FL 32746-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-0000

Submission Type:Original document
Account Number (Optional):WSC76307656
Date Sold or Disposed:09-09-2021
CUSIP Number:01609W102
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$150.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$151.00
Wash Sale Loss Disallowed:$1.00
Accrued Market Discount Amount:$0.00
Description:ALIBABA GROUP HOLDING LIMITED AMERICAN
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):384019216
ROBINHOOD SECURITIES LLC
500 COLONIAL CENTER PARKWAY SUITE 100
LAKE MARY, FL 32746-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-0000

Submission Type:Original document
Account Number (Optional):WSC76307657
Date Sold or Disposed:11-16-2021
CUSIP Number:50202M102
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$140.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$138.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:LI AUTO INC AMERICAN DEPOSITA RY SHARE
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):454526070
PROSPER FUNDING LLC
221 MAIN STREET SUITE 300
SAN FRANCISCO, CA 94105-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-0000

Submission Type:Original document
Account Number (Optional):840821
Date Sold or Disposed:01-29-2021
CUSIP Number:0000000000000
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$0.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$20.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:1151765-98 CHARGEOFF
Second Notice Indicator:No Second Notice
Date Acquired:11-29-2018
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Long-term
Applicable Check Box on Form 8949:Long term transaction for which the cost or other basis is not being reported to the IRS wash sale
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):454526070
PROSPER FUNDING LLC
221 MAIN STREET SUITE 300
SAN FRANCISCO, CA 94105-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-0000

Submission Type:Original document
Account Number (Optional):840821
Date Sold or Disposed:02-17-2021
CUSIP Number:0000000000000
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$2.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:1151765-98 DEBTSALE
Second Notice Indicator:No Second Notice
Date Acquired:11-29-2018
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Long-term
Applicable Check Box on Form 8949:Long term transaction for which the cost or other basis is not being reported to the IRS wash sale
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Collectibles

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):455356564
DRIVEWEALTH, LLC
15 EXCHANGE PLACE
JERSEY CITY, NJ 07302-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
3040 OASIS GRAND BLVD
FORT MYERS, FL 33916-0000

Submission Type:Original document
Account Number (Optional):773654
Date Sold or Disposed:02-03-2021
CUSIP Number:464288158
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$13.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$13.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.12889768 ISHARES TR SHRT NAT MUN
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):455356564
DRIVEWEALTH, LLC
15 EXCHANGE PLACE
JERSEY CITY, NJ 07302-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
3040 OASIS GRAND BLVD
FORT MYERS, FL 33916-0000

Submission Type:Original document
Account Number (Optional):773655
Date Sold or Disposed:03-02-2021
CUSIP Number:464288158
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$0.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.00046428 ISHARES TR SHRT NAT MUN
Second Notice Indicator:No Second Notice
Date Acquired:02-03-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):455356564
DRIVEWEALTH, LLC
15 EXCHANGE PLACE
JERSEY CITY, NJ 07302-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
3040 OASIS GRAND BLVD
FORT MYERS, FL 33916-0000

Submission Type:Original document
Account Number (Optional):773656
Date Sold or Disposed:05-04-2021
CUSIP Number:464288158
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$0.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.00074179 ISHARES TR SHRT NAT MUN
Second Notice Indicator:No Second Notice
Date Acquired:02-03-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):455356564
DRIVEWEALTH, LLC
15 EXCHANGE PLACE
JERSEY CITY, NJ 07302-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
3040 OASIS GRAND BLVD
FORT MYERS, FL 33916-0000

Submission Type:Original document
Account Number (Optional):773657
Date Sold or Disposed:06-28-2021
CUSIP Number:464288158
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$17.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$17.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.16180227 ISHARES TR SHRT NAT MUN
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):455356564
DRIVEWEALTH, LLC
15 EXCHANGE PLACE
JERSEY CITY, NJ 07302-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
3040 OASIS GRAND BLVD
FORT MYERS, FL 33916-0000

Submission Type:Original document
Account Number (Optional):773658
Date Sold or Disposed:08-10-2021
CUSIP Number:464288158
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$0.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.00027772 ISHARES TR SHRT NAT MUN
Second Notice Indicator:No Second Notice
Date Acquired:05-03-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):455356564
DRIVEWEALTH, LLC
15 EXCHANGE PLACE
JERSEY CITY, NJ 07302-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
3040 OASIS GRAND BLVD
FORT MYERS, FL 33916-0000

Submission Type:Original document
Account Number (Optional):773659
Date Sold or Disposed:08-23-2021
CUSIP Number:464288158
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$10.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$10.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.09536022 ISHARES TR SHRT NAT MUN
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):455356564
DRIVEWEALTH, LLC
15 EXCHANGE PLACE
JERSEY CITY, NJ 07302-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
3040 OASIS GRAND BLVD
FORT MYERS, FL 33916-0000

Submission Type:Original document
Account Number (Optional):773660
Date Sold or Disposed:08-23-2021
CUSIP Number:464288158
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$1.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$1.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.01724401 ISHARES TR SHRT NAT MUN
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Long-term
Applicable Check Box on Form 8949:Long term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):455356564
DRIVEWEALTH, LLC
15 EXCHANGE PLACE
JERSEY CITY, NJ 07302-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
3040 OASIS GRAND BLVD
FORT MYERS, FL 33916-0000

Submission Type:Original document
Account Number (Optional):773661
Date Sold or Disposed:09-08-2021
CUSIP Number:464288158
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$0.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.00055689 ISHARES TR SHRT NAT MUN
Second Notice Indicator:No Second Notice
Date Acquired:08-02-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Long-term
Applicable Check Box on Form 8949:Long term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):455356564
DRIVEWEALTH, LLC
15 EXCHANGE PLACE
JERSEY CITY, NJ 07302-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
3040 OASIS GRAND BLVD
FORT MYERS, FL 33916-0000

Submission Type:Original document
Account Number (Optional):773662
Date Sold or Disposed:10-07-2021
CUSIP Number:464288158
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$0.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.00027877 ISHARES TR SHRT NAT MUN
Second Notice Indicator:No Second Notice
Date Acquired:08-02-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Long-term
Applicable Check Box on Form 8949:Long term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):455356564
DRIVEWEALTH, LLC
15 EXCHANGE PLACE
JERSEY CITY, NJ 07302-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
3040 OASIS GRAND BLVD
FORT MYERS, FL 33916-0000

Submission Type:Original document
Account Number (Optional):773663
Date Sold or Disposed:11-04-2021
CUSIP Number:464288158
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$0.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.00009283 ISHARES TR SHRT NAT MUN
Second Notice Indicator:No Second Notice
Date Acquired:08-02-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Long-term
Applicable Check Box on Form 8949:Long term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):455356564
DRIVEWEALTH, LLC
15 EXCHANGE PLACE
JERSEY CITY, NJ 07302-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
3040 OASIS GRAND BLVD
FORT MYERS, FL 33916-0000

Submission Type:Original document
Account Number (Optional):773664
Date Sold or Disposed:12-03-2021
CUSIP Number:464288158
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$0.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.00046537 ISHARES TR SHRT NAT MUN
Second Notice Indicator:No Second Notice
Date Acquired:08-02-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Long-term
Applicable Check Box on Form 8949:Long term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):455356564
DRIVEWEALTH, LLC
15 EXCHANGE PLACE
JERSEY CITY, NJ 07302-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
3040 OASIS GRAND BLVD
FORT MYERS, FL 33916-0000

Submission Type:Original document
Account Number (Optional):773665
Date Sold or Disposed:01-08-2021
CUSIP Number:921943858
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$0.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.00408531 VANGUARD TAX-MANAGED INTL FD
Second Notice Indicator:No Second Notice
Date Acquired:11-10-2020
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):455356564
DRIVEWEALTH, LLC
15 EXCHANGE PLACE
JERSEY CITY, NJ 07302-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
3040 OASIS GRAND BLVD
FORT MYERS, FL 33916-0000

Submission Type:Original document
Account Number (Optional):773666
Date Sold or Disposed:02-03-2021
CUSIP Number:921943858
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$28.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$27.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.58737743 VANGUARD TAX-MANAGED INTL FD
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):455356564
DRIVEWEALTH, LLC
15 EXCHANGE PLACE
JERSEY CITY, NJ 07302-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
3040 OASIS GRAND BLVD
FORT MYERS, FL 33916-0000

Submission Type:Original document
Account Number (Optional):773667
Date Sold or Disposed:02-10-2021
CUSIP Number:921943858
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$0.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.00407347 VANGUARD TAX-MANAGED INTL FD
Second Notice Indicator:No Second Notice
Date Acquired:02-03-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):455356564
DRIVEWEALTH, LLC
15 EXCHANGE PLACE
JERSEY CITY, NJ 07302-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
3040 OASIS GRAND BLVD
FORT MYERS, FL 33916-0000

Submission Type:Original document
Account Number (Optional):773668
Date Sold or Disposed:03-02-2021
CUSIP Number:921943858
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$0.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.00368428 VANGUARD TAX-MANAGED INTL FD
Second Notice Indicator:No Second Notice
Date Acquired:02-03-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):455356564
DRIVEWEALTH, LLC
15 EXCHANGE PLACE
JERSEY CITY, NJ 07302-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
3040 OASIS GRAND BLVD
FORT MYERS, FL 33916-0000

Submission Type:Original document
Account Number (Optional):773669
Date Sold or Disposed:04-06-2021
CUSIP Number:921943858
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$0.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.00099757 VANGUARD TAX-MANAGED INTL FD
Second Notice Indicator:No Second Notice
Date Acquired:02-03-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):455356564
DRIVEWEALTH, LLC
15 EXCHANGE PLACE
JERSEY CITY, NJ 07302-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
3040 OASIS GRAND BLVD
FORT MYERS, FL 33916-0000

Submission Type:Original document
Account Number (Optional):773670
Date Sold or Disposed:05-04-2021
CUSIP Number:921943858
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$0.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.0017888 VANGUARD TAX-MANAGED INTL FD
Second Notice Indicator:No Second Notice
Date Acquired:02-03-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):455356564
DRIVEWEALTH, LLC
15 EXCHANGE PLACE
JERSEY CITY, NJ 07302-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
3040 OASIS GRAND BLVD
FORT MYERS, FL 33916-0000

Submission Type:Original document
Account Number (Optional):773671
Date Sold or Disposed:06-04-2021
CUSIP Number:921943858
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$0.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.00565975 VANGUARD TAX-MANAGED INTL FD
Second Notice Indicator:No Second Notice
Date Acquired:02-03-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):455356564
DRIVEWEALTH, LLC
15 EXCHANGE PLACE
JERSEY CITY, NJ 07302-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
3040 OASIS GRAND BLVD
FORT MYERS, FL 33916-0000

Submission Type:Original document
Account Number (Optional):773672
Date Sold or Disposed:06-28-2021
CUSIP Number:921943858
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$77.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$73.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:1.49700759 VANGUARD TAX-MANAGED INTL FD
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):455356564
DRIVEWEALTH, LLC
15 EXCHANGE PLACE
JERSEY CITY, NJ 07302-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
3040 OASIS GRAND BLVD
FORT MYERS, FL 33916-0000

Submission Type:Original document
Account Number (Optional):773673
Date Sold or Disposed:08-10-2021
CUSIP Number:921943858
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$0.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.00248729 VANGUARD TAX-MANAGED INTL FD
Second Notice Indicator:No Second Notice
Date Acquired:05-03-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):455356564
DRIVEWEALTH, LLC
15 EXCHANGE PLACE
JERSEY CITY, NJ 07302-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
3040 OASIS GRAND BLVD
FORT MYERS, FL 33916-0000

Submission Type:Original document
Account Number (Optional):773674
Date Sold or Disposed:08-23-2021
CUSIP Number:921943858
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$53.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$53.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:1.02761219 VANGUARD TAX-MANAGED INTL FD
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):455356564
DRIVEWEALTH, LLC
15 EXCHANGE PLACE
JERSEY CITY, NJ 07302-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
3040 OASIS GRAND BLVD
FORT MYERS, FL 33916-0000

Submission Type:Original document
Account Number (Optional):773675
Date Sold or Disposed:09-08-2021
CUSIP Number:921943858
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$0.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.00245587 VANGUARD TAX-MANAGED INTL FD
Second Notice Indicator:No Second Notice
Date Acquired:08-02-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):455356564
DRIVEWEALTH, LLC
15 EXCHANGE PLACE
JERSEY CITY, NJ 07302-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
3040 OASIS GRAND BLVD
FORT MYERS, FL 33916-0000

Submission Type:Original document
Account Number (Optional):773676
Date Sold or Disposed:10-07-2021
CUSIP Number:921943858
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$0.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.00059236 VANGUARD TAX-MANAGED INTL FD
Second Notice Indicator:No Second Notice
Date Acquired:08-02-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):455356564
DRIVEWEALTH, LLC
15 EXCHANGE PLACE
JERSEY CITY, NJ 07302-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
3040 OASIS GRAND BLVD
FORT MYERS, FL 33916-0000

Submission Type:Original document
Account Number (Optional):773677
Date Sold or Disposed:11-04-2021
CUSIP Number:921943858
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$0.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.00228025 VANGUARD TAX-MANAGED INTL FD
Second Notice Indicator:No Second Notice
Date Acquired:08-02-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):455356564
DRIVEWEALTH, LLC
15 EXCHANGE PLACE
JERSEY CITY, NJ 07302-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
3040 OASIS GRAND BLVD
FORT MYERS, FL 33916-0000

Submission Type:Original document
Account Number (Optional):773678
Date Sold or Disposed:12-03-2021
CUSIP Number:921943858
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$0.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.0044237 VANGUARD TAX-MANAGED INTL FD
Second Notice Indicator:No Second Notice
Date Acquired:08-02-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):455356564
DRIVEWEALTH, LLC
15 EXCHANGE PLACE
JERSEY CITY, NJ 07302-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
3040 OASIS GRAND BLVD
FORT MYERS, FL 33916-0000

Submission Type:Original document
Account Number (Optional):773679
Date Sold or Disposed:01-08-2021
CUSIP Number:922042858
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$0.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.00114551 VANGUARD INTL EQUITY INDEX F
Second Notice Indicator:No Second Notice
Date Acquired:11-10-2020
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):455356564
DRIVEWEALTH, LLC
15 EXCHANGE PLACE
JERSEY CITY, NJ 07302-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
3040 OASIS GRAND BLVD
FORT MYERS, FL 33916-0000

Submission Type:Original document
Account Number (Optional):773680
Date Sold or Disposed:02-03-2021
CUSIP Number:922042858
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$10.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$9.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.18883180 VANGUARD INTL EQUITY INDEX F
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):455356564
DRIVEWEALTH, LLC
15 EXCHANGE PLACE
JERSEY CITY, NJ 07302-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
3040 OASIS GRAND BLVD
FORT MYERS, FL 33916-0000

Submission Type:Original document
Account Number (Optional):773681
Date Sold or Disposed:02-10-2021
CUSIP Number:922042858
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$0.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.00144132 VANGUARD INTL EQUITY INDEX F
Second Notice Indicator:No Second Notice
Date Acquired:02-03-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):455356564
DRIVEWEALTH, LLC
15 EXCHANGE PLACE
JERSEY CITY, NJ 07302-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
3040 OASIS GRAND BLVD
FORT MYERS, FL 33916-0000

Submission Type:Original document
Account Number (Optional):773682
Date Sold or Disposed:05-04-2021
CUSIP Number:922042858
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$0.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.00038396 VANGUARD INTL EQUITY INDEX F
Second Notice Indicator:No Second Notice
Date Acquired:02-03-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):455356564
DRIVEWEALTH, LLC
15 EXCHANGE PLACE
JERSEY CITY, NJ 07302-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
3040 OASIS GRAND BLVD
FORT MYERS, FL 33916-0000

Submission Type:Original document
Account Number (Optional):773683
Date Sold or Disposed:06-28-2021
CUSIP Number:922042858
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$26.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$25.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.47861453 VANGUARD INTL EQUITY INDEX F
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):455356564
DRIVEWEALTH, LLC
15 EXCHANGE PLACE
JERSEY CITY, NJ 07302-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
3040 OASIS GRAND BLVD
FORT MYERS, FL 33916-0000

Submission Type:Original document
Account Number (Optional):773684
Date Sold or Disposed:08-10-2021
CUSIP Number:922042858
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$0.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.00077522 VANGUARD INTL EQUITY INDEX F
Second Notice Indicator:No Second Notice
Date Acquired:05-03-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):455356564
DRIVEWEALTH, LLC
15 EXCHANGE PLACE
JERSEY CITY, NJ 07302-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
3040 OASIS GRAND BLVD
FORT MYERS, FL 33916-0000

Submission Type:Original document
Account Number (Optional):773685
Date Sold or Disposed:08-23-2021
CUSIP Number:922042858
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$17.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$18.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.34279022 VANGUARD INTL EQUITY INDEX F
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):455356564
DRIVEWEALTH, LLC
15 EXCHANGE PLACE
JERSEY CITY, NJ 07302-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
3040 OASIS GRAND BLVD
FORT MYERS, FL 33916-0000

Submission Type:Original document
Account Number (Optional):773686
Date Sold or Disposed:09-08-2021
CUSIP Number:922042858
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$0.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.00076114 VANGUARD INTL EQUITY INDEX F
Second Notice Indicator:No Second Notice
Date Acquired:08-02-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):455356564
DRIVEWEALTH, LLC
15 EXCHANGE PLACE
JERSEY CITY, NJ 07302-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
3040 OASIS GRAND BLVD
FORT MYERS, FL 33916-0000

Submission Type:Original document
Account Number (Optional):773687
Date Sold or Disposed:10-07-2021
CUSIP Number:922042858
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$0.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.00256386 VANGUARD INTL EQUITY INDEX F
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):455356564
DRIVEWEALTH, LLC
15 EXCHANGE PLACE
JERSEY CITY, NJ 07302-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
3040 OASIS GRAND BLVD
FORT MYERS, FL 33916-0000

Submission Type:Original document
Account Number (Optional):773688
Date Sold or Disposed:12-03-2021
CUSIP Number:922042858
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$0.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.00183204 VANGUARD INTL EQUITY INDEX F
Second Notice Indicator:No Second Notice
Date Acquired:08-02-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):455356564
DRIVEWEALTH, LLC
15 EXCHANGE PLACE
JERSEY CITY, NJ 07302-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
3040 OASIS GRAND BLVD
FORT MYERS, FL 33916-0000

Submission Type:Original document
Account Number (Optional):773689
Date Sold or Disposed:02-03-2021
CUSIP Number:922907746
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$75.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$75.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:1.36797694 VANGUARD MUN BD FDS TAX EX
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):455356564
DRIVEWEALTH, LLC
15 EXCHANGE PLACE
JERSEY CITY, NJ 07302-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
3040 OASIS GRAND BLVD
FORT MYERS, FL 33916-0000

Submission Type:Original document
Account Number (Optional):773690
Date Sold or Disposed:02-10-2021
CUSIP Number:922907746
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$0.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.00108109 VANGUARD MUN BD FDS TAX EX
Second Notice Indicator:No Second Notice
Date Acquired:02-03-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):455356564
DRIVEWEALTH, LLC
15 EXCHANGE PLACE
JERSEY CITY, NJ 07302-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
3040 OASIS GRAND BLVD
FORT MYERS, FL 33916-0000

Submission Type:Original document
Account Number (Optional):773691
Date Sold or Disposed:03-02-2021
CUSIP Number:922907746
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$0.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.00349084 VANGUARD MUN BD FDS TAX EX
Second Notice Indicator:No Second Notice
Date Acquired:02-03-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):455356564
DRIVEWEALTH, LLC
15 EXCHANGE PLACE
JERSEY CITY, NJ 07302-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
3040 OASIS GRAND BLVD
FORT MYERS, FL 33916-0000

Submission Type:Original document
Account Number (Optional):773692
Date Sold or Disposed:04-06-2021
CUSIP Number:922907746
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$0.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.00018253 VANGUARD MUN BD FDS TAX EX
Second Notice Indicator:No Second Notice
Date Acquired:02-03-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):455356564
DRIVEWEALTH, LLC
15 EXCHANGE PLACE
JERSEY CITY, NJ 07302-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
3040 OASIS GRAND BLVD
FORT MYERS, FL 33916-0000

Submission Type:Original document
Account Number (Optional):773693
Date Sold or Disposed:05-04-2021
CUSIP Number:922907746
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$0.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.00818498 VANGUARD MUN BD FDS TAX EX
Second Notice Indicator:No Second Notice
Date Acquired:02-03-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):455356564
DRIVEWEALTH, LLC
15 EXCHANGE PLACE
JERSEY CITY, NJ 07302-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
3040 OASIS GRAND BLVD
FORT MYERS, FL 33916-0000

Submission Type:Original document
Account Number (Optional):773694
Date Sold or Disposed:06-04-2021
CUSIP Number:922907746
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$0.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.00343778 VANGUARD MUN BD FDS TAX EX
Second Notice Indicator:No Second Notice
Date Acquired:02-03-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):455356564
DRIVEWEALTH, LLC
15 EXCHANGE PLACE
JERSEY CITY, NJ 07302-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
3040 OASIS GRAND BLVD
FORT MYERS, FL 33916-0000

Submission Type:Original document
Account Number (Optional):773695
Date Sold or Disposed:06-28-2021
CUSIP Number:922907746
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$98.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$98.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:1.78873271 VANGUARD MUN BD FDS TAX EX
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):455356564
DRIVEWEALTH, LLC
15 EXCHANGE PLACE
JERSEY CITY, NJ 07302-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
3040 OASIS GRAND BLVD
FORT MYERS, FL 33916-0000

Submission Type:Original document
Account Number (Optional):773696
Date Sold or Disposed:08-10-2021
CUSIP Number:922907746
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$0.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.00360873 VANGUARD MUN BD FDS TAX EX
Second Notice Indicator:No Second Notice
Date Acquired:05-03-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):455356564
DRIVEWEALTH, LLC
15 EXCHANGE PLACE
JERSEY CITY, NJ 07302-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
3040 OASIS GRAND BLVD
FORT MYERS, FL 33916-0000

Submission Type:Original document
Account Number (Optional):773697
Date Sold or Disposed:08-23-2021
CUSIP Number:922907746
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$68.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$68.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:1.24389325 VANGUARD MUN BD FDS TAX EX
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):455356564
DRIVEWEALTH, LLC
15 EXCHANGE PLACE
JERSEY CITY, NJ 07302-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
3040 OASIS GRAND BLVD
FORT MYERS, FL 33916-0000

Submission Type:Original document
Account Number (Optional):773698
Date Sold or Disposed:09-08-2021
CUSIP Number:922907746
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$0.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.00616649 VANGUARD MUN BD FDS TAX EX
Second Notice Indicator:No Second Notice
Date Acquired:08-02-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Long-term
Applicable Check Box on Form 8949:Long term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):455356564
DRIVEWEALTH, LLC
15 EXCHANGE PLACE
JERSEY CITY, NJ 07302-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
3040 OASIS GRAND BLVD
FORT MYERS, FL 33916-0000

Submission Type:Original document
Account Number (Optional):773699
Date Sold or Disposed:11-04-2021
CUSIP Number:922907746
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$0.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.00328753 VANGUARD MUN BD FDS TAX EX
Second Notice Indicator:No Second Notice
Date Acquired:08-02-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Long-term
Applicable Check Box on Form 8949:Long term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):455356564
DRIVEWEALTH, LLC
15 EXCHANGE PLACE
JERSEY CITY, NJ 07302-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
3040 OASIS GRAND BLVD
FORT MYERS, FL 33916-0000

Submission Type:Original document
Account Number (Optional):773700
Date Sold or Disposed:12-03-2021
CUSIP Number:922907746
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$0.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.00618393 VANGUARD MUN BD FDS TAX EX
Second Notice Indicator:No Second Notice
Date Acquired:08-02-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Long-term
Applicable Check Box on Form 8949:Long term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):455356564
DRIVEWEALTH, LLC
15 EXCHANGE PLACE
JERSEY CITY, NJ 07302-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
3040 OASIS GRAND BLVD
FORT MYERS, FL 33916-0000

Submission Type:Original document
Account Number (Optional):773701
Date Sold or Disposed:01-08-2021
CUSIP Number:922908363
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$0.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.00131649 VANGUARD INDEX FDS S&P 50
Second Notice Indicator:No Second Notice
Date Acquired:11-10-2020
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):455356564
DRIVEWEALTH, LLC
15 EXCHANGE PLACE
JERSEY CITY, NJ 07302-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
3040 OASIS GRAND BLVD
FORT MYERS, FL 33916-0000

Submission Type:Original document
Account Number (Optional):773702
Date Sold or Disposed:02-03-2021
CUSIP Number:922908363
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$55.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$53.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.15877977 VANGUARD INDEX FDS S&P 50
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):455356564
DRIVEWEALTH, LLC
15 EXCHANGE PLACE
JERSEY CITY, NJ 07302-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
3040 OASIS GRAND BLVD
FORT MYERS, FL 33916-0000

Submission Type:Original document
Account Number (Optional):773703
Date Sold or Disposed:02-10-2021
CUSIP Number:922908363
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$0.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.00080991 VANGUARD INDEX FDS S&P 50
Second Notice Indicator:No Second Notice
Date Acquired:02-03-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):455356564
DRIVEWEALTH, LLC
15 EXCHANGE PLACE
JERSEY CITY, NJ 07302-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
3040 OASIS GRAND BLVD
FORT MYERS, FL 33916-0000

Submission Type:Original document
Account Number (Optional):773704
Date Sold or Disposed:03-02-2021
CUSIP Number:922908363
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$0.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.00100858 VANGUARD INDEX FDS S&P 50
Second Notice Indicator:No Second Notice
Date Acquired:02-03-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):455356564
DRIVEWEALTH, LLC
15 EXCHANGE PLACE
JERSEY CITY, NJ 07302-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
3040 OASIS GRAND BLVD
FORT MYERS, FL 33916-0000

Submission Type:Original document
Account Number (Optional):773705
Date Sold or Disposed:04-06-2021
CUSIP Number:922908363
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$0.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.0006142 VANGUARD INDEX FDS S&P 500
Second Notice Indicator:No Second Notice
Date Acquired:02-03-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):455356564
DRIVEWEALTH, LLC
15 EXCHANGE PLACE
JERSEY CITY, NJ 07302-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
3040 OASIS GRAND BLVD
FORT MYERS, FL 33916-0000

Submission Type:Original document
Account Number (Optional):773706
Date Sold or Disposed:05-04-2021
CUSIP Number:922908363
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$0.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.00057895 VANGUARD INDEX FDS S&P 50
Second Notice Indicator:No Second Notice
Date Acquired:02-03-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):455356564
DRIVEWEALTH, LLC
15 EXCHANGE PLACE
JERSEY CITY, NJ 07302-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
3040 OASIS GRAND BLVD
FORT MYERS, FL 33916-0000

Submission Type:Original document
Account Number (Optional):773707
Date Sold or Disposed:06-04-2021
CUSIP Number:922908363
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$0.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.00131443 VANGUARD INDEX FDS S&P 50
Second Notice Indicator:No Second Notice
Date Acquired:02-03-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):455356564
DRIVEWEALTH, LLC
15 EXCHANGE PLACE
JERSEY CITY, NJ 07302-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
3040 OASIS GRAND BLVD
FORT MYERS, FL 33916-0000

Submission Type:Original document
Account Number (Optional):773708
Date Sold or Disposed:06-28-2021
CUSIP Number:922908363
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$129.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$118.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.32939941 VANGUARD INDEX FDS S&P 50
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):455356564
DRIVEWEALTH, LLC
15 EXCHANGE PLACE
JERSEY CITY, NJ 07302-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
3040 OASIS GRAND BLVD
FORT MYERS, FL 33916-0000

Submission Type:Original document
Account Number (Optional):773709
Date Sold or Disposed:08-10-2021
CUSIP Number:922908363
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$0.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.00110551 VANGUARD INDEX FDS S&P 50
Second Notice Indicator:No Second Notice
Date Acquired:05-03-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):455356564
DRIVEWEALTH, LLC
15 EXCHANGE PLACE
JERSEY CITY, NJ 07302-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
3040 OASIS GRAND BLVD
FORT MYERS, FL 33916-0000

Submission Type:Original document
Account Number (Optional):773710
Date Sold or Disposed:08-23-2021
CUSIP Number:922908363
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$89.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$85.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.21857067 VANGUARD INDEX FDS S&P 50
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):455356564
DRIVEWEALTH, LLC
15 EXCHANGE PLACE
JERSEY CITY, NJ 07302-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
3040 OASIS GRAND BLVD
FORT MYERS, FL 33916-0000

Submission Type:Original document
Account Number (Optional):773711
Date Sold or Disposed:09-08-2021
CUSIP Number:922908363
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$0.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.00089359 VANGUARD INDEX FDS S&P 50
Second Notice Indicator:No Second Notice
Date Acquired:08-02-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):455356564
DRIVEWEALTH, LLC
15 EXCHANGE PLACE
JERSEY CITY, NJ 07302-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
3040 OASIS GRAND BLVD
FORT MYERS, FL 33916-0000

Submission Type:Original document
Account Number (Optional):773712
Date Sold or Disposed:10-07-2021
CUSIP Number:922908363
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$0.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.00133223 VANGUARD INDEX FDS S&P 50
Second Notice Indicator:No Second Notice
Date Acquired:08-02-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):455356564
DRIVEWEALTH, LLC
15 EXCHANGE PLACE
JERSEY CITY, NJ 07302-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
3040 OASIS GRAND BLVD
FORT MYERS, FL 33916-0000

Submission Type:Original document
Account Number (Optional):773713
Date Sold or Disposed:11-04-2021
CUSIP Number:922908363
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$0.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.00123843 VANGUARD INDEX FDS S&P 50
Second Notice Indicator:No Second Notice
Date Acquired:08-02-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):455356564
DRIVEWEALTH, LLC
15 EXCHANGE PLACE
JERSEY CITY, NJ 07302-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
3040 OASIS GRAND BLVD
FORT MYERS, FL 33916-0000

Submission Type:Original document
Account Number (Optional):773714
Date Sold or Disposed:12-03-2021
CUSIP Number:922908363
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$0.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.00052792 VANGUARD INDEX FDS S&P 50
Second Notice Indicator:No Second Notice
Date Acquired:08-02-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):455356564
DRIVEWEALTH, LLC
15 EXCHANGE PLACE
JERSEY CITY, NJ 07302-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
3040 OASIS GRAND BLVD
FORT MYERS, FL 33916-0000

Submission Type:Original document
Account Number (Optional):773715
Date Sold or Disposed:01-08-2021
CUSIP Number:922908652
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$0.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.00145201 VANGUARD INDEX FDS EXTEND
Second Notice Indicator:No Second Notice
Date Acquired:11-10-2020
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):455356564
DRIVEWEALTH, LLC
15 EXCHANGE PLACE
JERSEY CITY, NJ 07302-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
3040 OASIS GRAND BLVD
FORT MYERS, FL 33916-0000

Submission Type:Original document
Account Number (Optional):773716
Date Sold or Disposed:02-03-2021
CUSIP Number:922908652
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$17.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$15.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.09895460 VANGUARD INDEX FDS EXTEND
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):455356564
DRIVEWEALTH, LLC
15 EXCHANGE PLACE
JERSEY CITY, NJ 07302-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
3040 OASIS GRAND BLVD
FORT MYERS, FL 33916-0000

Submission Type:Original document
Account Number (Optional):773717
Date Sold or Disposed:02-10-2021
CUSIP Number:922908652
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$0.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.00134441 VANGUARD INDEX FDS EXTEND
Second Notice Indicator:No Second Notice
Date Acquired:02-03-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):455356564
DRIVEWEALTH, LLC
15 EXCHANGE PLACE
JERSEY CITY, NJ 07302-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
3040 OASIS GRAND BLVD
FORT MYERS, FL 33916-0000

Submission Type:Original document
Account Number (Optional):773718
Date Sold or Disposed:03-02-2021
CUSIP Number:922908652
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$0.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.00060448 VANGUARD INDEX FDS EXTEND
Second Notice Indicator:No Second Notice
Date Acquired:02-03-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):455356564
DRIVEWEALTH, LLC
15 EXCHANGE PLACE
JERSEY CITY, NJ 07302-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
3040 OASIS GRAND BLVD
FORT MYERS, FL 33916-0000

Submission Type:Original document
Account Number (Optional):773719
Date Sold or Disposed:04-06-2021
CUSIP Number:922908652
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$0.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.00005499 VANGUARD INDEX FDS EXTEND
Second Notice Indicator:No Second Notice
Date Acquired:02-03-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):455356564
DRIVEWEALTH, LLC
15 EXCHANGE PLACE
JERSEY CITY, NJ 07302-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
3040 OASIS GRAND BLVD
FORT MYERS, FL 33916-0000

Submission Type:Original document
Account Number (Optional):773720
Date Sold or Disposed:06-28-2021
CUSIP Number:922908652
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$41.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$39.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.21990848 VANGUARD INDEX FDS EXTEND
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):455356564
DRIVEWEALTH, LLC
15 EXCHANGE PLACE
JERSEY CITY, NJ 07302-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
3040 OASIS GRAND BLVD
FORT MYERS, FL 33916-0000

Submission Type:Original document
Account Number (Optional):773721
Date Sold or Disposed:08-10-2021
CUSIP Number:922908652
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$0.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.00069126 VANGUARD INDEX FDS EXTEND
Second Notice Indicator:No Second Notice
Date Acquired:05-03-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):455356564
DRIVEWEALTH, LLC
15 EXCHANGE PLACE
JERSEY CITY, NJ 07302-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
3040 OASIS GRAND BLVD
FORT MYERS, FL 33916-0000

Submission Type:Original document
Account Number (Optional):773722
Date Sold or Disposed:08-23-2021
CUSIP Number:922908652
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$28.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$28.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.15270183 VANGUARD INDEX FDS EXTEND
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):455356564
DRIVEWEALTH, LLC
15 EXCHANGE PLACE
JERSEY CITY, NJ 07302-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
3040 OASIS GRAND BLVD
FORT MYERS, FL 33916-0000

Submission Type:Original document
Account Number (Optional):773724
Date Sold or Disposed:09-08-2021
CUSIP Number:922908652
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$0.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.00010574 VANGUARD INDEX FDS EXTEND
Second Notice Indicator:No Second Notice
Date Acquired:08-02-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):455356564
DRIVEWEALTH, LLC
15 EXCHANGE PLACE
JERSEY CITY, NJ 07302-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
3040 OASIS GRAND BLVD
FORT MYERS, FL 33916-0000

Submission Type:Original document
Account Number (Optional):773742
Date Sold or Disposed:10-07-2021
CUSIP Number:922908652
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$0.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.00122868 VANGUARD INDEX FDS EXTEND
Second Notice Indicator:No Second Notice
Date Acquired:08-02-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):455356564
DRIVEWEALTH, LLC
15 EXCHANGE PLACE
JERSEY CITY, NJ 07302-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
3040 OASIS GRAND BLVD
FORT MYERS, FL 33916-0000

Submission Type:Original document
Account Number (Optional):773745
Date Sold or Disposed:11-04-2021
CUSIP Number:922908652
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$0.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.00081108 VANGUARD INDEX FDS EXTEND
Second Notice Indicator:No Second Notice
Date Acquired:08-02-2021
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):462538416
ACORNS SECURITIES LLC
5300 CALIFORNIA AVENUE
IRVINE, CA 92617-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-0000

Submission Type:Original document
Account Number (Optional):WSC2623286
Date Sold or Disposed:06-28-2021
CUSIP Number:922908363
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$601.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$484.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:LARGE COMPANY STOCKS VOO
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):462538416
ACORNS SECURITIES LLC
5300 CALIFORNIA AVENUE
IRVINE, CA 92617-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-0000

Submission Type:Original document
Account Number (Optional):WSC2623287
Date Sold or Disposed:10-15-2021
CUSIP Number:922908363
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$275.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$261.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:LARGE COMPANY STOCKS VOO
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):462538416
ACORNS SECURITIES LLC
5300 CALIFORNIA AVENUE
IRVINE, CA 92617-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-0000

Submission Type:Original document
Account Number (Optional):WSC2623288
Date Sold or Disposed:06-28-2021
CUSIP Number:464287804
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$79.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$51.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:SMALL COMPANY STOCKS IJR
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):462538416
ACORNS SECURITIES LLC
5300 CALIFORNIA AVENUE
IRVINE, CA 92617-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-0000

Submission Type:Original document
Account Number (Optional):WSC2623289
Date Sold or Disposed:10-15-2021
CUSIP Number:464287507
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$49.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$48.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:MEDIUM COMPANY STOCKS IJH
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):462538416
ACORNS SECURITIES LLC
5300 CALIFORNIA AVENUE
IRVINE, CA 92617-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-0000

Submission Type:Original document
Account Number (Optional):WSC2623290
Date Sold or Disposed:06-28-2021
CUSIP Number:464287507
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$159.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$115.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:MEDIUM COMPANY STOCKS IJH
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):462538416
ACORNS SECURITIES LLC
5300 CALIFORNIA AVENUE
IRVINE, CA 92617-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-0000

Submission Type:Original document
Account Number (Optional):WSC2623291
Date Sold or Disposed:10-15-2021
CUSIP Number:46432F834
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$150.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$148.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:INTERNATIONAL COMPANY STOCKS
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):462538416
ACORNS SECURITIES LLC
5300 CALIFORNIA AVENUE
IRVINE, CA 92617-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-0000

Submission Type:Original document
Account Number (Optional):WSC2623292
Date Sold or Disposed:06-28-2021
CUSIP Number:922908363
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$284.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$186.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:LARGE COMPANY STOCKS VOO
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Long-term
Applicable Check Box on Form 8949:Long term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):462538416
ACORNS SECURITIES LLC
5300 CALIFORNIA AVENUE
IRVINE, CA 92617-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-0000

Submission Type:Original document
Account Number (Optional):WSC2623293
Date Sold or Disposed:10-15-2021
CUSIP Number:464287804
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$25.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$24.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:SMALL COMPANY STOCKS IJR
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):462538416
ACORNS SECURITIES LLC
5300 CALIFORNIA AVENUE
IRVINE, CA 92617-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-0000

Submission Type:Original document
Account Number (Optional):WSC2623294
Date Sold or Disposed:06-28-2021
CUSIP Number:46432F834
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$473.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$384.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:INTERNATIONAL COMPANY STOCKS
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):464364776
ROBINHOOD CRYPTO LLC
85 WILLOW ROAD
MENLO PARK, CA 94025-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-0000

Submission Type:Original document
Account Number (Optional):88169517
Date Sold or Disposed:05-10-2021
CUSIP Number:BCHUSD
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$457.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.30157307 BITCOIN CASH TO US DOLLAR
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Noncovered Security Basis not reported to IRS
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is not being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):464364776
ROBINHOOD CRYPTO LLC
85 WILLOW ROAD
MENLO PARK, CA 94025-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-0000

Submission Type:Original document
Account Number (Optional):88169527
Date Sold or Disposed:05-19-2021
CUSIP Number:BCHUSD
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$261.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.35014567 BITCOIN CASH TO US DOLLAR
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Noncovered Security Basis not reported to IRS
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is not being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):464364776
ROBINHOOD CRYPTO LLC
85 WILLOW ROAD
MENLO PARK, CA 94025-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-0000

Submission Type:Original document
Account Number (Optional):88169533
Date Sold or Disposed:05-20-2021
CUSIP Number:BCHUSD
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$280.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.33555844 BITCOIN CASH TO US DOLLAR
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Noncovered Security Basis not reported to IRS
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is not being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):464364776
ROBINHOOD CRYPTO LLC
85 WILLOW ROAD
MENLO PARK, CA 94025-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-0000

Submission Type:Original document
Account Number (Optional):88169540
Date Sold or Disposed:07-28-2021
CUSIP Number:BCHUSD
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$167.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.33030063 BITCOIN CASH TO US DOLLAR
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Noncovered Security Basis not reported to IRS
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is not being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):464364776
ROBINHOOD CRYPTO LLC
85 WILLOW ROAD
MENLO PARK, CA 94025-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-0000

Submission Type:Original document
Account Number (Optional):88169553
Date Sold or Disposed:08-10-2021
CUSIP Number:BCHUSD
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$451.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.77524115 BITCOIN CASH TO US DOLLAR
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Noncovered Security Basis not reported to IRS
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is not being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):464364776
ROBINHOOD CRYPTO LLC
85 WILLOW ROAD
MENLO PARK, CA 94025-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-0000

Submission Type:Original document
Account Number (Optional):88169559
Date Sold or Disposed:08-11-2021
CUSIP Number:BCHUSD
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$451.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.74990439 BITCOIN CASH TO US DOLLAR
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Noncovered Security Basis not reported to IRS
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is not being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):464364776
ROBINHOOD CRYPTO LLC
85 WILLOW ROAD
MENLO PARK, CA 94025-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-0000

Submission Type:Original document
Account Number (Optional):88169562
Date Sold or Disposed:06-03-2021
CUSIP Number:BSVUSD
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$22.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.12261663 BITCOIN SV TO US DOLLAR
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Noncovered Security Basis not reported to IRS
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is not being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):464364776
ROBINHOOD CRYPTO LLC
85 WILLOW ROAD
MENLO PARK, CA 94025-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-0000

Submission Type:Original document
Account Number (Optional):88169565
Date Sold or Disposed:05-05-2021
CUSIP Number:DOGEUSD
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$99.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:160 DOGECOIN TO US DOLLAR
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Noncovered Security Basis not reported to IRS
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is not being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):464364776
ROBINHOOD CRYPTO LLC
85 WILLOW ROAD
MENLO PARK, CA 94025-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-0000

Submission Type:Original document
Account Number (Optional):88169568
Date Sold or Disposed:05-05-2021
CUSIP Number:DOGEUSD
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$99.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:158 DOGECOIN TO US DOLLAR
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Noncovered Security Basis not reported to IRS
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is not being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):464364776
ROBINHOOD CRYPTO LLC
85 WILLOW ROAD
MENLO PARK, CA 94025-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-0000

Submission Type:Original document
Account Number (Optional):88169570
Date Sold or Disposed:05-05-2021
CUSIP Number:DOGEUSD
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$96.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:166 DOGECOIN TO US DOLLAR
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Noncovered Security Basis not reported to IRS
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is not being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):464364776
ROBINHOOD CRYPTO LLC
85 WILLOW ROAD
MENLO PARK, CA 94025-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-0000

Submission Type:Original document
Account Number (Optional):88169592
Date Sold or Disposed:05-05-2021
CUSIP Number:DOGEUSD
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$224.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:388 DOGECOIN TO US DOLLAR
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Noncovered Security Basis not reported to IRS
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is not being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):464364776
ROBINHOOD CRYPTO LLC
85 WILLOW ROAD
MENLO PARK, CA 94025-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-0000

Submission Type:Original document
Account Number (Optional):88169601
Date Sold or Disposed:05-14-2021
CUSIP Number:DOGEUSD
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$108.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:204.35 DOGECOIN TO US DOLLAR
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Noncovered Security Basis not reported to IRS
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is not being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):464364776
ROBINHOOD CRYPTO LLC
85 WILLOW ROAD
MENLO PARK, CA 94025-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-0000

Submission Type:Original document
Account Number (Optional):88169604
Date Sold or Disposed:06-26-2021
CUSIP Number:DOGEUSD
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$43.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:186.02 DOGECOIN TO US DOLLAR
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Noncovered Security Basis not reported to IRS
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is not being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):464364776
ROBINHOOD CRYPTO LLC
85 WILLOW ROAD
MENLO PARK, CA 94025-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-0000

Submission Type:Original document
Account Number (Optional):88169606
Date Sold or Disposed:07-26-2021
CUSIP Number:DOGEUSD
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$48.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:216.08 DOGECOIN TO US DOLLAR
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Noncovered Security Basis not reported to IRS
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is not being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):464364776
ROBINHOOD CRYPTO LLC
85 WILLOW ROAD
MENLO PARK, CA 94025-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-0000

Submission Type:Original document
Account Number (Optional):88169608
Date Sold or Disposed:08-09-2021
CUSIP Number:DOGEUSD
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$28.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:111.43 DOGECOIN TO US DOLLAR
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Noncovered Security Basis not reported to IRS
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is not being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):464364776
ROBINHOOD CRYPTO LLC
85 WILLOW ROAD
MENLO PARK, CA 94025-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-0000

Submission Type:Original document
Account Number (Optional):88169610
Date Sold or Disposed:05-06-2021
CUSIP Number:ETCUSD
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$451.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:3.020664 ETHEREUM CLASSIC TO US DOLLAR
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Noncovered Security Basis not reported to IRS
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is not being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):464364776
ROBINHOOD CRYPTO LLC
85 WILLOW ROAD
MENLO PARK, CA 94025-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-0000

Submission Type:Original document
Account Number (Optional):88169611
Date Sold or Disposed:05-06-2021
CUSIP Number:ETCUSD
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$198.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:1.345429 ETHEREUM CLASSIC TO US DOLLAR
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Noncovered Security Basis not reported to IRS
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is not being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):464364776
ROBINHOOD CRYPTO LLC
85 WILLOW ROAD
MENLO PARK, CA 94025-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-0000

Submission Type:Original document
Account Number (Optional):88169614
Date Sold or Disposed:05-06-2021
CUSIP Number:ETCUSD
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$255.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:1.733000 ETHEREUM CLASSIC TO US DOLLAR
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Noncovered Security Basis not reported to IRS
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is not being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):464364776
ROBINHOOD CRYPTO LLC
85 WILLOW ROAD
MENLO PARK, CA 94025-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-0000

Submission Type:Original document
Account Number (Optional):88169615
Date Sold or Disposed:05-19-2021
CUSIP Number:ETCUSD
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$129.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:2.038573 ETHEREUM CLASSIC TO US DOLLAR
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Noncovered Security Basis not reported to IRS
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is not being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):464364776
ROBINHOOD CRYPTO LLC
85 WILLOW ROAD
MENLO PARK, CA 94025-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-0000

Submission Type:Original document
Account Number (Optional):88169617
Date Sold or Disposed:05-19-2021
CUSIP Number:ETCUSD
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$242.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:4.343282 ETHEREUM CLASSIC TO US DOLLAR
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Noncovered Security Basis not reported to IRS
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is not being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):464364776
ROBINHOOD CRYPTO LLC
85 WILLOW ROAD
MENLO PARK, CA 94025-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-0000

Submission Type:Original document
Account Number (Optional):88169646
Date Sold or Disposed:06-29-2021
CUSIP Number:ETCUSD
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$116.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:2.118153 ETHEREUM CLASSIC TO US DOLLAR
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Noncovered Security Basis not reported to IRS
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is not being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):464364776
ROBINHOOD CRYPTO LLC
85 WILLOW ROAD
MENLO PARK, CA 94025-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-0000

Submission Type:Original document
Account Number (Optional):88169650
Date Sold or Disposed:07-26-2021
CUSIP Number:ETCUSD
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$53.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:1.019646 ETHEREUM CLASSIC TO US DOLLAR
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Noncovered Security Basis not reported to IRS
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is not being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):464364776
ROBINHOOD CRYPTO LLC
85 WILLOW ROAD
MENLO PARK, CA 94025-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-0000

Submission Type:Original document
Account Number (Optional):88169651
Date Sold or Disposed:08-13-2021
CUSIP Number:ETCUSD
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$128.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:2.074989 ETHEREUM CLASSIC TO US DOLLAR
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Noncovered Security Basis not reported to IRS
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is not being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):464364776
ROBINHOOD CRYPTO LLC
85 WILLOW ROAD
MENLO PARK, CA 94025-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-0000

Submission Type:Original document
Account Number (Optional):88169652
Date Sold or Disposed:05-20-2021
CUSIP Number:ETHUSD
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$270.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.100387 ETHEREUM TO US DOLLAR
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Noncovered Security Basis not reported to IRS
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is not being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):464364776
ROBINHOOD CRYPTO LLC
85 WILLOW ROAD
MENLO PARK, CA 94025-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-0000

Submission Type:Original document
Account Number (Optional):88169654
Date Sold or Disposed:08-13-2021
CUSIP Number:ETHUSD
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$316.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.098355 ETHEREUM TO US DOLLAR
Second Notice Indicator:No Second Notice
Date Acquired:00-00-0000
Noncovered Security Indicator:Noncovered Security Basis not reported to IRS
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is not being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-G

Payer:

Payer's Federal Identification Number (FIN):522006962
DEPARTMENT OF LABOR, LICENSING AND REGUL
ATION DIVISION OF UNEMPLOYMENT INSURANCE
1100 N EUTAW ST
BALTIMORE, MD 21201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
LERNER MICHAEL
207 WOODHAVEN ROAD
NEWPORT NEWS, VA 23608-0000

Submission Type:Original document
Account Number (Optional):21919216300000068756
RTAA Payments:$0.00
Tax Withheld:$0.00
Taxable Grants:$0.00
Unemployment Compensation:$5,764.00
Agricultural Subsidies:$0.00
Prior Year Refund:$0.00
Market gain on Commodity Credit Corporation loans repaid:$0.00
Year of Refund:Not Set
1099G Offset:Not Refund, Credit, or Offset for Trade or Business
Second TIN Notice:

Form 1099-DIV

Payer:

Payer's Federal Identification Number (FIN):043523567
NATIONAL FINANCIAL SERVICES LLC
499 WASHINGTON BLVD
JERSEY CITY, NJ 07310-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
8715 HAMPDEN DR
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):DX78227121
Tax Withheld:$0.00
Capital Gains:$0.00
Non-Dividend Distribution:$0.00
Cash Liquidation Distribution:$0.00
Non-Cash Liquidation Distribution:$0.00
Investment Expense:$0.00
Ordinary Dividend:$209.00
Collectibles (28%) Gain:$0.00
Unrecaptured Section 1250 Gain:$0.00
Section 1202 Gain:$0.00
Foreign Tax Paid:$0.00
Qualified Dividends:$209.00
Section 199A REIT Dividends:$0.00
Second Notice Indicator:No Second Notice
FATCA Filing Requirement:Box not checked no Filing Requirement
Exempt Interest Dividends:$0.00
Specified Private Activity Bond Interest Dividend:$0.00
Section 897 Ordinary Dividends:$0.00
Section 897 Capital Gain:$0.00

Form 1099-DIV

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):75535098
Tax Withheld:$0.00
Capital Gains:$0.00
Non-Dividend Distribution:$0.00
Cash Liquidation Distribution:$0.00
Non-Cash Liquidation Distribution:$0.00
Investment Expense:$0.00
Ordinary Dividend:$11.00
Collectibles (28%) Gain:$0.00
Unrecaptured Section 1250 Gain:$0.00
Section 1202 Gain:$0.00
Foreign Tax Paid:$0.00
Qualified Dividends:$11.00
Section 199A REIT Dividends:$0.00
Second Notice Indicator:No Second Notice
FATCA Filing Requirement:Box not checked no Filing Requirement
Exempt Interest Dividends:$0.00
Specified Private Activity Bond Interest Dividend:$0.00
Section 897 Ordinary Dividends:$0.00
Section 897 Capital Gain:$0.00

Form 1099-DIV

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
11758 ROSALINDA CT
FORT MYERS, FL 33912-8997

Submission Type:Original document
Account Number (Optional):155308241
Tax Withheld:$0.00
Capital Gains:$0.00
Non-Dividend Distribution:$0.00
Cash Liquidation Distribution:$0.00
Non-Cash Liquidation Distribution:$0.00
Investment Expense:$0.00
Ordinary Dividend:$14.00
Collectibles (28%) Gain:$0.00
Unrecaptured Section 1250 Gain:$0.00
Section 1202 Gain:$0.00
Foreign Tax Paid:$0.00
Qualified Dividends:$14.00
Section 199A REIT Dividends:$0.00
Second Notice Indicator:No Second Notice
FATCA Filing Requirement:Box not checked no Filing Requirement
Exempt Interest Dividends:$0.00
Specified Private Activity Bond Interest Dividend:$0.00
Section 897 Ordinary Dividends:$0.00
Section 897 Capital Gain:$0.00

Form 1099-DIV

Payer:

Payer's Federal Identification Number (FIN):462538416
ACORNS SECURITIES LLC
5300 CALIFORNIA AVENUE
IRVINE, CA 92617-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
8715 HAMPDEN DRIVE
TAMPA, FL 33626-0000

Submission Type:Original document
Account Number (Optional):00000282520802B1
Tax Withheld:$0.00
Capital Gains:$0.00
Non-Dividend Distribution:$0.00
Cash Liquidation Distribution:$0.00
Non-Cash Liquidation Distribution:$0.00
Investment Expense:$0.00
Ordinary Dividend:$14.00
Collectibles (28%) Gain:$0.00
Unrecaptured Section 1250 Gain:$0.00
Section 1202 Gain:$0.00
Foreign Tax Paid:$0.00
Qualified Dividends:$11.00
Section 199A REIT Dividends:$0.00
Second Notice Indicator:No Second Notice
FATCA Filing Requirement:Box not checked no Filing Requirement
Exempt Interest Dividends:$0.00
Specified Private Activity Bond Interest Dividend:$0.00
Section 897 Ordinary Dividends:$0.00
Section 897 Capital Gain:$0.00

Form 1099-INT

Payer:

Payer's Federal Identification Number (FIN):043523567
NATIONAL FINANCIAL SERVICES LLC
499 WASHINGTON BLVD
JERSEY CITY, NJ 07310-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
8715 HAMPDEN DR
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):IX78227121
Interest:$0.00
Tax Withheld:$0.00
Savings Bonds:$0.00
Investment Expense:$0.00
Interest Forfeiture:$0.00
Foreign Tax Paid:$0.00
Tax-Exempt Interest:$0.00
Specified Private Activity Bond Interest:$0.00
Market Discount:$0.00
Bond Premium:$0.00
Bond Premium on Tax Exempt Bond:$0.00
Bond Premium on Treasury Obligations:$0.00
Second Notice Indicator:No Second Notice
Foreign Country or US Possession:
CUSIP Number:315994103
FATCA Filing Requirement:Box not checked no Filing Requirement

Form 1099-INT

Payer:

Payer's Federal Identification Number (FIN):203196134
SALLIE MAE BANK
175 S WEST TEMPLE
SALT LAKE CITY, UT 84101-0000

Recipient:

Recipient's Identification Number: 219-19-2163
LERMER MICHAEL S
12042 LEDGEWOOD CIRCLE
FT MYERS, FL 33913-0000

Submission Type:Original document
Account Number (Optional):300100291587
Interest:$0.00
Tax Withheld:$0.00
Savings Bonds:$0.00
Investment Expense:$0.00
Interest Forfeiture:$0.00
Foreign Tax Paid:$0.00
Tax-Exempt Interest:$0.00
Specified Private Activity Bond Interest:$0.00
Market Discount:$0.00
Bond Premium:$0.00
Bond Premium on Tax Exempt Bond:$0.00
Bond Premium on Treasury Obligations:$0.00
Second Notice Indicator:No Second Notice
Foreign Country or US Possession:
CUSIP Number:
FATCA Filing Requirement:Box not checked no Filing Requirement

Form 1099-INT

Payer:

Payer's Federal Identification Number (FIN):203196134
SALLIE MAE BANK
175 S WEST TEMPLE
SALT LAKE CITY, UT 84101-0000

Recipient:

Recipient's Identification Number: 219-19-2163
LERMER MICHAEL S
12042 LEDGEWOOD CIRCLE
FT MYERS, FL 33913-0000

Submission Type:Original document
Account Number (Optional):300302388168
Interest:$0.00
Tax Withheld:$0.00
Savings Bonds:$0.00
Investment Expense:$0.00
Interest Forfeiture:$0.00
Foreign Tax Paid:$0.00
Tax-Exempt Interest:$0.00
Specified Private Activity Bond Interest:$0.00
Market Discount:$0.00
Bond Premium:$0.00
Bond Premium on Tax Exempt Bond:$0.00
Bond Premium on Treasury Obligations:$0.00
Second Notice Indicator:No Second Notice
Foreign Country or US Possession:
CUSIP Number:
FATCA Filing Requirement:Box not checked no Filing Requirement

Form 1099-INT

Payer:

Payer's Federal Identification Number (FIN):452499523
SOCIAL FINANCE, INC.
234 1ST STREET
SAN FRANCISCO, CA 94105-0000

Recipient:

Recipient's Identification Number: 219-19-2163
LERMER MICHAEL
NULL
8715 HAMPDEN DRIVE
TAMPA, FL 33626-0000

Submission Type:Original document
Account Number (Optional):496669T3
Interest:$64.00
Tax Withheld:$0.00
Savings Bonds:$0.00
Investment Expense:$0.00
Interest Forfeiture:$0.00
Foreign Tax Paid:$0.00
Tax-Exempt Interest:$0.00
Specified Private Activity Bond Interest:$0.00
Market Discount:$0.00
Bond Premium:$0.00
Bond Premium on Tax Exempt Bond:$0.00
Bond Premium on Treasury Obligations:$0.00
Second Notice Indicator:No Second Notice
Foreign Country or US Possession:
CUSIP Number:
FATCA Filing Requirement:Box not checked no Filing Requirement

Form 1099-OID

Payer:

Payer's Federal Identification Number (FIN):454526070
PROSPER FUNDING LLC
221 MAIN STREET SUITE 300
SAN FRANCISCO, CA 94105-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-0000

Submission Type:Original document
Account Number (Optional):840821
Interest:$0.00
Tax Withheld:$0.00
Tax Exempt OID:$0.00
Investment Expenses:$0.00
Interest Forfeiture:$0.00
Original Issue Discount:$56.00
Original Issue Discount on Treasury Obligations:$0.00
Market Discount:$0.00
Acquisition Premium:$0.00
Bond Premium:$0.00
Description:ORIGINAL ISSUE DISCOUNT FOR 2021
FATCA Filing Requirement:Box not checked no Filing Requirement
Second Notice Indicator:No Second Notice

Form 1099-R Distributions from Pensions, Annuities, Retire or Profit-Sharing Plans, IRAs, Insurance Contracts, etc.

Payer:

Payer's Federal Identification Number (FIN):043523567
NATIONAL FINANCIAL SERVICES LLC
499 WASHINGTON BLVD
JERSEY CITY, NJ 07310-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
8715 HAMPDEN DR
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):9220486894001
Distribution Code Value:Early Distribution, no known exception (in most cases, under age 59 1/2)
Distribution Code:1
Distribution Code Value:Not significant
Distribution Code:Blank
Tax Amount Undetermined Code:Tax amount not determined
Total Distribution Code:Not checked
First Year Roth Contribution:0000
SEP Indicator:IRA/SEP/SIMP box checked
FATCA Indicator:not FATCA
Date of Payment for Reportable Death Benefits under Section 6050Y:00-00-0000
Tax Withheld:$0.00
Total Employee Contributions:$0.00
Unrealized Appreciation:$0.00
Other Income:$0.00
Gross Distribution:$50.00
Taxable Amount:$50.00
Eligible Capital Gains:$0.00
Amount to IRR:$0.00

Form 1099-R Distributions from Pensions, Annuities, Retire or Profit-Sharing Plans, IRAs, Insurance Contracts, etc.

Payer:

Payer's Federal Identification Number (FIN):046568107
FIDELITY INVESTMENTS
100 MAGELLAN WAY KW1C
COVINGTON, KY 41015-0000

Recipient:

Recipient's Identification Number: 219-19-2163
LERMER MICHAEL S
8715 HAMPDEN DRIVE
TAMPA, FL 33626-0000

Submission Type:Original document
Account Number (Optional):20220108021301463483
Distribution Code Value:Early Distribution, no known exception (in most cases, under age 59 1/2)
Distribution Code:1
Distribution Code Value:Not significant
Distribution Code:Blank
Tax Amount Undetermined Code:Not checked
Total Distribution Code:Not checked
First Year Roth Contribution:0000
SEP Indicator:IRA/SEP/SIMP box not checked
FATCA Indicator:not FATCA
Date of Payment for Reportable Death Benefits under Section 6050Y:00-00-0000
Tax Withheld:$475.00
Total Employee Contributions:$0.00
Unrealized Appreciation:$0.00
Other Income:$0.00
Gross Distribution:$12,875.00
Taxable Amount:$12,875.00
Eligible Capital Gains:$0.00
Amount to IRR:$0.00

Form 1099-R Distributions from Pensions, Annuities, Retire or Profit-Sharing Plans, IRAs, Insurance Contracts, etc.

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
APEX C F TRADITIONAL IRA
8715 HAMPDEN DRIVE
TAMPA, FL 33626-2934

Submission Type:Original document
Account Number (Optional):5TG180131FL
Distribution Code Value:Early Distribution, no known exception (in most cases, under age 59 1/2)
Distribution Code:1
Distribution Code Value:Not significant
Distribution Code:Blank
Tax Amount Undetermined Code:Tax amount not determined
Total Distribution Code:Not checked
First Year Roth Contribution:0000
SEP Indicator:IRA/SEP/SIMP box checked
FATCA Indicator:not FATCA
Date of Payment for Reportable Death Benefits under Section 6050Y:00-00-0000
Tax Withheld:$0.00
Total Employee Contributions:$0.00
Unrealized Appreciation:$0.00
Other Income:$0.00
Gross Distribution:$1,400.00
Taxable Amount:$1,400.00
Eligible Capital Gains:$0.00
Amount to IRR:$0.00

Form 1099-R Distributions from Pensions, Annuities, Retire or Profit-Sharing Plans, IRAs, Insurance Contracts, etc.

Payer:

Payer's Federal Identification Number (FIN):90-1896160
FORGE TRUST CO.
PO BOX 7080
SAN CARLOS, CA 94070-7080

Recipient:

Recipient's Identification Number: 219-19-2163
LERMER, MICHAEL
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-0000

Submission Type:Original document
Account Number (Optional):ALN3708047-1
Distribution Code Value:Early Distribution, no known exception (in most cases, under age 59 1/2)
Distribution Code:1
Distribution Code Value:Not significant
Distribution Code:Blank
Tax Amount Undetermined Code:Tax amount not determined
Total Distribution Code:Not checked
First Year Roth Contribution:0000
SEP Indicator:IRA/SEP/SIMP box checked
FATCA Indicator:not FATCA
Date of Payment for Reportable Death Benefits under Section 6050Y:00-00-0000
Tax Withheld:$0.00
Total Employee Contributions:$0.00
Unrealized Appreciation:$0.00
Other Income:$0.00
Gross Distribution:$996.00
Taxable Amount:$996.00
Eligible Capital Gains:$0.00
Amount to IRR:$0.00

This Product Contains Sensitive Taxpayer Data