| |
|
Employer:
| |
| Employer Identification Number (EIN):232084784 |
| COMCAST CC OF WILLOW GROVE | |
| 1701 JF KENNEDY BLVD 4 | |
| PHILADELPHIA, PA 19103-0000 | |
| |
|
Employee:
| |
| Employee's Social Security Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-0000 | |
| |
| Submission Type: | Original document |
| Wages, Tips and Other Compensation: | $355,581.00 |
| Federal Income Tax Withheld: | $74,415.00 |
| Social Security Wages: | $142,800.00 |
| Social Security Tax Withheld: | $8,853.00 |
| Medicare Wages and Tips: | $370,329.00 |
| Medicare Tax Withheld: | $6,902.00 |
| Social Security Tips: | $0.00 |
| Allocated Tips: | $0.00 |
| Dependent Care Benefits: | $0.00 |
| Deferred Compensation: | $15,802.00 |
| Code "Q" Nontaxable Combat Pay: | $0.00 |
| Code "W" Employer Contributions to a Health Savings Account: | $0.00 |
| Code "Y" Deferrals under a section 409A nonqualified Deferred Compensation plan: | $0.00 |
| Code "Z" Income under section 409A on a nonqualified Deferred Compensation plan: | $0.00 |
| Code "R" Employer's Contribution to MSA: | $0.00 |
| Code "S" Employer's Contribution to Simple Account: | $0.00 |
| Code "T" Expenses Incurred for Qualified Adoptions: | $0.00 |
| Code "V" Income from exercise of non-statutory stock options: | $99,633.00 |
| Code "AA" Designated Roth Contributions under a Section 401(k) Plan: | $0.00 |
| Code "BB" Designated Roth Contributions under a Section 403(b) Plan: | $0.00 |
| Code "DD" Cost of Employer-Sponsored Health Coverage: | $20,988.00 |
| Code "EE" Designated ROTH Contributions Under a Governmental Section 457(b) Plan: | $0.00 |
| Code "FF" Permitted benefits under a qualified small employer health reimbursement arrangement: | $0.00 |
| Code "GG" Income from Qualified Equity Grants Under Section 83(i): | $0.00 |
| Code "HH" Aggregate Deferrals Under Section 83(i) Elections as of the Close of the Calendar Year: | $0.00 |
| Third Party Sick Pay Indicator: | Unanswered |
| Retirement Plan Indicator: | Yes - retirement plan |
| Statutory Employee: | Not Statutory Employee |
| W2 Submission Type: | Original |
| W2 WHC SSN Validation Code: | Correct SSN |
| |
|
Corporation:
| |
| Corporation's Federal Identification Number (FIN):270000798 |
| COMCAST CORPORATION | |
| 1701 JFK BOULEVARD | |
| PHILADELPHIA, PA 19103-0000 | |
| |
|
Employee:
| |
| Employee's Identification Number:
219-19-2163 |
| LERMER MICHAEL S | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | KS4X48C8JL |
| Exercise Price per Share: | $42.00 |
| Fair Market Value per Share on Exercise Date: | $54.00 |
| Fair Market Value per Share on Grant Date: | $50.00 |
| Exercise price per share determined as if the option was exercised on the date shown in box 1: | $42.00 |
| Date Option Exercised: | 03-31-2021 |
| Date Option Granted: | 01-04-2021 |
| Number of Shares Transferred: | 0000000000019 |
| Date Legal Title Transferred: | 03-31-2021 |
| |
|
Corporation:
| |
| Corporation's Federal Identification Number (FIN):270000798 |
| COMCAST CORPORATION | |
| 1701 JFK BOULEVARD | |
| PHILADELPHIA, PA 19103-0000 | |
| |
|
Employee:
| |
| Employee's Identification Number:
219-19-2163 |
| LERMER MICHAEL S | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | KVD1M5M687 |
| Exercise Price per Share: | $46.00 |
| Fair Market Value per Share on Exercise Date: | $57.00 |
| Fair Market Value per Share on Grant Date: | $54.00 |
| Exercise price per share determined as if the option was exercised on the date shown in box 1: | $46.00 |
| Date Option Exercised: | 06-30-2021 |
| Date Option Granted: | 04-01-2021 |
| Number of Shares Transferred: | 0000000000009 |
| Date Legal Title Transferred: | 06-30-2021 |
| |
|
Corporation:
| |
| Corporation's Federal Identification Number (FIN):270000798 |
| COMCAST CORPORATION | |
| 1701 JFK BOULEVARD | |
| PHILADELPHIA, PA 19103-0000 | |
| |
|
Employee:
| |
| Employee's Identification Number:
219-19-2163 |
| LERMER MICHAEL S | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | KYVDLOLSSW |
| Exercise Price per Share: | $47.00 |
| Fair Market Value per Share on Exercise Date: | $55.00 |
| Fair Market Value per Share on Grant Date: | $57.00 |
| Exercise price per share determined as if the option was exercised on the date shown in box 1: | $49.00 |
| Date Option Exercised: | 09-30-2021 |
| Date Option Granted: | 07-01-2021 |
| Number of Shares Transferred: | 0000000000011 |
| Date Legal Title Transferred: | 09-30-2021 |
| |
|
Corporation:
| |
| Corporation's Federal Identification Number (FIN):270000798 |
| COMCAST CORPORATION | |
| 1701 JFK BOULEVARD | |
| PHILADELPHIA, PA 19103-0000 | |
| |
|
Employee:
| |
| Employee's Identification Number:
219-19-2163 |
| LERMER MICHAEL S | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | LOS8XP9088 |
| Exercise Price per Share: | $42.00 |
| Fair Market Value per Share on Exercise Date: | $50.00 |
| Fair Market Value per Share on Grant Date: | $57.00 |
| Exercise price per share determined as if the option was exercised on the date shown in box 1: | $48.00 |
| Date Option Exercised: | 12-31-2021 |
| Date Option Granted: | 10-01-2021 |
| Number of Shares Transferred: | 0000000000012 |
| Date Legal Title Transferred: | 12-31-2021 |
| |
|
Trustee:
| |
| Trustee/Issuer's Federal Identification Number (FIN):043523567 |
| NATIONAL FINANCIAL SERVICES LLC | |
| 499 WASHINGTON BLVD | |
| JERSEY CITY, NJ 07310-0000 | |
| |
|
Participant:
| |
| Participant's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 8715 HAMPDEN DR | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | L220486894001 |
| IRA Contributions: | $0.00 |
| Rollover Contributions: | $0.00 |
| Roth Conversion Amount: | $0.00 |
| Recharacterized Contributions: | $0.00 |
| Fair Market Value of Account: | $8.00 |
| Life Insurance Cost Included in Box 1: | $0.00 |
| SEP Code: | Not Checked |
| IRA Code: | Checked |
| Simple Code: | Not Checked |
| Roth IRA Code: | Not Checked |
| RMD For Subsequent Year: | RMD box not checked |
| RMD Date: | 00-00-0000 |
| Year: | |
| Postponed Contribution Code: | |
| Repayments Code: | |
| Fair Market Value of certain specified assets: | N/A |
| SEP Contributions: | $0.00 |
| SIMPLE Contributions: | $0.00 |
| Roth IRA Contributions: | $0.00 |
| Required Minimum Distribution Amount: | $0.00 |
| Postponed Contributions: | $0.00 |
| Repayment of a qualified reservist distribution or federally designated disaster withdrawal repayment: | $0.00 |
| Fair Market Value of Certain Specified Assets: | $0.00 |
| |
|
Trustee:
| |
| Trustee/Issuer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Participant:
| |
| Participant's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| APEX C F TRADITIONAL IRA | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 5TG18013 |
| IRA Contributions: | $725.00 |
| Rollover Contributions: | $0.00 |
| Roth Conversion Amount: | $0.00 |
| Recharacterized Contributions: | $0.00 |
| Fair Market Value of Account: | $110.00 |
| Life Insurance Cost Included in Box 1: | $0.00 |
| SEP Code: | Not Checked |
| IRA Code: | Checked |
| Simple Code: | Not Checked |
| Roth IRA Code: | Not Checked |
| RMD For Subsequent Year: | RMD box not checked |
| RMD Date: | 00-00-0000 |
| Year: | |
| Postponed Contribution Code: | |
| Repayments Code: | |
| Fair Market Value of certain specified assets: | N/A |
| SEP Contributions: | $0.00 |
| SIMPLE Contributions: | $0.00 |
| Roth IRA Contributions: | $0.00 |
| Required Minimum Distribution Amount: | $0.00 |
| Postponed Contributions: | $0.00 |
| Repayment of a qualified reservist distribution or federally designated disaster withdrawal repayment: | $0.00 |
| Fair Market Value of Certain Specified Assets: | $0.00 |
| |
|
Trustee:
| |
| Trustee/Issuer's Federal Identification Number (FIN):208764829 |
| MORGAN STANLEY DOMESTIC HOLDINGS, INC. | |
| PO BOX 484 | |
| JERSEY CITY, NJ 07303-0484 | |
| |
|
Participant:
| |
| Participant's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 8715 HAMPDEN DR | |
| TAMPA, FL 33626-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 40496342260965599 |
| IRA Contributions: | $0.00 |
| Rollover Contributions: | $0.00 |
| Roth Conversion Amount: | $0.00 |
| Recharacterized Contributions: | $0.00 |
| Fair Market Value of Account: | $43.00 |
| Life Insurance Cost Included in Box 1: | $0.00 |
| SEP Code: | Not Checked |
| IRA Code: | Checked |
| Simple Code: | Not Checked |
| Roth IRA Code: | Not Checked |
| RMD For Subsequent Year: | RMD box not checked |
| RMD Date: | 00-00-0000 |
| Year: | |
| Postponed Contribution Code: | |
| Repayments Code: | |
| Fair Market Value of certain specified assets: | N/A |
| SEP Contributions: | $0.00 |
| SIMPLE Contributions: | $0.00 |
| Roth IRA Contributions: | $0.00 |
| Required Minimum Distribution Amount: | $0.00 |
| Postponed Contributions: | $0.00 |
| Repayment of a qualified reservist distribution or federally designated disaster withdrawal repayment: | $0.00 |
| Fair Market Value of Certain Specified Assets: | $0.00 |
| |
|
Trustee:
| |
| Trustee/Issuer's Federal Identification Number (FIN):262627205 |
| FORGE TRUST CO. | |
| PO BOX 7080 | |
| SAN CARLOS, CA 94070-7080 | |
| |
|
Participant:
| |
| Participant's Identification Number:
219-19-2163 |
| LERMER, MICHAEL | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | ALN3708047-1 |
| IRA Contributions: | $310.00 |
| Rollover Contributions: | $0.00 |
| Roth Conversion Amount: | $0.00 |
| Recharacterized Contributions: | $0.00 |
| Fair Market Value of Account: | $0.00 |
| Life Insurance Cost Included in Box 1: | $0.00 |
| SEP Code: | Not Checked |
| IRA Code: | Checked |
| Simple Code: | Not Checked |
| Roth IRA Code: | Not Checked |
| RMD For Subsequent Year: | RMD box not checked |
| RMD Date: | 00-00-0000 |
| Year: | |
| Postponed Contribution Code: | |
| Repayments Code: | |
| Fair Market Value of certain specified assets: | N/A |
| SEP Contributions: | $0.00 |
| SIMPLE Contributions: | $0.00 |
| Roth IRA Contributions: | $0.00 |
| Required Minimum Distribution Amount: | $0.00 |
| Postponed Contributions: | $0.00 |
| Repayment of a qualified reservist distribution or federally designated disaster withdrawal repayment: | $0.00 |
| Fair Market Value of Certain Specified Assets: | $0.00 |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):030488315 |
| HIGH-YIELD BOND - INST | |
| TA> HARBOR SERVICES GROUP, INC. | |
| 111 SOUTH WACKER DRIVE 34TH FLR | |
| CHICAGO, IL 60606-4302 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 8715 HAMPDEN DR | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | AADO0202400035678097 |
| Date Sold or Disposed: | 01-05-2021 |
| CUSIP Number: | 411511553 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $31.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $30.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | SHARES REDEEMED -ACH |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Long-term |
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):030488315 |
| HIGH-YIELD BOND - INST | |
| TA> HARBOR SERVICES GROUP, INC. | |
| 111 SOUTH WACKER DRIVE 34TH FLR | |
| CHICAGO, IL 60606-4302 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 8715 HAMPDEN DR | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | ABDO0202400035678097 |
| Date Sold or Disposed: | 01-05-2021 |
| CUSIP Number: | 411511553 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $391.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $383.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | SHARES REDEEMED -ACH |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):030488315 |
| HIGH-YIELD BOND - INST | |
| TA> HARBOR SERVICES GROUP, INC. | |
| 111 SOUTH WACKER DRIVE 34TH FLR | |
| CHICAGO, IL 60606-4302 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 8715 HAMPDEN DR | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | ACDO0202400035678097 |
| Date Sold or Disposed: | 05-04-2021 |
| CUSIP Number: | 411511553 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $200.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $200.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | SHARES REDEEMED -ACH |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):030488315 |
| HIGH-YIELD BOND - INST | |
| TA> HARBOR SERVICES GROUP, INC. | |
| 111 SOUTH WACKER DRIVE 34TH FLR | |
| CHICAGO, IL 60606-4302 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 8715 HAMPDEN DR | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | ADDO0202400035678097 |
| Date Sold or Disposed: | 08-06-2021 |
| CUSIP Number: | 411511553 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $65.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $65.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | SHARES REDEEMED -ACH |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):043523567 |
| NATIONAL FINANCIAL SERVICES LLC | |
| 499 WASHINGTON BLVD | |
| JERSEY CITY, NJ 07310-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 8715 HAMPDEN DR | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | BX78227121KOKMS80EA0 |
| Date Sold or Disposed: | 01-04-2021 |
| CUSIP Number: | 20030N101 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $28.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | COMCAST CORP |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Noncovered Security Basis not reported to IRS |
| Type of Gain or Loss Code: | |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is not being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):043523567 |
| NATIONAL FINANCIAL SERVICES LLC | |
| 499 WASHINGTON BLVD | |
| JERSEY CITY, NJ 07310-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 8715 HAMPDEN DR | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | BX78227121KOKMS80E9D |
| Date Sold or Disposed: | 01-04-2021 |
| CUSIP Number: | 20030N101 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $1,105.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $848.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | COMCAST CORP |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 12-31-2019 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Long-term |
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):043523567 |
| NATIONAL FINANCIAL SERVICES LLC | |
| 499 WASHINGTON BLVD | |
| JERSEY CITY, NJ 07310-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 8715 HAMPDEN DR | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | BX78227121KOXDJ58DJH |
| Date Sold or Disposed: | 01-14-2021 |
| CUSIP Number: | 20030N101 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $0.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | COMCAST CORP |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Noncovered Security Basis not reported to IRS |
| Type of Gain or Loss Code: | |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is not being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):043523567 |
| NATIONAL FINANCIAL SERVICES LLC | |
| 499 WASHINGTON BLVD | |
| JERSEY CITY, NJ 07310-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 8715 HAMPDEN DR | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | BX78227121KOXDJ58DKI |
| Date Sold or Disposed: | 01-14-2021 |
| CUSIP Number: | 20030N101 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $2,988.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $1,792.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | COMCAST CORP |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 01-11-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):043523567 |
| NATIONAL FINANCIAL SERVICES LLC | |
| 499 WASHINGTON BLVD | |
| JERSEY CITY, NJ 07310-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 8715 HAMPDEN DR | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | BX78227121KPCN7OFYY3 |
| Date Sold or Disposed: | 01-26-2021 |
| CUSIP Number: | 20030N101 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $2,228.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $1,344.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | COMCAST CORP |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 01-11-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):043523567 |
| NATIONAL FINANCIAL SERVICES LLC | |
| 499 WASHINGTON BLVD | |
| JERSEY CITY, NJ 07310-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 8715 HAMPDEN DR | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | BX78227121KPT833TCLA |
| Date Sold or Disposed: | 02-08-2021 |
| CUSIP Number: | 20030N101 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $0.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | COMCAST CORP |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 01-11-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):043523567 |
| NATIONAL FINANCIAL SERVICES LLC | |
| 499 WASHINGTON BLVD | |
| JERSEY CITY, NJ 07310-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 8715 HAMPDEN DR | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | BX78227121KPT833TCM2 |
| Date Sold or Disposed: | 02-08-2021 |
| CUSIP Number: | 20030N101 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $4,600.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $3,333.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | COMCAST CORP |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 02-08-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):043523567 |
| NATIONAL FINANCIAL SERVICES LLC | |
| 499 WASHINGTON BLVD | |
| JERSEY CITY, NJ 07310-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 8715 HAMPDEN DR | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | BX78227121KP690Y62BE |
| Date Sold or Disposed: | 01-21-2021 |
| CUSIP Number: | 20030N101 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $2,138.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $1,314.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | COMCAST CORP |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 01-11-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):043523567 |
| NATIONAL FINANCIAL SERVICES LLC | |
| 499 WASHINGTON BLVD | |
| JERSEY CITY, NJ 07310-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 8715 HAMPDEN DR | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | BX78227121KRNK03RQS4 |
| Date Sold or Disposed: | 04-01-2021 |
| CUSIP Number: | 20030N101 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $4,621.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $2,478.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | COMCAST CORP |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 03-31-2020 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Long-term |
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):043523567 |
| NATIONAL FINANCIAL SERVICES LLC | |
| 499 WASHINGTON BLVD | |
| JERSEY CITY, NJ 07310-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 8715 HAMPDEN DR | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | BX78227121KRNK03RRAW |
| Date Sold or Disposed: | 04-01-2021 |
| CUSIP Number: | 20030N101 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $0.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | COMCAST CORP |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 02-08-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):043523567 |
| NATIONAL FINANCIAL SERVICES LLC | |
| 499 WASHINGTON BLVD | |
| JERSEY CITY, NJ 07310-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 8715 HAMPDEN DR | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | BX78227121KRNK03RRBB |
| Date Sold or Disposed: | 04-01-2021 |
| CUSIP Number: | 20030N101 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $826.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | COMCAST CORP |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Noncovered Security Basis not reported to IRS |
| Type of Gain or Loss Code: | |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is not being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):043523567 |
| NATIONAL FINANCIAL SERVICES LLC | |
| 499 WASHINGTON BLVD | |
| JERSEY CITY, NJ 07310-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 8715 HAMPDEN DR | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | BX78227121KSLYWBAMXJ |
| Date Sold or Disposed: | 04-28-2021 |
| CUSIP Number: | 20030N101 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $314.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | COMCAST CORP |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Noncovered Security Basis not reported to IRS |
| Type of Gain or Loss Code: | |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is not being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):043523567 |
| NATIONAL FINANCIAL SERVICES LLC | |
| 499 WASHINGTON BLVD | |
| JERSEY CITY, NJ 07310-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 8715 HAMPDEN DR | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | BX78227121KSLYWBANGZ |
| Date Sold or Disposed: | 04-28-2021 |
| CUSIP Number: | 20030N101 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $3,617.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | COMCAST CORP |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Noncovered Security Basis not reported to IRS |
| Type of Gain or Loss Code: | |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is not being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):043523567 |
| NATIONAL FINANCIAL SERVICES LLC | |
| 499 WASHINGTON BLVD | |
| JERSEY CITY, NJ 07310-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 8715 HAMPDEN DR | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | BX78227121KSLYWBANHD |
| Date Sold or Disposed: | 04-28-2021 |
| CUSIP Number: | 20030N101 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $927.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | COMCAST CORP |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Noncovered Security Basis not reported to IRS |
| Type of Gain or Loss Code: | |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is not being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):043523567 |
| NATIONAL FINANCIAL SERVICES LLC | |
| 499 WASHINGTON BLVD | |
| JERSEY CITY, NJ 07310-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 8715 HAMPDEN DR | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | BX78227121KSTMM6KT3V |
| Date Sold or Disposed: | 05-04-2021 |
| CUSIP Number: | 20030N101 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $2,185.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | COMCAST CORP |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Noncovered Security Basis not reported to IRS |
| Type of Gain or Loss Code: | |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is not being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):043523567 |
| NATIONAL FINANCIAL SERVICES LLC | |
| 499 WASHINGTON BLVD | |
| JERSEY CITY, NJ 07310-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 8715 HAMPDEN DR | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | BX78227121KSTMM6KU3J |
| Date Sold or Disposed: | 05-04-2021 |
| CUSIP Number: | 20030N101 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $629.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | COMCAST CORP |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Noncovered Security Basis not reported to IRS |
| Type of Gain or Loss Code: | |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is not being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):043523567 |
| NATIONAL FINANCIAL SERVICES LLC | |
| 499 WASHINGTON BLVD | |
| JERSEY CITY, NJ 07310-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 8715 HAMPDEN DR | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | BX78227121KS446V9TIM |
| Date Sold or Disposed: | 04-14-2021 |
| CUSIP Number: | 20030N101 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $2,125.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | COMCAST CORP |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Noncovered Security Basis not reported to IRS |
| Type of Gain or Loss Code: | |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is not being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):043523567 |
| NATIONAL FINANCIAL SERVICES LLC | |
| 499 WASHINGTON BLVD | |
| JERSEY CITY, NJ 07310-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 8715 HAMPDEN DR | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | BX78227121KTJ5DFMIF2 |
| Date Sold or Disposed: | 05-24-2021 |
| CUSIP Number: | 20030N101 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $8,001.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | COMCAST CORP |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Noncovered Security Basis not reported to IRS |
| Type of Gain or Loss Code: | |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is not being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):043523567 |
| NATIONAL FINANCIAL SERVICES LLC | |
| 499 WASHINGTON BLVD | |
| JERSEY CITY, NJ 07310-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 8715 HAMPDEN DR | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | BX78227121KTJ5DFMI6U |
| Date Sold or Disposed: | 05-24-2021 |
| CUSIP Number: | 20030N101 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $762.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | COMCAST CORP |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Noncovered Security Basis not reported to IRS |
| Type of Gain or Loss Code: | |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is not being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):043523567 |
| NATIONAL FINANCIAL SERVICES LLC | |
| 499 WASHINGTON BLVD | |
| JERSEY CITY, NJ 07310-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 8715 HAMPDEN DR | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | BX78227121KTVVOJP6I1 |
| Date Sold or Disposed: | 06-03-2021 |
| CUSIP Number: | 20030N101 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $46.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | COMCAST CORP |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Noncovered Security Basis not reported to IRS |
| Type of Gain or Loss Code: | |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is not being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):043523567 |
| NATIONAL FINANCIAL SERVICES LLC | |
| 499 WASHINGTON BLVD | |
| JERSEY CITY, NJ 07310-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 8715 HAMPDEN DR | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | BX78227121KTVVOJP71P |
| Date Sold or Disposed: | 06-03-2021 |
| CUSIP Number: | 20030N101 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $4,007.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $2,126.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | COMCAST CORP |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 06-02-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):043523567 |
| NATIONAL FINANCIAL SERVICES LLC | |
| 499 WASHINGTON BLVD | |
| JERSEY CITY, NJ 07310-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 8715 HAMPDEN DR | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | BX78227121KT18FPYCXK |
| Date Sold or Disposed: | 05-10-2021 |
| CUSIP Number: | 20030N101 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $1,875.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | COMCAST CORP |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Noncovered Security Basis not reported to IRS |
| Type of Gain or Loss Code: | |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is not being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):043523567 |
| NATIONAL FINANCIAL SERVICES LLC | |
| 499 WASHINGTON BLVD | |
| JERSEY CITY, NJ 07310-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 8715 HAMPDEN DR | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | BX78227121KT18FPYC9H |
| Date Sold or Disposed: | 05-10-2021 |
| CUSIP Number: | 20030N101 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $2,787.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | COMCAST CORP |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Noncovered Security Basis not reported to IRS |
| Type of Gain or Loss Code: | |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is not being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):043523567 |
| NATIONAL FINANCIAL SERVICES LLC | |
| 499 WASHINGTON BLVD | |
| JERSEY CITY, NJ 07310-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 8715 HAMPDEN DR | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | BX78227121KUDSP553HG |
| Date Sold or Disposed: | 06-17-2021 |
| CUSIP Number: | 20030N101 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $6,461.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $3,346.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | COMCAST CORP |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 06-02-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):043523567 |
| NATIONAL FINANCIAL SERVICES LLC | |
| 499 WASHINGTON BLVD | |
| JERSEY CITY, NJ 07310-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 8715 HAMPDEN DR | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | BX78227121KV20G7II3J |
| Date Sold or Disposed: | 07-06-2021 |
| CUSIP Number: | 20030N101 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $1,492.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $725.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | COMCAST CORP |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 06-30-2020 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Long-term |
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):043523567 |
| NATIONAL FINANCIAL SERVICES LLC | |
| 499 WASHINGTON BLVD | |
| JERSEY CITY, NJ 07310-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 8715 HAMPDEN DR | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | BX78227121KV20G7IJ17 |
| Date Sold or Disposed: | 07-06-2021 |
| CUSIP Number: | 20030N101 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $38.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $20.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | COMCAST CORP |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 06-02-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):043523567 |
| NATIONAL FINANCIAL SERVICES LLC | |
| 499 WASHINGTON BLVD | |
| JERSEY CITY, NJ 07310-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 8715 HAMPDEN DR | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | BX78227121KV9NAFX2S9 |
| Date Sold or Disposed: | 07-12-2021 |
| CUSIP Number: | 20030N101 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $7,180.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $4,639.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | COMCAST CORP |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 07-12-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):043523567 |
| NATIONAL FINANCIAL SERVICES LLC | |
| 499 WASHINGTON BLVD | |
| JERSEY CITY, NJ 07310-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 8715 HAMPDEN DR | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | BX78227121KV9NAFX22M |
| Date Sold or Disposed: | 07-12-2021 |
| CUSIP Number: | 20030N101 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $8.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $4.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | COMCAST CORP |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 06-02-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):043523567 |
| NATIONAL FINANCIAL SERVICES LLC | |
| 499 WASHINGTON BLVD | |
| JERSEY CITY, NJ 07310-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 8715 HAMPDEN DR | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | BX78227121KWWB1ZCCRF |
| Date Sold or Disposed: | 08-27-2021 |
| CUSIP Number: | 20030N101 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $8.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $5.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | COMCAST CORP |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 07-12-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):043523567 |
| NATIONAL FINANCIAL SERVICES LLC | |
| 499 WASHINGTON BLVD | |
| JERSEY CITY, NJ 07310-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 8715 HAMPDEN DR | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | BX78227121KWWB1ZCE1D |
| Date Sold or Disposed: | 08-27-2021 |
| CUSIP Number: | 20030N101 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $8,888.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $5,369.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | COMCAST CORP |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 08-27-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):043523567 |
| NATIONAL FINANCIAL SERVICES LLC | |
| 499 WASHINGTON BLVD | |
| JERSEY CITY, NJ 07310-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 8715 HAMPDEN DR | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | BX78227121KW0H23QASQ |
| Date Sold or Disposed: | 08-02-2021 |
| CUSIP Number: | 20030N101 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $15,437.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $10,643.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | COMCAST CORP |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 08-02-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):043523567 |
| NATIONAL FINANCIAL SERVICES LLC | |
| 499 WASHINGTON BLVD | |
| JERSEY CITY, NJ 07310-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 8715 HAMPDEN DR | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | BX78227121KXI1XY1LUW |
| Date Sold or Disposed: | 09-13-2021 |
| CUSIP Number: | 20030N101 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $5,957.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $3,583.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | COMCAST CORP |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 08-27-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):043523567 |
| NATIONAL FINANCIAL SERVICES LLC | |
| 499 WASHINGTON BLVD | |
| JERSEY CITY, NJ 07310-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 8715 HAMPDEN DR | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | BX78227121KXZWTS44IR |
| Date Sold or Disposed: | 09-27-2021 |
| CUSIP Number: | 20030N101 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $5,034.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $3,224.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | COMCAST CORP |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 08-27-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):043523567 |
| NATIONAL FINANCIAL SERVICES LLC | |
| 499 WASHINGTON BLVD | |
| JERSEY CITY, NJ 07310-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 8715 HAMPDEN DR | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | BX78227121KYKC9YS2HO |
| Date Sold or Disposed: | 10-13-2021 |
| CUSIP Number: | 20030N101 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $4,182.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $2,866.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | COMCAST CORP |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 08-27-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):043523567 |
| NATIONAL FINANCIAL SERVICES LLC | |
| 499 WASHINGTON BLVD | |
| JERSEY CITY, NJ 07310-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 8715 HAMPDEN DR | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | BX78227121KYZPJDUE7N |
| Date Sold or Disposed: | 10-25-2021 |
| CUSIP Number: | 20030N101 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $3,065.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $2,042.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | COMCAST CORP |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 08-27-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):043523567 |
| NATIONAL FINANCIAL SERVICES LLC | |
| 499 WASHINGTON BLVD | |
| JERSEY CITY, NJ 07310-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 8715 HAMPDEN DR | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | BX78227121KY8VCD83BA |
| Date Sold or Disposed: | 10-04-2021 |
| CUSIP Number: | 20030N101 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $704.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $422.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | COMCAST CORP |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 09-30-2020 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Long-term |
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):043523567 |
| NATIONAL FINANCIAL SERVICES LLC | |
| 499 WASHINGTON BLVD | |
| JERSEY CITY, NJ 07310-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 8715 HAMPDEN DR | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | BX78227121KY8VCD83PN |
| Date Sold or Disposed: | 10-04-2021 |
| CUSIP Number: | 20030N101 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $701.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $446.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | COMCAST CORP |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 08-27-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):043523567 |
| NATIONAL FINANCIAL SERVICES LLC | |
| 499 WASHINGTON BLVD | |
| JERSEY CITY, NJ 07310-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 8715 HAMPDEN DR | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | BX78227121L11RTTB6MA |
| Date Sold or Disposed: | 12-22-2021 |
| CUSIP Number: | 20030N101 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $32.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $24.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | COMCAST CORP |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 08-27-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):043523567 |
| NATIONAL FINANCIAL SERVICES LLC | |
| 499 WASHINGTON BLVD | |
| JERSEY CITY, NJ 07310-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 8715 HAMPDEN DR | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | BX78227121L11RTTB7IW |
| Date Sold or Disposed: | 12-22-2021 |
| CUSIP Number: | 20030N101 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $1,989.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | COMCAST CORP |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Noncovered Security Basis not reported to IRS |
| Type of Gain or Loss Code: | |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is not being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 141484041 |
| Date Sold or Disposed: | 07-07-2021 |
| CUSIP Number: | 886364207 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $115.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $107.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 7.23133 TIDAL ETF TRUST |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 141484042 |
| Date Sold or Disposed: | 10-25-2021 |
| CUSIP Number: | 886364207 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $52.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $49.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 3.10143 TIDAL ETF TRUST |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 141484044 |
| Date Sold or Disposed: | 07-07-2021 |
| CUSIP Number: | 886364306 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $13.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $13.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.95203 TIDAL ETF TRUST |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 141484046 |
| Date Sold or Disposed: | 10-25-2021 |
| CUSIP Number: | 886364306 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $6.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $5.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.41321 TIDAL ETF TRUST |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 141484047 |
| Date Sold or Disposed: | 07-07-2021 |
| CUSIP Number: | 922908751 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $6.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $6.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.03048 VANGUARD INDEX FUNDS |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 141484052 |
| Date Sold or Disposed: | 10-25-2021 |
| CUSIP Number: | 922908751 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $3.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $2.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.01326 VANGUARD INDEX FUNDS |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 141484054 |
| Date Sold or Disposed: | 07-07-2021 |
| CUSIP Number: | 922042858 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $15.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $16.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.30131 VANGUARD FTSE EMERGING MARKETS |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 141484058 |
| Date Sold or Disposed: | 10-25-2021 |
| CUSIP Number: | 922042858 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $7.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $7.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.13675 VANGUARD FTSE EMERGING MARKETS |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 141484070 |
| Date Sold or Disposed: | 07-07-2021 |
| CUSIP Number: | 921943858 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $48.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $47.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.93406 VANGUARD FTSE DEVELOPED |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 141484077 |
| Date Sold or Disposed: | 10-25-2021 |
| CUSIP Number: | 921943858 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $21.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $21.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.41277 VANGUARD FTSE DEVELOPED |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 152016533 |
| Date Sold or Disposed: | 02-02-2021 |
| CUSIP Number: | 464288414 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $112.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $111.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.95714 ISHARES TRUST |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 152016534 |
| Date Sold or Disposed: | 02-02-2021 |
| CUSIP Number: | 464288414 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $6.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $6.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.05939 ISHARES TRUST |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Long-term |
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 152016535 |
| Date Sold or Disposed: | 10-25-2021 |
| CUSIP Number: | 464288414 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $65.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $66.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.56548 ISHARES TRUST |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 152016536 |
| Date Sold or Disposed: | 10-25-2021 |
| CUSIP Number: | 464288414 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $53.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $51.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.45937 ISHARES TRUST |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Long-term |
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 152016537 |
| Date Sold or Disposed: | 02-02-2021 |
| CUSIP Number: | 886364207 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $462.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $401.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 32.68962 TIDAL ETF TRUST |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 152016538 |
| Date Sold or Disposed: | 02-02-2021 |
| CUSIP Number: | 886364207 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $3.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $2.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.27431 TIDAL ETF TRUST |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 05-13-2019 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Long-term |
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 152016539 |
| Date Sold or Disposed: | 10-25-2021 |
| CUSIP Number: | 886364207 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $233.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $216.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 13.77357 TIDAL ETF TRUST |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 152016540 |
| Date Sold or Disposed: | 10-25-2021 |
| CUSIP Number: | 886364207 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $250.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $140.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 14.76795 TIDAL ETF TRUST |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Long-term |
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 152016541 |
| Date Sold or Disposed: | 02-02-2021 |
| CUSIP Number: | 886364306 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $50.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $39.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 3.87831 TIDAL ETF TRUST |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 152016544 |
| Date Sold or Disposed: | 02-02-2021 |
| CUSIP Number: | 886364306 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $3.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $3.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.28123 TIDAL ETF TRUST |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Long-term |
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 152016575 |
| Date Sold or Disposed: | 10-25-2021 |
| CUSIP Number: | 886364306 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $27.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $25.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 1.84715 TIDAL ETF TRUST |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 152016576 |
| Date Sold or Disposed: | 10-25-2021 |
| CUSIP Number: | 886364306 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $28.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $14.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 1.88211 TIDAL ETF TRUST |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Long-term |
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 152016577 |
| Date Sold or Disposed: | 02-02-2021 |
| CUSIP Number: | 921937827 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $57.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $57.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.69831 VANGUARD SHORT TERM BOND ETF |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 152016578 |
| Date Sold or Disposed: | 02-02-2021 |
| CUSIP Number: | 921937827 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $1.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $1.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.02094 VANGUARD SHORT TERM BOND ETF |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Long-term |
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 152016579 |
| Date Sold or Disposed: | 10-25-2021 |
| CUSIP Number: | 921937827 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $30.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $31.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.37808 VANGUARD SHORT TERM BOND ETF |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 152016580 |
| Date Sold or Disposed: | 10-25-2021 |
| CUSIP Number: | 921937827 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $28.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $28.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.34924 VANGUARD SHORT TERM BOND ETF |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Long-term |
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 152016581 |
| Date Sold or Disposed: | 02-02-2021 |
| CUSIP Number: | 922908751 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $25.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $19.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.12264 VANGUARD INDEX FUNDS |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 152016584 |
| Date Sold or Disposed: | 02-02-2021 |
| CUSIP Number: | 922908751 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $1.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $1.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.00902 VANGUARD INDEX FUNDS |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Long-term |
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 152016585 |
| Date Sold or Disposed: | 10-25-2021 |
| CUSIP Number: | 922908751 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $14.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $13.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.06106 VANGUARD INDEX FUNDS |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 152016586 |
| Date Sold or Disposed: | 10-25-2021 |
| CUSIP Number: | 922908751 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $13.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $6.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.05926 VANGUARD INDEX FUNDS |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Long-term |
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 152016602 |
| Date Sold or Disposed: | 02-02-2021 |
| CUSIP Number: | 922042858 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $60.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $48.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 1.12700 VANGUARD FTSE EMERGING MARKETS |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 152016606 |
| Date Sold or Disposed: | 02-02-2021 |
| CUSIP Number: | 922042858 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $4.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $3.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.08479 VANGUARD FTSE EMERGING MARKETS |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Long-term |
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 152016608 |
| Date Sold or Disposed: | 10-25-2021 |
| CUSIP Number: | 922042858 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $37.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $37.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.71637 VANGUARD FTSE EMERGING MARKETS |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 152016610 |
| Date Sold or Disposed: | 10-25-2021 |
| CUSIP Number: | 922042858 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $28.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $18.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.54497 VANGUARD FTSE EMERGING MARKETS |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Long-term |
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 152016612 |
| Date Sold or Disposed: | 02-02-2021 |
| CUSIP Number: | 921943858 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $177.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $155.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 3.70759 VANGUARD FTSE DEVELOPED |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 152016613 |
| Date Sold or Disposed: | 02-02-2021 |
| CUSIP Number: | 921943858 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $11.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $10.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.24572 VANGUARD FTSE DEVELOPED |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Long-term |
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 152016614 |
| Date Sold or Disposed: | 10-25-2021 |
| CUSIP Number: | 921943858 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $101.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $99.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 1.93545 VANGUARD FTSE DEVELOPED |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 152016615 |
| Date Sold or Disposed: | 10-25-2021 |
| CUSIP Number: | 921943858 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $93.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $60.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 1.79682 VANGUARD FTSE DEVELOPED |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Long-term |
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 152016616 |
| Date Sold or Disposed: | 02-02-2021 |
| CUSIP Number: | 922020805 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $9.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $9.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.18449 VANGUARD SHORT TERM INFLATION |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 152016617 |
| Date Sold or Disposed: | 02-02-2021 |
| CUSIP Number: | 922020805 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $0.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.00898 VANGUARD SHORT TERM INFLATION |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Long-term |
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 152016618 |
| Date Sold or Disposed: | 10-25-2021 |
| CUSIP Number: | 922020805 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $5.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $5.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.10775 VANGUARD SHORT TERM INFLATION |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 152016619 |
| Date Sold or Disposed: | 10-25-2021 |
| CUSIP Number: | 922020805 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $4.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $4.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.08322 VANGUARD SHORT TERM INFLATION |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Long-term |
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 152016620 |
| Date Sold or Disposed: | 02-02-2021 |
| CUSIP Number: | 92189H409 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $9.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $9.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.15811 VANECK ETF TRUST |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 152016621 |
| Date Sold or Disposed: | 02-02-2021 |
| CUSIP Number: | 92189H409 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $0.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.00105 VANECK ETF TRUST |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Long-term |
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 152016625 |
| Date Sold or Disposed: | 10-25-2021 |
| CUSIP Number: | 92189H409 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $4.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $4.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.07821 VANECK ETF TRUST |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 152016628 |
| Date Sold or Disposed: | 10-25-2021 |
| CUSIP Number: | 92189H409 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $5.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $4.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.08149 VANECK ETF TRUST |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Long-term |
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533123 |
| Date Sold or Disposed: | 01-05-2021 |
| CUSIP Number: | 00165C104 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $92.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $104.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 46 AMC ENTERTAINMENT HOLDINGS INC CL A |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533124 |
| Date Sold or Disposed: | 09-28-2021 |
| CUSIP Number: | 023135106 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $3,310.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $3,282.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 1.00000 AMAZON.COM INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533125 |
| Date Sold or Disposed: | 10-01-2021 |
| CUSIP Number: | 023135106 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $673.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $664.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.20636 AMAZON.COM INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 08-18-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533126 |
| Date Sold or Disposed: | 11-26-2021 |
| CUSIP Number: | 00206R102 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $243.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $240.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 10.00000 AT&T INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533127 |
| Date Sold or Disposed: | 12-10-2021 |
| CUSIP Number: | 00206R102 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $9.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $9.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.41407 AT&T INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 11-19-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533128 |
| Date Sold or Disposed: | 02-10-2021 |
| CUSIP Number: | 00507V109 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $305.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $302.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 3 ACTIVISION BLIZZARD INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 02-08-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533129 |
| Date Sold or Disposed: | 07-22-2021 |
| CUSIP Number: | 039697107 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $55.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $59.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 31 ARDELYX INC COM |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533130 |
| Date Sold or Disposed: | 02-03-2021 |
| CUSIP Number: | 01609W102 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $797.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $774.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 3 ***ALIBABA GROUP HOLDING LTD SPONSO |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533131 |
| Date Sold or Disposed: | 02-04-2021 |
| CUSIP Number: | 01609W102 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $267.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $267.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 1 ***ALIBABA GROUP HOLDING LTD SPONSO |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 02-03-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533132 |
| Date Sold or Disposed: | 05-17-2021 |
| CUSIP Number: | 01609W102 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $23.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $26.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.11219 ***ALIBABA GROUP HOLDING LTD |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533134 |
| Date Sold or Disposed: | 10-12-2021 |
| CUSIP Number: | 01609W102 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $495.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $493.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 3.00000 ***ALIBABA GROUP HOLDING LTD |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533136 |
| Date Sold or Disposed: | 10-14-2021 |
| CUSIP Number: | 01609W102 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $147.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $145.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.89581 ***ALIBABA GROUP HOLDING LTD |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 10-08-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533137 |
| Date Sold or Disposed: | 11-30-2021 |
| CUSIP Number: | 01609W102 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $703.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $739.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 5.43205 ***ALIBABA GROUP HOLDING LTD |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533138 |
| Date Sold or Disposed: | 05-10-2021 |
| CUSIP Number: | 02079K305 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $35.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $34.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.01531 ALPHABET INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533139 |
| Date Sold or Disposed: | 12-27-2021 |
| CUSIP Number: | 01671P100 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $307.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $314.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 30 ALLAKOS INC COMMO |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533140 |
| Date Sold or Disposed: | 08-12-2021 |
| CUSIP Number: | 02079K107 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $399.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $400.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.14574 ALPHABET INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 08-11-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533141 |
| Date Sold or Disposed: | 08-12-2021 |
| CUSIP Number: | 02079K107 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $753.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $750.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.27294 ALPHABET INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 08-11-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533144 |
| Date Sold or Disposed: | 02-10-2021 |
| CUSIP Number: | 051857100 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $78.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $69.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 10 ***AURORA MOBILE LIMITED AMERI |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533146 |
| Date Sold or Disposed: | 08-30-2021 |
| CUSIP Number: | 00827B106 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $112.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $110.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 1.15082 AFFIRM HOLDINGS INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 08-30-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533148 |
| Date Sold or Disposed: | 10-26-2021 |
| CUSIP Number: | 00827B106 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $895.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $869.00 |
| Wash Sale Loss Disallowed: | $14.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 6.00000 AFFIRM HOLDINGS INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533163 |
| Date Sold or Disposed: | 11-02-2021 |
| CUSIP Number: | 00827B106 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $154.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $162.00 |
| Wash Sale Loss Disallowed: | $8.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 1 AFFIRM HOLDINGS INC CLASS |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 10-27-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533169 |
| Date Sold or Disposed: | 11-08-2021 |
| CUSIP Number: | 00827B106 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $168.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $163.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 1.00000 AFFIRM HOLDINGS INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533171 |
| Date Sold or Disposed: | 11-09-2021 |
| CUSIP Number: | 00827B106 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $246.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $237.00 |
| Wash Sale Loss Disallowed: | $3.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 1.56361 AFFIRM HOLDINGS INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533174 |
| Date Sold or Disposed: | 11-11-2021 |
| CUSIP Number: | 00827B106 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $1,101.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $995.00 |
| Wash Sale Loss Disallowed: | $4.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 7.00000 AFFIRM HOLDINGS INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533176 |
| Date Sold or Disposed: | 11-22-2021 |
| CUSIP Number: | 00827B106 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $633.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $685.00 |
| Wash Sale Loss Disallowed: | $52.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 5.00000 AFFIRM HOLDINGS INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533178 |
| Date Sold or Disposed: | 11-26-2021 |
| CUSIP Number: | 00827B106 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $535.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $539.00 |
| Wash Sale Loss Disallowed: | $4.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 4.00000 AFFIRM HOLDINGS INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533180 |
| Date Sold or Disposed: | 11-26-2021 |
| CUSIP Number: | 00827B106 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $792.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $791.00 |
| Wash Sale Loss Disallowed: | $4.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 6.00000 AFFIRM HOLDINGS INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533181 |
| Date Sold or Disposed: | 12-20-2021 |
| CUSIP Number: | 00827B106 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $810.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $897.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 8.37936 AFFIRM HOLDINGS INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533183 |
| Date Sold or Disposed: | 04-15-2021 |
| CUSIP Number: | L0423Q108 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $41.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $41.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 3 ***ARRIVAL ORDINA |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 04-12-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533184 |
| Date Sold or Disposed: | 11-12-2021 |
| CUSIP Number: | 007903107 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $145.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $142.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 1 ADVANCED MICRO DEVICES INC COM |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 11-10-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533203 |
| Date Sold or Disposed: | 11-30-2021 |
| CUSIP Number: | 007903107 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $1,490.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $1,404.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 9.37611 ADVANCED MICRO DEVICES INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533210 |
| Date Sold or Disposed: | 01-11-2021 |
| CUSIP Number: | 037833100 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $129.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $125.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 1 APPLE INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 08-26-2020 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533214 |
| Date Sold or Disposed: | 01-11-2021 |
| CUSIP Number: | 037833100 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $1,034.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $1,017.00 |
| Wash Sale Loss Disallowed: | $4.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 8.00000 APPLE INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533217 |
| Date Sold or Disposed: | 01-13-2021 |
| CUSIP Number: | 037833100 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $517.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $502.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 4.00000 APPLE INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533221 |
| Date Sold or Disposed: | 01-15-2021 |
| CUSIP Number: | 037833100 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $1,276.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $1,217.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 10.00000 APPLE INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533224 |
| Date Sold or Disposed: | 01-19-2021 |
| CUSIP Number: | 037833100 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $92.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $79.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.72024 APPLE INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 09-17-2020 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533226 |
| Date Sold or Disposed: | 02-05-2021 |
| CUSIP Number: | 037833100 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $1,369.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $1,349.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 10 APPLE INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533228 |
| Date Sold or Disposed: | 02-10-2021 |
| CUSIP Number: | 037833100 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $678.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $681.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 5 APPLE INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533230 |
| Date Sold or Disposed: | 11-22-2021 |
| CUSIP Number: | 037833100 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $1,610.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $1,544.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 10 APPLE INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 11-18-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533233 |
| Date Sold or Disposed: | 12-16-2021 |
| CUSIP Number: | 037833100 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $2.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $1.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.01163 APPLE INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 12-01-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533243 |
| Date Sold or Disposed: | 08-24-2021 |
| CUSIP Number: | 060505104 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $206.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $206.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 5.00000 BANK OF AMERICA CORP |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533248 |
| Date Sold or Disposed: | 08-30-2021 |
| CUSIP Number: | 060505104 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $192.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $194.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 4.60000 BANK OF AMERICA CORP |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533251 |
| Date Sold or Disposed: | 11-22-2021 |
| CUSIP Number: | 060505104 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $924.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $922.00 |
| Wash Sale Loss Disallowed: | $7.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 20.00000 BANK OF AMERICA CORP |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533254 |
| Date Sold or Disposed: | 12-02-2021 |
| CUSIP Number: | 060505104 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $272.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $276.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 6.0000 BANK OF AMERICA CORP |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533257 |
| Date Sold or Disposed: | 12-10-2021 |
| CUSIP Number: | 060505104 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $15.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $15.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.3459 BANK OF AMERICA CORP |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 10-14-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533260 |
| Date Sold or Disposed: | 12-16-2021 |
| CUSIP Number: | 060505104 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $3.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $3.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.06793 BANK OF AMERICA CORP |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 12-13-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533264 |
| Date Sold or Disposed: | 12-15-2021 |
| CUSIP Number: | 058586108 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $189.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $186.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 15.0399 ***BALLARD POWER SYSTEMS INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 12-14-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533269 |
| Date Sold or Disposed: | 05-17-2021 |
| CUSIP Number: | 084670702 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $81.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $74.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.28159 BERKSHIRE HATHAWAY INC DEL |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533270 |
| Date Sold or Disposed: | 08-02-2021 |
| CUSIP Number: | 084670702 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $74.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $75.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.26866 BERKSHIRE HATHAWAY INC DEL |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533274 |
| Date Sold or Disposed: | 08-30-2021 |
| CUSIP Number: | 084670702 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $142.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $142.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.49809 BERKSHIRE HATHAWAY INC DEL |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533287 |
| Date Sold or Disposed: | 02-19-2021 |
| CUSIP Number: | 08862E109 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $162.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $196.00 |
| Wash Sale Loss Disallowed: | $34.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 1 BEYOND MEAT INC COMMON |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 01-27-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533289 |
| Date Sold or Disposed: | 05-05-2021 |
| CUSIP Number: | 08862E109 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $123.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $222.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 1 BEYOND MEAT INC COMMON |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 01-26-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533291 |
| Date Sold or Disposed: | 05-05-2021 |
| CUSIP Number: | 08862E109 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $121.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $168.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 1 BEYOND MEAT INC COMMON |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 02-02-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533293 |
| Date Sold or Disposed: | 08-20-2021 |
| CUSIP Number: | 08862E109 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $234.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $235.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 2 BEYOND MEAT INC COMMON |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533295 |
| Date Sold or Disposed: | 10-15-2021 |
| CUSIP Number: | 09075V102 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $769.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $1,158.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 3.08668 ***BIONTECH SE |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533297 |
| Date Sold or Disposed: | 05-18-2021 |
| CUSIP Number: | 097023105 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $28.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $31.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.12136 BOEING CO |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533299 |
| Date Sold or Disposed: | 08-25-2021 |
| CUSIP Number: | 097023105 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $443.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $440.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 2 BOEING CO |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 08-18-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533300 |
| Date Sold or Disposed: | 12-29-2021 |
| CUSIP Number: | 097023105 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $613.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $611.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 3 BOEING CO |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533302 |
| Date Sold or Disposed: | 07-01-2021 |
| CUSIP Number: | 22160K105 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $25.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $25.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.06502 COSTCO WHOLESALE CORP-NEW |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533306 |
| Date Sold or Disposed: | 12-30-2021 |
| CUSIP Number: | 22160K105 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $563.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $546.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 1 COSTCO WHOLESALE CORP-NEW |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 12-22-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533308 |
| Date Sold or Disposed: | 12-30-2021 |
| CUSIP Number: | 22160K105 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $564.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $562.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 1 COSTCO WHOLESALE CORP-NEW |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 12-27-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533309 |
| Date Sold or Disposed: | 12-30-2021 |
| CUSIP Number: | 22160K105 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $564.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $546.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 1 COSTCO WHOLESALE CORP-NEW |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 12-22-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533310 |
| Date Sold or Disposed: | 08-02-2021 |
| CUSIP Number: | 166764100 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $31.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $30.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.30462 CHEVRON CORPORATION |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533311 |
| Date Sold or Disposed: | 01-28-2021 |
| CUSIP Number: | 14365C103 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $84.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $81.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 5 ***CARNIVAL PLC AMERIC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 01-27-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533312 |
| Date Sold or Disposed: | 03-23-2021 |
| CUSIP Number: | 22539T282 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $67.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $69.00 |
| Wash Sale Loss Disallowed: | $2.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 10 ***CREDIT SUISSE AG X LNK |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533313 |
| Date Sold or Disposed: | 03-24-2021 |
| CUSIP Number: | 22539T282 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $68.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $68.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 10 ***CREDIT SUISSE AG X LNK |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533314 |
| Date Sold or Disposed: | 12-27-2021 |
| CUSIP Number: | 22539T282 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $60.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $59.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 10 ***CREDIT SUISSE AG X LNK |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 12-23-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533315 |
| Date Sold or Disposed: | 05-28-2021 |
| CUSIP Number: | 16679L109 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $150.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $148.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 2 CHEWY INC CLASS |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 05-27-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533316 |
| Date Sold or Disposed: | 09-08-2021 |
| CUSIP Number: | 16679L109 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $75.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $79.00 |
| Wash Sale Loss Disallowed: | $1.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 1 CHEWY INC CLASS |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 09-02-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533317 |
| Date Sold or Disposed: | 11-02-2021 |
| CUSIP Number: | 16679L109 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $219.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $238.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 3.00000 CHEWY INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533323 |
| Date Sold or Disposed: | 12-16-2021 |
| CUSIP Number: | 16679L109 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $2.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $4.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.05065 CHEWY INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 09-02-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533329 |
| Date Sold or Disposed: | 12-06-2021 |
| CUSIP Number: | 13803R102 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $1,289.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $1,594.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 128.90000 CANOO INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533331 |
| Date Sold or Disposed: | 12-20-2021 |
| CUSIP Number: | 13803R102 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $0.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.00136 CANOO INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 11-23-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533335 |
| Date Sold or Disposed: | 11-18-2021 |
| CUSIP Number: | 15961R105 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $262.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $262.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 10 CHARGEPOINT HOLDINGS INC CLASS |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 11-16-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533336 |
| Date Sold or Disposed: | 12-17-2021 |
| CUSIP Number: | 15961R105 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $191.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $347.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 10.38211 CHARGEPOINT HOLDINGS INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533338 |
| Date Sold or Disposed: | 12-17-2021 |
| CUSIP Number: | 15961R105 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $278.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $412.00 |
| Wash Sale Loss Disallowed: | $89.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 15 CHARGEPOINT HOLDINGS INC CLASS |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533340 |
| Date Sold or Disposed: | 06-16-2021 |
| CUSIP Number: | 143658300 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $75.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $74.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 2.61404 ***CARNIVAL CORP |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 06-15-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533343 |
| Date Sold or Disposed: | 01-29-2021 |
| CUSIP Number: | 247361702 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $196.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $197.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 5 DELTA AIR LINES INC DEL COM |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 01-26-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533349 |
| Date Sold or Disposed: | 05-17-2021 |
| CUSIP Number: | 247361702 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $37.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $39.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.80476 DELTA AIR LINES INC DEL |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533352 |
| Date Sold or Disposed: | 07-01-2021 |
| CUSIP Number: | 256746108 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $34.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $35.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.34765 DOLLAR TREE INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533364 |
| Date Sold or Disposed: | 07-29-2021 |
| CUSIP Number: | 23292E108 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $205.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $265.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 20 ***DIDI GLOBAL INC ADS E |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533366 |
| Date Sold or Disposed: | 01-19-2021 |
| CUSIP Number: | 254687106 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $156.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $150.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.90863 WALT DISNEY CO |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533367 |
| Date Sold or Disposed: | 08-02-2021 |
| CUSIP Number: | 254687106 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $29.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $30.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.16663 WALT DISNEY CO |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533368 |
| Date Sold or Disposed: | 08-30-2021 |
| CUSIP Number: | 254687106 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $179.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $176.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 1.00000 WALT DISNEY CO |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533369 |
| Date Sold or Disposed: | 10-11-2021 |
| CUSIP Number: | 254687106 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $617.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $618.00 |
| Wash Sale Loss Disallowed: | $1.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 3.50000 WALT DISNEY CO |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533371 |
| Date Sold or Disposed: | 11-02-2021 |
| CUSIP Number: | 254687106 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $509.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $526.00 |
| Wash Sale Loss Disallowed: | $17.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 3.00000 WALT DISNEY CO |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533372 |
| Date Sold or Disposed: | 11-05-2021 |
| CUSIP Number: | 254687106 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $351.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $348.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 2.00000 WALT DISNEY CO |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533374 |
| Date Sold or Disposed: | 11-11-2021 |
| CUSIP Number: | 254687106 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $486.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $498.00 |
| Wash Sale Loss Disallowed: | $12.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 3.00000 WALT DISNEY CO |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533376 |
| Date Sold or Disposed: | 12-07-2021 |
| CUSIP Number: | 254687106 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $1,588.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $1,575.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 10.43304 WALT DISNEY CO |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533377 |
| Date Sold or Disposed: | 09-20-2021 |
| CUSIP Number: | 30063P105 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $117.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $118.00 |
| Wash Sale Loss Disallowed: | $1.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 1.13308 EXACT SCIENCES CORP |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533382 |
| Date Sold or Disposed: | 10-04-2021 |
| CUSIP Number: | 30063P105 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $276.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $276.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 3.00000 EXACT SCIENCES CORP |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533384 |
| Date Sold or Disposed: | 02-05-2021 |
| CUSIP Number: | 30231G102 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $249.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $238.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 5 EXXON MOBIL CORP |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 02-04-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533386 |
| Date Sold or Disposed: | 05-17-2021 |
| CUSIP Number: | 30231G102 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $61.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $60.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 1.00000 EXXON MOBIL CORP |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533387 |
| Date Sold or Disposed: | 05-18-2021 |
| CUSIP Number: | 30231G102 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $2.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $1.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.03358 EXXON MOBIL CORP |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533388 |
| Date Sold or Disposed: | 11-30-2021 |
| CUSIP Number: | 29786A106 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $2,767.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $2,717.00 |
| Wash Sale Loss Disallowed: | $46.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 10 ETSY INC COM |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533389 |
| Date Sold or Disposed: | 12-15-2021 |
| CUSIP Number: | 29786A106 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $931.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $1,107.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 4.29327 ETSY INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533390 |
| Date Sold or Disposed: | 02-03-2021 |
| CUSIP Number: | 284849205 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $246.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $245.00 |
| Wash Sale Loss Disallowed: | $2.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 30 ***ELECTRAMECCANICA VEHICLES CORP |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533391 |
| Date Sold or Disposed: | 02-08-2021 |
| CUSIP Number: | 284849205 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $175.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $174.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 20 ***ELECTRAMECCANICA VEHICLES CORP |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533392 |
| Date Sold or Disposed: | 10-20-2021 |
| CUSIP Number: | 30048L104 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $172.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $312.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 240.00000 EVOFEM BIOSCIENCES INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533393 |
| Date Sold or Disposed: | 10-22-2021 |
| CUSIP Number: | 30048L104 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $172.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $217.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 249.81887 EVOFEM BIOSCIENCES INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533396 |
| Date Sold or Disposed: | 12-22-2021 |
| CUSIP Number: | 30048L104 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $18.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $19.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 43.55165 EVOFEM BIOSCIENCES INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 12-21-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533398 |
| Date Sold or Disposed: | 10-06-2021 |
| CUSIP Number: | 31428X106 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $222.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $223.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 1 FEDEX CORP |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 09-28-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533400 |
| Date Sold or Disposed: | 10-06-2021 |
| CUSIP Number: | 31428X106 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $222.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $223.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 1 FEDEX CORP |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 09-28-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533403 |
| Date Sold or Disposed: | 05-10-2021 |
| CUSIP Number: | 345370860 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $58.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $61.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 5.00000 FORD MOTOR CO |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533408 |
| Date Sold or Disposed: | 08-27-2021 |
| CUSIP Number: | 345370860 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $31.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $32.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 2.40000 FORD MOTOR CO |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533410 |
| Date Sold or Disposed: | 08-27-2021 |
| CUSIP Number: | 345370860 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $132.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $132.00 |
| Wash Sale Loss Disallowed: | $1.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 10.00000 FORD MOTOR CO |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533411 |
| Date Sold or Disposed: | 09-08-2021 |
| CUSIP Number: | 345370860 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $65.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $66.00 |
| Wash Sale Loss Disallowed: | $1.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 5.00000 FORD MOTOR CO |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533412 |
| Date Sold or Disposed: | 09-10-2021 |
| CUSIP Number: | 345370860 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $58.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $60.00 |
| Wash Sale Loss Disallowed: | $2.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 4.60777 FORD MOTOR CO |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 09-08-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533413 |
| Date Sold or Disposed: | 10-05-2021 |
| CUSIP Number: | 345370860 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $141.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $142.00 |
| Wash Sale Loss Disallowed: | $2.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 10.00000 FORD MOTOR CO |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533414 |
| Date Sold or Disposed: | 10-14-2021 |
| CUSIP Number: | 345370860 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $169.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $169.00 |
| Wash Sale Loss Disallowed: | $2.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 11.00000 FORD MOTOR CO |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533421 |
| Date Sold or Disposed: | 11-30-2021 |
| CUSIP Number: | 345370860 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $503.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $493.00 |
| Wash Sale Loss Disallowed: | $6.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 26.00000 FORD MOTOR CO |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533423 |
| Date Sold or Disposed: | 12-29-2021 |
| CUSIP Number: | 345370860 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $310.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $308.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 15.08739 FORD MOTOR CO |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533425 |
| Date Sold or Disposed: | 01-19-2021 |
| CUSIP Number: | 30303M102 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $32.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $34.00 |
| Wash Sale Loss Disallowed: | $2.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.12428 META PLATFORMS INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533428 |
| Date Sold or Disposed: | 01-19-2021 |
| CUSIP Number: | 30303M102 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $259.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $283.00 |
| Wash Sale Loss Disallowed: | $23.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 1.00000 META PLATFORMS INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533430 |
| Date Sold or Disposed: | 01-19-2021 |
| CUSIP Number: | 30303M102 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $519.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $546.00 |
| Wash Sale Loss Disallowed: | $29.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 2.00000 META PLATFORMS INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533431 |
| Date Sold or Disposed: | 02-10-2021 |
| CUSIP Number: | 30303M102 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $268.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $306.00 |
| Wash Sale Loss Disallowed: | $33.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 1.00000 META PLATFORMS INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533432 |
| Date Sold or Disposed: | 02-10-2021 |
| CUSIP Number: | 30303M102 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $268.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $299.00 |
| Wash Sale Loss Disallowed: | $30.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 1.00000 META PLATFORMS INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533433 |
| Date Sold or Disposed: | 02-11-2021 |
| CUSIP Number: | 30303M102 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $269.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $305.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 1.00000 META PLATFORMS INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533434 |
| Date Sold or Disposed: | 05-17-2021 |
| CUSIP Number: | 30303M102 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $29.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $30.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.09522 META PLATFORMS INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533435 |
| Date Sold or Disposed: | 08-20-2021 |
| CUSIP Number: | 30303M102 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $358.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $360.00 |
| Wash Sale Loss Disallowed: | $2.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 1 META PLATFORMS INC CLASS |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 08-17-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533442 |
| Date Sold or Disposed: | 08-20-2021 |
| CUSIP Number: | 30303M102 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $358.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $358.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 1 META PLATFORMS INC CLASS |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 08-17-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533444 |
| Date Sold or Disposed: | 10-27-2021 |
| CUSIP Number: | 30303M102 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $315.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $331.00 |
| Wash Sale Loss Disallowed: | $15.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 1 META PLATFORMS INC CLASS |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 10-08-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533446 |
| Date Sold or Disposed: | 10-27-2021 |
| CUSIP Number: | 30303M102 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $315.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $327.00 |
| Wash Sale Loss Disallowed: | $12.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 1 META PLATFORMS INC CLASS |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 10-26-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533449 |
| Date Sold or Disposed: | 11-01-2021 |
| CUSIP Number: | 30303M102 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $330.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $324.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 1 META PLATFORMS INC CLASS |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 10-26-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533450 |
| Date Sold or Disposed: | 11-10-2021 |
| CUSIP Number: | 30303M102 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $327.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $330.00 |
| Wash Sale Loss Disallowed: | $3.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 1 META PLATFORMS INC CLASS |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 11-10-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533451 |
| Date Sold or Disposed: | 11-29-2021 |
| CUSIP Number: | 30303M102 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $338.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $345.00 |
| Wash Sale Loss Disallowed: | $6.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 1 META PLATFORMS INC CLASS |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 11-19-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533452 |
| Date Sold or Disposed: | 11-29-2021 |
| CUSIP Number: | 30303M102 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $338.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $345.00 |
| Wash Sale Loss Disallowed: | $7.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 1 META PLATFORMS INC CLASS |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 11-18-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533453 |
| Date Sold or Disposed: | 12-08-2021 |
| CUSIP Number: | 30303M102 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $331.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $341.00 |
| Wash Sale Loss Disallowed: | $10.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 1 META PLATFORMS INC CLASS |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 11-18-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533454 |
| Date Sold or Disposed: | 12-09-2021 |
| CUSIP Number: | 30303M102 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $668.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $674.00 |
| Wash Sale Loss Disallowed: | $5.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 2 META PLATFORMS INC CLASS |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533455 |
| Date Sold or Disposed: | 12-30-2021 |
| CUSIP Number: | 30303M102 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $345.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $345.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 1 META PLATFORMS INC CLASS |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 12-27-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533456 |
| Date Sold or Disposed: | 01-27-2021 |
| CUSIP Number: | 35952H601 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $202.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $175.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 10 FUELCELL ENERGY INC COMMO |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533457 |
| Date Sold or Disposed: | 01-28-2021 |
| CUSIP Number: | 35952H601 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $70.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $64.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 3 FUELCELL ENERGY INC COMMON |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 01-27-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533458 |
| Date Sold or Disposed: | 01-29-2021 |
| CUSIP Number: | 35952H601 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $215.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $213.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 10 FUELCELL ENERGY INC COMMO |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 01-28-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533459 |
| Date Sold or Disposed: | 02-09-2021 |
| CUSIP Number: | 35952H601 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $280.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $255.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 10 FUELCELL ENERGY INC COMMO |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533460 |
| Date Sold or Disposed: | 07-08-2021 |
| CUSIP Number: | 35952H601 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $398.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $1,208.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 50 FUELCELL ENERGY INC COMMO |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533461 |
| Date Sold or Disposed: | 07-14-2021 |
| CUSIP Number: | 35952H601 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $369.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $571.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 50 FUELCELL ENERGY INC COMMO |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533462 |
| Date Sold or Disposed: | 09-09-2021 |
| CUSIP Number: | 35952H601 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $63.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $64.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 11 FUELCELL ENERGY INC COMMO |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 09-08-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533464 |
| Date Sold or Disposed: | 04-13-2021 |
| CUSIP Number: | 35803L108 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $97.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $112.00 |
| Wash Sale Loss Disallowed: | $15.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 10 FREQUENCY THERAPEUTICS INC COMMO |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533465 |
| Date Sold or Disposed: | 04-15-2021 |
| CUSIP Number: | 35803L108 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $98.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $104.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 10 FREQUENCY THERAPEUTICS INC COMMO |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533467 |
| Date Sold or Disposed: | 01-22-2021 |
| CUSIP Number: | 35954B206 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $21.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $22.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 10 ***FSD PHARMA INC CL B |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 01-20-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533489 |
| Date Sold or Disposed: | 01-11-2021 |
| CUSIP Number: | 359523107 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $29.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $27.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 5 FUEL TECH INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 11-24-2020 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533495 |
| Date Sold or Disposed: | 08-23-2021 |
| CUSIP Number: | 38141G104 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $402.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $402.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 1 GOLDMAN SACHS GROUP INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 08-23-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533499 |
| Date Sold or Disposed: | 08-27-2021 |
| CUSIP Number: | 38141G104 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $417.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $416.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 1 GOLDMAN SACHS GROUP INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 08-25-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533503 |
| Date Sold or Disposed: | 09-23-2021 |
| CUSIP Number: | 38141G104 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $392.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $391.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 1 GOLDMAN SACHS GROUP INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 09-17-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533505 |
| Date Sold or Disposed: | 10-22-2021 |
| CUSIP Number: | 38141G104 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $412.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $400.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 1 GOLDMAN SACHS GROUP INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 10-15-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533508 |
| Date Sold or Disposed: | 10-27-2021 |
| CUSIP Number: | 38141G104 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $42.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $40.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.10243 GOLDMAN SACHS GROUP INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533513 |
| Date Sold or Disposed: | 01-28-2021 |
| CUSIP Number: | 37045V100 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $250.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $247.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 5 GENERAL MOTORS COMPANY |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 01-27-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533518 |
| Date Sold or Disposed: | 03-11-2021 |
| CUSIP Number: | 374396406 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $90.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $89.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 10 GEVO INC COMMO |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533522 |
| Date Sold or Disposed: | 08-31-2021 |
| CUSIP Number: | 464288687 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $10.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $9.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.25387 ISHARES TRUST |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 08-13-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533528 |
| Date Sold or Disposed: | 12-20-2021 |
| CUSIP Number: | 464288687 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $0.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.00032 ISHARES TRUST |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 08-13-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533550 |
| Date Sold or Disposed: | 09-07-2021 |
| CUSIP Number: | 45257L108 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $77.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $75.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 18.59082 ***IMMUTEP LIMITED |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533554 |
| Date Sold or Disposed: | 02-11-2021 |
| CUSIP Number: | 449109107 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $357.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $342.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 20 HYLIION HOLDINGS CORP COMMO |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533560 |
| Date Sold or Disposed: | 05-20-2021 |
| CUSIP Number: | 449109107 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $244.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $259.00 |
| Wash Sale Loss Disallowed: | $16.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 25 HYLIION HOLDINGS CORP COMMO |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533574 |
| Date Sold or Disposed: | 05-21-2021 |
| CUSIP Number: | 449109107 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $247.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $238.00 |
| Wash Sale Loss Disallowed: | $4.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 25 HYLIION HOLDINGS CORP COMMO |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533581 |
| Date Sold or Disposed: | 06-02-2021 |
| CUSIP Number: | 449109107 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $106.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $103.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 10 HYLIION HOLDINGS CORP COMMO |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533582 |
| Date Sold or Disposed: | 06-18-2021 |
| CUSIP Number: | 449109107 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $118.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $123.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 10 HYLIION HOLDINGS CORP COMMO |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533584 |
| Date Sold or Disposed: | 12-03-2021 |
| CUSIP Number: | 46625H100 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $158.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $162.00 |
| Wash Sale Loss Disallowed: | $4.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 1 JPMORGAN CHASE & CO |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 12-01-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533586 |
| Date Sold or Disposed: | 12-10-2021 |
| CUSIP Number: | 46625H100 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $806.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $819.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 5.03520 JPMORGAN CHASE & CO |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533589 |
| Date Sold or Disposed: | 11-22-2021 |
| CUSIP Number: | 47215P106 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $460.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $459.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 5 ***JD.COM INC SPONSO |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 11-19-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533593 |
| Date Sold or Disposed: | 01-05-2021 |
| CUSIP Number: | 48138M105 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $178.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $178.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 5 ***JUMIA TECHNOLOGIES AG AMERIC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 01-05-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533602 |
| Date Sold or Disposed: | 01-06-2021 |
| CUSIP Number: | 50202M102 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $730.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $729.00 |
| Wash Sale Loss Disallowed: | $15.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 22 ***LI AUTO INC AMERI |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533604 |
| Date Sold or Disposed: | 01-26-2021 |
| CUSIP Number: | 50202M102 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $327.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $343.00 |
| Wash Sale Loss Disallowed: | $15.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 10 ***LI AUTO INC AMERI |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533605 |
| Date Sold or Disposed: | 02-05-2021 |
| CUSIP Number: | 50202M102 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $303.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $319.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 10 ***LI AUTO INC AMERI |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533608 |
| Date Sold or Disposed: | 03-15-2021 |
| CUSIP Number: | 50202M102 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $103.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $102.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 4 ***LI AUTO INC AMERIC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 03-11-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533612 |
| Date Sold or Disposed: | 04-28-2021 |
| CUSIP Number: | 50202M102 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $101.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $98.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 5 ***LI AUTO INC AMERIC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 04-21-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533616 |
| Date Sold or Disposed: | 05-03-2021 |
| CUSIP Number: | 50202M102 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $97.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $98.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 5 ***LI AUTO INC AMERIC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 04-21-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533619 |
| Date Sold or Disposed: | 06-22-2021 |
| CUSIP Number: | 50202M102 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $278.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $252.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 9.66593 ***LI AUTO INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533625 |
| Date Sold or Disposed: | 02-10-2021 |
| CUSIP Number: | 54405Q100 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $289.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $271.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 10 LORDSTOWN MOTORS CORP CLASS |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 02-08-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533630 |
| Date Sold or Disposed: | 02-19-2021 |
| CUSIP Number: | 54405Q100 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $394.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $423.00 |
| Wash Sale Loss Disallowed: | $7.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 16 LORDSTOWN MOTORS CORP CLASS |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533634 |
| Date Sold or Disposed: | 06-08-2021 |
| CUSIP Number: | 54405Q100 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $155.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $156.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 11 LORDSTOWN MOTORS CORP CLASS |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533645 |
| Date Sold or Disposed: | 02-12-2021 |
| CUSIP Number: | 53680Q207 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $296.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $282.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 13 ***LITHIUM AMERICAS CORP COM |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533652 |
| Date Sold or Disposed: | 07-26-2021 |
| CUSIP Number: | 549498103 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $132.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $125.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 5 LUCID GROUP INC COMMON |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 07-08-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533656 |
| Date Sold or Disposed: | 07-26-2021 |
| CUSIP Number: | 549498103 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $265.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $248.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 10 LUCID GROUP INC COMMO |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533661 |
| Date Sold or Disposed: | 11-22-2021 |
| CUSIP Number: | 549498103 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $1,444.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $1,336.00 |
| Wash Sale Loss Disallowed: | $14.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 27.00000 LUCID GROUP INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533663 |
| Date Sold or Disposed: | 11-24-2021 |
| CUSIP Number: | 549498103 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $45.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $42.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.89627 LUCID GROUP INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 11-15-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533665 |
| Date Sold or Disposed: | 12-01-2021 |
| CUSIP Number: | 549498103 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $279.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $276.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 5.00000 LUCID GROUP INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533667 |
| Date Sold or Disposed: | 12-30-2021 |
| CUSIP Number: | 549498103 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $385.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $385.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 10.00000 LUCID GROUP INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533672 |
| Date Sold or Disposed: | 08-03-2021 |
| CUSIP Number: | 60770K107 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $348.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $349.00 |
| Wash Sale Loss Disallowed: | $1.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 1.00000 MODERNA INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533675 |
| Date Sold or Disposed: | 08-10-2021 |
| CUSIP Number: | 60770K107 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $4,119.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $3,271.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 9.00000 MODERNA INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533677 |
| Date Sold or Disposed: | 08-11-2021 |
| CUSIP Number: | 60770K107 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $1,151.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $1,378.00 |
| Wash Sale Loss Disallowed: | $226.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 3 MODERNA INC COMMON |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 08-10-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533688 |
| Date Sold or Disposed: | 08-26-2021 |
| CUSIP Number: | 60770K107 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $401.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $504.00 |
| Wash Sale Loss Disallowed: | $102.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 1 MODERNA INC COMMON |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 08-11-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533689 |
| Date Sold or Disposed: | 09-08-2021 |
| CUSIP Number: | 60770K107 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $420.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $562.00 |
| Wash Sale Loss Disallowed: | $141.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 1 MODERNA INC COMMON |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 08-10-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533690 |
| Date Sold or Disposed: | 09-17-2021 |
| CUSIP Number: | 60770K107 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $427.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $536.00 |
| Wash Sale Loss Disallowed: | $108.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 1.00000 MODERNA INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533691 |
| Date Sold or Disposed: | 10-08-2021 |
| CUSIP Number: | 60770K107 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $1,799.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $2,565.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 5.95267 MODERNA INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533692 |
| Date Sold or Disposed: | 12-30-2021 |
| CUSIP Number: | 57142B104 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $115.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $115.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 6.66666 MARQETA INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 12-27-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533693 |
| Date Sold or Disposed: | 01-28-2021 |
| CUSIP Number: | 594918104 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $481.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $479.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 2 MICROSOFT CORP |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 01-27-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533694 |
| Date Sold or Disposed: | 01-29-2021 |
| CUSIP Number: | 594918104 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $712.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $711.00 |
| Wash Sale Loss Disallowed: | $3.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 3 MICROSOFT CORP |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533695 |
| Date Sold or Disposed: | 02-08-2021 |
| CUSIP Number: | 594918104 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $485.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $485.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 2 MICROSOFT CORP |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533696 |
| Date Sold or Disposed: | 05-10-2021 |
| CUSIP Number: | 594918104 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $34.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $34.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.14029 MICROSOFT CORP |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533698 |
| Date Sold or Disposed: | 08-27-2021 |
| CUSIP Number: | 594918104 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $299.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $304.00 |
| Wash Sale Loss Disallowed: | $4.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 1 MICROSOFT CORP |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 08-20-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533703 |
| Date Sold or Disposed: | 09-02-2021 |
| CUSIP Number: | 594918104 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $300.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $303.00 |
| Wash Sale Loss Disallowed: | $3.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 1.00000 MICROSOFT CORP |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533706 |
| Date Sold or Disposed: | 09-07-2021 |
| CUSIP Number: | 594918104 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $582.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $578.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 1.94839 MICROSOFT CORP |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533710 |
| Date Sold or Disposed: | 10-25-2021 |
| CUSIP Number: | 594918104 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $308.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $284.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 1 MICROSOFT CORP |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 09-28-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533711 |
| Date Sold or Disposed: | 11-15-2021 |
| CUSIP Number: | 594918104 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $335.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $336.00 |
| Wash Sale Loss Disallowed: | $1.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 1 MICROSOFT CORP |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 11-05-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533713 |
| Date Sold or Disposed: | 11-24-2021 |
| CUSIP Number: | 594918104 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $335.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $345.00 |
| Wash Sale Loss Disallowed: | $9.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 1.00000 MICROSOFT CORP |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533717 |
| Date Sold or Disposed: | 11-24-2021 |
| CUSIP Number: | 594918104 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $336.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $343.00 |
| Wash Sale Loss Disallowed: | $7.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 1 MICROSOFT CORP |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 11-19-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533721 |
| Date Sold or Disposed: | 11-24-2021 |
| CUSIP Number: | 594918104 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $337.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $344.00 |
| Wash Sale Loss Disallowed: | $8.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 1.00000 MICROSOFT CORP |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533724 |
| Date Sold or Disposed: | 11-24-2021 |
| CUSIP Number: | 594918104 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $598.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $537.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 1.77151 MICROSOFT CORP |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533728 |
| Date Sold or Disposed: | 12-20-2021 |
| CUSIP Number: | 594918104 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $322.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $331.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 1.00000 MICROSOFT CORP |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533730 |
| Date Sold or Disposed: | 09-07-2021 |
| CUSIP Number: | 67066G104 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $20.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $20.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.08888 NVIDIA CORP |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533745 |
| Date Sold or Disposed: | 01-19-2021 |
| CUSIP Number: | 64110L106 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $44.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $43.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.08875 NETFLIX INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533748 |
| Date Sold or Disposed: | 01-19-2021 |
| CUSIP Number: | 64110L106 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $507.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $525.00 |
| Wash Sale Loss Disallowed: | $18.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 1 NETFLIX INC COM |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 01-04-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533750 |
| Date Sold or Disposed: | 02-02-2021 |
| CUSIP Number: | 64110L106 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $553.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $551.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 1 NETFLIX INC COM |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 01-27-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533751 |
| Date Sold or Disposed: | 02-02-2021 |
| CUSIP Number: | 64110L106 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $1,107.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $1,119.00 |
| Wash Sale Loss Disallowed: | $19.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 2 NETFLIX INC COM |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533753 |
| Date Sold or Disposed: | 02-04-2021 |
| CUSIP Number: | 64110L106 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $542.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $539.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 1 NETFLIX INC COM |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 02-03-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533755 |
| Date Sold or Disposed: | 02-09-2021 |
| CUSIP Number: | 64110L106 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $562.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $548.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 1 NETFLIX INC COM |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 02-08-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533757 |
| Date Sold or Disposed: | 07-23-2021 |
| CUSIP Number: | 64110L106 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $519.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $520.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 1.01958 NETFLIX INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533759 |
| Date Sold or Disposed: | 10-18-2021 |
| CUSIP Number: | 64110L106 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $625.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $637.00 |
| Wash Sale Loss Disallowed: | $11.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 1 NETFLIX INC COM |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 10-08-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533761 |
| Date Sold or Disposed: | 10-25-2021 |
| CUSIP Number: | 64110L106 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $665.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $636.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 1.00000 NETFLIX INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533763 |
| Date Sold or Disposed: | 10-27-2021 |
| CUSIP Number: | 64110L106 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $141.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $129.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.2121 NETFLIX INC C |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 10-04-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533783 |
| Date Sold or Disposed: | 11-19-2021 |
| CUSIP Number: | 64110L106 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $683.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $686.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 1 NETFLIX INC COM |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 11-18-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533786 |
| Date Sold or Disposed: | 12-27-2021 |
| CUSIP Number: | 64110L106 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $611.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $610.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 1 NETFLIX INC COM |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 12-22-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533787 |
| Date Sold or Disposed: | 12-27-2021 |
| CUSIP Number: | 64110L106 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $1,222.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $1,220.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 2 NETFLIX INC COM |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 12-22-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533788 |
| Date Sold or Disposed: | 04-27-2021 |
| CUSIP Number: | G66721104 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $151.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $143.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 5 ***NORWEGIAN CRUISE LINE HOLDIN |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 04-21-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533789 |
| Date Sold or Disposed: | 01-12-2021 |
| CUSIP Number: | 62914V106 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $316.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $327.00 |
| Wash Sale Loss Disallowed: | $11.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 5 ***NIO INC AMERIC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533790 |
| Date Sold or Disposed: | 01-25-2021 |
| CUSIP Number: | 62914V106 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $2,278.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $2,269.00 |
| Wash Sale Loss Disallowed: | $29.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 38 ***NIO INC AMERI |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533791 |
| Date Sold or Disposed: | 02-03-2021 |
| CUSIP Number: | 62914V106 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $1,749.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $1,768.00 |
| Wash Sale Loss Disallowed: | $54.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 30 ***NIO INC AMERI |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533792 |
| Date Sold or Disposed: | 02-09-2021 |
| CUSIP Number: | 62914V106 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $913.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $927.00 |
| Wash Sale Loss Disallowed: | $14.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 15 ***NIO INC AMERI |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533793 |
| Date Sold or Disposed: | 02-19-2021 |
| CUSIP Number: | 62914V106 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $383.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $410.00 |
| Wash Sale Loss Disallowed: | $27.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 7 ***NIO INC AMERIC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533794 |
| Date Sold or Disposed: | 03-25-2021 |
| CUSIP Number: | 62914V106 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $370.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $370.00 |
| Wash Sale Loss Disallowed: | $7.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 10 ***NIO INC AMERI |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533795 |
| Date Sold or Disposed: | 05-03-2021 |
| CUSIP Number: | 62914V106 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $198.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $198.00 |
| Wash Sale Loss Disallowed: | $3.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 5 ***NIO INC AMERIC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533796 |
| Date Sold or Disposed: | 07-22-2021 |
| CUSIP Number: | 62914V106 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $693.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $664.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 15.00000 ***NIO INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533797 |
| Date Sold or Disposed: | 07-23-2021 |
| CUSIP Number: | 62914V106 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $438.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $419.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 10.00000 ***NIO INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533798 |
| Date Sold or Disposed: | 07-26-2021 |
| CUSIP Number: | 62914V106 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $443.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $369.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 10.11341 ***NIO INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533799 |
| Date Sold or Disposed: | 08-24-2021 |
| CUSIP Number: | 62914V106 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $232.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $228.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 6.00000 ***NIO INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533800 |
| Date Sold or Disposed: | 08-25-2021 |
| CUSIP Number: | 62914V106 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $155.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $151.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 4 ***NIO INC AMERIC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 08-17-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533801 |
| Date Sold or Disposed: | 08-27-2021 |
| CUSIP Number: | 62914V106 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $137.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $138.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 3.60771 ***NIO INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 08-26-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533803 |
| Date Sold or Disposed: | 09-15-2021 |
| CUSIP Number: | 62914V106 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $113.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $114.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 3 ***NIO INC AMERIC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 09-10-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533804 |
| Date Sold or Disposed: | 10-07-2021 |
| CUSIP Number: | 62914V106 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $123.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $122.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 3.40000 ***NIO INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533806 |
| Date Sold or Disposed: | 10-21-2021 |
| CUSIP Number: | 62914V106 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $242.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $238.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 6.00000 ***NIO INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533824 |
| Date Sold or Disposed: | 10-27-2021 |
| CUSIP Number: | 62914V106 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $18.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $18.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.4796 ***NIO INC A |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533827 |
| Date Sold or Disposed: | 11-16-2021 |
| CUSIP Number: | 62914V106 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $213.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $212.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 5.26955 ***NIO INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533829 |
| Date Sold or Disposed: | 12-20-2021 |
| CUSIP Number: | 62914V106 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $290.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $320.00 |
| Wash Sale Loss Disallowed: | $30.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 10.00000 ***NIO INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533830 |
| Date Sold or Disposed: | 12-20-2021 |
| CUSIP Number: | 62914V106 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $291.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $341.00 |
| Wash Sale Loss Disallowed: | $49.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 10.36027 ***NIO INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533831 |
| Date Sold or Disposed: | 08-26-2021 |
| CUSIP Number: | 670002401 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $442.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $438.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 1.89874 NOVAVAX INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533832 |
| Date Sold or Disposed: | 09-08-2021 |
| CUSIP Number: | 670002401 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $126.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $127.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.4742 NOVAVAX INC C |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 09-07-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533833 |
| Date Sold or Disposed: | 02-17-2021 |
| CUSIP Number: | 654902204 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $421.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $485.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 104 ***NOKIA CORPORATION SPON |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533834 |
| Date Sold or Disposed: | 01-04-2021 |
| CUSIP Number: | 72919P202 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $1,103.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $985.00 |
| Wash Sale Loss Disallowed: | $8.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 34 PLUG POWER INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533835 |
| Date Sold or Disposed: | 01-05-2021 |
| CUSIP Number: | 72919P202 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $259.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $260.00 |
| Wash Sale Loss Disallowed: | $6.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 8 PLUG POWER INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533836 |
| Date Sold or Disposed: | 01-14-2021 |
| CUSIP Number: | 72919P202 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $2,399.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $1,937.00 |
| Wash Sale Loss Disallowed: | $33.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 37 PLUG POWER INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533837 |
| Date Sold or Disposed: | 01-25-2021 |
| CUSIP Number: | 72919P202 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $1,293.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $1,325.00 |
| Wash Sale Loss Disallowed: | $38.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 20 PLUG POWER INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533838 |
| Date Sold or Disposed: | 02-03-2021 |
| CUSIP Number: | 72919P202 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $1,344.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $1,331.00 |
| Wash Sale Loss Disallowed: | $7.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 20 PLUG POWER INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533839 |
| Date Sold or Disposed: | 02-09-2021 |
| CUSIP Number: | 72919P202 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $1,032.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $1,001.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 15 PLUG POWER INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533840 |
| Date Sold or Disposed: | 02-10-2021 |
| CUSIP Number: | 72919P202 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $260.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $261.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 4 PLUG POWER INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533841 |
| Date Sold or Disposed: | 03-03-2021 |
| CUSIP Number: | 72919P202 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $221.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $326.00 |
| Wash Sale Loss Disallowed: | $105.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 5 PLUG POWER INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533843 |
| Date Sold or Disposed: | 07-08-2021 |
| CUSIP Number: | 72919P202 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $29.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $86.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 1 PLUG POWER INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 02-10-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533844 |
| Date Sold or Disposed: | 07-08-2021 |
| CUSIP Number: | 72919P202 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $298.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $731.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 10 PLUG POWER INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533845 |
| Date Sold or Disposed: | 08-03-2021 |
| CUSIP Number: | 72919P202 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $526.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $1,199.00 |
| Wash Sale Loss Disallowed: | $369.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 20 PLUG POWER INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533846 |
| Date Sold or Disposed: | 08-03-2021 |
| CUSIP Number: | 72919P202 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $525.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $746.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 20 PLUG POWER INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533848 |
| Date Sold or Disposed: | 08-24-2021 |
| CUSIP Number: | 72919P202 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $258.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $623.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 10 PLUG POWER INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533862 |
| Date Sold or Disposed: | 12-17-2021 |
| CUSIP Number: | 72919P202 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $372.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $478.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 12.70921 PLUG POWER INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533865 |
| Date Sold or Disposed: | 11-04-2021 |
| CUSIP Number: | 70450Y103 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $218.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $219.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.95654 PAYPAL HOLDINGS INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 11-02-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533867 |
| Date Sold or Disposed: | 11-15-2021 |
| CUSIP Number: | 70450Y103 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $212.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $207.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 1.00000 PAYPAL HOLDINGS INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533869 |
| Date Sold or Disposed: | 11-17-2021 |
| CUSIP Number: | 70450Y103 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $208.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $206.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 1 PAYPAL HOLDINGS INC COM |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 11-10-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533871 |
| Date Sold or Disposed: | 11-17-2021 |
| CUSIP Number: | 70450Y103 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $623.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $619.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 3 PAYPAL HOLDINGS INC COM |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533872 |
| Date Sold or Disposed: | 12-03-2021 |
| CUSIP Number: | 70450Y103 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $182.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $188.00 |
| Wash Sale Loss Disallowed: | $5.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 1 PAYPAL HOLDINGS INC COM |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 11-22-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533874 |
| Date Sold or Disposed: | 12-13-2021 |
| CUSIP Number: | 70450Y103 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $561.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $583.00 |
| Wash Sale Loss Disallowed: | $21.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 3 PAYPAL HOLDINGS INC COM |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 12-08-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533876 |
| Date Sold or Disposed: | 12-14-2021 |
| CUSIP Number: | 70450Y103 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $186.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $192.00 |
| Wash Sale Loss Disallowed: | $5.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 1 PAYPAL HOLDINGS INC COM |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 11-22-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533878 |
| Date Sold or Disposed: | 12-14-2021 |
| CUSIP Number: | 70450Y103 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $564.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $586.00 |
| Wash Sale Loss Disallowed: | $21.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 3 PAYPAL HOLDINGS INC COM |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 11-22-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533880 |
| Date Sold or Disposed: | 12-16-2021 |
| CUSIP Number: | 70450Y103 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $853.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $842.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 4.44796 PAYPAL HOLDINGS INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533883 |
| Date Sold or Disposed: | 12-29-2021 |
| CUSIP Number: | 70450Y103 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $570.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $572.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 3.00000 PAYPAL HOLDINGS INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533892 |
| Date Sold or Disposed: | 02-16-2021 |
| CUSIP Number: | 720162106 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $311.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $299.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 5 ***PIEDMONT LITHIUM LTD AMERIC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 02-09-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533894 |
| Date Sold or Disposed: | 12-01-2021 |
| CUSIP Number: | 70614W100 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $223.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $218.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 5 PELOTON INTERACTIVE INC CLASS |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 11-29-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533896 |
| Date Sold or Disposed: | 03-24-2021 |
| CUSIP Number: | 676079106 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $62.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $77.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 20 ODONATE THERAPEUTICS INC COMMO |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533899 |
| Date Sold or Disposed: | 01-12-2021 |
| CUSIP Number: | 74348Q108 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $127.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $129.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 11 PROPERTY SOLUTIONS ACQUISITION CORP |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 01-11-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533903 |
| Date Sold or Disposed: | 09-07-2021 |
| CUSIP Number: | 71601V105 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $30.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $30.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 1.38880 PETCO HEALTH AND WELLNESS |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533907 |
| Date Sold or Disposed: | 09-10-2021 |
| CUSIP Number: | 71601V105 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $62.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $63.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 2.85908 PETCO HEALTH AND WELLNESS |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533910 |
| Date Sold or Disposed: | 11-23-2021 |
| CUSIP Number: | G6964L107 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $281.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $284.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 74 ***PAYSAFE LIMITED COMMO |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533914 |
| Date Sold or Disposed: | 08-31-2021 |
| CUSIP Number: | 717081103 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $46.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $51.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 1 PFIZER INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 08-18-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533917 |
| Date Sold or Disposed: | 11-08-2021 |
| CUSIP Number: | 717081103 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $355.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $361.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 7.3647 PFIZER INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533937 |
| Date Sold or Disposed: | 09-17-2021 |
| CUSIP Number: | 75605L708 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $38.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $39.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 23.02698 REALNETWORKS INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533961 |
| Date Sold or Disposed: | 12-15-2021 |
| CUSIP Number: | 77543R102 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $2,026.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $2,388.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 10.21940 ROKU INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533963 |
| Date Sold or Disposed: | 08-04-2021 |
| CUSIP Number: | 770700102 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $298.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $352.00 |
| Wash Sale Loss Disallowed: | $55.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 5.00000 ROBINHOOD MARKETS INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533965 |
| Date Sold or Disposed: | 08-04-2021 |
| CUSIP Number: | 770700102 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $528.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $615.00 |
| Wash Sale Loss Disallowed: | $87.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 8.00000 ROBINHOOD MARKETS INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533966 |
| Date Sold or Disposed: | 08-05-2021 |
| CUSIP Number: | 770700102 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $238.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $227.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 3.95793 ROBINHOOD MARKETS INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 08-03-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533967 |
| Date Sold or Disposed: | 08-06-2021 |
| CUSIP Number: | 770700102 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $228.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $277.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 4.00000 ROBINHOOD MARKETS INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533969 |
| Date Sold or Disposed: | 11-19-2021 |
| CUSIP Number: | 76954A103 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $3,375.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $3,399.00 |
| Wash Sale Loss Disallowed: | $155.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 25.00000 RIVIAN AUTOMOTIVE INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533971 |
| Date Sold or Disposed: | 11-23-2021 |
| CUSIP Number: | 76954A103 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $1,964.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $2,033.00 |
| Wash Sale Loss Disallowed: | $82.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 16.34946 RIVIAN AUTOMOTIVE INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533973 |
| Date Sold or Disposed: | 11-29-2021 |
| CUSIP Number: | 76954A103 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $1,154.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $1,166.00 |
| Wash Sale Loss Disallowed: | $21.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 10.00000 RIVIAN AUTOMOTIVE INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533976 |
| Date Sold or Disposed: | 12-07-2021 |
| CUSIP Number: | 76954A103 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $344.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $347.00 |
| Wash Sale Loss Disallowed: | $13.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 2.95590 RIVIAN AUTOMOTIVE INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533993 |
| Date Sold or Disposed: | 12-13-2021 |
| CUSIP Number: | 76954A103 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $956.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $985.00 |
| Wash Sale Loss Disallowed: | $18.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 8.00000 RIVIAN AUTOMOTIVE INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75533999 |
| Date Sold or Disposed: | 12-23-2021 |
| CUSIP Number: | 76954A103 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $477.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $498.00 |
| Wash Sale Loss Disallowed: | $4.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 5.00000 RIVIAN AUTOMOTIVE INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75534009 |
| Date Sold or Disposed: | 02-10-2021 |
| CUSIP Number: | 848577102 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $522.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $500.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 16 SPIRIT AIRLINES INC COMMO |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75534015 |
| Date Sold or Disposed: | 12-01-2021 |
| CUSIP Number: | 848577102 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $313.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $313.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 15 SPIRIT AIRLINES INC COMMO |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 11-30-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75534019 |
| Date Sold or Disposed: | 06-03-2021 |
| CUSIP Number: | 83587F202 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $108.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $105.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 13 SORRENTO THERAPEUTICS INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 06-02-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75534022 |
| Date Sold or Disposed: | 06-08-2021 |
| CUSIP Number: | 86771W105 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $224.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $225.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 5 SUNRUN INC COM |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75534025 |
| Date Sold or Disposed: | 08-31-2021 |
| CUSIP Number: | 86858W200 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $31.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $56.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 1 SUPPORT.COM INC COMMON |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 08-27-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75534027 |
| Date Sold or Disposed: | 08-31-2021 |
| CUSIP Number: | 86858W200 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $33.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $56.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 1 SUPPORT.COM INC COMMON |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 08-27-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75534028 |
| Date Sold or Disposed: | 08-04-2021 |
| CUSIP Number: | 83304A106 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $291.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $309.00 |
| Wash Sale Loss Disallowed: | $18.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 4 SNAP INC CLASS |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 07-26-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75534029 |
| Date Sold or Disposed: | 08-04-2021 |
| CUSIP Number: | 83304A106 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $584.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $602.00 |
| Wash Sale Loss Disallowed: | $20.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 8.00000 SNAP INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75534048 |
| Date Sold or Disposed: | 08-30-2021 |
| CUSIP Number: | 83304A106 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $74.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $80.00 |
| Wash Sale Loss Disallowed: | $6.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 1.00000 SNAP INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75534050 |
| Date Sold or Disposed: | 09-01-2021 |
| CUSIP Number: | 83304A106 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $726.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $730.00 |
| Wash Sale Loss Disallowed: | $5.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 9.61382 SNAP INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75534052 |
| Date Sold or Disposed: | 09-07-2021 |
| CUSIP Number: | 83304A106 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $76.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $81.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 1.00000 SNAP INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75534054 |
| Date Sold or Disposed: | 11-04-2021 |
| CUSIP Number: | 83304A106 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $603.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $653.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 11.60559 SNAP INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75534056 |
| Date Sold or Disposed: | 11-12-2021 |
| CUSIP Number: | 82837P408 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $203.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $202.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 1.00000 SILVERGATE CAPITAL CORPORATION |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75534057 |
| Date Sold or Disposed: | 11-16-2021 |
| CUSIP Number: | 82837P408 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $420.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $420.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 2.09384 SILVERGATE CAPITAL CORPORATION |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75534060 |
| Date Sold or Disposed: | 12-14-2021 |
| CUSIP Number: | 833445109 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $495.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $494.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 1.40275 SNOWFLAKE INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75534065 |
| Date Sold or Disposed: | 12-30-2021 |
| CUSIP Number: | 833445109 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $785.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $799.00 |
| Wash Sale Loss Disallowed: | $15.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 2.27711 SNOWFLAKE INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75534079 |
| Date Sold or Disposed: | 12-20-2021 |
| CUSIP Number: | 83406F102 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $304.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $417.00 |
| Wash Sale Loss Disallowed: | $96.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 20.79098 SOFI TECHNOLOGIES INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75534085 |
| Date Sold or Disposed: | 12-30-2021 |
| CUSIP Number: | 83406F102 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $241.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $336.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 16.12160 SOFI TECHNOLOGIES INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75534099 |
| Date Sold or Disposed: | 05-10-2021 |
| CUSIP Number: | 844741108 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $26.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $26.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.42362 SOUTHWEST AIRLINES CO |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75534103 |
| Date Sold or Disposed: | 12-02-2021 |
| CUSIP Number: | 844741108 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $441.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $438.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 10 SOUTHWEST AIRLINES CO |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 11-30-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75534107 |
| Date Sold or Disposed: | 01-27-2021 |
| CUSIP Number: | 88160R101 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $6,943.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $5,024.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 8.00000 TESLA INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75534110 |
| Date Sold or Disposed: | 02-02-2021 |
| CUSIP Number: | 88160R101 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $5,252.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $5,185.00 |
| Wash Sale Loss Disallowed: | $40.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 6 TESLA INC COMMON |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75534112 |
| Date Sold or Disposed: | 02-02-2021 |
| CUSIP Number: | 88160R101 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $166.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $75.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.19 TESLA INC COM |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 11-02-2020 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75534115 |
| Date Sold or Disposed: | 02-08-2021 |
| CUSIP Number: | 88160R101 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $4,351.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $4,309.00 |
| Wash Sale Loss Disallowed: | $6.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 5 TESLA INC COMMON |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75534117 |
| Date Sold or Disposed: | 04-21-2021 |
| CUSIP Number: | 88160R101 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $729.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $863.00 |
| Wash Sale Loss Disallowed: | $134.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 1 TESLA INC COMMON |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 02-08-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75534119 |
| Date Sold or Disposed: | 08-17-2021 |
| CUSIP Number: | 88160R101 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $8,666.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $10,043.00 |
| Wash Sale Loss Disallowed: | $1,402.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 13.06442 TESLA INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75534122 |
| Date Sold or Disposed: | 08-18-2021 |
| CUSIP Number: | 88160R101 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $3,450.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $4,307.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 5 TESLA INC COMMON |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75534123 |
| Date Sold or Disposed: | 08-23-2021 |
| CUSIP Number: | 88160R101 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $657.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $785.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.93459 TESLA INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 08-18-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75534142 |
| Date Sold or Disposed: | 11-09-2021 |
| CUSIP Number: | 88160R101 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $11,405.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $9,365.00 |
| Wash Sale Loss Disallowed: | $141.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 10.49665 TESLA INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75534146 |
| Date Sold or Disposed: | 11-15-2021 |
| CUSIP Number: | 88160R101 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $5,896.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $6,462.00 |
| Wash Sale Loss Disallowed: | $565.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 6.00000 TESLA INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75534148 |
| Date Sold or Disposed: | 11-18-2021 |
| CUSIP Number: | 88160R101 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $3,282.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $3,311.00 |
| Wash Sale Loss Disallowed: | $89.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 3.00000 TESLA INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75534152 |
| Date Sold or Disposed: | 11-24-2021 |
| CUSIP Number: | 88160R101 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $1,876.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $1,969.00 |
| Wash Sale Loss Disallowed: | $93.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 1.68863 TESLA INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75534154 |
| Date Sold or Disposed: | 12-08-2021 |
| CUSIP Number: | 88160R101 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $1,047.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $1,042.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 1.00000 TESLA INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75534157 |
| Date Sold or Disposed: | 12-08-2021 |
| CUSIP Number: | 88160R101 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $1,045.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $1,117.00 |
| Wash Sale Loss Disallowed: | $72.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 1.00000 TESLA INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75534161 |
| Date Sold or Disposed: | 12-22-2021 |
| CUSIP Number: | 88160R101 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $6,588.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $6,415.00 |
| Wash Sale Loss Disallowed: | $44.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 6.65165 TESLA INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75534164 |
| Date Sold or Disposed: | 12-22-2021 |
| CUSIP Number: | 88160R101 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $994.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $1,041.00 |
| Wash Sale Loss Disallowed: | $47.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 1.00000 TESLA INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75534168 |
| Date Sold or Disposed: | 10-11-2021 |
| CUSIP Number: | 90184L102 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $313.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $314.00 |
| Wash Sale Loss Disallowed: | $1.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 5.00000 TWITTER INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75534171 |
| Date Sold or Disposed: | 10-21-2021 |
| CUSIP Number: | 90184L102 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $326.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $308.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 5.00000 TWITTER INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75534202 |
| Date Sold or Disposed: | 11-09-2021 |
| CUSIP Number: | 90184L102 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $188.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $196.00 |
| Wash Sale Loss Disallowed: | $8.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 3.51273 TWITTER INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75534205 |
| Date Sold or Disposed: | 12-08-2021 |
| CUSIP Number: | 90184L102 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $690.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $694.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 15.00000 TWITTER INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75534209 |
| Date Sold or Disposed: | 01-14-2021 |
| CUSIP Number: | 888314606 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $41.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $39.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 12 TITAN PHARMACEUTICALS INC COMMO |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75534213 |
| Date Sold or Disposed: | 01-14-2021 |
| CUSIP Number: | 888314606 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $69.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $68.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 20 TITAN PHARMACEUTICALS INC COMMO |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75534219 |
| Date Sold or Disposed: | 07-01-2021 |
| CUSIP Number: | 911312106 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $26.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $25.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.12485 UNITED PARCEL SVC INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75534222 |
| Date Sold or Disposed: | 10-08-2021 |
| CUSIP Number: | 911312106 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $182.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $182.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 1 UNITED PARCEL SVC INC CL B |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 10-08-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75534224 |
| Date Sold or Disposed: | 01-06-2021 |
| CUSIP Number: | 910047109 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $439.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $433.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 10 UNITED AIRLINES HOLDINGS INC COMMO |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 01-05-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75534225 |
| Date Sold or Disposed: | 12-22-2021 |
| CUSIP Number: | 910047109 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $480.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $481.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 10.87951 UNITED AIRLINES HOLDINGS INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75534226 |
| Date Sold or Disposed: | 11-22-2021 |
| CUSIP Number: | 91680M107 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $837.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $984.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 4 UPSTART HOLDINGS INC COMMON |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75534227 |
| Date Sold or Disposed: | 08-30-2021 |
| CUSIP Number: | 921937835 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $55.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $55.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.63778 VANGUARD TOTAL BOND MARKET ETF |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75534228 |
| Date Sold or Disposed: | 12-03-2021 |
| CUSIP Number: | 92826C839 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $195.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $202.00 |
| Wash Sale Loss Disallowed: | $7.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 1 VISA INC CL A C |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 11-24-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75534230 |
| Date Sold or Disposed: | 12-13-2021 |
| CUSIP Number: | 92826C839 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $1,094.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $1,047.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 5.19213 VISA INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75534231 |
| Date Sold or Disposed: | 12-15-2021 |
| CUSIP Number: | 922908363 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $79.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $77.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.18701 VANGUARD S&P 500 ETF |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75534233 |
| Date Sold or Disposed: | 09-09-2021 |
| CUSIP Number: | 92686J106 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $75.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $75.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 11.32581 VIKING THERAPEUTICS INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 09-08-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75534235 |
| Date Sold or Disposed: | 01-07-2021 |
| CUSIP Number: | 92766K106 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $249.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $256.00 |
| Wash Sale Loss Disallowed: | $2.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 10 VIRGIN GALACTIC HLDGS INC COMMO |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75534237 |
| Date Sold or Disposed: | 01-11-2021 |
| CUSIP Number: | 92766K106 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $50.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $53.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 2 VIRGIN GALACTIC HLDGS INC COMMON |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 12-22-2020 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75534239 |
| Date Sold or Disposed: | 06-03-2021 |
| CUSIP Number: | 98138J206 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $317.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $292.00 |
| Wash Sale Loss Disallowed: | $1.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 22 WORKHORSE GROUP INC COM |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75534241 |
| Date Sold or Disposed: | 06-04-2021 |
| CUSIP Number: | 98138J206 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $69.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $75.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 5 WORKHORSE GROUP INC COM |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 06-03-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75534242 |
| Date Sold or Disposed: | 12-22-2021 |
| CUSIP Number: | 931142103 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $46.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $46.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.33334 WALMART INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75534245 |
| Date Sold or Disposed: | 10-18-2021 |
| CUSIP Number: | 98980L101 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $267.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $260.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 1 ZOOM VIDEO COMMUNICATIONS INC CLASS |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 09-28-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75534265 |
| Date Sold or Disposed: | 10-27-2021 |
| CUSIP Number: | 98980L101 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $278.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $260.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 1 ZOOM VIDEO COMMUNICATIONS INC CLASS |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 09-28-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75534271 |
| Date Sold or Disposed: | 02-09-2021 |
| CUSIP Number: | 985294107 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $49.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $49.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 10 YAYYO INC COMMO |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 02-09-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75534273 |
| Date Sold or Disposed: | 02-04-2021 |
| CUSIP Number: | 98422D105 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $474.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $470.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 10 ***XPENG INC ADS E |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 02-02-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75534275 |
| Date Sold or Disposed: | 03-25-2021 |
| CUSIP Number: | 98422D105 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $306.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $265.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 10 ***XPENG INC ADS E |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 03-05-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75534276 |
| Date Sold or Disposed: | 06-24-2021 |
| CUSIP Number: | 98422D105 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $722.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $639.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 17.7805 ***XPENG INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75534277 |
| Date Sold or Disposed: | 10-20-2021 |
| CUSIP Number: | 98422D105 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $81.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $81.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 1.91275 ***XPENG INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 10-15-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75534278 |
| Date Sold or Disposed: | 11-24-2021 |
| CUSIP Number: | 98422D105 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $254.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $254.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 5 ***XPENG INC ADS EA |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 11-23-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75534279 |
| Date Sold or Disposed: | 12-16-2021 |
| CUSIP Number: | 98422D105 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $425.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $540.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 10.05347 ***XPENG INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75534280 |
| Date Sold or Disposed: | 12-20-2021 |
| CUSIP Number: | 98422D105 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $0.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.00077 ***XPENG INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 11-26-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 11758 ROSALINDA CT | |
| FORT MYERS, FL 33912-8997 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 155308010 |
| Date Sold or Disposed: | 01-07-2021 |
| CUSIP Number: | 02079K107 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $30.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $30.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.01708 ALPHABET INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 11758 ROSALINDA CT | |
| FORT MYERS, FL 33912-8997 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 155308011 |
| Date Sold or Disposed: | 11-08-2021 |
| CUSIP Number: | 037833100 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $359.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $311.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 2.38529 APPLE INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 11758 ROSALINDA CT | |
| FORT MYERS, FL 33912-8997 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 155308012 |
| Date Sold or Disposed: | 11-08-2021 |
| CUSIP Number: | 037833100 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $1,140.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $696.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 7.56164 APPLE INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Long-term |
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 11758 ROSALINDA CT | |
| FORT MYERS, FL 33912-8997 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 155308013 |
| Date Sold or Disposed: | 01-07-2021 |
| CUSIP Number: | 464289867 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $54.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $50.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 1.03591 ISHARES CORE GROWTH ALLOCATION |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):341570861 |
| CORE PLUS MF - INST | |
| TA> HARBOR SERVICES GROUP, INC. | |
| 111 SOUTH WACKER DRIVE 34TH FLR | |
| CHICAGO, IL 60606-4302 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 8715 HAMPDEN DR | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | AADO0201400035678097 |
| Date Sold or Disposed: | 01-05-2021 |
| CUSIP Number: | 411511108 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $55.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $55.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | SHARES REDEEMED -ACH |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Long-term |
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):341570861 |
| CORE PLUS MF - INST | |
| TA> HARBOR SERVICES GROUP, INC. | |
| 111 SOUTH WACKER DRIVE 34TH FLR | |
| CHICAGO, IL 60606-4302 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 8715 HAMPDEN DR | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | ABDO0201400035678097 |
| Date Sold or Disposed: | 01-05-2021 |
| CUSIP Number: | 411511108 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $367.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $368.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | SHARES REDEEMED -ACH |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):341570861 |
| CORE PLUS MF - INST | |
| TA> HARBOR SERVICES GROUP, INC. | |
| 111 SOUTH WACKER DRIVE 34TH FLR | |
| CHICAGO, IL 60606-4302 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 8715 HAMPDEN DR | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | ACDO0201400035678097 |
| Date Sold or Disposed: | 05-04-2021 |
| CUSIP Number: | 411511108 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $7.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $7.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | SHARES REDEEMED -ACH |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 01-04-2017 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Long-term |
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):341570861 |
| CORE PLUS MF - INST | |
| TA> HARBOR SERVICES GROUP, INC. | |
| 111 SOUTH WACKER DRIVE 34TH FLR | |
| CHICAGO, IL 60606-4302 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 8715 HAMPDEN DR | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | ADDO0201400035678097 |
| Date Sold or Disposed: | 05-04-2021 |
| CUSIP Number: | 411511108 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $192.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $192.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | SHARES REDEEMED -ACH |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):341570861 |
| CORE PLUS MF - INST | |
| TA> HARBOR SERVICES GROUP, INC. | |
| 111 SOUTH WACKER DRIVE 34TH FLR | |
| CHICAGO, IL 60606-4302 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 8715 HAMPDEN DR | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | AEDO0201400035678097 |
| Date Sold or Disposed: | 08-06-2021 |
| CUSIP Number: | 411511108 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $4.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $4.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | SHARES REDEEMED -ACH |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 12-27-2016 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Long-term |
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):341570861 |
| CORE PLUS MF - INST | |
| TA> HARBOR SERVICES GROUP, INC. | |
| 111 SOUTH WACKER DRIVE 34TH FLR | |
| CHICAGO, IL 60606-4302 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 8715 HAMPDEN DR | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | AFDO0201400035678097 |
| Date Sold or Disposed: | 08-06-2021 |
| CUSIP Number: | 411511108 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $59.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $59.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | SHARES REDEEMED -ACH |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):384019216 |
| ROBINHOOD SECURITIES LLC | |
| 500 COLONIAL CENTER PARKWAY SUITE 100 | |
| LAKE MARY, FL 32746-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | WSC76307636 |
| Date Sold or Disposed: | 12-08-2021 |
| CUSIP Number: | 90353T100 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $178.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $172.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | UBER TECHNOLOGIES INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):384019216 |
| ROBINHOOD SECURITIES LLC | |
| 500 COLONIAL CENTER PARKWAY SUITE 100 | |
| LAKE MARY, FL 32746-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | WSC76307637 |
| Date Sold or Disposed: | 07-28-2021 |
| CUSIP Number: | 37045V100 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $38.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $40.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | GENERAL MOTORS COMPANY |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):384019216 |
| ROBINHOOD SECURITIES LLC | |
| 500 COLONIAL CENTER PARKWAY SUITE 100 | |
| LAKE MARY, FL 32746-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | WSC76307638 |
| Date Sold or Disposed: | 12-23-2021 |
| CUSIP Number: | 22160K105 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $10.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $10.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | COSTCO WHOLESALE CORPORATION C OMMON ST |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 12-16-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):384019216 |
| ROBINHOOD SECURITIES LLC | |
| 500 COLONIAL CENTER PARKWAY SUITE 100 | |
| LAKE MARY, FL 32746-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | WSC76307639 |
| Date Sold or Disposed: | 11-17-2021 |
| CUSIP Number: | 53228T101 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $191.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $200.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | LIGHTNING EMOTORS INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):384019216 |
| ROBINHOOD SECURITIES LLC | |
| 500 COLONIAL CENTER PARKWAY SUITE 100 | |
| LAKE MARY, FL 32746-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | WSC76307640 |
| Date Sold or Disposed: | 12-15-2021 |
| CUSIP Number: | 007903107 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $648.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $687.00 |
| Wash Sale Loss Disallowed: | $5.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | ADVANCED MICRO DEVICES INC C OMMON ST |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):384019216 |
| ROBINHOOD SECURITIES LLC | |
| 500 COLONIAL CENTER PARKWAY SUITE 100 | |
| LAKE MARY, FL 32746-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | WSC76307641 |
| Date Sold or Disposed: | 11-03-2021 |
| CUSIP Number: | 72919P202 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $461.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $402.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | PLUG POWER INC COMMON STOCK |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):384019216 |
| ROBINHOOD SECURITIES LLC | |
| 500 COLONIAL CENTER PARKWAY SUITE 100 | |
| LAKE MARY, FL 32746-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | WSC76307642 |
| Date Sold or Disposed: | 12-07-2021 |
| CUSIP Number: | 860897107 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $504.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $500.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | STITCH FIX INC CLASS A COMMO N STOCK |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 11-30-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):384019216 |
| ROBINHOOD SECURITIES LLC | |
| 500 COLONIAL CENTER PARKWAY SUITE 100 | |
| LAKE MARY, FL 32746-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | WSC76307643 |
| Date Sold or Disposed: | 11-11-2021 |
| CUSIP Number: | 50202M102 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $130.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $131.00 |
| Wash Sale Loss Disallowed: | $1.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | LI AUTO INC AMERICAN DEPOSITA RY SHARE |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):384019216 |
| ROBINHOOD SECURITIES LLC | |
| 500 COLONIAL CENTER PARKWAY SUITE 100 | |
| LAKE MARY, FL 32746-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | WSC76307644 |
| Date Sold or Disposed: | 11-30-2021 |
| CUSIP Number: | 549498103 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $672.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $666.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | LUCID GROUP INC COMMON STOCK |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):384019216 |
| ROBINHOOD SECURITIES LLC | |
| 500 COLONIAL CENTER PARKWAY SUITE 100 | |
| LAKE MARY, FL 32746-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | WSC76307645 |
| Date Sold or Disposed: | 06-08-2021 |
| CUSIP Number: | 654902204 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $22.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $22.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | NOKIA CORPORATION |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):384019216 |
| ROBINHOOD SECURITIES LLC | |
| 500 COLONIAL CENTER PARKWAY SUITE 100 | |
| LAKE MARY, FL 32746-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | WSC76307646 |
| Date Sold or Disposed: | 08-09-2021 |
| CUSIP Number: | 62914V106 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $264.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $276.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | NIO INC AMERICAN DEPOSITARY S HARES E |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):384019216 |
| ROBINHOOD SECURITIES LLC | |
| 500 COLONIAL CENTER PARKWAY SUITE 100 | |
| LAKE MARY, FL 32746-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | WSC76307647 |
| Date Sold or Disposed: | 08-23-2021 |
| CUSIP Number: | 38141G104 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $300.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $300.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | GOLDMAN SACHS GROUP INC |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 08-23-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):384019216 |
| ROBINHOOD SECURITIES LLC | |
| 500 COLONIAL CENTER PARKWAY SUITE 100 | |
| LAKE MARY, FL 32746-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | WSC76307648 |
| Date Sold or Disposed: | 08-23-2021 |
| CUSIP Number: | 19260Q107 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $300.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $300.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | COINBASE GLOBAL INC CLASS A COMMON ST |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):384019216 |
| ROBINHOOD SECURITIES LLC | |
| 500 COLONIAL CENTER PARKWAY SUITE 100 | |
| LAKE MARY, FL 32746-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | WSC76307649 |
| Date Sold or Disposed: | 08-09-2021 |
| CUSIP Number: | G6964L107 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $156.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $166.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | PAYSAFE LIMITED |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):384019216 |
| ROBINHOOD SECURITIES LLC | |
| 500 COLONIAL CENTER PARKWAY SUITE 100 | |
| LAKE MARY, FL 32746-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | WSC76307650 |
| Date Sold or Disposed: | 08-24-2021 |
| CUSIP Number: | 254687106 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $454.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $456.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | THE WALT DISNEY COMPANY |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):384019216 |
| ROBINHOOD SECURITIES LLC | |
| 500 COLONIAL CENTER PARKWAY SUITE 100 | |
| LAKE MARY, FL 32746-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | WSC76307651 |
| Date Sold or Disposed: | 10-26-2021 |
| CUSIP Number: | 01609W102 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $402.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $393.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | ALIBABA GROUP HOLDING LIMITED AMERICAN |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):384019216 |
| ROBINHOOD SECURITIES LLC | |
| 500 COLONIAL CENTER PARKWAY SUITE 100 | |
| LAKE MARY, FL 32746-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | WSC76307652 |
| Date Sold or Disposed: | 08-05-2021 |
| CUSIP Number: | 01609W102 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $275.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $269.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | ALIBABA GROUP HOLDING LIMITED AMERICAN |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):384019216 |
| ROBINHOOD SECURITIES LLC | |
| 500 COLONIAL CENTER PARKWAY SUITE 100 | |
| LAKE MARY, FL 32746-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | WSC76307653 |
| Date Sold or Disposed: | 08-05-2021 |
| CUSIP Number: | 770700102 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $276.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $275.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | ROBINHOOD MARKETS INC CLASS A COMMON |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):384019216 |
| ROBINHOOD SECURITIES LLC | |
| 500 COLONIAL CENTER PARKWAY SUITE 100 | |
| LAKE MARY, FL 32746-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | WSC76307654 |
| Date Sold or Disposed: | 11-16-2021 |
| CUSIP Number: | 72919P202 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $334.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $322.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | PLUG POWER INC COMMON STOCK |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):384019216 |
| ROBINHOOD SECURITIES LLC | |
| 500 COLONIAL CENTER PARKWAY SUITE 100 | |
| LAKE MARY, FL 32746-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | WSC76307655 |
| Date Sold or Disposed: | 12-16-2021 |
| CUSIP Number: | 007903107 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $10.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $10.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | ADVANCED MICRO DEVICES INC C OMMON ST |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 12-15-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):384019216 |
| ROBINHOOD SECURITIES LLC | |
| 500 COLONIAL CENTER PARKWAY SUITE 100 | |
| LAKE MARY, FL 32746-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | WSC76307656 |
| Date Sold or Disposed: | 09-09-2021 |
| CUSIP Number: | 01609W102 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $150.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $151.00 |
| Wash Sale Loss Disallowed: | $1.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | ALIBABA GROUP HOLDING LIMITED AMERICAN |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):384019216 |
| ROBINHOOD SECURITIES LLC | |
| 500 COLONIAL CENTER PARKWAY SUITE 100 | |
| LAKE MARY, FL 32746-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | WSC76307657 |
| Date Sold or Disposed: | 11-16-2021 |
| CUSIP Number: | 50202M102 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $140.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $138.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | LI AUTO INC AMERICAN DEPOSITA RY SHARE |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):454526070 |
| PROSPER FUNDING LLC | |
| 221 MAIN STREET SUITE 300 | |
| SAN FRANCISCO, CA 94105-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 840821 |
| Date Sold or Disposed: | 01-29-2021 |
| CUSIP Number: | 0000000000000 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $0.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $20.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 1151765-98 CHARGEOFF |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 11-29-2018 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Long-term |
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is not being reported to the IRS wash sale |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):454526070 |
| PROSPER FUNDING LLC | |
| 221 MAIN STREET SUITE 300 | |
| SAN FRANCISCO, CA 94105-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 840821 |
| Date Sold or Disposed: | 02-17-2021 |
| CUSIP Number: | 0000000000000 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $2.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 1151765-98 DEBTSALE |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 11-29-2018 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Long-term |
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is not being reported to the IRS wash sale |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Collectibles |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):455356564 |
| DRIVEWEALTH, LLC | |
| 15 EXCHANGE PLACE | |
| JERSEY CITY, NJ 07302-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 773654 |
| Date Sold or Disposed: | 02-03-2021 |
| CUSIP Number: | 464288158 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $13.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $13.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.12889768 ISHARES TR SHRT NAT MUN |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):455356564 |
| DRIVEWEALTH, LLC | |
| 15 EXCHANGE PLACE | |
| JERSEY CITY, NJ 07302-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 773655 |
| Date Sold or Disposed: | 03-02-2021 |
| CUSIP Number: | 464288158 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $0.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.00046428 ISHARES TR SHRT NAT MUN |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 02-03-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):455356564 |
| DRIVEWEALTH, LLC | |
| 15 EXCHANGE PLACE | |
| JERSEY CITY, NJ 07302-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 773656 |
| Date Sold or Disposed: | 05-04-2021 |
| CUSIP Number: | 464288158 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $0.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.00074179 ISHARES TR SHRT NAT MUN |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 02-03-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):455356564 |
| DRIVEWEALTH, LLC | |
| 15 EXCHANGE PLACE | |
| JERSEY CITY, NJ 07302-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 773657 |
| Date Sold or Disposed: | 06-28-2021 |
| CUSIP Number: | 464288158 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $17.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $17.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.16180227 ISHARES TR SHRT NAT MUN |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):455356564 |
| DRIVEWEALTH, LLC | |
| 15 EXCHANGE PLACE | |
| JERSEY CITY, NJ 07302-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 773658 |
| Date Sold or Disposed: | 08-10-2021 |
| CUSIP Number: | 464288158 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $0.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.00027772 ISHARES TR SHRT NAT MUN |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 05-03-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):455356564 |
| DRIVEWEALTH, LLC | |
| 15 EXCHANGE PLACE | |
| JERSEY CITY, NJ 07302-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 773659 |
| Date Sold or Disposed: | 08-23-2021 |
| CUSIP Number: | 464288158 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $10.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $10.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.09536022 ISHARES TR SHRT NAT MUN |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):455356564 |
| DRIVEWEALTH, LLC | |
| 15 EXCHANGE PLACE | |
| JERSEY CITY, NJ 07302-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 773660 |
| Date Sold or Disposed: | 08-23-2021 |
| CUSIP Number: | 464288158 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $1.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $1.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.01724401 ISHARES TR SHRT NAT MUN |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Long-term |
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):455356564 |
| DRIVEWEALTH, LLC | |
| 15 EXCHANGE PLACE | |
| JERSEY CITY, NJ 07302-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 773661 |
| Date Sold or Disposed: | 09-08-2021 |
| CUSIP Number: | 464288158 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $0.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.00055689 ISHARES TR SHRT NAT MUN |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 08-02-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Long-term |
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):455356564 |
| DRIVEWEALTH, LLC | |
| 15 EXCHANGE PLACE | |
| JERSEY CITY, NJ 07302-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 773662 |
| Date Sold or Disposed: | 10-07-2021 |
| CUSIP Number: | 464288158 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $0.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.00027877 ISHARES TR SHRT NAT MUN |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 08-02-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Long-term |
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):455356564 |
| DRIVEWEALTH, LLC | |
| 15 EXCHANGE PLACE | |
| JERSEY CITY, NJ 07302-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 773663 |
| Date Sold or Disposed: | 11-04-2021 |
| CUSIP Number: | 464288158 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $0.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.00009283 ISHARES TR SHRT NAT MUN |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 08-02-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Long-term |
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):455356564 |
| DRIVEWEALTH, LLC | |
| 15 EXCHANGE PLACE | |
| JERSEY CITY, NJ 07302-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 773664 |
| Date Sold or Disposed: | 12-03-2021 |
| CUSIP Number: | 464288158 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $0.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.00046537 ISHARES TR SHRT NAT MUN |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 08-02-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Long-term |
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):455356564 |
| DRIVEWEALTH, LLC | |
| 15 EXCHANGE PLACE | |
| JERSEY CITY, NJ 07302-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 773665 |
| Date Sold or Disposed: | 01-08-2021 |
| CUSIP Number: | 921943858 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $0.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.00408531 VANGUARD TAX-MANAGED INTL FD |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 11-10-2020 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):455356564 |
| DRIVEWEALTH, LLC | |
| 15 EXCHANGE PLACE | |
| JERSEY CITY, NJ 07302-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 773666 |
| Date Sold or Disposed: | 02-03-2021 |
| CUSIP Number: | 921943858 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $28.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $27.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.58737743 VANGUARD TAX-MANAGED INTL FD |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):455356564 |
| DRIVEWEALTH, LLC | |
| 15 EXCHANGE PLACE | |
| JERSEY CITY, NJ 07302-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 773667 |
| Date Sold or Disposed: | 02-10-2021 |
| CUSIP Number: | 921943858 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $0.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.00407347 VANGUARD TAX-MANAGED INTL FD |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 02-03-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):455356564 |
| DRIVEWEALTH, LLC | |
| 15 EXCHANGE PLACE | |
| JERSEY CITY, NJ 07302-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 773668 |
| Date Sold or Disposed: | 03-02-2021 |
| CUSIP Number: | 921943858 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $0.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.00368428 VANGUARD TAX-MANAGED INTL FD |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 02-03-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):455356564 |
| DRIVEWEALTH, LLC | |
| 15 EXCHANGE PLACE | |
| JERSEY CITY, NJ 07302-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 773669 |
| Date Sold or Disposed: | 04-06-2021 |
| CUSIP Number: | 921943858 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $0.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.00099757 VANGUARD TAX-MANAGED INTL FD |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 02-03-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):455356564 |
| DRIVEWEALTH, LLC | |
| 15 EXCHANGE PLACE | |
| JERSEY CITY, NJ 07302-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 773670 |
| Date Sold or Disposed: | 05-04-2021 |
| CUSIP Number: | 921943858 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $0.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.0017888 VANGUARD TAX-MANAGED INTL FD |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 02-03-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):455356564 |
| DRIVEWEALTH, LLC | |
| 15 EXCHANGE PLACE | |
| JERSEY CITY, NJ 07302-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 773671 |
| Date Sold or Disposed: | 06-04-2021 |
| CUSIP Number: | 921943858 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $0.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.00565975 VANGUARD TAX-MANAGED INTL FD |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 02-03-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):455356564 |
| DRIVEWEALTH, LLC | |
| 15 EXCHANGE PLACE | |
| JERSEY CITY, NJ 07302-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 773672 |
| Date Sold or Disposed: | 06-28-2021 |
| CUSIP Number: | 921943858 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $77.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $73.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 1.49700759 VANGUARD TAX-MANAGED INTL FD |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):455356564 |
| DRIVEWEALTH, LLC | |
| 15 EXCHANGE PLACE | |
| JERSEY CITY, NJ 07302-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 773673 |
| Date Sold or Disposed: | 08-10-2021 |
| CUSIP Number: | 921943858 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $0.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.00248729 VANGUARD TAX-MANAGED INTL FD |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 05-03-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):455356564 |
| DRIVEWEALTH, LLC | |
| 15 EXCHANGE PLACE | |
| JERSEY CITY, NJ 07302-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 773674 |
| Date Sold or Disposed: | 08-23-2021 |
| CUSIP Number: | 921943858 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $53.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $53.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 1.02761219 VANGUARD TAX-MANAGED INTL FD |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):455356564 |
| DRIVEWEALTH, LLC | |
| 15 EXCHANGE PLACE | |
| JERSEY CITY, NJ 07302-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 773675 |
| Date Sold or Disposed: | 09-08-2021 |
| CUSIP Number: | 921943858 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $0.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.00245587 VANGUARD TAX-MANAGED INTL FD |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 08-02-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):455356564 |
| DRIVEWEALTH, LLC | |
| 15 EXCHANGE PLACE | |
| JERSEY CITY, NJ 07302-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 773676 |
| Date Sold or Disposed: | 10-07-2021 |
| CUSIP Number: | 921943858 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $0.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.00059236 VANGUARD TAX-MANAGED INTL FD |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 08-02-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):455356564 |
| DRIVEWEALTH, LLC | |
| 15 EXCHANGE PLACE | |
| JERSEY CITY, NJ 07302-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 773677 |
| Date Sold or Disposed: | 11-04-2021 |
| CUSIP Number: | 921943858 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $0.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.00228025 VANGUARD TAX-MANAGED INTL FD |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 08-02-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):455356564 |
| DRIVEWEALTH, LLC | |
| 15 EXCHANGE PLACE | |
| JERSEY CITY, NJ 07302-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 773678 |
| Date Sold or Disposed: | 12-03-2021 |
| CUSIP Number: | 921943858 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $0.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.0044237 VANGUARD TAX-MANAGED INTL FD |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 08-02-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):455356564 |
| DRIVEWEALTH, LLC | |
| 15 EXCHANGE PLACE | |
| JERSEY CITY, NJ 07302-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 773679 |
| Date Sold or Disposed: | 01-08-2021 |
| CUSIP Number: | 922042858 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $0.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.00114551 VANGUARD INTL EQUITY INDEX F |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 11-10-2020 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):455356564 |
| DRIVEWEALTH, LLC | |
| 15 EXCHANGE PLACE | |
| JERSEY CITY, NJ 07302-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 773680 |
| Date Sold or Disposed: | 02-03-2021 |
| CUSIP Number: | 922042858 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $10.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $9.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.18883180 VANGUARD INTL EQUITY INDEX F |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):455356564 |
| DRIVEWEALTH, LLC | |
| 15 EXCHANGE PLACE | |
| JERSEY CITY, NJ 07302-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 773681 |
| Date Sold or Disposed: | 02-10-2021 |
| CUSIP Number: | 922042858 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $0.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.00144132 VANGUARD INTL EQUITY INDEX F |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 02-03-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):455356564 |
| DRIVEWEALTH, LLC | |
| 15 EXCHANGE PLACE | |
| JERSEY CITY, NJ 07302-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 773682 |
| Date Sold or Disposed: | 05-04-2021 |
| CUSIP Number: | 922042858 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $0.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.00038396 VANGUARD INTL EQUITY INDEX F |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 02-03-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):455356564 |
| DRIVEWEALTH, LLC | |
| 15 EXCHANGE PLACE | |
| JERSEY CITY, NJ 07302-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 773683 |
| Date Sold or Disposed: | 06-28-2021 |
| CUSIP Number: | 922042858 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $26.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $25.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.47861453 VANGUARD INTL EQUITY INDEX F |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):455356564 |
| DRIVEWEALTH, LLC | |
| 15 EXCHANGE PLACE | |
| JERSEY CITY, NJ 07302-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 773684 |
| Date Sold or Disposed: | 08-10-2021 |
| CUSIP Number: | 922042858 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $0.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.00077522 VANGUARD INTL EQUITY INDEX F |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 05-03-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):455356564 |
| DRIVEWEALTH, LLC | |
| 15 EXCHANGE PLACE | |
| JERSEY CITY, NJ 07302-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 773685 |
| Date Sold or Disposed: | 08-23-2021 |
| CUSIP Number: | 922042858 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $17.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $18.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.34279022 VANGUARD INTL EQUITY INDEX F |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):455356564 |
| DRIVEWEALTH, LLC | |
| 15 EXCHANGE PLACE | |
| JERSEY CITY, NJ 07302-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 773686 |
| Date Sold or Disposed: | 09-08-2021 |
| CUSIP Number: | 922042858 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $0.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.00076114 VANGUARD INTL EQUITY INDEX F |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 08-02-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):455356564 |
| DRIVEWEALTH, LLC | |
| 15 EXCHANGE PLACE | |
| JERSEY CITY, NJ 07302-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 773687 |
| Date Sold or Disposed: | 10-07-2021 |
| CUSIP Number: | 922042858 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $0.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.00256386 VANGUARD INTL EQUITY INDEX F |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):455356564 |
| DRIVEWEALTH, LLC | |
| 15 EXCHANGE PLACE | |
| JERSEY CITY, NJ 07302-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 773688 |
| Date Sold or Disposed: | 12-03-2021 |
| CUSIP Number: | 922042858 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $0.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.00183204 VANGUARD INTL EQUITY INDEX F |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 08-02-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):455356564 |
| DRIVEWEALTH, LLC | |
| 15 EXCHANGE PLACE | |
| JERSEY CITY, NJ 07302-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 773689 |
| Date Sold or Disposed: | 02-03-2021 |
| CUSIP Number: | 922907746 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $75.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $75.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 1.36797694 VANGUARD MUN BD FDS TAX EX |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):455356564 |
| DRIVEWEALTH, LLC | |
| 15 EXCHANGE PLACE | |
| JERSEY CITY, NJ 07302-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 773690 |
| Date Sold or Disposed: | 02-10-2021 |
| CUSIP Number: | 922907746 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $0.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.00108109 VANGUARD MUN BD FDS TAX EX |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 02-03-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):455356564 |
| DRIVEWEALTH, LLC | |
| 15 EXCHANGE PLACE | |
| JERSEY CITY, NJ 07302-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 773691 |
| Date Sold or Disposed: | 03-02-2021 |
| CUSIP Number: | 922907746 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $0.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.00349084 VANGUARD MUN BD FDS TAX EX |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 02-03-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):455356564 |
| DRIVEWEALTH, LLC | |
| 15 EXCHANGE PLACE | |
| JERSEY CITY, NJ 07302-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 773692 |
| Date Sold or Disposed: | 04-06-2021 |
| CUSIP Number: | 922907746 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $0.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.00018253 VANGUARD MUN BD FDS TAX EX |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 02-03-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):455356564 |
| DRIVEWEALTH, LLC | |
| 15 EXCHANGE PLACE | |
| JERSEY CITY, NJ 07302-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 773693 |
| Date Sold or Disposed: | 05-04-2021 |
| CUSIP Number: | 922907746 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $0.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.00818498 VANGUARD MUN BD FDS TAX EX |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 02-03-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):455356564 |
| DRIVEWEALTH, LLC | |
| 15 EXCHANGE PLACE | |
| JERSEY CITY, NJ 07302-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 773694 |
| Date Sold or Disposed: | 06-04-2021 |
| CUSIP Number: | 922907746 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $0.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.00343778 VANGUARD MUN BD FDS TAX EX |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 02-03-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):455356564 |
| DRIVEWEALTH, LLC | |
| 15 EXCHANGE PLACE | |
| JERSEY CITY, NJ 07302-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 773695 |
| Date Sold or Disposed: | 06-28-2021 |
| CUSIP Number: | 922907746 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $98.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $98.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 1.78873271 VANGUARD MUN BD FDS TAX EX |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):455356564 |
| DRIVEWEALTH, LLC | |
| 15 EXCHANGE PLACE | |
| JERSEY CITY, NJ 07302-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 773696 |
| Date Sold or Disposed: | 08-10-2021 |
| CUSIP Number: | 922907746 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $0.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.00360873 VANGUARD MUN BD FDS TAX EX |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 05-03-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):455356564 |
| DRIVEWEALTH, LLC | |
| 15 EXCHANGE PLACE | |
| JERSEY CITY, NJ 07302-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 773697 |
| Date Sold or Disposed: | 08-23-2021 |
| CUSIP Number: | 922907746 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $68.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $68.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 1.24389325 VANGUARD MUN BD FDS TAX EX |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):455356564 |
| DRIVEWEALTH, LLC | |
| 15 EXCHANGE PLACE | |
| JERSEY CITY, NJ 07302-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 773698 |
| Date Sold or Disposed: | 09-08-2021 |
| CUSIP Number: | 922907746 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $0.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.00616649 VANGUARD MUN BD FDS TAX EX |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 08-02-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Long-term |
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):455356564 |
| DRIVEWEALTH, LLC | |
| 15 EXCHANGE PLACE | |
| JERSEY CITY, NJ 07302-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 773699 |
| Date Sold or Disposed: | 11-04-2021 |
| CUSIP Number: | 922907746 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $0.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.00328753 VANGUARD MUN BD FDS TAX EX |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 08-02-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Long-term |
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):455356564 |
| DRIVEWEALTH, LLC | |
| 15 EXCHANGE PLACE | |
| JERSEY CITY, NJ 07302-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 773700 |
| Date Sold or Disposed: | 12-03-2021 |
| CUSIP Number: | 922907746 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $0.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.00618393 VANGUARD MUN BD FDS TAX EX |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 08-02-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Long-term |
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):455356564 |
| DRIVEWEALTH, LLC | |
| 15 EXCHANGE PLACE | |
| JERSEY CITY, NJ 07302-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 773701 |
| Date Sold or Disposed: | 01-08-2021 |
| CUSIP Number: | 922908363 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $0.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.00131649 VANGUARD INDEX FDS S&P 50 |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 11-10-2020 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):455356564 |
| DRIVEWEALTH, LLC | |
| 15 EXCHANGE PLACE | |
| JERSEY CITY, NJ 07302-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 773702 |
| Date Sold or Disposed: | 02-03-2021 |
| CUSIP Number: | 922908363 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $55.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $53.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.15877977 VANGUARD INDEX FDS S&P 50 |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):455356564 |
| DRIVEWEALTH, LLC | |
| 15 EXCHANGE PLACE | |
| JERSEY CITY, NJ 07302-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 773703 |
| Date Sold or Disposed: | 02-10-2021 |
| CUSIP Number: | 922908363 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $0.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.00080991 VANGUARD INDEX FDS S&P 50 |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 02-03-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):455356564 |
| DRIVEWEALTH, LLC | |
| 15 EXCHANGE PLACE | |
| JERSEY CITY, NJ 07302-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 773704 |
| Date Sold or Disposed: | 03-02-2021 |
| CUSIP Number: | 922908363 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $0.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.00100858 VANGUARD INDEX FDS S&P 50 |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 02-03-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):455356564 |
| DRIVEWEALTH, LLC | |
| 15 EXCHANGE PLACE | |
| JERSEY CITY, NJ 07302-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 773705 |
| Date Sold or Disposed: | 04-06-2021 |
| CUSIP Number: | 922908363 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $0.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.0006142 VANGUARD INDEX FDS S&P 500 |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 02-03-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):455356564 |
| DRIVEWEALTH, LLC | |
| 15 EXCHANGE PLACE | |
| JERSEY CITY, NJ 07302-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 773706 |
| Date Sold or Disposed: | 05-04-2021 |
| CUSIP Number: | 922908363 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $0.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.00057895 VANGUARD INDEX FDS S&P 50 |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 02-03-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):455356564 |
| DRIVEWEALTH, LLC | |
| 15 EXCHANGE PLACE | |
| JERSEY CITY, NJ 07302-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 773707 |
| Date Sold or Disposed: | 06-04-2021 |
| CUSIP Number: | 922908363 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $0.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.00131443 VANGUARD INDEX FDS S&P 50 |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 02-03-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):455356564 |
| DRIVEWEALTH, LLC | |
| 15 EXCHANGE PLACE | |
| JERSEY CITY, NJ 07302-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 773708 |
| Date Sold or Disposed: | 06-28-2021 |
| CUSIP Number: | 922908363 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $129.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $118.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.32939941 VANGUARD INDEX FDS S&P 50 |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):455356564 |
| DRIVEWEALTH, LLC | |
| 15 EXCHANGE PLACE | |
| JERSEY CITY, NJ 07302-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 773709 |
| Date Sold or Disposed: | 08-10-2021 |
| CUSIP Number: | 922908363 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $0.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.00110551 VANGUARD INDEX FDS S&P 50 |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 05-03-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):455356564 |
| DRIVEWEALTH, LLC | |
| 15 EXCHANGE PLACE | |
| JERSEY CITY, NJ 07302-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 773710 |
| Date Sold or Disposed: | 08-23-2021 |
| CUSIP Number: | 922908363 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $89.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $85.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.21857067 VANGUARD INDEX FDS S&P 50 |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):455356564 |
| DRIVEWEALTH, LLC | |
| 15 EXCHANGE PLACE | |
| JERSEY CITY, NJ 07302-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 773711 |
| Date Sold or Disposed: | 09-08-2021 |
| CUSIP Number: | 922908363 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $0.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.00089359 VANGUARD INDEX FDS S&P 50 |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 08-02-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):455356564 |
| DRIVEWEALTH, LLC | |
| 15 EXCHANGE PLACE | |
| JERSEY CITY, NJ 07302-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 773712 |
| Date Sold or Disposed: | 10-07-2021 |
| CUSIP Number: | 922908363 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $0.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.00133223 VANGUARD INDEX FDS S&P 50 |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 08-02-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):455356564 |
| DRIVEWEALTH, LLC | |
| 15 EXCHANGE PLACE | |
| JERSEY CITY, NJ 07302-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 773713 |
| Date Sold or Disposed: | 11-04-2021 |
| CUSIP Number: | 922908363 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $0.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.00123843 VANGUARD INDEX FDS S&P 50 |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 08-02-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):455356564 |
| DRIVEWEALTH, LLC | |
| 15 EXCHANGE PLACE | |
| JERSEY CITY, NJ 07302-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 773714 |
| Date Sold or Disposed: | 12-03-2021 |
| CUSIP Number: | 922908363 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $0.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.00052792 VANGUARD INDEX FDS S&P 50 |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 08-02-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):455356564 |
| DRIVEWEALTH, LLC | |
| 15 EXCHANGE PLACE | |
| JERSEY CITY, NJ 07302-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 773715 |
| Date Sold or Disposed: | 01-08-2021 |
| CUSIP Number: | 922908652 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $0.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.00145201 VANGUARD INDEX FDS EXTEND |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 11-10-2020 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):455356564 |
| DRIVEWEALTH, LLC | |
| 15 EXCHANGE PLACE | |
| JERSEY CITY, NJ 07302-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 773716 |
| Date Sold or Disposed: | 02-03-2021 |
| CUSIP Number: | 922908652 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $17.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $15.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.09895460 VANGUARD INDEX FDS EXTEND |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):455356564 |
| DRIVEWEALTH, LLC | |
| 15 EXCHANGE PLACE | |
| JERSEY CITY, NJ 07302-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 773717 |
| Date Sold or Disposed: | 02-10-2021 |
| CUSIP Number: | 922908652 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $0.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.00134441 VANGUARD INDEX FDS EXTEND |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 02-03-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):455356564 |
| DRIVEWEALTH, LLC | |
| 15 EXCHANGE PLACE | |
| JERSEY CITY, NJ 07302-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 773718 |
| Date Sold or Disposed: | 03-02-2021 |
| CUSIP Number: | 922908652 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $0.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.00060448 VANGUARD INDEX FDS EXTEND |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 02-03-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):455356564 |
| DRIVEWEALTH, LLC | |
| 15 EXCHANGE PLACE | |
| JERSEY CITY, NJ 07302-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 773719 |
| Date Sold or Disposed: | 04-06-2021 |
| CUSIP Number: | 922908652 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $0.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.00005499 VANGUARD INDEX FDS EXTEND |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 02-03-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):455356564 |
| DRIVEWEALTH, LLC | |
| 15 EXCHANGE PLACE | |
| JERSEY CITY, NJ 07302-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 773720 |
| Date Sold or Disposed: | 06-28-2021 |
| CUSIP Number: | 922908652 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $41.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $39.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.21990848 VANGUARD INDEX FDS EXTEND |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):455356564 |
| DRIVEWEALTH, LLC | |
| 15 EXCHANGE PLACE | |
| JERSEY CITY, NJ 07302-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 773721 |
| Date Sold or Disposed: | 08-10-2021 |
| CUSIP Number: | 922908652 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $0.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.00069126 VANGUARD INDEX FDS EXTEND |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 05-03-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):455356564 |
| DRIVEWEALTH, LLC | |
| 15 EXCHANGE PLACE | |
| JERSEY CITY, NJ 07302-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 773722 |
| Date Sold or Disposed: | 08-23-2021 |
| CUSIP Number: | 922908652 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $28.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $28.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.15270183 VANGUARD INDEX FDS EXTEND |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):455356564 |
| DRIVEWEALTH, LLC | |
| 15 EXCHANGE PLACE | |
| JERSEY CITY, NJ 07302-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 773724 |
| Date Sold or Disposed: | 09-08-2021 |
| CUSIP Number: | 922908652 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $0.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.00010574 VANGUARD INDEX FDS EXTEND |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 08-02-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):455356564 |
| DRIVEWEALTH, LLC | |
| 15 EXCHANGE PLACE | |
| JERSEY CITY, NJ 07302-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 773742 |
| Date Sold or Disposed: | 10-07-2021 |
| CUSIP Number: | 922908652 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $0.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.00122868 VANGUARD INDEX FDS EXTEND |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 08-02-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):455356564 |
| DRIVEWEALTH, LLC | |
| 15 EXCHANGE PLACE | |
| JERSEY CITY, NJ 07302-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 773745 |
| Date Sold or Disposed: | 11-04-2021 |
| CUSIP Number: | 922908652 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $0.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.00081108 VANGUARD INDEX FDS EXTEND |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 08-02-2021 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):462538416 |
| ACORNS SECURITIES LLC | |
| 5300 CALIFORNIA AVENUE | |
| IRVINE, CA 92617-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | WSC2623286 |
| Date Sold or Disposed: | 06-28-2021 |
| CUSIP Number: | 922908363 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $601.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $484.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | LARGE COMPANY STOCKS VOO |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):462538416 |
| ACORNS SECURITIES LLC | |
| 5300 CALIFORNIA AVENUE | |
| IRVINE, CA 92617-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | WSC2623287 |
| Date Sold or Disposed: | 10-15-2021 |
| CUSIP Number: | 922908363 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $275.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $261.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | LARGE COMPANY STOCKS VOO |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):462538416 |
| ACORNS SECURITIES LLC | |
| 5300 CALIFORNIA AVENUE | |
| IRVINE, CA 92617-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | WSC2623288 |
| Date Sold or Disposed: | 06-28-2021 |
| CUSIP Number: | 464287804 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $79.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $51.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | SMALL COMPANY STOCKS IJR |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):462538416 |
| ACORNS SECURITIES LLC | |
| 5300 CALIFORNIA AVENUE | |
| IRVINE, CA 92617-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | WSC2623289 |
| Date Sold or Disposed: | 10-15-2021 |
| CUSIP Number: | 464287507 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $49.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $48.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | MEDIUM COMPANY STOCKS IJH |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):462538416 |
| ACORNS SECURITIES LLC | |
| 5300 CALIFORNIA AVENUE | |
| IRVINE, CA 92617-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | WSC2623290 |
| Date Sold or Disposed: | 06-28-2021 |
| CUSIP Number: | 464287507 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $159.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $115.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | MEDIUM COMPANY STOCKS IJH |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):462538416 |
| ACORNS SECURITIES LLC | |
| 5300 CALIFORNIA AVENUE | |
| IRVINE, CA 92617-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | WSC2623291 |
| Date Sold or Disposed: | 10-15-2021 |
| CUSIP Number: | 46432F834 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $150.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $148.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | INTERNATIONAL COMPANY STOCKS |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):462538416 |
| ACORNS SECURITIES LLC | |
| 5300 CALIFORNIA AVENUE | |
| IRVINE, CA 92617-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | WSC2623292 |
| Date Sold or Disposed: | 06-28-2021 |
| CUSIP Number: | 922908363 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $284.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $186.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | LARGE COMPANY STOCKS VOO |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Long-term |
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):462538416 |
| ACORNS SECURITIES LLC | |
| 5300 CALIFORNIA AVENUE | |
| IRVINE, CA 92617-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | WSC2623293 |
| Date Sold or Disposed: | 10-15-2021 |
| CUSIP Number: | 464287804 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $25.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $24.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | SMALL COMPANY STOCKS IJR |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):462538416 |
| ACORNS SECURITIES LLC | |
| 5300 CALIFORNIA AVENUE | |
| IRVINE, CA 92617-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | WSC2623294 |
| Date Sold or Disposed: | 06-28-2021 |
| CUSIP Number: | 46432F834 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $473.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $384.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | INTERNATIONAL COMPANY STOCKS |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):464364776 |
| ROBINHOOD CRYPTO LLC | |
| 85 WILLOW ROAD | |
| MENLO PARK, CA 94025-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 88169517 |
| Date Sold or Disposed: | 05-10-2021 |
| CUSIP Number: | BCHUSD |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $457.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.30157307 BITCOIN CASH TO US DOLLAR |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Noncovered Security Basis not reported to IRS |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is not being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):464364776 |
| ROBINHOOD CRYPTO LLC | |
| 85 WILLOW ROAD | |
| MENLO PARK, CA 94025-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 88169527 |
| Date Sold or Disposed: | 05-19-2021 |
| CUSIP Number: | BCHUSD |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $261.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.35014567 BITCOIN CASH TO US DOLLAR |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Noncovered Security Basis not reported to IRS |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is not being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):464364776 |
| ROBINHOOD CRYPTO LLC | |
| 85 WILLOW ROAD | |
| MENLO PARK, CA 94025-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 88169533 |
| Date Sold or Disposed: | 05-20-2021 |
| CUSIP Number: | BCHUSD |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $280.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.33555844 BITCOIN CASH TO US DOLLAR |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Noncovered Security Basis not reported to IRS |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is not being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):464364776 |
| ROBINHOOD CRYPTO LLC | |
| 85 WILLOW ROAD | |
| MENLO PARK, CA 94025-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 88169540 |
| Date Sold or Disposed: | 07-28-2021 |
| CUSIP Number: | BCHUSD |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $167.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.33030063 BITCOIN CASH TO US DOLLAR |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Noncovered Security Basis not reported to IRS |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is not being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):464364776 |
| ROBINHOOD CRYPTO LLC | |
| 85 WILLOW ROAD | |
| MENLO PARK, CA 94025-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 88169553 |
| Date Sold or Disposed: | 08-10-2021 |
| CUSIP Number: | BCHUSD |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $451.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.77524115 BITCOIN CASH TO US DOLLAR |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Noncovered Security Basis not reported to IRS |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is not being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):464364776 |
| ROBINHOOD CRYPTO LLC | |
| 85 WILLOW ROAD | |
| MENLO PARK, CA 94025-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 88169559 |
| Date Sold or Disposed: | 08-11-2021 |
| CUSIP Number: | BCHUSD |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $451.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.74990439 BITCOIN CASH TO US DOLLAR |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Noncovered Security Basis not reported to IRS |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is not being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):464364776 |
| ROBINHOOD CRYPTO LLC | |
| 85 WILLOW ROAD | |
| MENLO PARK, CA 94025-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 88169562 |
| Date Sold or Disposed: | 06-03-2021 |
| CUSIP Number: | BSVUSD |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $22.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.12261663 BITCOIN SV TO US DOLLAR |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Noncovered Security Basis not reported to IRS |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is not being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):464364776 |
| ROBINHOOD CRYPTO LLC | |
| 85 WILLOW ROAD | |
| MENLO PARK, CA 94025-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 88169565 |
| Date Sold or Disposed: | 05-05-2021 |
| CUSIP Number: | DOGEUSD |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $99.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 160 DOGECOIN TO US DOLLAR |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Noncovered Security Basis not reported to IRS |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is not being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):464364776 |
| ROBINHOOD CRYPTO LLC | |
| 85 WILLOW ROAD | |
| MENLO PARK, CA 94025-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 88169568 |
| Date Sold or Disposed: | 05-05-2021 |
| CUSIP Number: | DOGEUSD |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $99.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 158 DOGECOIN TO US DOLLAR |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Noncovered Security Basis not reported to IRS |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is not being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):464364776 |
| ROBINHOOD CRYPTO LLC | |
| 85 WILLOW ROAD | |
| MENLO PARK, CA 94025-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 88169570 |
| Date Sold or Disposed: | 05-05-2021 |
| CUSIP Number: | DOGEUSD |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $96.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 166 DOGECOIN TO US DOLLAR |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Noncovered Security Basis not reported to IRS |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is not being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):464364776 |
| ROBINHOOD CRYPTO LLC | |
| 85 WILLOW ROAD | |
| MENLO PARK, CA 94025-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 88169592 |
| Date Sold or Disposed: | 05-05-2021 |
| CUSIP Number: | DOGEUSD |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $224.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 388 DOGECOIN TO US DOLLAR |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Noncovered Security Basis not reported to IRS |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is not being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):464364776 |
| ROBINHOOD CRYPTO LLC | |
| 85 WILLOW ROAD | |
| MENLO PARK, CA 94025-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 88169601 |
| Date Sold or Disposed: | 05-14-2021 |
| CUSIP Number: | DOGEUSD |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $108.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 204.35 DOGECOIN TO US DOLLAR |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Noncovered Security Basis not reported to IRS |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is not being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):464364776 |
| ROBINHOOD CRYPTO LLC | |
| 85 WILLOW ROAD | |
| MENLO PARK, CA 94025-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 88169604 |
| Date Sold or Disposed: | 06-26-2021 |
| CUSIP Number: | DOGEUSD |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $43.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 186.02 DOGECOIN TO US DOLLAR |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Noncovered Security Basis not reported to IRS |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is not being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):464364776 |
| ROBINHOOD CRYPTO LLC | |
| 85 WILLOW ROAD | |
| MENLO PARK, CA 94025-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 88169606 |
| Date Sold or Disposed: | 07-26-2021 |
| CUSIP Number: | DOGEUSD |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $48.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 216.08 DOGECOIN TO US DOLLAR |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Noncovered Security Basis not reported to IRS |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is not being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):464364776 |
| ROBINHOOD CRYPTO LLC | |
| 85 WILLOW ROAD | |
| MENLO PARK, CA 94025-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 88169608 |
| Date Sold or Disposed: | 08-09-2021 |
| CUSIP Number: | DOGEUSD |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $28.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 111.43 DOGECOIN TO US DOLLAR |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Noncovered Security Basis not reported to IRS |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is not being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):464364776 |
| ROBINHOOD CRYPTO LLC | |
| 85 WILLOW ROAD | |
| MENLO PARK, CA 94025-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 88169610 |
| Date Sold or Disposed: | 05-06-2021 |
| CUSIP Number: | ETCUSD |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $451.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 3.020664 ETHEREUM CLASSIC TO US DOLLAR |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Noncovered Security Basis not reported to IRS |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is not being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):464364776 |
| ROBINHOOD CRYPTO LLC | |
| 85 WILLOW ROAD | |
| MENLO PARK, CA 94025-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 88169611 |
| Date Sold or Disposed: | 05-06-2021 |
| CUSIP Number: | ETCUSD |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $198.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 1.345429 ETHEREUM CLASSIC TO US DOLLAR |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Noncovered Security Basis not reported to IRS |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is not being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):464364776 |
| ROBINHOOD CRYPTO LLC | |
| 85 WILLOW ROAD | |
| MENLO PARK, CA 94025-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 88169614 |
| Date Sold or Disposed: | 05-06-2021 |
| CUSIP Number: | ETCUSD |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $255.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 1.733000 ETHEREUM CLASSIC TO US DOLLAR |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Noncovered Security Basis not reported to IRS |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is not being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):464364776 |
| ROBINHOOD CRYPTO LLC | |
| 85 WILLOW ROAD | |
| MENLO PARK, CA 94025-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 88169615 |
| Date Sold or Disposed: | 05-19-2021 |
| CUSIP Number: | ETCUSD |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $129.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 2.038573 ETHEREUM CLASSIC TO US DOLLAR |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Noncovered Security Basis not reported to IRS |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is not being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):464364776 |
| ROBINHOOD CRYPTO LLC | |
| 85 WILLOW ROAD | |
| MENLO PARK, CA 94025-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 88169617 |
| Date Sold or Disposed: | 05-19-2021 |
| CUSIP Number: | ETCUSD |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $242.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 4.343282 ETHEREUM CLASSIC TO US DOLLAR |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Noncovered Security Basis not reported to IRS |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is not being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):464364776 |
| ROBINHOOD CRYPTO LLC | |
| 85 WILLOW ROAD | |
| MENLO PARK, CA 94025-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 88169646 |
| Date Sold or Disposed: | 06-29-2021 |
| CUSIP Number: | ETCUSD |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $116.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 2.118153 ETHEREUM CLASSIC TO US DOLLAR |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Noncovered Security Basis not reported to IRS |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is not being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):464364776 |
| ROBINHOOD CRYPTO LLC | |
| 85 WILLOW ROAD | |
| MENLO PARK, CA 94025-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 88169650 |
| Date Sold or Disposed: | 07-26-2021 |
| CUSIP Number: | ETCUSD |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $53.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 1.019646 ETHEREUM CLASSIC TO US DOLLAR |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Noncovered Security Basis not reported to IRS |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is not being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):464364776 |
| ROBINHOOD CRYPTO LLC | |
| 85 WILLOW ROAD | |
| MENLO PARK, CA 94025-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 88169651 |
| Date Sold or Disposed: | 08-13-2021 |
| CUSIP Number: | ETCUSD |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $128.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 2.074989 ETHEREUM CLASSIC TO US DOLLAR |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Noncovered Security Basis not reported to IRS |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is not being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):464364776 |
| ROBINHOOD CRYPTO LLC | |
| 85 WILLOW ROAD | |
| MENLO PARK, CA 94025-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 88169652 |
| Date Sold or Disposed: | 05-20-2021 |
| CUSIP Number: | ETHUSD |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $270.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.100387 ETHEREUM TO US DOLLAR |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Noncovered Security Basis not reported to IRS |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is not being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):464364776 |
| ROBINHOOD CRYPTO LLC | |
| 85 WILLOW ROAD | |
| MENLO PARK, CA 94025-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 88169654 |
| Date Sold or Disposed: | 08-13-2021 |
| CUSIP Number: | ETHUSD |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $316.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.098355 ETHEREUM TO US DOLLAR |
| Second Notice Indicator: | No Second Notice |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Noncovered Security Basis not reported to IRS |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is not being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):522006962 |
| DEPARTMENT OF LABOR, LICENSING AND REGUL | |
| ATION DIVISION OF UNEMPLOYMENT INSURANCE | |
| 1100 N EUTAW ST | |
| BALTIMORE, MD 21201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| LERNER MICHAEL | |
| 207 WOODHAVEN ROAD | |
| NEWPORT NEWS, VA 23608-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 21919216300000068756 |
| RTAA Payments: | $0.00 |
| Tax Withheld: | $0.00 |
| Taxable Grants: | $0.00 |
| Unemployment Compensation: | $5,764.00 |
| Agricultural Subsidies: | $0.00 |
| Prior Year Refund: | $0.00 |
| Market gain on Commodity Credit Corporation loans repaid: | $0.00 |
| Year of Refund: | Not Set |
| 1099G Offset: | Not Refund, Credit, or Offset for Trade or Business |
| Second TIN Notice: | |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):043523567 |
| NATIONAL FINANCIAL SERVICES LLC | |
| 499 WASHINGTON BLVD | |
| JERSEY CITY, NJ 07310-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 8715 HAMPDEN DR | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | DX78227121 |
| Tax Withheld: | $0.00 |
| Capital Gains: | $0.00 |
| Non-Dividend Distribution: | $0.00 |
| Cash Liquidation Distribution: | $0.00 |
| Non-Cash Liquidation Distribution: | $0.00 |
| Investment Expense: | $0.00 |
| Ordinary Dividend: | $209.00 |
| Collectibles (28%) Gain: | $0.00 |
| Unrecaptured Section 1250 Gain: | $0.00 |
| Section 1202 Gain: | $0.00 |
| Foreign Tax Paid: | $0.00 |
| Qualified Dividends: | $209.00 |
| Section 199A REIT Dividends: | $0.00 |
| Second Notice Indicator: | No Second Notice |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Exempt Interest Dividends: | $0.00 |
| Specified Private Activity Bond Interest Dividend: | $0.00 |
| Section 897 Ordinary Dividends: | $0.00 |
| Section 897 Capital Gain: | $0.00 |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 75535098 |
| Tax Withheld: | $0.00 |
| Capital Gains: | $0.00 |
| Non-Dividend Distribution: | $0.00 |
| Cash Liquidation Distribution: | $0.00 |
| Non-Cash Liquidation Distribution: | $0.00 |
| Investment Expense: | $0.00 |
| Ordinary Dividend: | $11.00 |
| Collectibles (28%) Gain: | $0.00 |
| Unrecaptured Section 1250 Gain: | $0.00 |
| Section 1202 Gain: | $0.00 |
| Foreign Tax Paid: | $0.00 |
| Qualified Dividends: | $11.00 |
| Section 199A REIT Dividends: | $0.00 |
| Second Notice Indicator: | No Second Notice |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Exempt Interest Dividends: | $0.00 |
| Specified Private Activity Bond Interest Dividend: | $0.00 |
| Section 897 Ordinary Dividends: | $0.00 |
| Section 897 Capital Gain: | $0.00 |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 11758 ROSALINDA CT | |
| FORT MYERS, FL 33912-8997 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 155308241 |
| Tax Withheld: | $0.00 |
| Capital Gains: | $0.00 |
| Non-Dividend Distribution: | $0.00 |
| Cash Liquidation Distribution: | $0.00 |
| Non-Cash Liquidation Distribution: | $0.00 |
| Investment Expense: | $0.00 |
| Ordinary Dividend: | $14.00 |
| Collectibles (28%) Gain: | $0.00 |
| Unrecaptured Section 1250 Gain: | $0.00 |
| Section 1202 Gain: | $0.00 |
| Foreign Tax Paid: | $0.00 |
| Qualified Dividends: | $14.00 |
| Section 199A REIT Dividends: | $0.00 |
| Second Notice Indicator: | No Second Notice |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Exempt Interest Dividends: | $0.00 |
| Specified Private Activity Bond Interest Dividend: | $0.00 |
| Section 897 Ordinary Dividends: | $0.00 |
| Section 897 Capital Gain: | $0.00 |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):462538416 |
| ACORNS SECURITIES LLC | |
| 5300 CALIFORNIA AVENUE | |
| IRVINE, CA 92617-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 00000282520802B1 |
| Tax Withheld: | $0.00 |
| Capital Gains: | $0.00 |
| Non-Dividend Distribution: | $0.00 |
| Cash Liquidation Distribution: | $0.00 |
| Non-Cash Liquidation Distribution: | $0.00 |
| Investment Expense: | $0.00 |
| Ordinary Dividend: | $14.00 |
| Collectibles (28%) Gain: | $0.00 |
| Unrecaptured Section 1250 Gain: | $0.00 |
| Section 1202 Gain: | $0.00 |
| Foreign Tax Paid: | $0.00 |
| Qualified Dividends: | $11.00 |
| Section 199A REIT Dividends: | $0.00 |
| Second Notice Indicator: | No Second Notice |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Exempt Interest Dividends: | $0.00 |
| Specified Private Activity Bond Interest Dividend: | $0.00 |
| Section 897 Ordinary Dividends: | $0.00 |
| Section 897 Capital Gain: | $0.00 |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):043523567 |
| NATIONAL FINANCIAL SERVICES LLC | |
| 499 WASHINGTON BLVD | |
| JERSEY CITY, NJ 07310-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 8715 HAMPDEN DR | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | IX78227121 |
| Interest: | $0.00 |
| Tax Withheld: | $0.00 |
| Savings Bonds: | $0.00 |
| Investment Expense: | $0.00 |
| Interest Forfeiture: | $0.00 |
| Foreign Tax Paid: | $0.00 |
| Tax-Exempt Interest: | $0.00 |
| Specified Private Activity Bond Interest: | $0.00 |
| Market Discount: | $0.00 |
| Bond Premium: | $0.00 |
| Bond Premium on Tax Exempt Bond: | $0.00 |
| Bond Premium on Treasury Obligations: | $0.00 |
| Second Notice Indicator: | No Second Notice |
| Foreign Country or US Possession: | |
| CUSIP Number: | 315994103 |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):203196134 |
| SALLIE MAE BANK | |
| 175 S WEST TEMPLE | |
| SALT LAKE CITY, UT 84101-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| LERMER MICHAEL S | |
| 12042 LEDGEWOOD CIRCLE | |
| FT MYERS, FL 33913-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 300100291587 |
| Interest: | $0.00 |
| Tax Withheld: | $0.00 |
| Savings Bonds: | $0.00 |
| Investment Expense: | $0.00 |
| Interest Forfeiture: | $0.00 |
| Foreign Tax Paid: | $0.00 |
| Tax-Exempt Interest: | $0.00 |
| Specified Private Activity Bond Interest: | $0.00 |
| Market Discount: | $0.00 |
| Bond Premium: | $0.00 |
| Bond Premium on Tax Exempt Bond: | $0.00 |
| Bond Premium on Treasury Obligations: | $0.00 |
| Second Notice Indicator: | No Second Notice |
| Foreign Country or US Possession: | |
| CUSIP Number: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):203196134 |
| SALLIE MAE BANK | |
| 175 S WEST TEMPLE | |
| SALT LAKE CITY, UT 84101-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| LERMER MICHAEL S | |
| 12042 LEDGEWOOD CIRCLE | |
| FT MYERS, FL 33913-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 300302388168 |
| Interest: | $0.00 |
| Tax Withheld: | $0.00 |
| Savings Bonds: | $0.00 |
| Investment Expense: | $0.00 |
| Interest Forfeiture: | $0.00 |
| Foreign Tax Paid: | $0.00 |
| Tax-Exempt Interest: | $0.00 |
| Specified Private Activity Bond Interest: | $0.00 |
| Market Discount: | $0.00 |
| Bond Premium: | $0.00 |
| Bond Premium on Tax Exempt Bond: | $0.00 |
| Bond Premium on Treasury Obligations: | $0.00 |
| Second Notice Indicator: | No Second Notice |
| Foreign Country or US Possession: | |
| CUSIP Number: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):452499523 |
| SOCIAL FINANCE, INC. | |
| 234 1ST STREET | |
| SAN FRANCISCO, CA 94105-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| LERMER MICHAEL | |
| NULL | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 496669T3 |
| Interest: | $64.00 |
| Tax Withheld: | $0.00 |
| Savings Bonds: | $0.00 |
| Investment Expense: | $0.00 |
| Interest Forfeiture: | $0.00 |
| Foreign Tax Paid: | $0.00 |
| Tax-Exempt Interest: | $0.00 |
| Specified Private Activity Bond Interest: | $0.00 |
| Market Discount: | $0.00 |
| Bond Premium: | $0.00 |
| Bond Premium on Tax Exempt Bond: | $0.00 |
| Bond Premium on Treasury Obligations: | $0.00 |
| Second Notice Indicator: | No Second Notice |
| Foreign Country or US Possession: | |
| CUSIP Number: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):454526070 |
| PROSPER FUNDING LLC | |
| 221 MAIN STREET SUITE 300 | |
| SAN FRANCISCO, CA 94105-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 840821 |
| Interest: | $0.00 |
| Tax Withheld: | $0.00 |
| Tax Exempt OID: | $0.00 |
| Investment Expenses: | $0.00 |
| Interest Forfeiture: | $0.00 |
| Original Issue Discount: | $56.00 |
| Original Issue Discount on Treasury Obligations: | $0.00 |
| Market Discount: | $0.00 |
| Acquisition Premium: | $0.00 |
| Bond Premium: | $0.00 |
| Description: | ORIGINAL ISSUE DISCOUNT FOR 2021 |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Second Notice Indicator: | No Second Notice |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):043523567 |
| NATIONAL FINANCIAL SERVICES LLC | |
| 499 WASHINGTON BLVD | |
| JERSEY CITY, NJ 07310-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 8715 HAMPDEN DR | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 9220486894001 |
| Distribution Code Value: | Early Distribution, no known exception (in most cases, under age 59 1/2) |
| Distribution Code: | 1 |
| Distribution Code Value: | Not significant |
| Distribution Code: | Blank |
| Tax Amount Undetermined Code: | Tax amount not determined |
| Total Distribution Code: | Not checked |
| First Year Roth Contribution: | 0000 |
| SEP Indicator: | IRA/SEP/SIMP box checked |
| FATCA Indicator: | not FATCA |
| Date of Payment for Reportable Death Benefits under Section 6050Y: | 00-00-0000 |
| Tax Withheld: | $0.00 |
| Total Employee Contributions: | $0.00 |
| Unrealized Appreciation: | $0.00 |
| Other Income: | $0.00 |
| Gross Distribution: | $50.00 |
| Taxable Amount: | $50.00 |
| Eligible Capital Gains: | $0.00 |
| Amount to IRR: | $0.00 |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):046568107 |
| FIDELITY INVESTMENTS | |
| 100 MAGELLAN WAY KW1C | |
| COVINGTON, KY 41015-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| LERMER MICHAEL S | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 20220108021301463483 |
| Distribution Code Value: | Early Distribution, no known exception (in most cases, under age 59 1/2) |
| Distribution Code: | 1 |
| Distribution Code Value: | Not significant |
| Distribution Code: | Blank |
| Tax Amount Undetermined Code: | Not checked |
| Total Distribution Code: | Not checked |
| First Year Roth Contribution: | 0000 |
| SEP Indicator: | IRA/SEP/SIMP box not checked |
| FATCA Indicator: | not FATCA |
| Date of Payment for Reportable Death Benefits under Section 6050Y: | 00-00-0000 |
| Tax Withheld: | $475.00 |
| Total Employee Contributions: | $0.00 |
| Unrealized Appreciation: | $0.00 |
| Other Income: | $0.00 |
| Gross Distribution: | $12,875.00 |
| Taxable Amount: | $12,875.00 |
| Eligible Capital Gains: | $0.00 |
| Amount to IRR: | $0.00 |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| APEX C F TRADITIONAL IRA | |
| 8715 HAMPDEN DRIVE | |
| TAMPA, FL 33626-2934 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 5TG180131FL |
| Distribution Code Value: | Early Distribution, no known exception (in most cases, under age 59 1/2) |
| Distribution Code: | 1 |
| Distribution Code Value: | Not significant |
| Distribution Code: | Blank |
| Tax Amount Undetermined Code: | Tax amount not determined |
| Total Distribution Code: | Not checked |
| First Year Roth Contribution: | 0000 |
| SEP Indicator: | IRA/SEP/SIMP box checked |
| FATCA Indicator: | not FATCA |
| Date of Payment for Reportable Death Benefits under Section 6050Y: | 00-00-0000 |
| Tax Withheld: | $0.00 |
| Total Employee Contributions: | $0.00 |
| Unrealized Appreciation: | $0.00 |
| Other Income: | $0.00 |
| Gross Distribution: | $1,400.00 |
| Taxable Amount: | $1,400.00 |
| Eligible Capital Gains: | $0.00 |
| Amount to IRR: | $0.00 |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):90-1896160 |
| FORGE TRUST CO. | |
| PO BOX 7080 | |
| SAN CARLOS, CA 94070-7080 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| LERMER, MICHAEL | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | ALN3708047-1 |
| Distribution Code Value: | Early Distribution, no known exception (in most cases, under age 59 1/2) |
| Distribution Code: | 1 |
| Distribution Code Value: | Not significant |
| Distribution Code: | Blank |
| Tax Amount Undetermined Code: | Tax amount not determined |
| Total Distribution Code: | Not checked |
| First Year Roth Contribution: | 0000 |
| SEP Indicator: | IRA/SEP/SIMP box checked |
| FATCA Indicator: | not FATCA |
| Date of Payment for Reportable Death Benefits under Section 6050Y: | 00-00-0000 |
| Tax Withheld: | $0.00 |
| Total Employee Contributions: | $0.00 |
| Unrealized Appreciation: | $0.00 |
| Other Income: | $0.00 |
| Gross Distribution: | $996.00 |
| Taxable Amount: | $996.00 |
| Eligible Capital Gains: | $0.00 |
| Amount to IRR: | $0.00 |
