| |
Employer:
| |
Employer Identification Number (EIN):232084784 |
COMCAST CC OF WILLOW GROVE | |
1701 JF KENNEDY BLVD 4 | |
PHILADELPHIA, PA 19103-0000 | |
| |
Employee:
| |
Employee's Social Security Number:
219-19-2163 |
MICHAEL S LERMER | |
12042 LEDGEWOOD CIRCLE | |
FORT MYERS, FL 33913-0000 | |
| |
Submission Type: | Original document |
Wages, Tips and Other Compensation: | $243,266.00 |
Federal Income Tax Withheld: | $49,966.00 |
Social Security Wages: | $137,700.00 |
Social Security Tax Withheld: | $8,537.00 |
Medicare Wages and Tips: | $253,302.00 |
Medicare Tax Withheld: | $4,152.00 |
Social Security Tips: | $0.00 |
Allocated Tips: | $0.00 |
Dependent Care Benefits: | $0.00 |
Deferred Compensation: | $10,169.00 |
Code "Q" Nontaxable Combat Pay: | $0.00 |
Code "W" Employer Contributions to a Health Savings Account: | $0.00 |
Code "Y" Deferrals under a section 409A nonqualified Deferred Compensation plan: | $0.00 |
Code "Z" Income under section 409A on a nonqualified Deferred Compensation plan: | $0.00 |
Code "R" Employer's Contribution to MSA: | $0.00 |
Code "S" Employer's Contribution to Simple Account: | $0.00 |
Code "T" Expenses Incurred for Qualified Adoptions: | $0.00 |
Code "V" Income from exercise of non-statutory stock options: | $7,544.00 |
Code "AA" Designated Roth Contributions under a Section 401(k) Plan: | $0.00 |
Code "BB" Designated Roth Contributions under a Section 403(b) Plan: | $0.00 |
Code "DD" Cost of Employer-Sponsored Health Coverage: | $14,036.00 |
Code "EE" Designated ROTH Contributions Under a Governmental Section 457(b) Plan: | $0.00 |
Code "FF" Permitted benefits under a qualified small employer health reimbursement arrangement: | $0.00 |
Code "GG" Income from Qualified Equity Grants Under Section 83(i): | $0.00 |
Code "HH" Aggregate Deferrals Under Section 83(i) Elections as of the Close of the Calendar Year: | $0.00 |
Third Party Sick Pay Indicator: | Unanswered |
Retirement Plan Indicator: | Yes - retirement plan |
Statutory Employee: | Not Statutory Employee |
W2 Submission Type: | Original |
W2 WHC SSN Validation Code: | Correct SSN |
| |
Corporation:
| |
Corporation's Federal Identification Number (FIN):270000798 |
COMCAST CORPORATION | |
1701 JFK BOULEVARD | |
PHILADELPHIA, PA 19103-0000 | |
| |
Employee:
| |
Employee's Identification Number:
219-19-2163 |
LERMER MICHAEL S | |
12042 LEDGEWOOD CIRCLE | |
FORT MYERS, FL 33913-0000 | |
| |
Submission Type: | Original document |
Account Number (Optional): | JTADTH8XZZ |
Exercise Price per Share: | $29.00 |
Fair Market Value per Share on Exercise Date: | $34.00 |
Fair Market Value per Share on Grant Date: | $45.00 |
Exercise price per share determined as if the option was exercised on the date shown in box 1: | $38.00 |
Date Option Exercised: | 03-31-2020 |
Date Option Granted: | 01-02-2020 |
Number of Shares Transferred: | 0000000000085 |
Date Legal Title Transferred: | 03-31-2020 |
| |
Corporation:
| |
Corporation's Federal Identification Number (FIN):270000798 |
COMCAST CORPORATION | |
1701 JFK BOULEVARD | |
PHILADELPHIA, PA 19103-0000 | |
| |
Employee:
| |
Employee's Identification Number:
219-19-2163 |
LERMER MICHAEL S | |
12042 LEDGEWOOD CIRCLE | |
FORT MYERS, FL 33913-0000 | |
| |
Submission Type: | Original document |
Account Number (Optional): | JW9PMW8NJP |
Exercise Price per Share: | $27.00 |
Fair Market Value per Share on Exercise Date: | $38.00 |
Fair Market Value per Share on Grant Date: | $32.00 |
Exercise price per share determined as if the option was exercised on the date shown in box 1: | $27.00 |
Date Option Exercised: | 06-30-2020 |
Date Option Granted: | 04-01-2020 |
Number of Shares Transferred: | 0000000000026 |
Date Legal Title Transferred: | 06-30-2020 |
| |
Corporation:
| |
Corporation's Federal Identification Number (FIN):270000798 |
COMCAST CORPORATION | |
1701 JFK BOULEVARD | |
PHILADELPHIA, PA 19103-0000 | |
| |
Employee:
| |
Employee's Identification Number:
219-19-2163 |
LERMER MICHAEL S | |
12042 LEDGEWOOD CIRCLE | |
FORT MYERS, FL 33913-0000 | |
| |
Submission Type: | Original document |
Account Number (Optional): | JZGF8O2OP1 |
Exercise Price per Share: | $33.00 |
Fair Market Value per Share on Exercise Date: | $46.00 |
Fair Market Value per Share on Grant Date: | $39.00 |
Exercise price per share determined as if the option was exercised on the date shown in box 1: | $33.00 |
Date Option Exercised: | 09-30-2020 |
Date Option Granted: | 07-01-2020 |
Number of Shares Transferred: | 0000000000013 |
Date Legal Title Transferred: | 09-30-2020 |
| |
Corporation:
| |
Corporation's Federal Identification Number (FIN):270000798 |
COMCAST CORPORATION | |
1701 JFK BOULEVARD | |
PHILADELPHIA, PA 19103-0000 | |
| |
Employee:
| |
Employee's Identification Number:
219-19-2163 |
LERMER MICHAEL S | |
12042 LEDGEWOOD CIRCLE | |
FORT MYERS, FL 33913-0000 | |
| |
Submission Type: | Original document |
Account Number (Optional): | KP5RVJ7A4Q |
Exercise Price per Share: | $39.00 |
Fair Market Value per Share on Exercise Date: | $52.00 |
Fair Market Value per Share on Grant Date: | $46.00 |
Exercise price per share determined as if the option was exercised on the date shown in box 1: | $39.00 |
Date Option Exercised: | 12-31-2020 |
Date Option Granted: | 10-01-2020 |
Number of Shares Transferred: | 0000000000013 |
Date Legal Title Transferred: | 12-31-2020 |
| |
Trustee:
| |
Trustee/Issuer's Federal Identification Number (FIN):043523567 |
NATIONAL FINANCIAL SERVICES LLC | |
499 WASHINGTON BLVD | |
JERSEY CITY, NJ 07310-0000 | |
| |
Participant:
| |
Participant's Identification Number:
219-19-2163 |
MICHAEL S LERMER | |
12042 LEDGEWOOD CIR | |
FORT MYERS, FL 33913-7904 | |
| |
Submission Type: | Original document |
Account Number (Optional): | L220486894001 |
IRA Contributions: | $0.00 |
Rollover Contributions: | $0.00 |
Roth Conversion Amount: | $0.00 |
Recharacterized Contributions: | $0.00 |
Fair Market Value of Account: | $55.00 |
Life Insurance Cost Included in Box 1: | $0.00 |
SEP Code: | Not Checked |
IRA Code: | Checked |
Simple Code: | Not Checked |
Roth IRA Code: | Not Checked |
RMD For Subsequent Year: | RMD box not checked |
RMD Date: | 00-00-0000 |
Year: | |
Postponed Contribution Code: | |
Repayments Code: | |
Fair Market Value of certain specified assets: | N/A |
SEP Contributions: | $0.00 |
SIMPLE Contributions: | $0.00 |
Roth IRA Contributions: | $0.00 |
Required Minimum Distribution Amount: | $0.00 |
Postponed Contributions: | $0.00 |
Repayment of a qualified reservist distribution or federally designated disaster withdrawal repayment: | $0.00 |
Fair Market Value of Certain Specified Assets: | $0.00 |
| |
Trustee:
| |
Trustee/Issuer's Federal Identification Number (FIN):043685560 |
E*TRADE SECURITIES | |
PO BOX 484 | |
JERSEY CITY, NJ 07303-0484 | |
| |
Participant:
| |
Participant's Identification Number:
219-19-2163 |
MICHAEL S LERMER | |
12042 LEDGEWOOD CIR | |
FORT MYERS, FL 33913-0000 | |
| |
Submission Type: | Original document |
Account Number (Optional): | 40496342846610052 |
IRA Contributions: | $0.00 |
Rollover Contributions: | $0.00 |
Roth Conversion Amount: | $0.00 |
Recharacterized Contributions: | $0.00 |
Fair Market Value of Account: | $79.00 |
Life Insurance Cost Included in Box 1: | $0.00 |
SEP Code: | Not Checked |
IRA Code: | Checked |
Simple Code: | Not Checked |
Roth IRA Code: | Not Checked |
RMD For Subsequent Year: | RMD box not checked |
RMD Date: | 00-00-0000 |
Year: | |
Postponed Contribution Code: | |
Repayments Code: | |
Fair Market Value of certain specified assets: | N/A |
SEP Contributions: | $0.00 |
SIMPLE Contributions: | $0.00 |
Roth IRA Contributions: | $0.00 |
Required Minimum Distribution Amount: | $0.00 |
Postponed Contributions: | $0.00 |
Repayment of a qualified reservist distribution or federally designated disaster withdrawal repayment: | $0.00 |
Fair Market Value of Certain Specified Assets: | $0.00 |
| |
Trustee:
| |
Trustee/Issuer's Federal Identification Number (FIN):132967453 |
APEX CLEARING | |
ONE DALLAS CENTER | |
DALLAS, TX 75201-0000 | |
| |
Participant:
| |
Participant's Identification Number:
219-19-2163 |
MICHAEL LERMER | |
APEX C F TRADITIONAL IRA | |
12042 LEDGEWOOD CIRCLE | |
FORT MYERS, FL 33913-7904 | |
| |
Submission Type: | Original document |
Account Number (Optional): | 5TG18013 |
IRA Contributions: | $570.00 |
Rollover Contributions: | $0.00 |
Roth Conversion Amount: | $0.00 |
Recharacterized Contributions: | $0.00 |
Fair Market Value of Account: | $627.00 |
Life Insurance Cost Included in Box 1: | $0.00 |
SEP Code: | Not Checked |
IRA Code: | Checked |
Simple Code: | Not Checked |
Roth IRA Code: | Not Checked |
RMD For Subsequent Year: | RMD box not checked |
RMD Date: | 00-00-0000 |
Year: | |
Postponed Contribution Code: | |
Repayments Code: | |
Fair Market Value of certain specified assets: | N/A |
SEP Contributions: | $0.00 |
SIMPLE Contributions: | $0.00 |
Roth IRA Contributions: | $0.00 |
Required Minimum Distribution Amount: | $0.00 |
Postponed Contributions: | $0.00 |
Repayment of a qualified reservist distribution or federally designated disaster withdrawal repayment: | $0.00 |
Fair Market Value of Certain Specified Assets: | $0.00 |
| |
Trustee:
| |
Trustee/Issuer's Federal Identification Number (FIN):262627205 |
FORGE TRUST CO. | |
PO BOX 7080 | |
SAN CARLOS, CA 94070-7080 | |
| |
Participant:
| |
Participant's Identification Number:
219-19-2163 |
LERMER, MICHAEL | |
3040 OASIS GRAND BLVD | |
FORT MYERS, FL 33916-0000 | |
| |
Submission Type: | Original document |
Account Number (Optional): | ALN3708047-1 |
IRA Contributions: | $540.00 |
Rollover Contributions: | $0.00 |
Roth Conversion Amount: | $0.00 |
Recharacterized Contributions: | $0.00 |
Fair Market Value of Account: | $540.00 |
Life Insurance Cost Included in Box 1: | $0.00 |
SEP Code: | Not Checked |
IRA Code: | Checked |
Simple Code: | Not Checked |
Roth IRA Code: | Not Checked |
RMD For Subsequent Year: | RMD box not checked |
RMD Date: | 00-00-0000 |
Year: | |
Postponed Contribution Code: | |
Repayments Code: | |
Fair Market Value of certain specified assets: | N/A |
SEP Contributions: | $0.00 |
SIMPLE Contributions: | $0.00 |
Roth IRA Contributions: | $0.00 |
Required Minimum Distribution Amount: | $0.00 |
Postponed Contributions: | $0.00 |
Repayment of a qualified reservist distribution or federally designated disaster withdrawal repayment: | $0.00 |
Fair Market Value of Certain Specified Assets: | $0.00 |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):043523567 |
NATIONAL FINANCIAL SERVICES LLC | |
499 WASHINGTON BLVD | |
JERSEY CITY, NJ 07310-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL S LERMER | |
12042 LEDGEWOOD CIR | |
FORT MYERS, FL 33913-7904 | |
| |
Submission Type: | Original document |
Account Number (Optional): | BX78227121JUEMNR84ML |
Date Sold or Disposed: | 06-01-2020 |
CUSIP Number: | 20030N101 |
Gross Proceeds: | Gross proceeds |
Bartering: | $0.00 |
Federal Income Tax Withheld: | $0.00 |
Proceeds: | $38.00 |
Aggregate Profit or (Loss): | $0.00 |
Realized Profit or (Loss): | $0.00 |
Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
Cost or Basis: | $0.00 |
Wash Sale Loss Disallowed: | $0.00 |
Accrued Market Discount Amount: | $0.00 |
Description: | COMCAST CORP |
Second Notice Indicator: | |
Date Acquired: | 00-00-0000 |
Noncovered Security Indicator: | Noncovered Security Basis not reported to IRS |
Type of Gain or Loss Code: | |
Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is not being reported to the IRS |
Loss Not Allowed Indicator: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Proceeds from: | Box not checked |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):043523567 |
NATIONAL FINANCIAL SERVICES LLC | |
499 WASHINGTON BLVD | |
JERSEY CITY, NJ 07310-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL S LERMER | |
12042 LEDGEWOOD CIR | |
FORT MYERS, FL 33913-7904 | |
| |
Submission Type: | Original document |
Account Number (Optional): | BX78227121JUEMNR84NL |
Date Sold or Disposed: | 06-01-2020 |
CUSIP Number: | 20030N101 |
Gross Proceeds: | Gross proceeds |
Bartering: | $0.00 |
Federal Income Tax Withheld: | $0.00 |
Proceeds: | $2,217.00 |
Aggregate Profit or (Loss): | $0.00 |
Realized Profit or (Loss): | $0.00 |
Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
Cost or Basis: | $0.00 |
Wash Sale Loss Disallowed: | $0.00 |
Accrued Market Discount Amount: | $0.00 |
Description: | COMCAST CORP |
Second Notice Indicator: | |
Date Acquired: | 00-00-0000 |
Noncovered Security Indicator: | Noncovered Security Basis not reported to IRS |
Type of Gain or Loss Code: | |
Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is not being reported to the IRS |
Loss Not Allowed Indicator: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Proceeds from: | Box not checked |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):043523567 |
NATIONAL FINANCIAL SERVICES LLC | |
499 WASHINGTON BLVD | |
JERSEY CITY, NJ 07310-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL S LERMER | |
12042 LEDGEWOOD CIR | |
FORT MYERS, FL 33913-7904 | |
| |
Submission Type: | Original document |
Account Number (Optional): | BX78227121JUEMNR84NW |
Date Sold or Disposed: | 06-01-2020 |
CUSIP Number: | 20030N101 |
Gross Proceeds: | Gross proceeds |
Bartering: | $0.00 |
Federal Income Tax Withheld: | $0.00 |
Proceeds: | $221.00 |
Aggregate Profit or (Loss): | $0.00 |
Realized Profit or (Loss): | $0.00 |
Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
Cost or Basis: | $0.00 |
Wash Sale Loss Disallowed: | $0.00 |
Accrued Market Discount Amount: | $0.00 |
Description: | COMCAST CORP |
Second Notice Indicator: | |
Date Acquired: | 00-00-0000 |
Noncovered Security Indicator: | Noncovered Security Basis not reported to IRS |
Type of Gain or Loss Code: | |
Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is not being reported to the IRS |
Loss Not Allowed Indicator: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Proceeds from: | Box not checked |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):043523567 |
NATIONAL FINANCIAL SERVICES LLC | |
499 WASHINGTON BLVD | |
JERSEY CITY, NJ 07310-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL S LERMER | |
12042 LEDGEWOOD CIR | |
FORT MYERS, FL 33913-7904 | |
| |
Submission Type: | Original document |
Account Number (Optional): | BX78227121JUEMNR84N4 |
Date Sold or Disposed: | 06-01-2020 |
CUSIP Number: | 20030N101 |
Gross Proceeds: | Gross proceeds |
Bartering: | $0.00 |
Federal Income Tax Withheld: | $0.00 |
Proceeds: | $990.00 |
Aggregate Profit or (Loss): | $0.00 |
Realized Profit or (Loss): | $0.00 |
Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
Cost or Basis: | $0.00 |
Wash Sale Loss Disallowed: | $0.00 |
Accrued Market Discount Amount: | $0.00 |
Description: | COMCAST CORP |
Second Notice Indicator: | |
Date Acquired: | 00-00-0000 |
Noncovered Security Indicator: | Noncovered Security Basis not reported to IRS |
Type of Gain or Loss Code: | |
Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is not being reported to the IRS |
Loss Not Allowed Indicator: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Proceeds from: | Box not checked |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):043523567 |
NATIONAL FINANCIAL SERVICES LLC | |
499 WASHINGTON BLVD | |
JERSEY CITY, NJ 07310-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL S LERMER | |
12042 LEDGEWOOD CIR | |
FORT MYERS, FL 33913-7904 | |
| |
Submission Type: | Original document |
Account Number (Optional): | BX78227121JUEMNR8479 |
Date Sold or Disposed: | 06-01-2020 |
CUSIP Number: | 20030N101 |
Gross Proceeds: | Gross proceeds |
Bartering: | $0.00 |
Federal Income Tax Withheld: | $0.00 |
Proceeds: | $493.00 |
Aggregate Profit or (Loss): | $0.00 |
Realized Profit or (Loss): | $0.00 |
Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
Cost or Basis: | $363.00 |
Wash Sale Loss Disallowed: | $0.00 |
Accrued Market Discount Amount: | $0.00 |
Description: | COMCAST CORP |
Second Notice Indicator: | |
Date Acquired: | 03-29-2019 |
Noncovered Security Indicator: | Nothing checked |
Type of Gain or Loss Code: | Long-term |
Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS |
Loss Not Allowed Indicator: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Proceeds from: | Box not checked |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):043523567 |
NATIONAL FINANCIAL SERVICES LLC | |
499 WASHINGTON BLVD | |
JERSEY CITY, NJ 07310-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL S LERMER | |
12042 LEDGEWOOD CIR | |
FORT MYERS, FL 33913-7904 | |
| |
Submission Type: | Original document |
Account Number (Optional): | BX78227121JUNICBWQQH |
Date Sold or Disposed: | 06-08-2020 |
CUSIP Number: | 20030N101 |
Gross Proceeds: | Gross proceeds |
Bartering: | $0.00 |
Federal Income Tax Withheld: | $0.00 |
Proceeds: | $1,683.00 |
Aggregate Profit or (Loss): | $0.00 |
Realized Profit or (Loss): | $0.00 |
Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
Cost or Basis: | $0.00 |
Wash Sale Loss Disallowed: | $0.00 |
Accrued Market Discount Amount: | $0.00 |
Description: | COMCAST CORP |
Second Notice Indicator: | |
Date Acquired: | 00-00-0000 |
Noncovered Security Indicator: | Noncovered Security Basis not reported to IRS |
Type of Gain or Loss Code: | |
Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is not being reported to the IRS |
Loss Not Allowed Indicator: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Proceeds from: | Box not checked |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):043523567 |
NATIONAL FINANCIAL SERVICES LLC | |
499 WASHINGTON BLVD | |
JERSEY CITY, NJ 07310-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL S LERMER | |
12042 LEDGEWOOD CIR | |
FORT MYERS, FL 33913-7904 | |
| |
Submission Type: | Original document |
Account Number (Optional): | BX78227121JXMY1VEUYD |
Date Sold or Disposed: | 08-31-2020 |
CUSIP Number: | 20030N101 |
Gross Proceeds: | Gross proceeds |
Bartering: | $0.00 |
Federal Income Tax Withheld: | $0.00 |
Proceeds: | $597.00 |
Aggregate Profit or (Loss): | $0.00 |
Realized Profit or (Loss): | $0.00 |
Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
Cost or Basis: | $0.00 |
Wash Sale Loss Disallowed: | $0.00 |
Accrued Market Discount Amount: | $0.00 |
Description: | COMCAST CORP |
Second Notice Indicator: | |
Date Acquired: | 00-00-0000 |
Noncovered Security Indicator: | Noncovered Security Basis not reported to IRS |
Type of Gain or Loss Code: | |
Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is not being reported to the IRS |
Loss Not Allowed Indicator: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Proceeds from: | Box not checked |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):043523567 |
NATIONAL FINANCIAL SERVICES LLC | |
499 WASHINGTON BLVD | |
JERSEY CITY, NJ 07310-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL S LERMER | |
12042 LEDGEWOOD CIR | |
FORT MYERS, FL 33913-7904 | |
| |
Submission Type: | Original document |
Account Number (Optional): | BX78227121JXMY1VEUZF |
Date Sold or Disposed: | 08-31-2020 |
CUSIP Number: | 20030N101 |
Gross Proceeds: | Gross proceeds |
Bartering: | $0.00 |
Federal Income Tax Withheld: | $0.00 |
Proceeds: | $2,049.00 |
Aggregate Profit or (Loss): | $0.00 |
Realized Profit or (Loss): | $0.00 |
Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
Cost or Basis: | $0.00 |
Wash Sale Loss Disallowed: | $0.00 |
Accrued Market Discount Amount: | $0.00 |
Description: | COMCAST CORP |
Second Notice Indicator: | |
Date Acquired: | 00-00-0000 |
Noncovered Security Indicator: | Noncovered Security Basis not reported to IRS |
Type of Gain or Loss Code: | |
Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is not being reported to the IRS |
Loss Not Allowed Indicator: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Proceeds from: | Box not checked |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):043523567 |
NATIONAL FINANCIAL SERVICES LLC | |
499 WASHINGTON BLVD | |
JERSEY CITY, NJ 07310-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL S LERMER | |
12042 LEDGEWOOD CIR | |
FORT MYERS, FL 33913-7904 | |
| |
Submission Type: | Original document |
Account Number (Optional): | BX78227121JXMY1VEUZS |
Date Sold or Disposed: | 08-31-2020 |
CUSIP Number: | 20030N101 |
Gross Proceeds: | Gross proceeds |
Bartering: | $0.00 |
Federal Income Tax Withheld: | $0.00 |
Proceeds: | $694.00 |
Aggregate Profit or (Loss): | $0.00 |
Realized Profit or (Loss): | $0.00 |
Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
Cost or Basis: | $0.00 |
Wash Sale Loss Disallowed: | $0.00 |
Accrued Market Discount Amount: | $0.00 |
Description: | COMCAST CORP |
Second Notice Indicator: | |
Date Acquired: | 00-00-0000 |
Noncovered Security Indicator: | Noncovered Security Basis not reported to IRS |
Type of Gain or Loss Code: | |
Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is not being reported to the IRS |
Loss Not Allowed Indicator: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Proceeds from: | Box not checked |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):043523567 |
NATIONAL FINANCIAL SERVICES LLC | |
499 WASHINGTON BLVD | |
JERSEY CITY, NJ 07310-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL S LERMER | |
12042 LEDGEWOOD CIR | |
FORT MYERS, FL 33913-7904 | |
| |
Submission Type: | Original document |
Account Number (Optional): | BX78227121JYQ9IJ9JNM |
Date Sold or Disposed: | 10-01-2020 |
CUSIP Number: | 20030N101 |
Gross Proceeds: | Gross proceeds |
Bartering: | $0.00 |
Federal Income Tax Withheld: | $0.00 |
Proceeds: | $1,771.00 |
Aggregate Profit or (Loss): | $0.00 |
Realized Profit or (Loss): | $0.00 |
Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
Cost or Basis: | $0.00 |
Wash Sale Loss Disallowed: | $0.00 |
Accrued Market Discount Amount: | $0.00 |
Description: | COMCAST CORP |
Second Notice Indicator: | |
Date Acquired: | 00-00-0000 |
Noncovered Security Indicator: | Noncovered Security Basis not reported to IRS |
Type of Gain or Loss Code: | |
Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is not being reported to the IRS |
Loss Not Allowed Indicator: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Proceeds from: | Box not checked |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):043523567 |
NATIONAL FINANCIAL SERVICES LLC | |
499 WASHINGTON BLVD | |
JERSEY CITY, NJ 07310-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL S LERMER | |
12042 LEDGEWOOD CIR | |
FORT MYERS, FL 33913-7904 | |
| |
Submission Type: | Original document |
Account Number (Optional): | BX78227121JYQ9IJ9JOH |
Date Sold or Disposed: | 10-01-2020 |
CUSIP Number: | 20030N101 |
Gross Proceeds: | Gross proceeds |
Bartering: | $0.00 |
Federal Income Tax Withheld: | $0.00 |
Proceeds: | $534.00 |
Aggregate Profit or (Loss): | $0.00 |
Realized Profit or (Loss): | $0.00 |
Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
Cost or Basis: | $0.00 |
Wash Sale Loss Disallowed: | $0.00 |
Accrued Market Discount Amount: | $0.00 |
Description: | COMCAST CORP |
Second Notice Indicator: | |
Date Acquired: | 00-00-0000 |
Noncovered Security Indicator: | Noncovered Security Basis not reported to IRS |
Type of Gain or Loss Code: | |
Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is not being reported to the IRS |
Loss Not Allowed Indicator: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Proceeds from: | Box not checked |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):043523567 |
NATIONAL FINANCIAL SERVICES LLC | |
499 WASHINGTON BLVD | |
JERSEY CITY, NJ 07310-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL S LERMER | |
12042 LEDGEWOOD CIR | |
FORT MYERS, FL 33913-7904 | |
| |
Submission Type: | Original document |
Account Number (Optional): | BX78227121JZNG5B2OUT |
Date Sold or Disposed: | 10-27-2020 |
CUSIP Number: | 20030N101 |
Gross Proceeds: | Gross proceeds |
Bartering: | $0.00 |
Federal Income Tax Withheld: | $0.00 |
Proceeds: | $1,467.00 |
Aggregate Profit or (Loss): | $0.00 |
Realized Profit or (Loss): | $0.00 |
Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
Cost or Basis: | $0.00 |
Wash Sale Loss Disallowed: | $0.00 |
Accrued Market Discount Amount: | $0.00 |
Description: | COMCAST CORP |
Second Notice Indicator: | |
Date Acquired: | 00-00-0000 |
Noncovered Security Indicator: | Noncovered Security Basis not reported to IRS |
Type of Gain or Loss Code: | |
Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is not being reported to the IRS |
Loss Not Allowed Indicator: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Proceeds from: | Box not checked |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):043523567 |
NATIONAL FINANCIAL SERVICES LLC | |
499 WASHINGTON BLVD | |
JERSEY CITY, NJ 07310-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL S LERMER | |
12042 LEDGEWOOD CIR | |
FORT MYERS, FL 33913-7904 | |
| |
Submission Type: | Original document |
Account Number (Optional): | BX78227121JZNG5B2OVT |
Date Sold or Disposed: | 10-27-2020 |
CUSIP Number: | 20030N101 |
Gross Proceeds: | Gross proceeds |
Bartering: | $0.00 |
Federal Income Tax Withheld: | $0.00 |
Proceeds: | $17.00 |
Aggregate Profit or (Loss): | $0.00 |
Realized Profit or (Loss): | $0.00 |
Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
Cost or Basis: | $0.00 |
Wash Sale Loss Disallowed: | $0.00 |
Accrued Market Discount Amount: | $0.00 |
Description: | COMCAST CORP |
Second Notice Indicator: | |
Date Acquired: | 00-00-0000 |
Noncovered Security Indicator: | Noncovered Security Basis not reported to IRS |
Type of Gain or Loss Code: | |
Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is not being reported to the IRS |
Loss Not Allowed Indicator: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Proceeds from: | Box not checked |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):043523567 |
NATIONAL FINANCIAL SERVICES LLC | |
499 WASHINGTON BLVD | |
JERSEY CITY, NJ 07310-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL S LERMER | |
12042 LEDGEWOOD CIR | |
FORT MYERS, FL 33913-7904 | |
| |
Submission Type: | Original document |
Account Number (Optional): | BX78227121JZWCS48WSG |
Date Sold or Disposed: | 11-03-2020 |
CUSIP Number: | 20030N101 |
Gross Proceeds: | Gross proceeds |
Bartering: | $0.00 |
Federal Income Tax Withheld: | $0.00 |
Proceeds: | $967.00 |
Aggregate Profit or (Loss): | $0.00 |
Realized Profit or (Loss): | $0.00 |
Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
Cost or Basis: | $0.00 |
Wash Sale Loss Disallowed: | $0.00 |
Accrued Market Discount Amount: | $0.00 |
Description: | COMCAST CORP |
Second Notice Indicator: | |
Date Acquired: | 00-00-0000 |
Noncovered Security Indicator: | Noncovered Security Basis not reported to IRS |
Type of Gain or Loss Code: | |
Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is not being reported to the IRS |
Loss Not Allowed Indicator: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Proceeds from: | Box not checked |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):043523567 |
NATIONAL FINANCIAL SERVICES LLC | |
499 WASHINGTON BLVD | |
JERSEY CITY, NJ 07310-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL S LERMER | |
12042 LEDGEWOOD CIR | |
FORT MYERS, FL 33913-7904 | |
| |
Submission Type: | Original document |
Account Number (Optional): | BX78227121JZWCS48X8M |
Date Sold or Disposed: | 11-03-2020 |
CUSIP Number: | 20030N101 |
Gross Proceeds: | Gross proceeds |
Bartering: | $0.00 |
Federal Income Tax Withheld: | $0.00 |
Proceeds: | $17.00 |
Aggregate Profit or (Loss): | $0.00 |
Realized Profit or (Loss): | $0.00 |
Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
Cost or Basis: | $0.00 |
Wash Sale Loss Disallowed: | $0.00 |
Accrued Market Discount Amount: | $0.00 |
Description: | COMCAST CORP |
Second Notice Indicator: | |
Date Acquired: | 00-00-0000 |
Noncovered Security Indicator: | Noncovered Security Basis not reported to IRS |
Type of Gain or Loss Code: | |
Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is not being reported to the IRS |
Loss Not Allowed Indicator: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Proceeds from: | Box not checked |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):043523567 |
NATIONAL FINANCIAL SERVICES LLC | |
499 WASHINGTON BLVD | |
JERSEY CITY, NJ 07310-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL S LERMER | |
12042 LEDGEWOOD CIR | |
FORT MYERS, FL 33913-7904 | |
| |
Submission Type: | Original document |
Account Number (Optional): | BX78227121K0R09AZ158 |
Date Sold or Disposed: | 11-27-2020 |
CUSIP Number: | 20030N101 |
Gross Proceeds: | Gross proceeds |
Bartering: | $0.00 |
Federal Income Tax Withheld: | $0.00 |
Proceeds: | $30.00 |
Aggregate Profit or (Loss): | $0.00 |
Realized Profit or (Loss): | $0.00 |
Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
Cost or Basis: | $0.00 |
Wash Sale Loss Disallowed: | $0.00 |
Accrued Market Discount Amount: | $0.00 |
Description: | COMCAST CORP |
Second Notice Indicator: | |
Date Acquired: | 00-00-0000 |
Noncovered Security Indicator: | Noncovered Security Basis not reported to IRS |
Type of Gain or Loss Code: | |
Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is not being reported to the IRS |
Loss Not Allowed Indicator: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Proceeds from: | Box not checked |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):043523567 |
NATIONAL FINANCIAL SERVICES LLC | |
499 WASHINGTON BLVD | |
JERSEY CITY, NJ 07310-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL S LERMER | |
12042 LEDGEWOOD CIR | |
FORT MYERS, FL 33913-7904 | |
| |
Submission Type: | Original document |
Account Number (Optional): | BX78227121K0R09AZ19U |
Date Sold or Disposed: | 11-27-2020 |
CUSIP Number: | 20030N101 |
Gross Proceeds: | Gross proceeds |
Bartering: | $0.00 |
Federal Income Tax Withheld: | $0.00 |
Proceeds: | $5,166.00 |
Aggregate Profit or (Loss): | $0.00 |
Realized Profit or (Loss): | $0.00 |
Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
Cost or Basis: | $2,954.00 |
Wash Sale Loss Disallowed: | $0.00 |
Accrued Market Discount Amount: | $0.00 |
Description: | COMCAST CORP |
Second Notice Indicator: | |
Date Acquired: | 11-25-2020 |
Noncovered Security Indicator: | Nothing checked |
Type of Gain or Loss Code: | Short-term |
Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
Loss Not Allowed Indicator: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Proceeds from: | Box not checked |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):043523567 |
NATIONAL FINANCIAL SERVICES LLC | |
499 WASHINGTON BLVD | |
JERSEY CITY, NJ 07310-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL S LERMER | |
12042 LEDGEWOOD CIR | |
FORT MYERS, FL 33913-7904 | |
| |
Submission Type: | Original document |
Account Number (Optional): | BX78227121K06N2D8LIX |
Date Sold or Disposed: | 11-11-2020 |
CUSIP Number: | 20030N101 |
Gross Proceeds: | Gross proceeds |
Bartering: | $0.00 |
Federal Income Tax Withheld: | $0.00 |
Proceeds: | $941.00 |
Aggregate Profit or (Loss): | $0.00 |
Realized Profit or (Loss): | $0.00 |
Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
Cost or Basis: | $0.00 |
Wash Sale Loss Disallowed: | $0.00 |
Accrued Market Discount Amount: | $0.00 |
Description: | COMCAST CORP |
Second Notice Indicator: | |
Date Acquired: | 00-00-0000 |
Noncovered Security Indicator: | Noncovered Security Basis not reported to IRS |
Type of Gain or Loss Code: | |
Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is not being reported to the IRS |
Loss Not Allowed Indicator: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Proceeds from: | Box not checked |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):043523567 |
NATIONAL FINANCIAL SERVICES LLC | |
499 WASHINGTON BLVD | |
JERSEY CITY, NJ 07310-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL S LERMER | |
12042 LEDGEWOOD CIR | |
FORT MYERS, FL 33913-7904 | |
| |
Submission Type: | Original document |
Account Number (Optional): | BX78227121K1HY2ZYDTS |
Date Sold or Disposed: | 12-18-2020 |
CUSIP Number: | 20030N101 |
Gross Proceeds: | Gross proceeds |
Bartering: | $0.00 |
Federal Income Tax Withheld: | $0.00 |
Proceeds: | $1,668.00 |
Aggregate Profit or (Loss): | $0.00 |
Realized Profit or (Loss): | $0.00 |
Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
Cost or Basis: | $0.00 |
Wash Sale Loss Disallowed: | $0.00 |
Accrued Market Discount Amount: | $0.00 |
Description: | COMCAST CORP |
Second Notice Indicator: | |
Date Acquired: | 00-00-0000 |
Noncovered Security Indicator: | Noncovered Security Basis not reported to IRS |
Type of Gain or Loss Code: | |
Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is not being reported to the IRS |
Loss Not Allowed Indicator: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Proceeds from: | Box not checked |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):043523567 |
NATIONAL FINANCIAL SERVICES LLC | |
499 WASHINGTON BLVD | |
JERSEY CITY, NJ 07310-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL S LERMER | |
12042 LEDGEWOOD CIR | |
FORT MYERS, FL 33913-7904 | |
| |
Submission Type: | Original document |
Account Number (Optional): | BX78227121K18XHLKBDH |
Date Sold or Disposed: | 12-11-2020 |
CUSIP Number: | 20030N101 |
Gross Proceeds: | Gross proceeds |
Bartering: | $0.00 |
Federal Income Tax Withheld: | $0.00 |
Proceeds: | $587.00 |
Aggregate Profit or (Loss): | $0.00 |
Realized Profit or (Loss): | $0.00 |
Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
Cost or Basis: | $344.00 |
Wash Sale Loss Disallowed: | $0.00 |
Accrued Market Discount Amount: | $0.00 |
Description: | COMCAST CORP |
Second Notice Indicator: | |
Date Acquired: | 11-25-2020 |
Noncovered Security Indicator: | Nothing checked |
Type of Gain or Loss Code: | Short-term |
Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
Loss Not Allowed Indicator: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Proceeds from: | Box not checked |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):043523567 |
NATIONAL FINANCIAL SERVICES LLC | |
499 WASHINGTON BLVD | |
JERSEY CITY, NJ 07310-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL S LERMER | |
12042 LEDGEWOOD CIR | |
FORT MYERS, FL 33913-7904 | |
| |
Submission Type: | Original document |
Account Number (Optional): | BX78227121K18XHLKBKB |
Date Sold or Disposed: | 12-11-2020 |
CUSIP Number: | 20030N101 |
Gross Proceeds: | Gross proceeds |
Bartering: | $0.00 |
Federal Income Tax Withheld: | $0.00 |
Proceeds: | $1,946.00 |
Aggregate Profit or (Loss): | $0.00 |
Realized Profit or (Loss): | $0.00 |
Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
Cost or Basis: | $0.00 |
Wash Sale Loss Disallowed: | $0.00 |
Accrued Market Discount Amount: | $0.00 |
Description: | COMCAST CORP |
Second Notice Indicator: | |
Date Acquired: | 00-00-0000 |
Noncovered Security Indicator: | Noncovered Security Basis not reported to IRS |
Type of Gain or Loss Code: | |
Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is not being reported to the IRS |
Loss Not Allowed Indicator: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Proceeds from: | Box not checked |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):132967453 |
APEX CLEARING | |
ONE DALLAS CENTER | |
DALLAS, TX 75201-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL LERMER | |
12042 LEDGEWOOD CIRCLE | |
FORT MYERS, FL 33913-7904 | |
| |
Submission Type: | Original document |
Account Number (Optional): | 93756185 |
Date Sold or Disposed: | 02-07-2020 |
CUSIP Number: | 464288414 |
Gross Proceeds: | Net Proceeds |
Bartering: | $0.00 |
Federal Income Tax Withheld: | $0.00 |
Proceeds: | $13.00 |
Aggregate Profit or (Loss): | $0.00 |
Realized Profit or (Loss): | $0.00 |
Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
Cost or Basis: | $13.00 |
Wash Sale Loss Disallowed: | $0.00 |
Accrued Market Discount Amount: | $0.00 |
Description: | 0.12092 ISHARES TRUST |
Second Notice Indicator: | |
Date Acquired: | 00-00-0000 |
Noncovered Security Indicator: | Nothing checked |
Type of Gain or Loss Code: | Short-term |
Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
Loss Not Allowed Indicator: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Proceeds from: | Box not checked |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):132967453 |
APEX CLEARING | |
ONE DALLAS CENTER | |
DALLAS, TX 75201-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL LERMER | |
12042 LEDGEWOOD CIRCLE | |
FORT MYERS, FL 33913-7904 | |
| |
Submission Type: | Original document |
Account Number (Optional): | 93756186 |
Date Sold or Disposed: | 02-07-2020 |
CUSIP Number: | 464288414 |
Gross Proceeds: | Net Proceeds |
Bartering: | $0.00 |
Federal Income Tax Withheld: | $0.00 |
Proceeds: | $0.00 |
Aggregate Profit or (Loss): | $0.00 |
Realized Profit or (Loss): | $0.00 |
Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
Cost or Basis: | $0.00 |
Wash Sale Loss Disallowed: | $0.00 |
Accrued Market Discount Amount: | $0.00 |
Description: | 0.00201 ISHARES TRUST |
Second Notice Indicator: | |
Date Acquired: | 12-30-2019 |
Noncovered Security Indicator: | Nothing checked |
Type of Gain or Loss Code: | Long-term |
Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS |
Loss Not Allowed Indicator: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Proceeds from: | Box not checked |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):132967453 |
APEX CLEARING | |
ONE DALLAS CENTER | |
DALLAS, TX 75201-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL LERMER | |
12042 LEDGEWOOD CIRCLE | |
FORT MYERS, FL 33913-7904 | |
| |
Submission Type: | Original document |
Account Number (Optional): | 93756187 |
Date Sold or Disposed: | 02-07-2020 |
CUSIP Number: | 886364207 |
Gross Proceeds: | Net Proceeds |
Bartering: | $0.00 |
Federal Income Tax Withheld: | $0.00 |
Proceeds: | $56.00 |
Aggregate Profit or (Loss): | $0.00 |
Realized Profit or (Loss): | $0.00 |
Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
Cost or Basis: | $53.00 |
Wash Sale Loss Disallowed: | $0.00 |
Accrued Market Discount Amount: | $0.00 |
Description: | 4.81038 TIDAL ETF TRUST |
Second Notice Indicator: | |
Date Acquired: | 00-00-0000 |
Noncovered Security Indicator: | Nothing checked |
Type of Gain or Loss Code: | Short-term |
Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
Loss Not Allowed Indicator: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Proceeds from: | Box not checked |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):132967453 |
APEX CLEARING | |
ONE DALLAS CENTER | |
DALLAS, TX 75201-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL LERMER | |
12042 LEDGEWOOD CIRCLE | |
FORT MYERS, FL 33913-7904 | |
| |
Submission Type: | Original document |
Account Number (Optional): | 93756188 |
Date Sold or Disposed: | 02-07-2020 |
CUSIP Number: | 886364306 |
Gross Proceeds: | Net Proceeds |
Bartering: | $0.00 |
Federal Income Tax Withheld: | $0.00 |
Proceeds: | $6.00 |
Aggregate Profit or (Loss): | $0.00 |
Realized Profit or (Loss): | $0.00 |
Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
Cost or Basis: | $6.00 |
Wash Sale Loss Disallowed: | $0.00 |
Accrued Market Discount Amount: | $0.00 |
Description: | 0.60420 TIDAL ETF TRUST |
Second Notice Indicator: | |
Date Acquired: | 00-00-0000 |
Noncovered Security Indicator: | Nothing checked |
Type of Gain or Loss Code: | Short-term |
Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
Loss Not Allowed Indicator: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Proceeds from: | Box not checked |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):132967453 |
APEX CLEARING | |
ONE DALLAS CENTER | |
DALLAS, TX 75201-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL LERMER | |
12042 LEDGEWOOD CIRCLE | |
FORT MYERS, FL 33913-7904 | |
| |
Submission Type: | Original document |
Account Number (Optional): | 93756189 |
Date Sold or Disposed: | 02-07-2020 |
CUSIP Number: | 921937827 |
Gross Proceeds: | Net Proceeds |
Bartering: | $0.00 |
Federal Income Tax Withheld: | $0.00 |
Proceeds: | $6.00 |
Aggregate Profit or (Loss): | $0.00 |
Realized Profit or (Loss): | $0.00 |
Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
Cost or Basis: | $6.00 |
Wash Sale Loss Disallowed: | $0.00 |
Accrued Market Discount Amount: | $0.00 |
Description: | 0.08611 VANGUARD SHORT TERM BOND ETF |
Second Notice Indicator: | |
Date Acquired: | 00-00-0000 |
Noncovered Security Indicator: | Nothing checked |
Type of Gain or Loss Code: | Short-term |
Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
Loss Not Allowed Indicator: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Proceeds from: | Box not checked |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):132967453 |
APEX CLEARING | |
ONE DALLAS CENTER | |
DALLAS, TX 75201-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL LERMER | |
12042 LEDGEWOOD CIRCLE | |
FORT MYERS, FL 33913-7904 | |
| |
Submission Type: | Original document |
Account Number (Optional): | 93756190 |
Date Sold or Disposed: | 02-07-2020 |
CUSIP Number: | 921937827 |
Gross Proceeds: | Net Proceeds |
Bartering: | $0.00 |
Federal Income Tax Withheld: | $0.00 |
Proceeds: | $0.00 |
Aggregate Profit or (Loss): | $0.00 |
Realized Profit or (Loss): | $0.00 |
Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
Cost or Basis: | $0.00 |
Wash Sale Loss Disallowed: | $0.00 |
Accrued Market Discount Amount: | $0.00 |
Description: | 0.00143 VANGUARD SHORT TERM BOND ETF |
Second Notice Indicator: | |
Date Acquired: | 12-30-2019 |
Noncovered Security Indicator: | Nothing checked |
Type of Gain or Loss Code: | Long-term |
Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS |
Loss Not Allowed Indicator: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Proceeds from: | Box not checked |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):132967453 |
APEX CLEARING | |
ONE DALLAS CENTER | |
DALLAS, TX 75201-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL LERMER | |
12042 LEDGEWOOD CIRCLE | |
FORT MYERS, FL 33913-7904 | |
| |
Submission Type: | Original document |
Account Number (Optional): | 93756191 |
Date Sold or Disposed: | 02-07-2020 |
CUSIP Number: | 922908751 |
Gross Proceeds: | Net Proceeds |
Bartering: | $0.00 |
Federal Income Tax Withheld: | $0.00 |
Proceeds: | $3.00 |
Aggregate Profit or (Loss): | $0.00 |
Realized Profit or (Loss): | $0.00 |
Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
Cost or Basis: | $3.00 |
Wash Sale Loss Disallowed: | $0.00 |
Accrued Market Discount Amount: | $0.00 |
Description: | 0.01949 VANGUARD INDEX FUNDS |
Second Notice Indicator: | |
Date Acquired: | 00-00-0000 |
Noncovered Security Indicator: | Nothing checked |
Type of Gain or Loss Code: | Short-term |
Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
Loss Not Allowed Indicator: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Proceeds from: | Box not checked |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):132967453 |
APEX CLEARING | |
ONE DALLAS CENTER | |
DALLAS, TX 75201-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL LERMER | |
12042 LEDGEWOOD CIRCLE | |
FORT MYERS, FL 33913-7904 | |
| |
Submission Type: | Original document |
Account Number (Optional): | 93756192 |
Date Sold or Disposed: | 02-07-2020 |
CUSIP Number: | 922042858 |
Gross Proceeds: | Net Proceeds |
Bartering: | $0.00 |
Federal Income Tax Withheld: | $0.00 |
Proceeds: | $7.00 |
Aggregate Profit or (Loss): | $0.00 |
Realized Profit or (Loss): | $0.00 |
Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
Cost or Basis: | $7.00 |
Wash Sale Loss Disallowed: | $0.00 |
Accrued Market Discount Amount: | $0.00 |
Description: | 0.18208 VANGUARD FTSE EMERGING MARKETS |
Second Notice Indicator: | |
Date Acquired: | 00-00-0000 |
Noncovered Security Indicator: | Nothing checked |
Type of Gain or Loss Code: | Short-term |
Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
Loss Not Allowed Indicator: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Proceeds from: | Box not checked |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):132967453 |
APEX CLEARING | |
ONE DALLAS CENTER | |
DALLAS, TX 75201-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL LERMER | |
12042 LEDGEWOOD CIRCLE | |
FORT MYERS, FL 33913-7904 | |
| |
Submission Type: | Original document |
Account Number (Optional): | 93756193 |
Date Sold or Disposed: | 02-07-2020 |
CUSIP Number: | 921943858 |
Gross Proceeds: | Net Proceeds |
Bartering: | $0.00 |
Federal Income Tax Withheld: | $0.00 |
Proceeds: | $23.00 |
Aggregate Profit or (Loss): | $0.00 |
Realized Profit or (Loss): | $0.00 |
Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
Cost or Basis: | $22.00 |
Wash Sale Loss Disallowed: | $0.00 |
Accrued Market Discount Amount: | $0.00 |
Description: | 0.52650 VANGUARD FTSE DEVELOPED |
Second Notice Indicator: | |
Date Acquired: | 00-00-0000 |
Noncovered Security Indicator: | Nothing checked |
Type of Gain or Loss Code: | Short-term |
Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
Loss Not Allowed Indicator: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Proceeds from: | Box not checked |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):132967453 |
APEX CLEARING | |
ONE DALLAS CENTER | |
DALLAS, TX 75201-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL LERMER | |
12042 LEDGEWOOD CIRCLE | |
FORT MYERS, FL 33913-7904 | |
| |
Submission Type: | Original document |
Account Number (Optional): | 93756194 |
Date Sold or Disposed: | 02-07-2020 |
CUSIP Number: | 922020805 |
Gross Proceeds: | Net Proceeds |
Bartering: | $0.00 |
Federal Income Tax Withheld: | $0.00 |
Proceeds: | $1.00 |
Aggregate Profit or (Loss): | $0.00 |
Realized Profit or (Loss): | $0.00 |
Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
Cost or Basis: | $1.00 |
Wash Sale Loss Disallowed: | $0.00 |
Accrued Market Discount Amount: | $0.00 |
Description: | 0.02358 VANGUARD SHORT TERM INFLATION |
Second Notice Indicator: | |
Date Acquired: | 00-00-0000 |
Noncovered Security Indicator: | Nothing checked |
Type of Gain or Loss Code: | Short-term |
Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
Loss Not Allowed Indicator: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Proceeds from: | Box not checked |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):132967453 |
APEX CLEARING | |
ONE DALLAS CENTER | |
DALLAS, TX 75201-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL LERMER | |
12042 LEDGEWOOD CIRCLE | |
FORT MYERS, FL 33913-7904 | |
| |
Submission Type: | Original document |
Account Number (Optional): | 93756195 |
Date Sold or Disposed: | 02-07-2020 |
CUSIP Number: | 922020805 |
Gross Proceeds: | Net Proceeds |
Bartering: | $0.00 |
Federal Income Tax Withheld: | $0.00 |
Proceeds: | $0.00 |
Aggregate Profit or (Loss): | $0.00 |
Realized Profit or (Loss): | $0.00 |
Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
Cost or Basis: | $0.00 |
Wash Sale Loss Disallowed: | $0.00 |
Accrued Market Discount Amount: | $0.00 |
Description: | 0.00039 VANGUARD SHORT TERM INFLATION |
Second Notice Indicator: | |
Date Acquired: | 12-30-2019 |
Noncovered Security Indicator: | Nothing checked |
Type of Gain or Loss Code: | Long-term |
Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS |
Loss Not Allowed Indicator: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Proceeds from: | Box not checked |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):132967453 |
APEX CLEARING | |
ONE DALLAS CENTER | |
DALLAS, TX 75201-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL LERMER | |
12042 LEDGEWOOD CIRCLE | |
FORT MYERS, FL 33913-7904 | |
| |
Submission Type: | Original document |
Account Number (Optional): | 93756196 |
Date Sold or Disposed: | 02-07-2020 |
CUSIP Number: | 92189H409 |
Gross Proceeds: | Net Proceeds |
Bartering: | $0.00 |
Federal Income Tax Withheld: | $0.00 |
Proceeds: | $1.00 |
Aggregate Profit or (Loss): | $0.00 |
Realized Profit or (Loss): | $0.00 |
Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
Cost or Basis: | $1.00 |
Wash Sale Loss Disallowed: | $0.00 |
Accrued Market Discount Amount: | $0.00 |
Description: | 0.01818 VANECK VECTORS ETF TRUST |
Second Notice Indicator: | |
Date Acquired: | 00-00-0000 |
Noncovered Security Indicator: | Nothing checked |
Type of Gain or Loss Code: | Short-term |
Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
Loss Not Allowed Indicator: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Proceeds from: | Box not checked |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):132967453 |
APEX CLEARING | |
ONE DALLAS CENTER | |
DALLAS, TX 75201-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL LERMER | |
11758 ROSALINDA CT | |
FORT MYERS, FL 33912-8997 | |
| |
Submission Type: | Original document |
Account Number (Optional): | 35529133 |
Date Sold or Disposed: | 12-18-2020 |
CUSIP Number: | 023135106 |
Gross Proceeds: | Net Proceeds |
Bartering: | $0.00 |
Federal Income Tax Withheld: | $0.00 |
Proceeds: | $528.00 |
Aggregate Profit or (Loss): | $0.00 |
Realized Profit or (Loss): | $0.00 |
Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
Cost or Basis: | $523.00 |
Wash Sale Loss Disallowed: | $0.00 |
Accrued Market Discount Amount: | $0.00 |
Description: | 0.16503 AMAZON.COM INC |
Second Notice Indicator: | |
Date Acquired: | 00-00-0000 |
Noncovered Security Indicator: | Nothing checked |
Type of Gain or Loss Code: | Short-term |
Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
Loss Not Allowed Indicator: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Proceeds from: | Box not checked |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):132967453 |
APEX CLEARING | |
ONE DALLAS CENTER | |
DALLAS, TX 75201-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL LERMER | |
11758 ROSALINDA CT | |
FORT MYERS, FL 33912-8997 | |
| |
Submission Type: | Original document |
Account Number (Optional): | 35529134 |
Date Sold or Disposed: | 02-03-2020 |
CUSIP Number: | 037833100 |
Gross Proceeds: | Net Proceeds |
Bartering: | $0.00 |
Federal Income Tax Withheld: | $0.00 |
Proceeds: | $69.00 |
Aggregate Profit or (Loss): | $0.00 |
Realized Profit or (Loss): | $0.00 |
Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
Cost or Basis: | $60.00 |
Wash Sale Loss Disallowed: | $0.00 |
Accrued Market Discount Amount: | $0.00 |
Description: | 0.22463 APPLE INC |
Second Notice Indicator: | |
Date Acquired: | 00-00-0000 |
Noncovered Security Indicator: | Nothing checked |
Type of Gain or Loss Code: | Short-term |
Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
Loss Not Allowed Indicator: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Proceeds from: | Box not checked |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):132967453 |
APEX CLEARING | |
ONE DALLAS CENTER | |
DALLAS, TX 75201-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL LERMER | |
11758 ROSALINDA CT | |
FORT MYERS, FL 33912-8997 | |
| |
Submission Type: | Original document |
Account Number (Optional): | 35529136 |
Date Sold or Disposed: | 07-17-2020 |
CUSIP Number: | 08862E109 |
Gross Proceeds: | Net Proceeds |
Bartering: | $0.00 |
Federal Income Tax Withheld: | $0.00 |
Proceeds: | $30.00 |
Aggregate Profit or (Loss): | $0.00 |
Realized Profit or (Loss): | $0.00 |
Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
Cost or Basis: | $21.00 |
Wash Sale Loss Disallowed: | $0.00 |
Accrued Market Discount Amount: | $0.00 |
Description: | 0.24096 BEYOND MEAT INC |
Second Notice Indicator: | |
Date Acquired: | 00-00-0000 |
Noncovered Security Indicator: | Nothing checked |
Type of Gain or Loss Code: | Short-term |
Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
Loss Not Allowed Indicator: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Proceeds from: | Box not checked |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):132967453 |
APEX CLEARING | |
ONE DALLAS CENTER | |
DALLAS, TX 75201-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL LERMER | |
11758 ROSALINDA CT | |
FORT MYERS, FL 33912-8997 | |
| |
Submission Type: | Original document |
Account Number (Optional): | 35529137 |
Date Sold or Disposed: | 07-08-2020 |
CUSIP Number: | 247361702 |
Gross Proceeds: | Net Proceeds |
Bartering: | $0.00 |
Federal Income Tax Withheld: | $0.00 |
Proceeds: | $23.00 |
Aggregate Profit or (Loss): | $0.00 |
Realized Profit or (Loss): | $0.00 |
Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
Cost or Basis: | $20.00 |
Wash Sale Loss Disallowed: | $0.00 |
Accrued Market Discount Amount: | $0.00 |
Description: | 0.87688 DELTA AIR LINES INC DEL |
Second Notice Indicator: | |
Date Acquired: | 00-00-0000 |
Noncovered Security Indicator: | Nothing checked |
Type of Gain or Loss Code: | Short-term |
Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
Loss Not Allowed Indicator: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Proceeds from: | Box not checked |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):132967453 |
APEX CLEARING | |
ONE DALLAS CENTER | |
DALLAS, TX 75201-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL LERMER | |
11758 ROSALINDA CT | |
FORT MYERS, FL 33912-8997 | |
| |
Submission Type: | Original document |
Account Number (Optional): | 35529138 |
Date Sold or Disposed: | 12-15-2020 |
CUSIP Number: | 265504100 |
Gross Proceeds: | Net Proceeds |
Bartering: | $0.00 |
Federal Income Tax Withheld: | $0.00 |
Proceeds: | $0.00 |
Aggregate Profit or (Loss): | $0.00 |
Realized Profit or (Loss): | $0.00 |
Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
Cost or Basis: | $0.00 |
Wash Sale Loss Disallowed: | $0.00 |
Accrued Market Discount Amount: | $0.00 |
Description: | 0.00237 DUNKIN BRANDS GROUP INC |
Second Notice Indicator: | |
Date Acquired: | 00-00-0000 |
Noncovered Security Indicator: | Nothing checked |
Type of Gain or Loss Code: | Short-term |
Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
Loss Not Allowed Indicator: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Proceeds from: | Box not checked |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):132967453 |
APEX CLEARING | |
ONE DALLAS CENTER | |
DALLAS, TX 75201-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL LERMER | |
11758 ROSALINDA CT | |
FORT MYERS, FL 33912-8997 | |
| |
Submission Type: | Original document |
Account Number (Optional): | 35529139 |
Date Sold or Disposed: | 12-15-2020 |
CUSIP Number: | 265504100 |
Gross Proceeds: | Net Proceeds |
Bartering: | $0.00 |
Federal Income Tax Withheld: | $0.00 |
Proceeds: | $0.00 |
Aggregate Profit or (Loss): | $0.00 |
Realized Profit or (Loss): | $0.00 |
Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
Cost or Basis: | $0.00 |
Wash Sale Loss Disallowed: | $0.00 |
Accrued Market Discount Amount: | $0.00 |
Description: | 0.00558 DUNKIN BRANDS GROUP INC |
Second Notice Indicator: | |
Date Acquired: | 00-00-0000 |
Noncovered Security Indicator: | Nothing checked |
Type of Gain or Loss Code: | Long-term |
Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS |
Loss Not Allowed Indicator: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Proceeds from: | Box not checked |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):132967453 |
APEX CLEARING | |
ONE DALLAS CENTER | |
DALLAS, TX 75201-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL LERMER | |
11758 ROSALINDA CT | |
FORT MYERS, FL 33912-8997 | |
| |
Submission Type: | Original document |
Account Number (Optional): | 35529140 |
Date Sold or Disposed: | 07-15-2020 |
CUSIP Number: | 345370860 |
Gross Proceeds: | Net Proceeds |
Bartering: | $0.00 |
Federal Income Tax Withheld: | $0.00 |
Proceeds: | $47.00 |
Aggregate Profit or (Loss): | $0.00 |
Realized Profit or (Loss): | $0.00 |
Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
Cost or Basis: | $36.00 |
Wash Sale Loss Disallowed: | $0.00 |
Accrued Market Discount Amount: | $0.00 |
Description: | 7.22350 FORD MOTOR CO |
Second Notice Indicator: | |
Date Acquired: | 00-00-0000 |
Noncovered Security Indicator: | Nothing checked |
Type of Gain or Loss Code: | Short-term |
Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
Loss Not Allowed Indicator: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Proceeds from: | Box not checked |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):132967453 |
APEX CLEARING | |
ONE DALLAS CENTER | |
DALLAS, TX 75201-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL LERMER | |
11758 ROSALINDA CT | |
FORT MYERS, FL 33912-8997 | |
| |
Submission Type: | Original document |
Account Number (Optional): | 35529141 |
Date Sold or Disposed: | 07-08-2020 |
CUSIP Number: | 369604103 |
Gross Proceeds: | Net Proceeds |
Bartering: | $0.00 |
Federal Income Tax Withheld: | $0.00 |
Proceeds: | $51.00 |
Aggregate Profit or (Loss): | $0.00 |
Realized Profit or (Loss): | $0.00 |
Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
Cost or Basis: | $50.00 |
Wash Sale Loss Disallowed: | $0.00 |
Accrued Market Discount Amount: | $0.00 |
Description: | 7.57114 GENERAL ELECTRIC COMPANY |
Second Notice Indicator: | |
Date Acquired: | 00-00-0000 |
Noncovered Security Indicator: | Nothing checked |
Type of Gain or Loss Code: | Short-term |
Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
Loss Not Allowed Indicator: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Proceeds from: | Box not checked |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):132967453 |
APEX CLEARING | |
ONE DALLAS CENTER | |
DALLAS, TX 75201-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL LERMER | |
11758 ROSALINDA CT | |
FORT MYERS, FL 33912-8997 | |
| |
Submission Type: | Original document |
Account Number (Optional): | 35529142 |
Date Sold or Disposed: | 02-03-2020 |
CUSIP Number: | 464287200 |
Gross Proceeds: | Net Proceeds |
Bartering: | $0.00 |
Federal Income Tax Withheld: | $0.00 |
Proceeds: | $49.00 |
Aggregate Profit or (Loss): | $0.00 |
Realized Profit or (Loss): | $0.00 |
Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
Cost or Basis: | $47.00 |
Wash Sale Loss Disallowed: | $0.00 |
Accrued Market Discount Amount: | $0.00 |
Description: | 0.15073 ISHARES CORE S&P 500 ETF |
Second Notice Indicator: | |
Date Acquired: | 00-00-0000 |
Noncovered Security Indicator: | Nothing checked |
Type of Gain or Loss Code: | Short-term |
Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
Loss Not Allowed Indicator: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Proceeds from: | Box not checked |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):132967453 |
APEX CLEARING | |
ONE DALLAS CENTER | |
DALLAS, TX 75201-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL LERMER | |
11758 ROSALINDA CT | |
FORT MYERS, FL 33912-8997 | |
| |
Submission Type: | Original document |
Account Number (Optional): | 35529143 |
Date Sold or Disposed: | 02-03-2020 |
CUSIP Number: | 464289867 |
Gross Proceeds: | Net Proceeds |
Bartering: | $0.00 |
Federal Income Tax Withheld: | $0.00 |
Proceeds: | $32.00 |
Aggregate Profit or (Loss): | $0.00 |
Realized Profit or (Loss): | $0.00 |
Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
Cost or Basis: | $31.00 |
Wash Sale Loss Disallowed: | $0.00 |
Accrued Market Discount Amount: | $0.00 |
Description: | 0.67570 ISHARES CORE GROWTH ALLOCATION |
Second Notice Indicator: | |
Date Acquired: | 00-00-0000 |
Noncovered Security Indicator: | Nothing checked |
Type of Gain or Loss Code: | Short-term |
Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
Loss Not Allowed Indicator: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Proceeds from: | Box not checked |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):132967453 |
APEX CLEARING | |
ONE DALLAS CENTER | |
DALLAS, TX 75201-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL LERMER | |
11758 ROSALINDA CT | |
FORT MYERS, FL 33912-8997 | |
| |
Submission Type: | Original document |
Account Number (Optional): | 35529159 |
Date Sold or Disposed: | 07-09-2020 |
CUSIP Number: | 464289867 |
Gross Proceeds: | Net Proceeds |
Bartering: | $0.00 |
Federal Income Tax Withheld: | $0.00 |
Proceeds: | $93.00 |
Aggregate Profit or (Loss): | $0.00 |
Realized Profit or (Loss): | $0.00 |
Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
Cost or Basis: | $86.00 |
Wash Sale Loss Disallowed: | $0.00 |
Accrued Market Discount Amount: | $0.00 |
Description: | 1.98979 ISHARES CORE GROWTH ALLOCATION |
Second Notice Indicator: | |
Date Acquired: | 00-00-0000 |
Noncovered Security Indicator: | Nothing checked |
Type of Gain or Loss Code: | Short-term |
Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
Loss Not Allowed Indicator: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Proceeds from: | Box not checked |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):132967453 |
APEX CLEARING | |
ONE DALLAS CENTER | |
DALLAS, TX 75201-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL LERMER | |
11758 ROSALINDA CT | |
FORT MYERS, FL 33912-8997 | |
| |
Submission Type: | Original document |
Account Number (Optional): | 35529161 |
Date Sold or Disposed: | 07-08-2020 |
CUSIP Number: | 594918104 |
Gross Proceeds: | Net Proceeds |
Bartering: | $0.00 |
Federal Income Tax Withheld: | $0.00 |
Proceeds: | $25.00 |
Aggregate Profit or (Loss): | $0.00 |
Realized Profit or (Loss): | $0.00 |
Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
Cost or Basis: | $21.00 |
Wash Sale Loss Disallowed: | $0.00 |
Accrued Market Discount Amount: | $0.00 |
Description: | 0.12186 MICROSOFT CORP |
Second Notice Indicator: | |
Date Acquired: | 00-00-0000 |
Noncovered Security Indicator: | Nothing checked |
Type of Gain or Loss Code: | Short-term |
Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
Loss Not Allowed Indicator: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Proceeds from: | Box not checked |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):132967453 |
APEX CLEARING | |
ONE DALLAS CENTER | |
DALLAS, TX 75201-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL LERMER | |
11758 ROSALINDA CT | |
FORT MYERS, FL 33912-8997 | |
| |
Submission Type: | Original document |
Account Number (Optional): | 35529166 |
Date Sold or Disposed: | 02-03-2020 |
CUSIP Number: | 92204A405 |
Gross Proceeds: | Net Proceeds |
Bartering: | $0.00 |
Federal Income Tax Withheld: | $0.00 |
Proceeds: | $64.00 |
Aggregate Profit or (Loss): | $0.00 |
Realized Profit or (Loss): | $0.00 |
Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
Cost or Basis: | $63.00 |
Wash Sale Loss Disallowed: | $0.00 |
Accrued Market Discount Amount: | $0.00 |
Description: | 0.85527 VANGUARD SECTOR INDEX FDS |
Second Notice Indicator: | |
Date Acquired: | 00-00-0000 |
Noncovered Security Indicator: | Nothing checked |
Type of Gain or Loss Code: | Short-term |
Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
Loss Not Allowed Indicator: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Proceeds from: | Box not checked |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):132967453 |
APEX CLEARING | |
ONE DALLAS CENTER | |
DALLAS, TX 75201-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL LERMER | |
11758 ROSALINDA CT | |
FORT MYERS, FL 33912-8997 | |
| |
Submission Type: | Original document |
Account Number (Optional): | 35529167 |
Date Sold or Disposed: | 02-03-2020 |
CUSIP Number: | 922042742 |
Gross Proceeds: | Net Proceeds |
Bartering: | $0.00 |
Federal Income Tax Withheld: | $0.00 |
Proceeds: | $212.00 |
Aggregate Profit or (Loss): | $0.00 |
Realized Profit or (Loss): | $0.00 |
Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
Cost or Basis: | $200.00 |
Wash Sale Loss Disallowed: | $0.00 |
Accrued Market Discount Amount: | $0.00 |
Description: | 2.64475 VANGUARD INTL EQUITY INDEX FD |
Second Notice Indicator: | |
Date Acquired: | 00-00-0000 |
Noncovered Security Indicator: | Nothing checked |
Type of Gain or Loss Code: | Short-term |
Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
Loss Not Allowed Indicator: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Proceeds from: | Box not checked |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):132967453 |
APEX CLEARING | |
ONE DALLAS CENTER | |
DALLAS, TX 75201-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL LERMER | |
11758 ROSALINDA CT | |
FORT MYERS, FL 33912-8997 | |
| |
Submission Type: | Original document |
Account Number (Optional): | 35529168 |
Date Sold or Disposed: | 07-15-2020 |
CUSIP Number: | 922042742 |
Gross Proceeds: | Net Proceeds |
Bartering: | $0.00 |
Federal Income Tax Withheld: | $0.00 |
Proceeds: | $6.00 |
Aggregate Profit or (Loss): | $0.00 |
Realized Profit or (Loss): | $0.00 |
Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
Cost or Basis: | $5.00 |
Wash Sale Loss Disallowed: | $0.00 |
Accrued Market Discount Amount: | $0.00 |
Description: | 0.08304 VANGUARD INTL EQUITY INDEX FD |
Second Notice Indicator: | |
Date Acquired: | 00-00-0000 |
Noncovered Security Indicator: | Nothing checked |
Type of Gain or Loss Code: | Short-term |
Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
Loss Not Allowed Indicator: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Proceeds from: | Box not checked |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):132967453 |
APEX CLEARING | |
ONE DALLAS CENTER | |
DALLAS, TX 75201-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL LERMER | |
11758 ROSALINDA CT | |
FORT MYERS, FL 33912-8997 | |
| |
Submission Type: | Original document |
Account Number (Optional): | 35529169 |
Date Sold or Disposed: | 07-09-2020 |
CUSIP Number: | 931427108 |
Gross Proceeds: | Net Proceeds |
Bartering: | $0.00 |
Federal Income Tax Withheld: | $0.00 |
Proceeds: | $10.00 |
Aggregate Profit or (Loss): | $0.00 |
Realized Profit or (Loss): | $0.00 |
Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
Cost or Basis: | $11.00 |
Wash Sale Loss Disallowed: | $0.00 |
Accrued Market Discount Amount: | $0.00 |
Description: | 0.26207 WALGREEN BOOTS ALLIANCE INC |
Second Notice Indicator: | |
Date Acquired: | 00-00-0000 |
Noncovered Security Indicator: | Nothing checked |
Type of Gain or Loss Code: | Short-term |
Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
Loss Not Allowed Indicator: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Proceeds from: | Box not checked |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):132967453 |
APEX CLEARING | |
ONE DALLAS CENTER | |
DALLAS, TX 75201-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL LERMER | |
11758 ROSALINDA CT | |
FORT MYERS, FL 33912-8997 | |
| |
Submission Type: | Original document |
Account Number (Optional): | 35529170 |
Date Sold or Disposed: | 02-03-2020 |
CUSIP Number: | 931142103 |
Gross Proceeds: | Net Proceeds |
Bartering: | $0.00 |
Federal Income Tax Withheld: | $0.00 |
Proceeds: | $105.00 |
Aggregate Profit or (Loss): | $0.00 |
Realized Profit or (Loss): | $0.00 |
Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
Cost or Basis: | $105.00 |
Wash Sale Loss Disallowed: | $1.00 |
Accrued Market Discount Amount: | $0.00 |
Description: | 0.92113 WALMART INC |
Second Notice Indicator: | |
Date Acquired: | 00-00-0000 |
Noncovered Security Indicator: | Nothing checked |
Type of Gain or Loss Code: | Short-term |
Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
Loss Not Allowed Indicator: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Proceeds from: | Box not checked |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):132967453 |
APEX CLEARING | |
ONE DALLAS CENTER | |
DALLAS, TX 75201-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL LERMER | |
11758 ROSALINDA CT | |
FORT MYERS, FL 33912-8997 | |
| |
Submission Type: | Original document |
Account Number (Optional): | 35529171 |
Date Sold or Disposed: | 07-09-2020 |
CUSIP Number: | 931142103 |
Gross Proceeds: | Net Proceeds |
Bartering: | $0.00 |
Federal Income Tax Withheld: | $0.00 |
Proceeds: | $115.00 |
Aggregate Profit or (Loss): | $0.00 |
Realized Profit or (Loss): | $0.00 |
Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
Cost or Basis: | $105.00 |
Wash Sale Loss Disallowed: | $0.00 |
Accrued Market Discount Amount: | $0.00 |
Description: | 0.91083 WALMART INC |
Second Notice Indicator: | |
Date Acquired: | 00-00-0000 |
Noncovered Security Indicator: | Nothing checked |
Type of Gain or Loss Code: | Short-term |
Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
Loss Not Allowed Indicator: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Proceeds from: | Box not checked |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):132967453 |
APEX CLEARING | |
ONE DALLAS CENTER | |
DALLAS, TX 75201-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL LERMER | |
12042 LEDGEWOOD CIRCLE | |
FORT MYERS, FL 33913-7904 | |
| |
Submission Type: | Original document |
Account Number (Optional): | 94891187 |
Date Sold or Disposed: | 11-11-2020 |
CUSIP Number: | 410345102 |
Gross Proceeds: | Net Proceeds |
Bartering: | $0.00 |
Federal Income Tax Withheld: | $0.00 |
Proceeds: | $13.00 |
Aggregate Profit or (Loss): | $0.00 |
Realized Profit or (Loss): | $0.00 |
Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
Cost or Basis: | $9.00 |
Wash Sale Loss Disallowed: | $0.00 |
Accrued Market Discount Amount: | $0.00 |
Description: | 1 HANESBRANDS INC |
Second Notice Indicator: | |
Date Acquired: | 04-17-2020 |
Noncovered Security Indicator: | Nothing checked |
Type of Gain or Loss Code: | Short-term |
Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
Loss Not Allowed Indicator: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Proceeds from: | Box not checked |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):132967453 |
APEX CLEARING | |
ONE DALLAS CENTER | |
DALLAS, TX 75201-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL LERMER | |
12042 LEDGEWOOD CIRCLE | |
FORT MYERS, FL 33913-7904 | |
| |
Submission Type: | Original document |
Account Number (Optional): | 17024963 |
Date Sold or Disposed: | 06-23-2020 |
CUSIP Number: | 023135106 |
Gross Proceeds: | Net Proceeds |
Bartering: | $0.00 |
Federal Income Tax Withheld: | $0.00 |
Proceeds: | $41.00 |
Aggregate Profit or (Loss): | $0.00 |
Realized Profit or (Loss): | $0.00 |
Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
Cost or Basis: | $34.00 |
Wash Sale Loss Disallowed: | $0.00 |
Accrued Market Discount Amount: | $0.00 |
Description: | 0.01495 AMAZON.COM INC |
Second Notice Indicator: | |
Date Acquired: | 00-00-0000 |
Noncovered Security Indicator: | Nothing checked |
Type of Gain or Loss Code: | Short-term |
Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
Loss Not Allowed Indicator: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Proceeds from: | Box not checked |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):132967453 |
APEX CLEARING | |
ONE DALLAS CENTER | |
DALLAS, TX 75201-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL LERMER | |
12042 LEDGEWOOD CIRCLE | |
FORT MYERS, FL 33913-7904 | |
| |
Submission Type: | Original document |
Account Number (Optional): | 17024966 |
Date Sold or Disposed: | 08-27-2020 |
CUSIP Number: | 02376R102 |
Gross Proceeds: | Net Proceeds |
Bartering: | $0.00 |
Federal Income Tax Withheld: | $0.00 |
Proceeds: | $413.00 |
Aggregate Profit or (Loss): | $0.00 |
Realized Profit or (Loss): | $0.00 |
Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
Cost or Basis: | $519.00 |
Wash Sale Loss Disallowed: | $0.00 |
Accrued Market Discount Amount: | $0.00 |
Description: | 31.00000 AMERICAN AIRLINES GROUP INC |
Second Notice Indicator: | |
Date Acquired: | 00-00-0000 |
Noncovered Security Indicator: | Nothing checked |
Type of Gain or Loss Code: | Short-term |
Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
Loss Not Allowed Indicator: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Proceeds from: | Box not checked |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):132967453 |
APEX CLEARING | |
ONE DALLAS CENTER | |
DALLAS, TX 75201-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL LERMER | |
12042 LEDGEWOOD CIRCLE | |
FORT MYERS, FL 33913-7904 | |
| |
Submission Type: | Original document |
Account Number (Optional): | 17024969 |
Date Sold or Disposed: | 08-28-2020 |
CUSIP Number: | 02376R102 |
Gross Proceeds: | Net Proceeds |
Bartering: | $0.00 |
Federal Income Tax Withheld: | $0.00 |
Proceeds: | $6.00 |
Aggregate Profit or (Loss): | $0.00 |
Realized Profit or (Loss): | $0.00 |
Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
Cost or Basis: | $4.00 |
Wash Sale Loss Disallowed: | $0.00 |
Accrued Market Discount Amount: | $0.00 |
Description: | 0.44876 AMERICAN AIRLINES GROUP INC |
Second Notice Indicator: | |
Date Acquired: | 05-15-2020 |
Noncovered Security Indicator: | Nothing checked |
Type of Gain or Loss Code: | Short-term |
Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
Loss Not Allowed Indicator: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Proceeds from: | Box not checked |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):132967453 |
APEX CLEARING | |
ONE DALLAS CENTER | |
DALLAS, TX 75201-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL LERMER | |
12042 LEDGEWOOD CIRCLE | |
FORT MYERS, FL 33913-7904 | |
| |
Submission Type: | Original document |
Account Number (Optional): | 17024972 |
Date Sold or Disposed: | 08-19-2020 |
CUSIP Number: | 01609W102 |
Gross Proceeds: | Net Proceeds |
Bartering: | $0.00 |
Federal Income Tax Withheld: | $0.00 |
Proceeds: | $1,824.00 |
Aggregate Profit or (Loss): | $0.00 |
Realized Profit or (Loss): | $0.00 |
Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
Cost or Basis: | $1,817.00 |
Wash Sale Loss Disallowed: | $0.00 |
Accrued Market Discount Amount: | $0.00 |
Description: | 7 ***ALIBABA GROUP HOLDING LTD SPONSO |
Second Notice Indicator: | |
Date Acquired: | 08-18-2020 |
Noncovered Security Indicator: | Nothing checked |
Type of Gain or Loss Code: | Short-term |
Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
Loss Not Allowed Indicator: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Proceeds from: | Box not checked |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):132967453 |
APEX CLEARING | |
ONE DALLAS CENTER | |
DALLAS, TX 75201-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL LERMER | |
12042 LEDGEWOOD CIRCLE | |
FORT MYERS, FL 33913-7904 | |
| |
Submission Type: | Original document |
Account Number (Optional): | 17024974 |
Date Sold or Disposed: | 11-09-2020 |
CUSIP Number: | 05156X884 |
Gross Proceeds: | Net Proceeds |
Bartering: | $0.00 |
Federal Income Tax Withheld: | $0.00 |
Proceeds: | $217.00 |
Aggregate Profit or (Loss): | $0.00 |
Realized Profit or (Loss): | $0.00 |
Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
Cost or Basis: | $212.00 |
Wash Sale Loss Disallowed: | $41.00 |
Accrued Market Discount Amount: | $0.00 |
Description: | 20.00000 ***AURORA CANNABIS INC |
Second Notice Indicator: | |
Date Acquired: | 00-00-0000 |
Noncovered Security Indicator: | Nothing checked |
Type of Gain or Loss Code: | Short-term |
Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
Loss Not Allowed Indicator: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Proceeds from: | Box not checked |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):132967453 |
APEX CLEARING | |
ONE DALLAS CENTER | |
DALLAS, TX 75201-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL LERMER | |
12042 LEDGEWOOD CIRCLE | |
FORT MYERS, FL 33913-7904 | |
| |
Submission Type: | Original document |
Account Number (Optional): | 17024975 |
Date Sold or Disposed: | 12-16-2020 |
CUSIP Number: | 05156X884 |
Gross Proceeds: | Net Proceeds |
Bartering: | $0.00 |
Federal Income Tax Withheld: | $0.00 |
Proceeds: | $2.00 |
Aggregate Profit or (Loss): | $0.00 |
Realized Profit or (Loss): | $0.00 |
Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
Cost or Basis: | $1.00 |
Wash Sale Loss Disallowed: | $0.00 |
Accrued Market Discount Amount: | $0.00 |
Description: | 0.3 ***AURORA CANNABIS INC COM |
Second Notice Indicator: | |
Date Acquired: | 10-07-2020 |
Noncovered Security Indicator: | Nothing checked |
Type of Gain or Loss Code: | Short-term |
Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
Loss Not Allowed Indicator: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Proceeds from: | Box not checked |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):132967453 |
APEX CLEARING | |
ONE DALLAS CENTER | |
DALLAS, TX 75201-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL LERMER | |
12042 LEDGEWOOD CIRCLE | |
FORT MYERS, FL 33913-7904 | |
| |
Submission Type: | Original document |
Account Number (Optional): | 17024977 |
Date Sold or Disposed: | 12-16-2020 |
CUSIP Number: | 05156X884 |
Gross Proceeds: | Net Proceeds |
Bartering: | $0.00 |
Federal Income Tax Withheld: | $0.00 |
Proceeds: | $0.00 |
Aggregate Profit or (Loss): | $0.00 |
Realized Profit or (Loss): | $0.00 |
Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
Cost or Basis: | $0.00 |
Wash Sale Loss Disallowed: | $0.00 |
Accrued Market Discount Amount: | $0.00 |
Description: | 0.03778 ***AURORA CANNABIS INC |
Second Notice Indicator: | |
Date Acquired: | 10-07-2020 |
Noncovered Security Indicator: | Nothing checked |
Type of Gain or Loss Code: | Short-term |
Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
Loss Not Allowed Indicator: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Proceeds from: | Box not checked |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):132967453 |
APEX CLEARING | |
ONE DALLAS CENTER | |
DALLAS, TX 75201-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL LERMER | |
12042 LEDGEWOOD CIRCLE | |
FORT MYERS, FL 33913-7904 | |
| |
Submission Type: | Original document |
Account Number (Optional): | 17024979 |
Date Sold or Disposed: | 12-16-2020 |
CUSIP Number: | 05156X884 |
Gross Proceeds: | Net Proceeds |
Bartering: | $0.00 |
Federal Income Tax Withheld: | $0.00 |
Proceeds: | $100.00 |
Aggregate Profit or (Loss): | $0.00 |
Realized Profit or (Loss): | $0.00 |
Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
Cost or Basis: | $130.00 |
Wash Sale Loss Disallowed: | $0.00 |
Accrued Market Discount Amount: | $0.00 |
Description: | 10.00000 ***AURORA CANNABIS INC |
Second Notice Indicator: | |
Date Acquired: | 00-00-0000 |
Noncovered Security Indicator: | Nothing checked |
Type of Gain or Loss Code: | Short-term |
Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
Loss Not Allowed Indicator: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Proceeds from: | Box not checked |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):132967453 |
APEX CLEARING | |
ONE DALLAS CENTER | |
DALLAS, TX 75201-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL LERMER | |
12042 LEDGEWOOD CIRCLE | |
FORT MYERS, FL 33913-7904 | |
| |
Submission Type: | Original document |
Account Number (Optional): | 17024982 |
Date Sold or Disposed: | 08-07-2020 |
CUSIP Number: | 011659109 |
Gross Proceeds: | Net Proceeds |
Bartering: | $0.00 |
Federal Income Tax Withheld: | $0.00 |
Proceeds: | $727.00 |
Aggregate Profit or (Loss): | $0.00 |
Realized Profit or (Loss): | $0.00 |
Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
Cost or Basis: | $740.00 |
Wash Sale Loss Disallowed: | $0.00 |
Accrued Market Discount Amount: | $0.00 |
Description: | 20 ALASKA AIR GROUP INC |
Second Notice Indicator: | |
Date Acquired: | 07-17-2020 |
Noncovered Security Indicator: | Nothing checked |
Type of Gain or Loss Code: | Short-term |
Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
Loss Not Allowed Indicator: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Proceeds from: | Box not checked |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):132967453 |
APEX CLEARING | |
ONE DALLAS CENTER | |
DALLAS, TX 75201-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL LERMER | |
12042 LEDGEWOOD CIRCLE | |
FORT MYERS, FL 33913-7904 | |
| |
Submission Type: | Original document |
Account Number (Optional): | 17024986 |
Date Sold or Disposed: | 08-26-2020 |
CUSIP Number: | 084670702 |
Gross Proceeds: | Net Proceeds |
Bartering: | $0.00 |
Federal Income Tax Withheld: | $0.00 |
Proceeds: | $1,503.00 |
Aggregate Profit or (Loss): | $0.00 |
Realized Profit or (Loss): | $0.00 |
Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
Cost or Basis: | $1,431.00 |
Wash Sale Loss Disallowed: | $0.00 |
Accrued Market Discount Amount: | $0.00 |
Description: | 7.00000 BERKSHIRE HATHAWAY INC DEL |
Second Notice Indicator: | |
Date Acquired: | 00-00-0000 |
Noncovered Security Indicator: | Nothing checked |
Type of Gain or Loss Code: | Short-term |
Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
Loss Not Allowed Indicator: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Proceeds from: | Box not checked |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):132967453 |
APEX CLEARING | |
ONE DALLAS CENTER | |
DALLAS, TX 75201-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL LERMER | |
12042 LEDGEWOOD CIRCLE | |
FORT MYERS, FL 33913-7904 | |
| |
Submission Type: | Original document |
Account Number (Optional): | 17024997 |
Date Sold or Disposed: | 09-08-2020 |
CUSIP Number: | 084670702 |
Gross Proceeds: | Net Proceeds |
Bartering: | $0.00 |
Federal Income Tax Withheld: | $0.00 |
Proceeds: | $216.00 |
Aggregate Profit or (Loss): | $0.00 |
Realized Profit or (Loss): | $0.00 |
Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
Cost or Basis: | $202.00 |
Wash Sale Loss Disallowed: | $0.00 |
Accrued Market Discount Amount: | $0.00 |
Description: | 1.00000 BERKSHIRE HATHAWAY INC DEL |
Second Notice Indicator: | |
Date Acquired: | 00-00-0000 |
Noncovered Security Indicator: | Nothing checked |
Type of Gain or Loss Code: | Short-term |
Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
Loss Not Allowed Indicator: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Proceeds from: | Box not checked |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):132967453 |
APEX CLEARING | |
ONE DALLAS CENTER | |
DALLAS, TX 75201-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL LERMER | |
12042 LEDGEWOOD CIRCLE | |
FORT MYERS, FL 33913-7904 | |
| |
Submission Type: | Original document |
Account Number (Optional): | 17024998 |
Date Sold or Disposed: | 12-09-2020 |
CUSIP Number: | 084670702 |
Gross Proceeds: | Net Proceeds |
Bartering: | $0.00 |
Federal Income Tax Withheld: | $0.00 |
Proceeds: | $227.00 |
Aggregate Profit or (Loss): | $0.00 |
Realized Profit or (Loss): | $0.00 |
Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
Cost or Basis: | $211.00 |
Wash Sale Loss Disallowed: | $0.00 |
Accrued Market Discount Amount: | $0.00 |
Description: | 1.00000 BERKSHIRE HATHAWAY INC DEL |
Second Notice Indicator: | |
Date Acquired: | 00-00-0000 |
Noncovered Security Indicator: | Nothing checked |
Type of Gain or Loss Code: | Short-term |
Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
Loss Not Allowed Indicator: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Proceeds from: | Box not checked |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):132967453 |
APEX CLEARING | |
ONE DALLAS CENTER | |
DALLAS, TX 75201-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL LERMER | |
12042 LEDGEWOOD CIRCLE | |
FORT MYERS, FL 33913-7904 | |
| |
Submission Type: | Original document |
Account Number (Optional): | 17024999 |
Date Sold or Disposed: | 12-18-2020 |
CUSIP Number: | 084670702 |
Gross Proceeds: | Net Proceeds |
Bartering: | $0.00 |
Federal Income Tax Withheld: | $0.00 |
Proceeds: | $4.00 |
Aggregate Profit or (Loss): | $0.00 |
Realized Profit or (Loss): | $0.00 |
Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
Cost or Basis: | $4.00 |
Wash Sale Loss Disallowed: | $0.00 |
Accrued Market Discount Amount: | $0.00 |
Description: | 0.02193 BERKSHIRE HATHAWAY INC DEL |
Second Notice Indicator: | |
Date Acquired: | 07-17-2020 |
Noncovered Security Indicator: | Nothing checked |
Type of Gain or Loss Code: | Short-term |
Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
Loss Not Allowed Indicator: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Proceeds from: | Box not checked |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):132967453 |
APEX CLEARING | |
ONE DALLAS CENTER | |
DALLAS, TX 75201-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL LERMER | |
12042 LEDGEWOOD CIRCLE | |
FORT MYERS, FL 33913-7904 | |
| |
Submission Type: | Original document |
Account Number (Optional): | 17025001 |
Date Sold or Disposed: | 06-16-2020 |
CUSIP Number: | 08862E109 |
Gross Proceeds: | Net Proceeds |
Bartering: | $0.00 |
Federal Income Tax Withheld: | $0.00 |
Proceeds: | $11.00 |
Aggregate Profit or (Loss): | $0.00 |
Realized Profit or (Loss): | $0.00 |
Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
Cost or Basis: | $10.00 |
Wash Sale Loss Disallowed: | $0.00 |
Accrued Market Discount Amount: | $0.00 |
Description: | 0.07560 BEYOND MEAT INC |
Second Notice Indicator: | |
Date Acquired: | 00-00-0000 |
Noncovered Security Indicator: | Nothing checked |
Type of Gain or Loss Code: | Short-term |
Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
Loss Not Allowed Indicator: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Proceeds from: | Box not checked |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):132967453 |
APEX CLEARING | |
ONE DALLAS CENTER | |
DALLAS, TX 75201-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL LERMER | |
12042 LEDGEWOOD CIRCLE | |
FORT MYERS, FL 33913-7904 | |
| |
Submission Type: | Original document |
Account Number (Optional): | 17025005 |
Date Sold or Disposed: | 07-16-2020 |
CUSIP Number: | 14365C103 |
Gross Proceeds: | Net Proceeds |
Bartering: | $0.00 |
Federal Income Tax Withheld: | $0.00 |
Proceeds: | $131.00 |
Aggregate Profit or (Loss): | $0.00 |
Realized Profit or (Loss): | $0.00 |
Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
Cost or Basis: | $131.00 |
Wash Sale Loss Disallowed: | $0.00 |
Accrued Market Discount Amount: | $0.00 |
Description: | 10 ***CARNIVAL PLC AMERI |
Second Notice Indicator: | |
Date Acquired: | 07-16-2020 |
Noncovered Security Indicator: | Nothing checked |
Type of Gain or Loss Code: | Short-term |
Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
Loss Not Allowed Indicator: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Proceeds from: | Box not checked |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):132967453 |
APEX CLEARING | |
ONE DALLAS CENTER | |
DALLAS, TX 75201-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL LERMER | |
12042 LEDGEWOOD CIRCLE | |
FORT MYERS, FL 33913-7904 | |
| |
Submission Type: | Original document |
Account Number (Optional): | 17025007 |
Date Sold or Disposed: | 12-28-2020 |
CUSIP Number: | 14888U101 |
Gross Proceeds: | Net Proceeds |
Bartering: | $0.00 |
Federal Income Tax Withheld: | $0.00 |
Proceeds: | $200.00 |
Aggregate Profit or (Loss): | $0.00 |
Realized Profit or (Loss): | $0.00 |
Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
Cost or Basis: | $276.00 |
Wash Sale Loss Disallowed: | $0.00 |
Accrued Market Discount Amount: | $0.00 |
Description: | 57 CATALYST PHARMACEUTICALS INC |
Second Notice Indicator: | |
Date Acquired: | 00-00-0000 |
Noncovered Security Indicator: | Nothing checked |
Type of Gain or Loss Code: | Short-term |
Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
Loss Not Allowed Indicator: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Proceeds from: | Box not checked |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):132967453 |
APEX CLEARING | |
ONE DALLAS CENTER | |
DALLAS, TX 75201-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL LERMER | |
12042 LEDGEWOOD CIRCLE | |
FORT MYERS, FL 33913-7904 | |
| |
Submission Type: | Original document |
Account Number (Optional): | 17025010 |
Date Sold or Disposed: | 07-07-2020 |
CUSIP Number: | 172967424 |
Gross Proceeds: | Net Proceeds |
Bartering: | $0.00 |
Federal Income Tax Withheld: | $0.00 |
Proceeds: | $14.00 |
Aggregate Profit or (Loss): | $0.00 |
Realized Profit or (Loss): | $0.00 |
Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
Cost or Basis: | $15.00 |
Wash Sale Loss Disallowed: | $0.00 |
Accrued Market Discount Amount: | $0.00 |
Description: | 0.28724 CITIGROUP INC |
Second Notice Indicator: | |
Date Acquired: | 00-00-0000 |
Noncovered Security Indicator: | Nothing checked |
Type of Gain or Loss Code: | Short-term |
Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
Loss Not Allowed Indicator: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Proceeds from: | Box not checked |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):132967453 |
APEX CLEARING | |
ONE DALLAS CENTER | |
DALLAS, TX 75201-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL LERMER | |
12042 LEDGEWOOD CIRCLE | |
FORT MYERS, FL 33913-7904 | |
| |
Submission Type: | Original document |
Account Number (Optional): | 17025012 |
Date Sold or Disposed: | 08-10-2020 |
CUSIP Number: | 12769G100 |
Gross Proceeds: | Net Proceeds |
Bartering: | $0.00 |
Federal Income Tax Withheld: | $0.00 |
Proceeds: | $384.00 |
Aggregate Profit or (Loss): | $0.00 |
Realized Profit or (Loss): | $0.00 |
Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
Cost or Basis: | $381.00 |
Wash Sale Loss Disallowed: | $0.00 |
Accrued Market Discount Amount: | $0.00 |
Description: | 10 CAESARS ENTERTAINMENT INC COMMO |
Second Notice Indicator: | |
Date Acquired: | 07-17-2020 |
Noncovered Security Indicator: | Nothing checked |
Type of Gain or Loss Code: | Short-term |
Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
Loss Not Allowed Indicator: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Proceeds from: | Box not checked |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):132967453 |
APEX CLEARING | |
ONE DALLAS CENTER | |
DALLAS, TX 75201-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL LERMER | |
12042 LEDGEWOOD CIRCLE | |
FORT MYERS, FL 33913-7904 | |
| |
Submission Type: | Original document |
Account Number (Optional): | 17025015 |
Date Sold or Disposed: | 06-04-2020 |
CUSIP Number: | 191216100 |
Gross Proceeds: | Net Proceeds |
Bartering: | $0.00 |
Federal Income Tax Withheld: | $0.00 |
Proceeds: | $9.00 |
Aggregate Profit or (Loss): | $0.00 |
Realized Profit or (Loss): | $0.00 |
Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
Cost or Basis: | $9.00 |
Wash Sale Loss Disallowed: | $0.00 |
Accrued Market Discount Amount: | $0.00 |
Description: | 0.19891 COCA COLA COMPANY |
Second Notice Indicator: | |
Date Acquired: | 00-00-0000 |
Noncovered Security Indicator: | Nothing checked |
Type of Gain or Loss Code: | Short-term |
Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
Loss Not Allowed Indicator: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Proceeds from: | Box not checked |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):132967453 |
APEX CLEARING | |
ONE DALLAS CENTER | |
DALLAS, TX 75201-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL LERMER | |
12042 LEDGEWOOD CIRCLE | |
FORT MYERS, FL 33913-7904 | |
| |
Submission Type: | Original document |
Account Number (Optional): | 17025020 |
Date Sold or Disposed: | 08-17-2020 |
CUSIP Number: | 247361702 |
Gross Proceeds: | Net Proceeds |
Bartering: | $0.00 |
Federal Income Tax Withheld: | $0.00 |
Proceeds: | $1,483.00 |
Aggregate Profit or (Loss): | $0.00 |
Realized Profit or (Loss): | $0.00 |
Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
Cost or Basis: | $1,478.00 |
Wash Sale Loss Disallowed: | $78.00 |
Accrued Market Discount Amount: | $0.00 |
Description: | 53.00000 DELTA AIR LINES INC DEL |
Second Notice Indicator: | |
Date Acquired: | 00-00-0000 |
Noncovered Security Indicator: | Nothing checked |
Type of Gain or Loss Code: | Short-term |
Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
Loss Not Allowed Indicator: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Proceeds from: | Box not checked |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):132967453 |
APEX CLEARING | |
ONE DALLAS CENTER | |
DALLAS, TX 75201-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL LERMER | |
12042 LEDGEWOOD CIRCLE | |
FORT MYERS, FL 33913-7904 | |
| |
Submission Type: | Original document |
Account Number (Optional): | 17025044 |
Date Sold or Disposed: | 08-25-2020 |
CUSIP Number: | 247361702 |
Gross Proceeds: | Net Proceeds |
Bartering: | $0.00 |
Federal Income Tax Withheld: | $0.00 |
Proceeds: | $829.00 |
Aggregate Profit or (Loss): | $0.00 |
Realized Profit or (Loss): | $0.00 |
Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
Cost or Basis: | $854.00 |
Wash Sale Loss Disallowed: | $0.00 |
Accrued Market Discount Amount: | $0.00 |
Description: | 28.00000 DELTA AIR LINES INC DEL |
Second Notice Indicator: | |
Date Acquired: | 00-00-0000 |
Noncovered Security Indicator: | Nothing checked |
Type of Gain or Loss Code: | Short-term |
Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
Loss Not Allowed Indicator: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Proceeds from: | Box not checked |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):132967453 |
APEX CLEARING | |
ONE DALLAS CENTER | |
DALLAS, TX 75201-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL LERMER | |
12042 LEDGEWOOD CIRCLE | |
FORT MYERS, FL 33913-7904 | |
| |
Submission Type: | Original document |
Account Number (Optional): | 17025050 |
Date Sold or Disposed: | 08-28-2020 |
CUSIP Number: | 247361702 |
Gross Proceeds: | Net Proceeds |
Bartering: | $0.00 |
Federal Income Tax Withheld: | $0.00 |
Proceeds: | $3.00 |
Aggregate Profit or (Loss): | $0.00 |
Realized Profit or (Loss): | $0.00 |
Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
Cost or Basis: | $1.00 |
Wash Sale Loss Disallowed: | $0.00 |
Accrued Market Discount Amount: | $0.00 |
Description: | 0.09928 DELTA AIR LINES INC DEL |
Second Notice Indicator: | |
Date Acquired: | 05-15-2020 |
Noncovered Security Indicator: | Nothing checked |
Type of Gain or Loss Code: | Short-term |
Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
Loss Not Allowed Indicator: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Proceeds from: | Box not checked |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):132967453 |
APEX CLEARING | |
ONE DALLAS CENTER | |
DALLAS, TX 75201-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL LERMER | |
12042 LEDGEWOOD CIRCLE | |
FORT MYERS, FL 33913-7904 | |
| |
Submission Type: | Original document |
Account Number (Optional): | 17025054 |
Date Sold or Disposed: | 10-26-2020 |
CUSIP Number: | 23306J101 |
Gross Proceeds: | Net Proceeds |
Bartering: | $0.00 |
Federal Income Tax Withheld: | $0.00 |
Proceeds: | $50.00 |
Aggregate Profit or (Loss): | $0.00 |
Realized Profit or (Loss): | $0.00 |
Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
Cost or Basis: | $50.00 |
Wash Sale Loss Disallowed: | $0.00 |
Accrued Market Discount Amount: | $0.00 |
Description: | 33 ***DBV TECHNOLOGIES S A AMERI |
Second Notice Indicator: | |
Date Acquired: | 10-26-2020 |
Noncovered Security Indicator: | Nothing checked |
Type of Gain or Loss Code: | Short-term |
Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
Loss Not Allowed Indicator: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Proceeds from: | Box not checked |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):132967453 |
APEX CLEARING | |
ONE DALLAS CENTER | |
DALLAS, TX 75201-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL LERMER | |
12042 LEDGEWOOD CIRCLE | |
FORT MYERS, FL 33913-7904 | |
| |
Submission Type: | Original document |
Account Number (Optional): | 17025056 |
Date Sold or Disposed: | 11-12-2020 |
CUSIP Number: | 254687106 |
Gross Proceeds: | Net Proceeds |
Bartering: | $0.00 |
Federal Income Tax Withheld: | $0.00 |
Proceeds: | $135.00 |
Aggregate Profit or (Loss): | $0.00 |
Realized Profit or (Loss): | $0.00 |
Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
Cost or Basis: | $132.00 |
Wash Sale Loss Disallowed: | $0.00 |
Accrued Market Discount Amount: | $0.00 |
Description: | 1.00000 WALT DISNEY CO |
Second Notice Indicator: | |
Date Acquired: | 00-00-0000 |
Noncovered Security Indicator: | Nothing checked |
Type of Gain or Loss Code: | Short-term |
Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
Loss Not Allowed Indicator: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Proceeds from: | Box not checked |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):132967453 |
APEX CLEARING | |
ONE DALLAS CENTER | |
DALLAS, TX 75201-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL LERMER | |
12042 LEDGEWOOD CIRCLE | |
FORT MYERS, FL 33913-7904 | |
| |
Submission Type: | Original document |
Account Number (Optional): | 17025057 |
Date Sold or Disposed: | 12-09-2020 |
CUSIP Number: | 254687106 |
Gross Proceeds: | Net Proceeds |
Bartering: | $0.00 |
Federal Income Tax Withheld: | $0.00 |
Proceeds: | $154.00 |
Aggregate Profit or (Loss): | $0.00 |
Realized Profit or (Loss): | $0.00 |
Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
Cost or Basis: | $133.00 |
Wash Sale Loss Disallowed: | $0.00 |
Accrued Market Discount Amount: | $0.00 |
Description: | 1.00000 WALT DISNEY CO |
Second Notice Indicator: | |
Date Acquired: | 00-00-0000 |
Noncovered Security Indicator: | Nothing checked |
Type of Gain or Loss Code: | Short-term |
Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
Loss Not Allowed Indicator: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Proceeds from: | Box not checked |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):132967453 |
APEX CLEARING | |
ONE DALLAS CENTER | |
DALLAS, TX 75201-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL LERMER | |
12042 LEDGEWOOD CIRCLE | |
FORT MYERS, FL 33913-7904 | |
| |
Submission Type: | Original document |
Account Number (Optional): | 17025059 |
Date Sold or Disposed: | 12-22-2020 |
CUSIP Number: | 254687106 |
Gross Proceeds: | Net Proceeds |
Bartering: | $0.00 |
Federal Income Tax Withheld: | $0.00 |
Proceeds: | $340.00 |
Aggregate Profit or (Loss): | $0.00 |
Realized Profit or (Loss): | $0.00 |
Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
Cost or Basis: | $346.00 |
Wash Sale Loss Disallowed: | $2.00 |
Accrued Market Discount Amount: | $0.00 |
Description: | 2.00000 WALT DISNEY CO |
Second Notice Indicator: | |
Date Acquired: | 00-00-0000 |
Noncovered Security Indicator: | Nothing checked |
Type of Gain or Loss Code: | Short-term |
Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
Loss Not Allowed Indicator: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Proceeds from: | Box not checked |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):132967453 |
APEX CLEARING | |
ONE DALLAS CENTER | |
DALLAS, TX 75201-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL LERMER | |
12042 LEDGEWOOD CIRCLE | |
FORT MYERS, FL 33913-7904 | |
| |
Submission Type: | Original document |
Account Number (Optional): | 17025062 |
Date Sold or Disposed: | 08-26-2020 |
CUSIP Number: | 30231G102 |
Gross Proceeds: | Net Proceeds |
Bartering: | $0.00 |
Federal Income Tax Withheld: | $0.00 |
Proceeds: | $40.00 |
Aggregate Profit or (Loss): | $0.00 |
Realized Profit or (Loss): | $0.00 |
Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
Cost or Basis: | $43.00 |
Wash Sale Loss Disallowed: | $1.00 |
Accrued Market Discount Amount: | $0.00 |
Description: | 1.00000 EXXON MOBIL CORP |
Second Notice Indicator: | |
Date Acquired: | 00-00-0000 |
Noncovered Security Indicator: | Nothing checked |
Type of Gain or Loss Code: | Short-term |
Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
Loss Not Allowed Indicator: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Proceeds from: | Box not checked |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):132967453 |
APEX CLEARING | |
ONE DALLAS CENTER | |
DALLAS, TX 75201-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL LERMER | |
12042 LEDGEWOOD CIRCLE | |
FORT MYERS, FL 33913-7904 | |
| |
Submission Type: | Original document |
Account Number (Optional): | 17025065 |
Date Sold or Disposed: | 12-18-2020 |
CUSIP Number: | 30231G102 |
Gross Proceeds: | Net Proceeds |
Bartering: | $0.00 |
Federal Income Tax Withheld: | $0.00 |
Proceeds: | $17.00 |
Aggregate Profit or (Loss): | $0.00 |
Realized Profit or (Loss): | $0.00 |
Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
Cost or Basis: | $13.00 |
Wash Sale Loss Disallowed: | $0.00 |
Accrued Market Discount Amount: | $0.00 |
Description: | 0.41600 EXXON MOBIL CORP |
Second Notice Indicator: | |
Date Acquired: | 00-00-0000 |
Noncovered Security Indicator: | Nothing checked |
Type of Gain or Loss Code: | Short-term |
Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
Loss Not Allowed Indicator: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Proceeds from: | Box not checked |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):132967453 |
APEX CLEARING | |
ONE DALLAS CENTER | |
DALLAS, TX 75201-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL LERMER | |
12042 LEDGEWOOD CIRCLE | |
FORT MYERS, FL 33913-7904 | |
| |
Submission Type: | Original document |
Account Number (Optional): | 17025066 |
Date Sold or Disposed: | 12-18-2020 |
CUSIP Number: | 30231G102 |
Gross Proceeds: | Net Proceeds |
Bartering: | $0.00 |
Federal Income Tax Withheld: | $0.00 |
Proceeds: | $43.00 |
Aggregate Profit or (Loss): | $0.00 |
Realized Profit or (Loss): | $0.00 |
Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
Cost or Basis: | $41.00 |
Wash Sale Loss Disallowed: | $0.00 |
Accrued Market Discount Amount: | $0.00 |
Description: | 1.00000 EXXON MOBIL CORP |
Second Notice Indicator: | |
Date Acquired: | 00-00-0000 |
Noncovered Security Indicator: | Nothing checked |
Type of Gain or Loss Code: | Short-term |
Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
Loss Not Allowed Indicator: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Proceeds from: | Box not checked |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):132967453 |
APEX CLEARING | |
ONE DALLAS CENTER | |
DALLAS, TX 75201-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL LERMER | |
12042 LEDGEWOOD CIRCLE | |
FORT MYERS, FL 33913-7904 | |
| |
Submission Type: | Original document |
Account Number (Optional): | 17025067 |
Date Sold or Disposed: | 08-26-2020 |
CUSIP Number: | 284849205 |
Gross Proceeds: | Net Proceeds |
Bartering: | $0.00 |
Federal Income Tax Withheld: | $0.00 |
Proceeds: | $37.00 |
Aggregate Profit or (Loss): | $0.00 |
Realized Profit or (Loss): | $0.00 |
Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
Cost or Basis: | $51.00 |
Wash Sale Loss Disallowed: | $0.00 |
Accrued Market Discount Amount: | $0.00 |
Description: | 12 ***ELECTRAMECCANICA VEHICLES CORP |
Second Notice Indicator: | |
Date Acquired: | 00-00-0000 |
Noncovered Security Indicator: | Nothing checked |
Type of Gain or Loss Code: | Short-term |
Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
Loss Not Allowed Indicator: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Proceeds from: | Box not checked |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):132967453 |
APEX CLEARING | |
ONE DALLAS CENTER | |
DALLAS, TX 75201-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL LERMER | |
12042 LEDGEWOOD CIRCLE | |
FORT MYERS, FL 33913-7904 | |
| |
Submission Type: | Original document |
Account Number (Optional): | 17025081 |
Date Sold or Disposed: | 01-22-2020 |
CUSIP Number: | 345370860 |
Gross Proceeds: | Net Proceeds |
Bartering: | $0.00 |
Federal Income Tax Withheld: | $0.00 |
Proceeds: | $175.00 |
Aggregate Profit or (Loss): | $0.00 |
Realized Profit or (Loss): | $0.00 |
Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
Cost or Basis: | $186.00 |
Wash Sale Loss Disallowed: | $0.00 |
Accrued Market Discount Amount: | $0.00 |
Description: | 19 FORD MOTOR CO PAR $ |
Second Notice Indicator: | |
Date Acquired: | 00-00-0000 |
Noncovered Security Indicator: | Nothing checked |
Type of Gain or Loss Code: | Short-term |
Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
Loss Not Allowed Indicator: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Proceeds from: | Box not checked |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):132967453 |
APEX CLEARING | |
ONE DALLAS CENTER | |
DALLAS, TX 75201-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL LERMER | |
12042 LEDGEWOOD CIRCLE | |
FORT MYERS, FL 33913-7904 | |
| |
Submission Type: | Original document |
Account Number (Optional): | 17025085 |
Date Sold or Disposed: | 07-07-2020 |
CUSIP Number: | 345370860 |
Gross Proceeds: | Net Proceeds |
Bartering: | $0.00 |
Federal Income Tax Withheld: | $0.00 |
Proceeds: | $22.00 |
Aggregate Profit or (Loss): | $0.00 |
Realized Profit or (Loss): | $0.00 |
Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
Cost or Basis: | $19.00 |
Wash Sale Loss Disallowed: | $0.00 |
Accrued Market Discount Amount: | $0.00 |
Description: | 3.71294 FORD MOTOR CO |
Second Notice Indicator: | |
Date Acquired: | 00-00-0000 |
Noncovered Security Indicator: | Nothing checked |
Type of Gain or Loss Code: | Short-term |
Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
Loss Not Allowed Indicator: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Proceeds from: | Box not checked |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):132967453 |
APEX CLEARING | |
ONE DALLAS CENTER | |
DALLAS, TX 75201-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL LERMER | |
12042 LEDGEWOOD CIRCLE | |
FORT MYERS, FL 33913-7904 | |
| |
Submission Type: | Original document |
Account Number (Optional): | 17025087 |
Date Sold or Disposed: | 11-02-2020 |
CUSIP Number: | 345370860 |
Gross Proceeds: | Net Proceeds |
Bartering: | $0.00 |
Federal Income Tax Withheld: | $0.00 |
Proceeds: | $46.00 |
Aggregate Profit or (Loss): | $0.00 |
Realized Profit or (Loss): | $0.00 |
Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
Cost or Basis: | $46.00 |
Wash Sale Loss Disallowed: | $0.00 |
Accrued Market Discount Amount: | $0.00 |
Description: | 6 FORD MOTOR CO PAR $0 |
Second Notice Indicator: | |
Date Acquired: | 11-02-2020 |
Noncovered Security Indicator: | Nothing checked |
Type of Gain or Loss Code: | Short-term |
Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
Loss Not Allowed Indicator: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Proceeds from: | Box not checked |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):132967453 |
APEX CLEARING | |
ONE DALLAS CENTER | |
DALLAS, TX 75201-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL LERMER | |
12042 LEDGEWOOD CIRCLE | |
FORT MYERS, FL 33913-7904 | |
| |
Submission Type: | Original document |
Account Number (Optional): | 17025089 |
Date Sold or Disposed: | 06-04-2020 |
CUSIP Number: | 30303M102 |
Gross Proceeds: | Net Proceeds |
Bartering: | $0.00 |
Federal Income Tax Withheld: | $0.00 |
Proceeds: | $30.00 |
Aggregate Profit or (Loss): | $0.00 |
Realized Profit or (Loss): | $0.00 |
Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
Cost or Basis: | $30.00 |
Wash Sale Loss Disallowed: | $0.00 |
Accrued Market Discount Amount: | $0.00 |
Description: | 0.13449 FACEBOOK INC |
Second Notice Indicator: | |
Date Acquired: | 00-00-0000 |
Noncovered Security Indicator: | Nothing checked |
Type of Gain or Loss Code: | Short-term |
Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
Loss Not Allowed Indicator: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Proceeds from: | Box not checked |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):132967453 |
APEX CLEARING | |
ONE DALLAS CENTER | |
DALLAS, TX 75201-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL LERMER | |
12042 LEDGEWOOD CIRCLE | |
FORT MYERS, FL 33913-7904 | |
| |
Submission Type: | Original document |
Account Number (Optional): | 17025092 |
Date Sold or Disposed: | 07-08-2020 |
CUSIP Number: | 30303M102 |
Gross Proceeds: | Net Proceeds |
Bartering: | $0.00 |
Federal Income Tax Withheld: | $0.00 |
Proceeds: | $31.00 |
Aggregate Profit or (Loss): | $0.00 |
Realized Profit or (Loss): | $0.00 |
Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
Cost or Basis: | $30.00 |
Wash Sale Loss Disallowed: | $0.00 |
Accrued Market Discount Amount: | $0.00 |
Description: | 0.12832 FACEBOOK INC |
Second Notice Indicator: | |
Date Acquired: | 00-00-0000 |
Noncovered Security Indicator: | Nothing checked |
Type of Gain or Loss Code: | Short-term |
Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
Loss Not Allowed Indicator: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Proceeds from: | Box not checked |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):132967453 |
APEX CLEARING | |
ONE DALLAS CENTER | |
DALLAS, TX 75201-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL LERMER | |
12042 LEDGEWOOD CIRCLE | |
FORT MYERS, FL 33913-7904 | |
| |
Submission Type: | Original document |
Account Number (Optional): | 17025095 |
Date Sold or Disposed: | 08-27-2020 |
CUSIP Number: | 30303M102 |
Gross Proceeds: | Net Proceeds |
Bartering: | $0.00 |
Federal Income Tax Withheld: | $0.00 |
Proceeds: | $2,341.00 |
Aggregate Profit or (Loss): | $0.00 |
Realized Profit or (Loss): | $0.00 |
Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
Cost or Basis: | $2,219.00 |
Wash Sale Loss Disallowed: | $9.00 |
Accrued Market Discount Amount: | $0.00 |
Description: | 8 FACEBOOK INC CL A |
Second Notice Indicator: | |
Date Acquired: | 00-00-0000 |
Noncovered Security Indicator: | Nothing checked |
Type of Gain or Loss Code: | Short-term |
Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
Loss Not Allowed Indicator: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Proceeds from: | Box not checked |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):132967453 |
APEX CLEARING | |
ONE DALLAS CENTER | |
DALLAS, TX 75201-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL LERMER | |
12042 LEDGEWOOD CIRCLE | |
FORT MYERS, FL 33913-7904 | |
| |
Submission Type: | Original document |
Account Number (Optional): | 17025099 |
Date Sold or Disposed: | 11-05-2020 |
CUSIP Number: | 30303M102 |
Gross Proceeds: | Net Proceeds |
Bartering: | $0.00 |
Federal Income Tax Withheld: | $0.00 |
Proceeds: | $587.00 |
Aggregate Profit or (Loss): | $0.00 |
Realized Profit or (Loss): | $0.00 |
Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
Cost or Basis: | $597.00 |
Wash Sale Loss Disallowed: | $4.00 |
Accrued Market Discount Amount: | $0.00 |
Description: | 2 FACEBOOK INC CL A |
Second Notice Indicator: | |
Date Acquired: | 00-00-0000 |
Noncovered Security Indicator: | Nothing checked |
Type of Gain or Loss Code: | Short-term |
Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
Loss Not Allowed Indicator: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Proceeds from: | Box not checked |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):132967453 |
APEX CLEARING | |
ONE DALLAS CENTER | |
DALLAS, TX 75201-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL LERMER | |
12042 LEDGEWOOD CIRCLE | |
FORT MYERS, FL 33913-7904 | |
| |
Submission Type: | Original document |
Account Number (Optional): | 17025108 |
Date Sold or Disposed: | 11-05-2020 |
CUSIP Number: | 30303M102 |
Gross Proceeds: | Net Proceeds |
Bartering: | $0.00 |
Federal Income Tax Withheld: | $0.00 |
Proceeds: | $1,185.00 |
Aggregate Profit or (Loss): | $0.00 |
Realized Profit or (Loss): | $0.00 |
Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
Cost or Basis: | $1,184.00 |
Wash Sale Loss Disallowed: | $0.00 |
Accrued Market Discount Amount: | $0.00 |
Description: | 4 FACEBOOK INC CL A |
Second Notice Indicator: | |
Date Acquired: | 00-00-0000 |
Noncovered Security Indicator: | Nothing checked |
Type of Gain or Loss Code: | Short-term |
Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
Loss Not Allowed Indicator: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Proceeds from: | Box not checked |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):132967453 |
APEX CLEARING | |
ONE DALLAS CENTER | |
DALLAS, TX 75201-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL LERMER | |
12042 LEDGEWOOD CIRCLE | |
FORT MYERS, FL 33913-7904 | |
| |
Submission Type: | Original document |
Account Number (Optional): | 17025112 |
Date Sold or Disposed: | 07-16-2020 |
CUSIP Number: | 35952H601 |
Gross Proceeds: | Net Proceeds |
Bartering: | $0.00 |
Federal Income Tax Withheld: | $0.00 |
Proceeds: | $85.00 |
Aggregate Profit or (Loss): | $0.00 |
Realized Profit or (Loss): | $0.00 |
Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
Cost or Basis: | $83.00 |
Wash Sale Loss Disallowed: | $0.00 |
Accrued Market Discount Amount: | $0.00 |
Description: | 28 FUELCELL ENERGY INC COMMO |
Second Notice Indicator: | |
Date Acquired: | 00-00-0000 |
Noncovered Security Indicator: | Nothing checked |
Type of Gain or Loss Code: | Short-term |
Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
Loss Not Allowed Indicator: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Proceeds from: | Box not checked |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):132967453 |
APEX CLEARING | |
ONE DALLAS CENTER | |
DALLAS, TX 75201-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL LERMER | |
12042 LEDGEWOOD CIRCLE | |
FORT MYERS, FL 33913-7904 | |
| |
Submission Type: | Original document |
Account Number (Optional): | 17025114 |
Date Sold or Disposed: | 11-30-2020 |
CUSIP Number: | 35952H601 |
Gross Proceeds: | Net Proceeds |
Bartering: | $0.00 |
Federal Income Tax Withheld: | $0.00 |
Proceeds: | $200.00 |
Aggregate Profit or (Loss): | $0.00 |
Realized Profit or (Loss): | $0.00 |
Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
Cost or Basis: | $134.00 |
Wash Sale Loss Disallowed: | $0.00 |
Accrued Market Discount Amount: | $0.00 |
Description: | 20 FUELCELL ENERGY INC COMMO |
Second Notice Indicator: | |
Date Acquired: | 00-00-0000 |
Noncovered Security Indicator: | Nothing checked |
Type of Gain or Loss Code: | Short-term |
Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
Loss Not Allowed Indicator: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Proceeds from: | Box not checked |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):132967453 |
APEX CLEARING | |
ONE DALLAS CENTER | |
DALLAS, TX 75201-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL LERMER | |
12042 LEDGEWOOD CIRCLE | |
FORT MYERS, FL 33913-7904 | |
| |
Submission Type: | Original document |
Account Number (Optional): | 17025123 |
Date Sold or Disposed: | 11-09-2020 |
CUSIP Number: | 33813J106 |
Gross Proceeds: | Net Proceeds |
Bartering: | $0.00 |
Federal Income Tax Withheld: | $0.00 |
Proceeds: | $139.00 |
Aggregate Profit or (Loss): | $0.00 |
Realized Profit or (Loss): | $0.00 |
Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
Cost or Basis: | $118.00 |
Wash Sale Loss Disallowed: | $0.00 |
Accrued Market Discount Amount: | $0.00 |
Description: | 10 FISKER INC CLASS |
Second Notice Indicator: | |
Date Acquired: | 11-04-2020 |
Noncovered Security Indicator: | Nothing checked |
Type of Gain or Loss Code: | Short-term |
Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
Loss Not Allowed Indicator: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Proceeds from: | Box not checked |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):132967453 |
APEX CLEARING | |
ONE DALLAS CENTER | |
DALLAS, TX 75201-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL LERMER | |
12042 LEDGEWOOD CIRCLE | |
FORT MYERS, FL 33913-7904 | |
| |
Submission Type: | Original document |
Account Number (Optional): | 17025128 |
Date Sold or Disposed: | 12-17-2020 |
CUSIP Number: | 33813J106 |
Gross Proceeds: | Net Proceeds |
Bartering: | $0.00 |
Federal Income Tax Withheld: | $0.00 |
Proceeds: | $168.00 |
Aggregate Profit or (Loss): | $0.00 |
Realized Profit or (Loss): | $0.00 |
Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
Cost or Basis: | $181.00 |
Wash Sale Loss Disallowed: | $12.00 |
Accrued Market Discount Amount: | $0.00 |
Description: | 10 FISKER INC CLASS |
Second Notice Indicator: | |
Date Acquired: | 12-01-2020 |
Noncovered Security Indicator: | Nothing checked |
Type of Gain or Loss Code: | Short-term |
Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
Loss Not Allowed Indicator: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Proceeds from: | Box not checked |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):132967453 |
APEX CLEARING | |
ONE DALLAS CENTER | |
DALLAS, TX 75201-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL LERMER | |
12042 LEDGEWOOD CIRCLE | |
FORT MYERS, FL 33913-7904 | |
| |
Submission Type: | Original document |
Account Number (Optional): | 17025132 |
Date Sold or Disposed: | 12-18-2020 |
CUSIP Number: | 33813J106 |
Gross Proceeds: | Net Proceeds |
Bartering: | $0.00 |
Federal Income Tax Withheld: | $0.00 |
Proceeds: | $163.00 |
Aggregate Profit or (Loss): | $0.00 |
Realized Profit or (Loss): | $0.00 |
Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
Cost or Basis: | $168.00 |
Wash Sale Loss Disallowed: | $0.00 |
Accrued Market Discount Amount: | $0.00 |
Description: | 10 FISKER INC CLASS |
Second Notice Indicator: | |
Date Acquired: | 00-00-0000 |
Noncovered Security Indicator: | Nothing checked |
Type of Gain or Loss Code: | Short-term |
Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
Loss Not Allowed Indicator: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Proceeds from: | Box not checked |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):132967453 |
APEX CLEARING | |
ONE DALLAS CENTER | |
DALLAS, TX 75201-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL LERMER | |
12042 LEDGEWOOD CIRCLE | |
FORT MYERS, FL 33913-7904 | |
| |
Submission Type: | Original document |
Account Number (Optional): | 17025135 |
Date Sold or Disposed: | 07-07-2020 |
CUSIP Number: | 37045V100 |
Gross Proceeds: | Net Proceeds |
Bartering: | $0.00 |
Federal Income Tax Withheld: | $0.00 |
Proceeds: | $19.00 |
Aggregate Profit or (Loss): | $0.00 |
Realized Profit or (Loss): | $0.00 |
Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
Cost or Basis: | $20.00 |
Wash Sale Loss Disallowed: | $0.00 |
Accrued Market Discount Amount: | $0.00 |
Description: | 0.76453 GENERAL MOTORS COMPANY |
Second Notice Indicator: | |
Date Acquired: | 00-00-0000 |
Noncovered Security Indicator: | Nothing checked |
Type of Gain or Loss Code: | Short-term |
Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
Loss Not Allowed Indicator: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Proceeds from: | Box not checked |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):132967453 |
APEX CLEARING | |
ONE DALLAS CENTER | |
DALLAS, TX 75201-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL LERMER | |
12042 LEDGEWOOD CIRCLE | |
FORT MYERS, FL 33913-7904 | |
| |
Submission Type: | Original document |
Account Number (Optional): | 17025137 |
Date Sold or Disposed: | 12-09-2020 |
CUSIP Number: | 37045V100 |
Gross Proceeds: | Net Proceeds |
Bartering: | $0.00 |
Federal Income Tax Withheld: | $0.00 |
Proceeds: | $221.00 |
Aggregate Profit or (Loss): | $0.00 |
Realized Profit or (Loss): | $0.00 |
Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
Cost or Basis: | $221.00 |
Wash Sale Loss Disallowed: | $0.00 |
Accrued Market Discount Amount: | $0.00 |
Description: | 5.00000 GENERAL MOTORS COMPANY |
Second Notice Indicator: | |
Date Acquired: | 00-00-0000 |
Noncovered Security Indicator: | Nothing checked |
Type of Gain or Loss Code: | Short-term |
Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
Loss Not Allowed Indicator: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Proceeds from: | Box not checked |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):132967453 |
APEX CLEARING | |
ONE DALLAS CENTER | |
DALLAS, TX 75201-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL LERMER | |
12042 LEDGEWOOD CIRCLE | |
FORT MYERS, FL 33913-7904 | |
| |
Submission Type: | Original document |
Account Number (Optional): | 17025139 |
Date Sold or Disposed: | 12-15-2020 |
CUSIP Number: | 37045V100 |
Gross Proceeds: | Net Proceeds |
Bartering: | $0.00 |
Federal Income Tax Withheld: | $0.00 |
Proceeds: | $248.00 |
Aggregate Profit or (Loss): | $0.00 |
Realized Profit or (Loss): | $0.00 |
Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
Cost or Basis: | $246.00 |
Wash Sale Loss Disallowed: | $0.00 |
Accrued Market Discount Amount: | $0.00 |
Description: | 6.00000 GENERAL MOTORS COMPANY |
Second Notice Indicator: | |
Date Acquired: | 00-00-0000 |
Noncovered Security Indicator: | Nothing checked |
Type of Gain or Loss Code: | Short-term |
Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
Loss Not Allowed Indicator: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Proceeds from: | Box not checked |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):132967453 |
APEX CLEARING | |
ONE DALLAS CENTER | |
DALLAS, TX 75201-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL LERMER | |
12042 LEDGEWOOD CIRCLE | |
FORT MYERS, FL 33913-7904 | |
| |
Submission Type: | Original document |
Account Number (Optional): | 17025141 |
Date Sold or Disposed: | 12-18-2020 |
CUSIP Number: | 37045V100 |
Gross Proceeds: | Net Proceeds |
Bartering: | $0.00 |
Federal Income Tax Withheld: | $0.00 |
Proceeds: | $25.00 |
Aggregate Profit or (Loss): | $0.00 |
Realized Profit or (Loss): | $0.00 |
Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
Cost or Basis: | $18.00 |
Wash Sale Loss Disallowed: | $0.00 |
Accrued Market Discount Amount: | $0.00 |
Description: | 0.63095 GENERAL MOTORS COMPANY |
Second Notice Indicator: | |
Date Acquired: | 00-00-0000 |
Noncovered Security Indicator: | Nothing checked |
Type of Gain or Loss Code: | Short-term |
Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
Loss Not Allowed Indicator: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Proceeds from: | Box not checked |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):132967453 |
APEX CLEARING | |
ONE DALLAS CENTER | |
DALLAS, TX 75201-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL LERMER | |
12042 LEDGEWOOD CIRCLE | |
FORT MYERS, FL 33913-7904 | |
| |
Submission Type: | Original document |
Account Number (Optional): | 17025144 |
Date Sold or Disposed: | 01-22-2020 |
CUSIP Number: | 369604103 |
Gross Proceeds: | Net Proceeds |
Bartering: | $0.00 |
Federal Income Tax Withheld: | $0.00 |
Proceeds: | $210.00 |
Aggregate Profit or (Loss): | $0.00 |
Realized Profit or (Loss): | $0.00 |
Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
Cost or Basis: | $177.00 |
Wash Sale Loss Disallowed: | $0.00 |
Accrued Market Discount Amount: | $0.00 |
Description: | 18.00000 GENERAL ELECTRIC COMPANY |
Second Notice Indicator: | |
Date Acquired: | 00-00-0000 |
Noncovered Security Indicator: | Nothing checked |
Type of Gain or Loss Code: | Short-term |
Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
Loss Not Allowed Indicator: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Proceeds from: | Box not checked |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):132967453 |
APEX CLEARING | |
ONE DALLAS CENTER | |
DALLAS, TX 75201-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL LERMER | |
12042 LEDGEWOOD CIRCLE | |
FORT MYERS, FL 33913-7904 | |
| |
Submission Type: | Original document |
Account Number (Optional): | 17025146 |
Date Sold or Disposed: | 07-08-2020 |
CUSIP Number: | 369604103 |
Gross Proceeds: | Net Proceeds |
Bartering: | $0.00 |
Federal Income Tax Withheld: | $0.00 |
Proceeds: | $99.00 |
Aggregate Profit or (Loss): | $0.00 |
Realized Profit or (Loss): | $0.00 |
Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
Cost or Basis: | $104.00 |
Wash Sale Loss Disallowed: | $6.00 |
Accrued Market Discount Amount: | $0.00 |
Description: | 14.68738 GENERAL ELECTRIC COMPANY |
Second Notice Indicator: | |
Date Acquired: | 00-00-0000 |
Noncovered Security Indicator: | Nothing checked |
Type of Gain or Loss Code: | Short-term |
Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
Loss Not Allowed Indicator: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Proceeds from: | Box not checked |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):132967453 |
APEX CLEARING | |
ONE DALLAS CENTER | |
DALLAS, TX 75201-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL LERMER | |
12042 LEDGEWOOD CIRCLE | |
FORT MYERS, FL 33913-7904 | |
| |
Submission Type: | Original document |
Account Number (Optional): | 17025148 |
Date Sold or Disposed: | 08-26-2020 |
CUSIP Number: | 369604103 |
Gross Proceeds: | Net Proceeds |
Bartering: | $0.00 |
Federal Income Tax Withheld: | $0.00 |
Proceeds: | $325.00 |
Aggregate Profit or (Loss): | $0.00 |
Realized Profit or (Loss): | $0.00 |
Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
Cost or Basis: | $363.00 |
Wash Sale Loss Disallowed: | $0.00 |
Accrued Market Discount Amount: | $0.00 |
Description: | 50.00000 GENERAL ELECTRIC COMPANY |
Second Notice Indicator: | |
Date Acquired: | 00-00-0000 |
Noncovered Security Indicator: | Nothing checked |
Type of Gain or Loss Code: | Short-term |
Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
Loss Not Allowed Indicator: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Proceeds from: | Box not checked |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):132967453 |
APEX CLEARING | |
ONE DALLAS CENTER | |
DALLAS, TX 75201-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL LERMER | |
12042 LEDGEWOOD CIRCLE | |
FORT MYERS, FL 33913-7904 | |
| |
Submission Type: | Original document |
Account Number (Optional): | 17025156 |
Date Sold or Disposed: | 06-26-2020 |
CUSIP Number: | 406216101 |
Gross Proceeds: | Net Proceeds |
Bartering: | $0.00 |
Federal Income Tax Withheld: | $0.00 |
Proceeds: | $143.00 |
Aggregate Profit or (Loss): | $0.00 |
Realized Profit or (Loss): | $0.00 |
Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
Cost or Basis: | $117.00 |
Wash Sale Loss Disallowed: | $0.00 |
Accrued Market Discount Amount: | $0.00 |
Description: | 12 HALLIBURTON COMPANY |
Second Notice Indicator: | |
Date Acquired: | 00-00-0000 |
Noncovered Security Indicator: | Nothing checked |
Type of Gain or Loss Code: | Short-term |
Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
Loss Not Allowed Indicator: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Proceeds from: | Box not checked |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):132967453 |
APEX CLEARING | |
ONE DALLAS CENTER | |
DALLAS, TX 75201-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL LERMER | |
12042 LEDGEWOOD CIRCLE | |
FORT MYERS, FL 33913-7904 | |
| |
Submission Type: | Original document |
Account Number (Optional): | 17025157 |
Date Sold or Disposed: | 07-07-2020 |
CUSIP Number: | 42806J106 |
Gross Proceeds: | Net Proceeds |
Bartering: | $0.00 |
Federal Income Tax Withheld: | $0.00 |
Proceeds: | $32.00 |
Aggregate Profit or (Loss): | $0.00 |
Realized Profit or (Loss): | $0.00 |
Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
Cost or Basis: | $92.00 |
Wash Sale Loss Disallowed: | $0.00 |
Accrued Market Discount Amount: | $0.00 |
Description: | 24 HERTZ GLOBAL HOLDINGS INC COMMO |
Second Notice Indicator: | |
Date Acquired: | 06-10-2020 |
Noncovered Security Indicator: | Nothing checked |
Type of Gain or Loss Code: | Short-term |
Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
Loss Not Allowed Indicator: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Proceeds from: | Box not checked |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):132967453 |
APEX CLEARING | |
ONE DALLAS CENTER | |
DALLAS, TX 75201-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL LERMER | |
12042 LEDGEWOOD CIRCLE | |
FORT MYERS, FL 33913-7904 | |
| |
Submission Type: | Original document |
Account Number (Optional): | 17025158 |
Date Sold or Disposed: | 11-06-2020 |
CUSIP Number: | 428304109 |
Gross Proceeds: | Net Proceeds |
Bartering: | $0.00 |
Federal Income Tax Withheld: | $0.00 |
Proceeds: | $82.00 |
Aggregate Profit or (Loss): | $0.00 |
Realized Profit or (Loss): | $0.00 |
Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
Cost or Basis: | $62.00 |
Wash Sale Loss Disallowed: | $0.00 |
Accrued Market Discount Amount: | $0.00 |
Description: | 89 ***HEXO CORP COM |
Second Notice Indicator: | |
Date Acquired: | 00-00-0000 |
Noncovered Security Indicator: | Nothing checked |
Type of Gain or Loss Code: | Short-term |
Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
Loss Not Allowed Indicator: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Proceeds from: | Box not checked |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):132967453 |
APEX CLEARING | |
ONE DALLAS CENTER | |
DALLAS, TX 75201-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL LERMER | |
12042 LEDGEWOOD CIRCLE | |
FORT MYERS, FL 33913-7904 | |
| |
Submission Type: | Original document |
Account Number (Optional): | 17025159 |
Date Sold or Disposed: | 11-24-2020 |
CUSIP Number: | 428304109 |
Gross Proceeds: | Net Proceeds |
Bartering: | $0.00 |
Federal Income Tax Withheld: | $0.00 |
Proceeds: | $62.00 |
Aggregate Profit or (Loss): | $0.00 |
Realized Profit or (Loss): | $0.00 |
Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
Cost or Basis: | $64.00 |
Wash Sale Loss Disallowed: | $0.00 |
Accrued Market Discount Amount: | $0.00 |
Description: | 76 ***HEXO CORP COM |
Second Notice Indicator: | |
Date Acquired: | 00-00-0000 |
Noncovered Security Indicator: | Nothing checked |
Type of Gain or Loss Code: | Short-term |
Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
Loss Not Allowed Indicator: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Proceeds from: | Box not checked |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):132967453 |
APEX CLEARING | |
ONE DALLAS CENTER | |
DALLAS, TX 75201-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL LERMER | |
12042 LEDGEWOOD CIRCLE | |
FORT MYERS, FL 33913-7904 | |
| |
Submission Type: | Original document |
Account Number (Optional): | 17025160 |
Date Sold or Disposed: | 07-23-2020 |
CUSIP Number: | 477143101 |
Gross Proceeds: | Net Proceeds |
Bartering: | $0.00 |
Federal Income Tax Withheld: | $0.00 |
Proceeds: | $107.00 |
Aggregate Profit or (Loss): | $0.00 |
Realized Profit or (Loss): | $0.00 |
Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
Cost or Basis: | $105.00 |
Wash Sale Loss Disallowed: | $0.00 |
Accrued Market Discount Amount: | $0.00 |
Description: | 10 JETBLUE AIRWAYS CORP |
Second Notice Indicator: | |
Date Acquired: | 07-20-2020 |
Noncovered Security Indicator: | Nothing checked |
Type of Gain or Loss Code: | Short-term |
Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
Loss Not Allowed Indicator: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Proceeds from: | Box not checked |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):132967453 |
APEX CLEARING | |
ONE DALLAS CENTER | |
DALLAS, TX 75201-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL LERMER | |
12042 LEDGEWOOD CIRCLE | |
FORT MYERS, FL 33913-7904 | |
| |
Submission Type: | Original document |
Account Number (Optional): | 17025161 |
Date Sold or Disposed: | 06-19-2020 |
CUSIP Number: | 48138M105 |
Gross Proceeds: | Net Proceeds |
Bartering: | $0.00 |
Federal Income Tax Withheld: | $0.00 |
Proceeds: | $54.00 |
Aggregate Profit or (Loss): | $0.00 |
Realized Profit or (Loss): | $0.00 |
Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
Cost or Basis: | $60.00 |
Wash Sale Loss Disallowed: | $0.00 |
Accrued Market Discount Amount: | $0.00 |
Description: | 9 ***JUMIA TECHNOLOGIES AG AMERIC |
Second Notice Indicator: | |
Date Acquired: | 06-09-2020 |
Noncovered Security Indicator: | Nothing checked |
Type of Gain or Loss Code: | Short-term |
Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
Loss Not Allowed Indicator: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Proceeds from: | Box not checked |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):132967453 |
APEX CLEARING | |
ONE DALLAS CENTER | |
DALLAS, TX 75201-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL LERMER | |
12042 LEDGEWOOD CIRCLE | |
FORT MYERS, FL 33913-7904 | |
| |
Submission Type: | Original document |
Account Number (Optional): | 17025163 |
Date Sold or Disposed: | 11-13-2020 |
CUSIP Number: | 483709101 |
Gross Proceeds: | Net Proceeds |
Bartering: | $0.00 |
Federal Income Tax Withheld: | $0.00 |
Proceeds: | $74.00 |
Aggregate Profit or (Loss): | $0.00 |
Realized Profit or (Loss): | $0.00 |
Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
Cost or Basis: | $71.00 |
Wash Sale Loss Disallowed: | $0.00 |
Accrued Market Discount Amount: | $0.00 |
Description: | 10 KANDI TECHNOLGIES GROUP INC |
Second Notice Indicator: | |
Date Acquired: | 00-00-0000 |
Noncovered Security Indicator: | Nothing checked |
Type of Gain or Loss Code: | Short-term |
Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
Loss Not Allowed Indicator: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Proceeds from: | Box not checked |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):132967453 |
APEX CLEARING | |
ONE DALLAS CENTER | |
DALLAS, TX 75201-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL LERMER | |
12042 LEDGEWOOD CIRCLE | |
FORT MYERS, FL 33913-7904 | |
| |
Submission Type: | Original document |
Account Number (Optional): | 17025164 |
Date Sold or Disposed: | 11-17-2020 |
CUSIP Number: | 483709101 |
Gross Proceeds: | Net Proceeds |
Bartering: | $0.00 |
Federal Income Tax Withheld: | $0.00 |
Proceeds: | $86.00 |
Aggregate Profit or (Loss): | $0.00 |
Realized Profit or (Loss): | $0.00 |
Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
Cost or Basis: | $84.00 |
Wash Sale Loss Disallowed: | $0.00 |
Accrued Market Discount Amount: | $0.00 |
Description: | 9 KANDI TECHNOLGIES GROUP INC |
Second Notice Indicator: | |
Date Acquired: | 00-00-0000 |
Noncovered Security Indicator: | Nothing checked |
Type of Gain or Loss Code: | Short-term |
Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
Loss Not Allowed Indicator: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Proceeds from: | Box not checked |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):132967453 |
APEX CLEARING | |
ONE DALLAS CENTER | |
DALLAS, TX 75201-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL LERMER | |
12042 LEDGEWOOD CIRCLE | |
FORT MYERS, FL 33913-7904 | |
| |
Submission Type: | Original document |
Account Number (Optional): | 17025166 |
Date Sold or Disposed: | 12-28-2020 |
CUSIP Number: | 483709101 |
Gross Proceeds: | Net Proceeds |
Bartering: | $0.00 |
Federal Income Tax Withheld: | $0.00 |
Proceeds: | $75.00 |
Aggregate Profit or (Loss): | $0.00 |
Realized Profit or (Loss): | $0.00 |
Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
Cost or Basis: | $124.00 |
Wash Sale Loss Disallowed: | $0.00 |
Accrued Market Discount Amount: | $0.00 |
Description: | 11 KANDI TECHNOLGIES GROUP INC |
Second Notice Indicator: | |
Date Acquired: | 00-00-0000 |
Noncovered Security Indicator: | Nothing checked |
Type of Gain or Loss Code: | Short-term |
Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
Loss Not Allowed Indicator: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Proceeds from: | Box not checked |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):132967453 |
APEX CLEARING | |
ONE DALLAS CENTER | |
DALLAS, TX 75201-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL LERMER | |
12042 LEDGEWOOD CIRCLE | |
FORT MYERS, FL 33913-7904 | |
| |
Submission Type: | Original document |
Account Number (Optional): | 17025169 |
Date Sold or Disposed: | 11-16-2020 |
CUSIP Number: | 50202M102 |
Gross Proceeds: | Net Proceeds |
Bartering: | $0.00 |
Federal Income Tax Withheld: | $0.00 |
Proceeds: | $815.00 |
Aggregate Profit or (Loss): | $0.00 |
Realized Profit or (Loss): | $0.00 |
Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
Cost or Basis: | $584.00 |
Wash Sale Loss Disallowed: | $0.00 |
Accrued Market Discount Amount: | $0.00 |
Description: | 23 ***LI AUTO INC AMERI |
Second Notice Indicator: | |
Date Acquired: | 00-00-0000 |
Noncovered Security Indicator: | Nothing checked |
Type of Gain or Loss Code: | Short-term |
Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
Loss Not Allowed Indicator: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Proceeds from: | Box not checked |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):132967453 |
APEX CLEARING | |
ONE DALLAS CENTER | |
DALLAS, TX 75201-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL LERMER | |
12042 LEDGEWOOD CIRCLE | |
FORT MYERS, FL 33913-7904 | |
| |
Submission Type: | Original document |
Account Number (Optional): | 17025184 |
Date Sold or Disposed: | 11-30-2020 |
CUSIP Number: | 50202M102 |
Gross Proceeds: | Net Proceeds |
Bartering: | $0.00 |
Federal Income Tax Withheld: | $0.00 |
Proceeds: | $362.00 |
Aggregate Profit or (Loss): | $0.00 |
Realized Profit or (Loss): | $0.00 |
Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
Cost or Basis: | $349.00 |
Wash Sale Loss Disallowed: | $0.00 |
Accrued Market Discount Amount: | $0.00 |
Description: | 10 ***LI AUTO INC AMERI |
Second Notice Indicator: | |
Date Acquired: | 00-00-0000 |
Noncovered Security Indicator: | Nothing checked |
Type of Gain or Loss Code: | Short-term |
Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
Loss Not Allowed Indicator: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Proceeds from: | Box not checked |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):132967453 |
APEX CLEARING | |
ONE DALLAS CENTER | |
DALLAS, TX 75201-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL LERMER | |
12042 LEDGEWOOD CIRCLE | |
FORT MYERS, FL 33913-7904 | |
| |
Submission Type: | Original document |
Account Number (Optional): | 17025186 |
Date Sold or Disposed: | 11-16-2020 |
CUSIP Number: | 54405Q100 |
Gross Proceeds: | Net Proceeds |
Bartering: | $0.00 |
Federal Income Tax Withheld: | $0.00 |
Proceeds: | $131.00 |
Aggregate Profit or (Loss): | $0.00 |
Realized Profit or (Loss): | $0.00 |
Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
Cost or Basis: | $126.00 |
Wash Sale Loss Disallowed: | $0.00 |
Accrued Market Discount Amount: | $0.00 |
Description: | 7 LORDSTOWN MOTORS CORP CLASS |
Second Notice Indicator: | |
Date Acquired: | 00-00-0000 |
Noncovered Security Indicator: | Nothing checked |
Type of Gain or Loss Code: | Short-term |
Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
Loss Not Allowed Indicator: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Proceeds from: | Box not checked |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):132967453 |
APEX CLEARING | |
ONE DALLAS CENTER | |
DALLAS, TX 75201-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL LERMER | |
12042 LEDGEWOOD CIRCLE | |
FORT MYERS, FL 33913-7904 | |
| |
Submission Type: | Original document |
Account Number (Optional): | 17025189 |
Date Sold or Disposed: | 12-11-2020 |
CUSIP Number: | 54405Q100 |
Gross Proceeds: | Net Proceeds |
Bartering: | $0.00 |
Federal Income Tax Withheld: | $0.00 |
Proceeds: | $198.00 |
Aggregate Profit or (Loss): | $0.00 |
Realized Profit or (Loss): | $0.00 |
Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
Cost or Basis: | $202.00 |
Wash Sale Loss Disallowed: | $0.00 |
Accrued Market Discount Amount: | $0.00 |
Description: | 10 LORDSTOWN MOTORS CORP CLASS |
Second Notice Indicator: | |
Date Acquired: | 12-07-2020 |
Noncovered Security Indicator: | Nothing checked |
Type of Gain or Loss Code: | Short-term |
Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
Loss Not Allowed Indicator: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Proceeds from: | Box not checked |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):132967453 |
APEX CLEARING | |
ONE DALLAS CENTER | |
DALLAS, TX 75201-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL LERMER | |
12042 LEDGEWOOD CIRCLE | |
FORT MYERS, FL 33913-7904 | |
| |
Submission Type: | Original document |
Account Number (Optional): | 17025190 |
Date Sold or Disposed: | 12-15-2020 |
CUSIP Number: | 54405Q100 |
Gross Proceeds: | Net Proceeds |
Bartering: | $0.00 |
Federal Income Tax Withheld: | $0.00 |
Proceeds: | $40.00 |
Aggregate Profit or (Loss): | $0.00 |
Realized Profit or (Loss): | $0.00 |
Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
Cost or Basis: | $40.00 |
Wash Sale Loss Disallowed: | $0.00 |
Accrued Market Discount Amount: | $0.00 |
Description: | 2 LORDSTOWN MOTORS CORP CLASS |
Second Notice Indicator: | |
Date Acquired: | 12-07-2020 |
Noncovered Security Indicator: | Nothing checked |
Type of Gain or Loss Code: | Short-term |
Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
Loss Not Allowed Indicator: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Proceeds from: | Box not checked |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):132967453 |
APEX CLEARING | |
ONE DALLAS CENTER | |
DALLAS, TX 75201-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL LERMER | |
12042 LEDGEWOOD CIRCLE | |
FORT MYERS, FL 33913-7904 | |
| |
Submission Type: | Original document |
Account Number (Optional): | 17025191 |
Date Sold or Disposed: | 12-01-2020 |
CUSIP Number: | 64110L106 |
Gross Proceeds: | Net Proceeds |
Bartering: | $0.00 |
Federal Income Tax Withheld: | $0.00 |
Proceeds: | $503.00 |
Aggregate Profit or (Loss): | $0.00 |
Realized Profit or (Loss): | $0.00 |
Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
Cost or Basis: | $492.00 |
Wash Sale Loss Disallowed: | $0.00 |
Accrued Market Discount Amount: | $0.00 |
Description: | 1 NETFLIX COM INC |
Second Notice Indicator: | |
Date Acquired: | 11-16-2020 |
Noncovered Security Indicator: | Nothing checked |
Type of Gain or Loss Code: | Short-term |
Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
Loss Not Allowed Indicator: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Proceeds from: | Box not checked |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):132967453 |
APEX CLEARING | |
ONE DALLAS CENTER | |
DALLAS, TX 75201-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL LERMER | |
12042 LEDGEWOOD CIRCLE | |
FORT MYERS, FL 33913-7904 | |
| |
Submission Type: | Original document |
Account Number (Optional): | 17025192 |
Date Sold or Disposed: | 12-01-2020 |
CUSIP Number: | 64110L106 |
Gross Proceeds: | Net Proceeds |
Bartering: | $0.00 |
Federal Income Tax Withheld: | $0.00 |
Proceeds: | $500.00 |
Aggregate Profit or (Loss): | $0.00 |
Realized Profit or (Loss): | $0.00 |
Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
Cost or Basis: | $512.00 |
Wash Sale Loss Disallowed: | $11.00 |
Accrued Market Discount Amount: | $0.00 |
Description: | 1 NETFLIX COM INC |
Second Notice Indicator: | |
Date Acquired: | 11-05-2020 |
Noncovered Security Indicator: | Nothing checked |
Type of Gain or Loss Code: | Short-term |
Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
Loss Not Allowed Indicator: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Proceeds from: | Box not checked |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):132967453 |
APEX CLEARING | |
ONE DALLAS CENTER | |
DALLAS, TX 75201-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL LERMER | |
12042 LEDGEWOOD CIRCLE | |
FORT MYERS, FL 33913-7904 | |
| |
Submission Type: | Original document |
Account Number (Optional): | 17025193 |
Date Sold or Disposed: | 07-15-2020 |
CUSIP Number: | G66721104 |
Gross Proceeds: | Net Proceeds |
Bartering: | $0.00 |
Federal Income Tax Withheld: | $0.00 |
Proceeds: | $183.00 |
Aggregate Profit or (Loss): | $0.00 |
Realized Profit or (Loss): | $0.00 |
Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
Cost or Basis: | $189.00 |
Wash Sale Loss Disallowed: | $0.00 |
Accrued Market Discount Amount: | $0.00 |
Description: | 10 ***NORWEGIAN CRUISE LINE HOLDI |
Second Notice Indicator: | |
Date Acquired: | 00-00-0000 |
Noncovered Security Indicator: | Nothing checked |
Type of Gain or Loss Code: | Short-term |
Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
Loss Not Allowed Indicator: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Proceeds from: | Box not checked |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):132967453 |
APEX CLEARING | |
ONE DALLAS CENTER | |
DALLAS, TX 75201-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL LERMER | |
12042 LEDGEWOOD CIRCLE | |
FORT MYERS, FL 33913-7904 | |
| |
Submission Type: | Original document |
Account Number (Optional): | 17025194 |
Date Sold or Disposed: | 07-17-2020 |
CUSIP Number: | 62914V106 |
Gross Proceeds: | Net Proceeds |
Bartering: | $0.00 |
Federal Income Tax Withheld: | $0.00 |
Proceeds: | $1,171.00 |
Aggregate Profit or (Loss): | $0.00 |
Realized Profit or (Loss): | $0.00 |
Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
Cost or Basis: | $965.00 |
Wash Sale Loss Disallowed: | $0.00 |
Accrued Market Discount Amount: | $0.00 |
Description: | 100 ***NIO INC AMER |
Second Notice Indicator: | |
Date Acquired: | 00-00-0000 |
Noncovered Security Indicator: | Nothing checked |
Type of Gain or Loss Code: | Short-term |
Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
Loss Not Allowed Indicator: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Proceeds from: | Box not checked |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):132967453 |
APEX CLEARING | |
ONE DALLAS CENTER | |
DALLAS, TX 75201-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL LERMER | |
12042 LEDGEWOOD CIRCLE | |
FORT MYERS, FL 33913-7904 | |
| |
Submission Type: | Original document |
Account Number (Optional): | 17025195 |
Date Sold or Disposed: | 12-01-2020 |
CUSIP Number: | 62914V106 |
Gross Proceeds: | Net Proceeds |
Bartering: | $0.00 |
Federal Income Tax Withheld: | $0.00 |
Proceeds: | $1,167.00 |
Aggregate Profit or (Loss): | $0.00 |
Realized Profit or (Loss): | $0.00 |
Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
Cost or Basis: | $1,142.00 |
Wash Sale Loss Disallowed: | $49.00 |
Accrued Market Discount Amount: | $0.00 |
Description: | 26 ***NIO INC AMERI |
Second Notice Indicator: | |
Date Acquired: | 00-00-0000 |
Noncovered Security Indicator: | Nothing checked |
Type of Gain or Loss Code: | Short-term |
Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
Loss Not Allowed Indicator: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Proceeds from: | Box not checked |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):132967453 |
APEX CLEARING | |
ONE DALLAS CENTER | |
DALLAS, TX 75201-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL LERMER | |
12042 LEDGEWOOD CIRCLE | |
FORT MYERS, FL 33913-7904 | |
| |
Submission Type: | Original document |
Account Number (Optional): | 17025196 |
Date Sold or Disposed: | 12-03-2020 |
CUSIP Number: | 62914V106 |
Gross Proceeds: | Net Proceeds |
Bartering: | $0.00 |
Federal Income Tax Withheld: | $0.00 |
Proceeds: | $920.00 |
Aggregate Profit or (Loss): | $0.00 |
Realized Profit or (Loss): | $0.00 |
Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
Cost or Basis: | $935.00 |
Wash Sale Loss Disallowed: | $18.00 |
Accrued Market Discount Amount: | $0.00 |
Description: | 20 ***NIO INC AMERI |
Second Notice Indicator: | |
Date Acquired: | 00-00-0000 |
Noncovered Security Indicator: | Nothing checked |
Type of Gain or Loss Code: | Short-term |
Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
Loss Not Allowed Indicator: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Proceeds from: | Box not checked |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):132967453 |
APEX CLEARING | |
ONE DALLAS CENTER | |
DALLAS, TX 75201-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL LERMER | |
12042 LEDGEWOOD CIRCLE | |
FORT MYERS, FL 33913-7904 | |
| |
Submission Type: | Original document |
Account Number (Optional): | 17025202 |
Date Sold or Disposed: | 12-29-2020 |
CUSIP Number: | 62914V106 |
Gross Proceeds: | Net Proceeds |
Bartering: | $0.00 |
Federal Income Tax Withheld: | $0.00 |
Proceeds: | $223.00 |
Aggregate Profit or (Loss): | $0.00 |
Realized Profit or (Loss): | $0.00 |
Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
Cost or Basis: | $239.00 |
Wash Sale Loss Disallowed: | $15.00 |
Accrued Market Discount Amount: | $0.00 |
Description: | 5 ***NIO INC AMERIC |
Second Notice Indicator: | |
Date Acquired: | 00-00-0000 |
Noncovered Security Indicator: | Nothing checked |
Type of Gain or Loss Code: | Short-term |
Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
Loss Not Allowed Indicator: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Proceeds from: | Box not checked |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):132967453 |
APEX CLEARING | |
ONE DALLAS CENTER | |
DALLAS, TX 75201-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL LERMER | |
12042 LEDGEWOOD CIRCLE | |
FORT MYERS, FL 33913-7904 | |
| |
Submission Type: | Original document |
Account Number (Optional): | 17025207 |
Date Sold or Disposed: | 08-04-2020 |
CUSIP Number: | 654110105 |
Gross Proceeds: | Net Proceeds |
Bartering: | $0.00 |
Federal Income Tax Withheld: | $0.00 |
Proceeds: | $194.00 |
Aggregate Profit or (Loss): | $0.00 |
Realized Profit or (Loss): | $0.00 |
Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
Cost or Basis: | $193.00 |
Wash Sale Loss Disallowed: | $0.00 |
Accrued Market Discount Amount: | $0.00 |
Description: | 5 NIKOLA CORPORATION COMMON |
Second Notice Indicator: | |
Date Acquired: | 07-20-2020 |
Noncovered Security Indicator: | Nothing checked |
Type of Gain or Loss Code: | Short-term |
Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
Loss Not Allowed Indicator: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Proceeds from: | Box not checked |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):132967453 |
APEX CLEARING | |
ONE DALLAS CENTER | |
DALLAS, TX 75201-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL LERMER | |
12042 LEDGEWOOD CIRCLE | |
FORT MYERS, FL 33913-7904 | |
| |
Submission Type: | Original document |
Account Number (Optional): | 17025209 |
Date Sold or Disposed: | 11-18-2020 |
CUSIP Number: | 654110105 |
Gross Proceeds: | Net Proceeds |
Bartering: | $0.00 |
Federal Income Tax Withheld: | $0.00 |
Proceeds: | $255.00 |
Aggregate Profit or (Loss): | $0.00 |
Realized Profit or (Loss): | $0.00 |
Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
Cost or Basis: | $184.00 |
Wash Sale Loss Disallowed: | $0.00 |
Accrued Market Discount Amount: | $0.00 |
Description: | 10 NIKOLA CORPORATION COMMO |
Second Notice Indicator: | |
Date Acquired: | 00-00-0000 |
Noncovered Security Indicator: | Nothing checked |
Type of Gain or Loss Code: | Short-term |
Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
Loss Not Allowed Indicator: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Proceeds from: | Box not checked |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):132967453 |
APEX CLEARING | |
ONE DALLAS CENTER | |
DALLAS, TX 75201-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL LERMER | |
12042 LEDGEWOOD CIRCLE | |
FORT MYERS, FL 33913-7904 | |
| |
Submission Type: | Original document |
Account Number (Optional): | 17025212 |
Date Sold or Disposed: | 11-18-2020 |
CUSIP Number: | 654110105 |
Gross Proceeds: | Net Proceeds |
Bartering: | $0.00 |
Federal Income Tax Withheld: | $0.00 |
Proceeds: | $267.00 |
Aggregate Profit or (Loss): | $0.00 |
Realized Profit or (Loss): | $0.00 |
Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
Cost or Basis: | $345.00 |
Wash Sale Loss Disallowed: | $0.00 |
Accrued Market Discount Amount: | $0.00 |
Description: | 11 NIKOLA CORPORATION COMMO |
Second Notice Indicator: | |
Date Acquired: | 00-00-0000 |
Noncovered Security Indicator: | Nothing checked |
Type of Gain or Loss Code: | Short-term |
Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
Loss Not Allowed Indicator: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Proceeds from: | Box not checked |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):132967453 |
APEX CLEARING | |
ONE DALLAS CENTER | |
DALLAS, TX 75201-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL LERMER | |
12042 LEDGEWOOD CIRCLE | |
FORT MYERS, FL 33913-7904 | |
| |
Submission Type: | Original document |
Account Number (Optional): | 17025214 |
Date Sold or Disposed: | 09-08-2020 |
CUSIP Number: | 644535106 |
Gross Proceeds: | Net Proceeds |
Bartering: | $0.00 |
Federal Income Tax Withheld: | $0.00 |
Proceeds: | $35.00 |
Aggregate Profit or (Loss): | $0.00 |
Realized Profit or (Loss): | $0.00 |
Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
Cost or Basis: | $33.00 |
Wash Sale Loss Disallowed: | $0.00 |
Accrued Market Discount Amount: | $0.00 |
Description: | 20 ***NEW GOLD INC |
Second Notice Indicator: | |
Date Acquired: | 00-00-0000 |
Noncovered Security Indicator: | Nothing checked |
Type of Gain or Loss Code: | Short-term |
Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
Loss Not Allowed Indicator: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Proceeds from: | Box not checked |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):132967453 |
APEX CLEARING | |
ONE DALLAS CENTER | |
DALLAS, TX 75201-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL LERMER | |
12042 LEDGEWOOD CIRCLE | |
FORT MYERS, FL 33913-7904 | |
| |
Submission Type: | Original document |
Account Number (Optional): | 17025216 |
Date Sold or Disposed: | 06-04-2020 |
CUSIP Number: | 72919P202 |
Gross Proceeds: | Net Proceeds |
Bartering: | $0.00 |
Federal Income Tax Withheld: | $0.00 |
Proceeds: | $55.00 |
Aggregate Profit or (Loss): | $0.00 |
Realized Profit or (Loss): | $0.00 |
Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
Cost or Basis: | $54.00 |
Wash Sale Loss Disallowed: | $0.00 |
Accrued Market Discount Amount: | $0.00 |
Description: | 12 PLUG POWER INC |
Second Notice Indicator: | |
Date Acquired: | 00-00-0000 |
Noncovered Security Indicator: | Nothing checked |
Type of Gain or Loss Code: | Short-term |
Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
Loss Not Allowed Indicator: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Proceeds from: | Box not checked |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):132967453 |
APEX CLEARING | |
ONE DALLAS CENTER | |
DALLAS, TX 75201-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL LERMER | |
12042 LEDGEWOOD CIRCLE | |
FORT MYERS, FL 33913-7904 | |
| |
Submission Type: | Original document |
Account Number (Optional): | 17025217 |
Date Sold or Disposed: | 07-30-2020 |
CUSIP Number: | 72919P202 |
Gross Proceeds: | Net Proceeds |
Bartering: | $0.00 |
Federal Income Tax Withheld: | $0.00 |
Proceeds: | $393.00 |
Aggregate Profit or (Loss): | $0.00 |
Realized Profit or (Loss): | $0.00 |
Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
Cost or Basis: | $361.00 |
Wash Sale Loss Disallowed: | $13.00 |
Accrued Market Discount Amount: | $0.00 |
Description: | 50 PLUG POWER INC |
Second Notice Indicator: | |
Date Acquired: | 00-00-0000 |
Noncovered Security Indicator: | Nothing checked |
Type of Gain or Loss Code: | Short-term |
Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
Loss Not Allowed Indicator: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Proceeds from: | Box not checked |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):132967453 |
APEX CLEARING | |
ONE DALLAS CENTER | |
DALLAS, TX 75201-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL LERMER | |
12042 LEDGEWOOD CIRCLE | |
FORT MYERS, FL 33913-7904 | |
| |
Submission Type: | Original document |
Account Number (Optional): | 17025219 |
Date Sold or Disposed: | 08-31-2020 |
CUSIP Number: | 72919P202 |
Gross Proceeds: | Net Proceeds |
Bartering: | $0.00 |
Federal Income Tax Withheld: | $0.00 |
Proceeds: | $129.00 |
Aggregate Profit or (Loss): | $0.00 |
Realized Profit or (Loss): | $0.00 |
Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
Cost or Basis: | $132.00 |
Wash Sale Loss Disallowed: | $0.00 |
Accrued Market Discount Amount: | $0.00 |
Description: | 10 PLUG POWER INC |
Second Notice Indicator: | |
Date Acquired: | 08-27-2020 |
Noncovered Security Indicator: | Nothing checked |
Type of Gain or Loss Code: | Short-term |
Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
Loss Not Allowed Indicator: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Proceeds from: | Box not checked |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):132967453 |
APEX CLEARING | |
ONE DALLAS CENTER | |
DALLAS, TX 75201-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL LERMER | |
12042 LEDGEWOOD CIRCLE | |
FORT MYERS, FL 33913-7904 | |
| |
Submission Type: | Original document |
Account Number (Optional): | 17025222 |
Date Sold or Disposed: | 08-31-2020 |
CUSIP Number: | 72919P202 |
Gross Proceeds: | Net Proceeds |
Bartering: | $0.00 |
Federal Income Tax Withheld: | $0.00 |
Proceeds: | $130.00 |
Aggregate Profit or (Loss): | $0.00 |
Realized Profit or (Loss): | $0.00 |
Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
Cost or Basis: | $143.00 |
Wash Sale Loss Disallowed: | $12.00 |
Accrued Market Discount Amount: | $0.00 |
Description: | 10 PLUG POWER INC |
Second Notice Indicator: | |
Date Acquired: | 00-00-0000 |
Noncovered Security Indicator: | Nothing checked |
Type of Gain or Loss Code: | Short-term |
Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
Loss Not Allowed Indicator: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Proceeds from: | Box not checked |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):132967453 |
APEX CLEARING | |
ONE DALLAS CENTER | |
DALLAS, TX 75201-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL LERMER | |
12042 LEDGEWOOD CIRCLE | |
FORT MYERS, FL 33913-7904 | |
| |
Submission Type: | Original document |
Account Number (Optional): | 17025226 |
Date Sold or Disposed: | 09-01-2020 |
CUSIP Number: | 72919P202 |
Gross Proceeds: | Net Proceeds |
Bartering: | $0.00 |
Federal Income Tax Withheld: | $0.00 |
Proceeds: | $143.00 |
Aggregate Profit or (Loss): | $0.00 |
Realized Profit or (Loss): | $0.00 |
Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
Cost or Basis: | $145.00 |
Wash Sale Loss Disallowed: | $0.00 |
Accrued Market Discount Amount: | $0.00 |
Description: | 11 PLUG POWER INC |
Second Notice Indicator: | |
Date Acquired: | 00-00-0000 |
Noncovered Security Indicator: | Nothing checked |
Type of Gain or Loss Code: | Short-term |
Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
Loss Not Allowed Indicator: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Proceeds from: | Box not checked |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):132967453 |
APEX CLEARING | |
ONE DALLAS CENTER | |
DALLAS, TX 75201-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL LERMER | |
12042 LEDGEWOOD CIRCLE | |
FORT MYERS, FL 33913-7904 | |
| |
Submission Type: | Original document |
Account Number (Optional): | 17025237 |
Date Sold or Disposed: | 09-08-2020 |
CUSIP Number: | 72919P202 |
Gross Proceeds: | Net Proceeds |
Bartering: | $0.00 |
Federal Income Tax Withheld: | $0.00 |
Proceeds: | $117.00 |
Aggregate Profit or (Loss): | $0.00 |
Realized Profit or (Loss): | $0.00 |
Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
Cost or Basis: | $129.00 |
Wash Sale Loss Disallowed: | $0.00 |
Accrued Market Discount Amount: | $0.00 |
Description: | 10 PLUG POWER INC |
Second Notice Indicator: | |
Date Acquired: | 00-00-0000 |
Noncovered Security Indicator: | Nothing checked |
Type of Gain or Loss Code: | Short-term |
Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
Loss Not Allowed Indicator: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Proceeds from: | Box not checked |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):132967453 |
APEX CLEARING | |
ONE DALLAS CENTER | |
DALLAS, TX 75201-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL LERMER | |
12042 LEDGEWOOD CIRCLE | |
FORT MYERS, FL 33913-7904 | |
| |
Submission Type: | Original document |
Account Number (Optional): | 17025238 |
Date Sold or Disposed: | 11-02-2020 |
CUSIP Number: | 72919P202 |
Gross Proceeds: | Net Proceeds |
Bartering: | $0.00 |
Federal Income Tax Withheld: | $0.00 |
Proceeds: | $448.00 |
Aggregate Profit or (Loss): | $0.00 |
Realized Profit or (Loss): | $0.00 |
Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
Cost or Basis: | $441.00 |
Wash Sale Loss Disallowed: | $1.00 |
Accrued Market Discount Amount: | $0.00 |
Description: | 30 PLUG POWER INC |
Second Notice Indicator: | |
Date Acquired: | 00-00-0000 |
Noncovered Security Indicator: | Nothing checked |
Type of Gain or Loss Code: | Short-term |
Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
Loss Not Allowed Indicator: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Proceeds from: | Box not checked |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):132967453 |
APEX CLEARING | |
ONE DALLAS CENTER | |
DALLAS, TX 75201-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL LERMER | |
12042 LEDGEWOOD CIRCLE | |
FORT MYERS, FL 33913-7904 | |
| |
Submission Type: | Original document |
Account Number (Optional): | 17025239 |
Date Sold or Disposed: | 12-01-2020 |
CUSIP Number: | 72919P202 |
Gross Proceeds: | Net Proceeds |
Bartering: | $0.00 |
Federal Income Tax Withheld: | $0.00 |
Proceeds: | $612.00 |
Aggregate Profit or (Loss): | $0.00 |
Realized Profit or (Loss): | $0.00 |
Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
Cost or Basis: | $572.00 |
Wash Sale Loss Disallowed: | $0.00 |
Accrued Market Discount Amount: | $0.00 |
Description: | 25 PLUG POWER INC |
Second Notice Indicator: | |
Date Acquired: | 00-00-0000 |
Noncovered Security Indicator: | Nothing checked |
Type of Gain or Loss Code: | Short-term |
Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
Loss Not Allowed Indicator: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Proceeds from: | Box not checked |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):132967453 |
APEX CLEARING | |
ONE DALLAS CENTER | |
DALLAS, TX 75201-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL LERMER | |
12042 LEDGEWOOD CIRCLE | |
FORT MYERS, FL 33913-7904 | |
| |
Submission Type: | Original document |
Account Number (Optional): | 17025241 |
Date Sold or Disposed: | 12-23-2020 |
CUSIP Number: | 674870506 |
Gross Proceeds: | Net Proceeds |
Bartering: | $0.00 |
Federal Income Tax Withheld: | $0.00 |
Proceeds: | $55.00 |
Aggregate Profit or (Loss): | $0.00 |
Realized Profit or (Loss): | $0.00 |
Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
Cost or Basis: | $49.00 |
Wash Sale Loss Disallowed: | $0.00 |
Accrued Market Discount Amount: | $0.00 |
Description: | 16 OCEAN POWER TECHNOLOGIES INC COMMO |
Second Notice Indicator: | |
Date Acquired: | 00-00-0000 |
Noncovered Security Indicator: | Nothing checked |
Type of Gain or Loss Code: | Short-term |
Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
Loss Not Allowed Indicator: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Proceeds from: | Box not checked |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):132967453 |
APEX CLEARING | |
ONE DALLAS CENTER | |
DALLAS, TX 75201-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL LERMER | |
12042 LEDGEWOOD CIRCLE | |
FORT MYERS, FL 33913-7904 | |
| |
Submission Type: | Original document |
Account Number (Optional): | 17025245 |
Date Sold or Disposed: | 06-26-2020 |
CUSIP Number: | 848577102 |
Gross Proceeds: | Net Proceeds |
Bartering: | $0.00 |
Federal Income Tax Withheld: | $0.00 |
Proceeds: | $1,560.00 |
Aggregate Profit or (Loss): | $0.00 |
Realized Profit or (Loss): | $0.00 |
Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
Cost or Basis: | $1,549.00 |
Wash Sale Loss Disallowed: | $250.00 |
Accrued Market Discount Amount: | $0.00 |
Description: | 97 SPIRIT AIRLINES INC COMMO |
Second Notice Indicator: | |
Date Acquired: | 00-00-0000 |
Noncovered Security Indicator: | Nothing checked |
Type of Gain or Loss Code: | Short-term |
Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
Loss Not Allowed Indicator: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Proceeds from: | Box not checked |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):132967453 |
APEX CLEARING | |
ONE DALLAS CENTER | |
DALLAS, TX 75201-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL LERMER | |
12042 LEDGEWOOD CIRCLE | |
FORT MYERS, FL 33913-7904 | |
| |
Submission Type: | Original document |
Account Number (Optional): | 17025248 |
Date Sold or Disposed: | 07-10-2020 |
CUSIP Number: | 848577102 |
Gross Proceeds: | Net Proceeds |
Bartering: | $0.00 |
Federal Income Tax Withheld: | $0.00 |
Proceeds: | $878.00 |
Aggregate Profit or (Loss): | $0.00 |
Realized Profit or (Loss): | $0.00 |
Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
Cost or Basis: | $1,105.00 |
Wash Sale Loss Disallowed: | $154.00 |
Accrued Market Discount Amount: | $0.00 |
Description: | 51 SPIRIT AIRLINES INC COMMO |
Second Notice Indicator: | |
Date Acquired: | 00-00-0000 |
Noncovered Security Indicator: | Nothing checked |
Type of Gain or Loss Code: | Short-term |
Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
Loss Not Allowed Indicator: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Proceeds from: | Box not checked |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):132967453 |
APEX CLEARING | |
ONE DALLAS CENTER | |
DALLAS, TX 75201-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL LERMER | |
12042 LEDGEWOOD CIRCLE | |
FORT MYERS, FL 33913-7904 | |
| |
Submission Type: | Original document |
Account Number (Optional): | 17025252 |
Date Sold or Disposed: | 08-05-2020 |
CUSIP Number: | 848577102 |
Gross Proceeds: | Net Proceeds |
Bartering: | $0.00 |
Federal Income Tax Withheld: | $0.00 |
Proceeds: | $430.00 |
Aggregate Profit or (Loss): | $0.00 |
Realized Profit or (Loss): | $0.00 |
Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
Cost or Basis: | $536.00 |
Wash Sale Loss Disallowed: | $0.00 |
Accrued Market Discount Amount: | $0.00 |
Description: | 26 SPIRIT AIRLINES INC COMMO |
Second Notice Indicator: | |
Date Acquired: | 00-00-0000 |
Noncovered Security Indicator: | Nothing checked |
Type of Gain or Loss Code: | Short-term |
Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
Loss Not Allowed Indicator: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Proceeds from: | Box not checked |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):132967453 |
APEX CLEARING | |
ONE DALLAS CENTER | |
DALLAS, TX 75201-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL LERMER | |
12042 LEDGEWOOD CIRCLE | |
FORT MYERS, FL 33913-7904 | |
| |
Submission Type: | Original document |
Account Number (Optional): | 17025255 |
Date Sold or Disposed: | 09-17-2020 |
CUSIP Number: | 848577102 |
Gross Proceeds: | Net Proceeds |
Bartering: | $0.00 |
Federal Income Tax Withheld: | $0.00 |
Proceeds: | $368.00 |
Aggregate Profit or (Loss): | $0.00 |
Realized Profit or (Loss): | $0.00 |
Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
Cost or Basis: | $364.00 |
Wash Sale Loss Disallowed: | $0.00 |
Accrued Market Discount Amount: | $0.00 |
Description: | 20 SPIRIT AIRLINES INC COMMO |
Second Notice Indicator: | |
Date Acquired: | 00-00-0000 |
Noncovered Security Indicator: | Nothing checked |
Type of Gain or Loss Code: | Short-term |
Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
Loss Not Allowed Indicator: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Proceeds from: | Box not checked |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):132967453 |
APEX CLEARING | |
ONE DALLAS CENTER | |
DALLAS, TX 75201-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL LERMER | |
12042 LEDGEWOOD CIRCLE | |
FORT MYERS, FL 33913-7904 | |
| |
Submission Type: | Original document |
Account Number (Optional): | 17025258 |
Date Sold or Disposed: | 11-02-2020 |
CUSIP Number: | 848577102 |
Gross Proceeds: | Net Proceeds |
Bartering: | $0.00 |
Federal Income Tax Withheld: | $0.00 |
Proceeds: | $104.00 |
Aggregate Profit or (Loss): | $0.00 |
Realized Profit or (Loss): | $0.00 |
Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
Cost or Basis: | $94.00 |
Wash Sale Loss Disallowed: | $0.00 |
Accrued Market Discount Amount: | $0.00 |
Description: | 6 SPIRIT AIRLINES INC COMMON |
Second Notice Indicator: | |
Date Acquired: | 10-28-2020 |
Noncovered Security Indicator: | Nothing checked |
Type of Gain or Loss Code: | Short-term |
Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
Loss Not Allowed Indicator: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Proceeds from: | Box not checked |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):132967453 |
APEX CLEARING | |
ONE DALLAS CENTER | |
DALLAS, TX 75201-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL LERMER | |
12042 LEDGEWOOD CIRCLE | |
FORT MYERS, FL 33913-7904 | |
| |
Submission Type: | Original document |
Account Number (Optional): | 17025260 |
Date Sold or Disposed: | 11-18-2020 |
CUSIP Number: | 848577102 |
Gross Proceeds: | Net Proceeds |
Bartering: | $0.00 |
Federal Income Tax Withheld: | $0.00 |
Proceeds: | $107.00 |
Aggregate Profit or (Loss): | $0.00 |
Realized Profit or (Loss): | $0.00 |
Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
Cost or Basis: | $102.00 |
Wash Sale Loss Disallowed: | $0.00 |
Accrued Market Discount Amount: | $0.00 |
Description: | 5 SPIRIT AIRLINES INC COMMON |
Second Notice Indicator: | |
Date Acquired: | 00-00-0000 |
Noncovered Security Indicator: | Nothing checked |
Type of Gain or Loss Code: | Short-term |
Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
Loss Not Allowed Indicator: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Proceeds from: | Box not checked |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):132967453 |
APEX CLEARING | |
ONE DALLAS CENTER | |
DALLAS, TX 75201-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL LERMER | |
12042 LEDGEWOOD CIRCLE | |
FORT MYERS, FL 33913-7904 | |
| |
Submission Type: | Original document |
Account Number (Optional): | 17025272 |
Date Sold or Disposed: | 12-07-2020 |
CUSIP Number: | 848577102 |
Gross Proceeds: | Net Proceeds |
Bartering: | $0.00 |
Federal Income Tax Withheld: | $0.00 |
Proceeds: | $253.00 |
Aggregate Profit or (Loss): | $0.00 |
Realized Profit or (Loss): | $0.00 |
Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
Cost or Basis: | $249.00 |
Wash Sale Loss Disallowed: | $0.00 |
Accrued Market Discount Amount: | $0.00 |
Description: | 10 SPIRIT AIRLINES INC COMMO |
Second Notice Indicator: | |
Date Acquired: | 00-00-0000 |
Noncovered Security Indicator: | Nothing checked |
Type of Gain or Loss Code: | Short-term |
Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
Loss Not Allowed Indicator: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Proceeds from: | Box not checked |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):132967453 |
APEX CLEARING | |
ONE DALLAS CENTER | |
DALLAS, TX 75201-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL LERMER | |
12042 LEDGEWOOD CIRCLE | |
FORT MYERS, FL 33913-7904 | |
| |
Submission Type: | Original document |
Account Number (Optional): | 17025273 |
Date Sold or Disposed: | 10-22-2020 |
CUSIP Number: | 867224107 |
Gross Proceeds: | Net Proceeds |
Bartering: | $0.00 |
Federal Income Tax Withheld: | $0.00 |
Proceeds: | $60.00 |
Aggregate Profit or (Loss): | $0.00 |
Realized Profit or (Loss): | $0.00 |
Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
Cost or Basis: | $62.00 |
Wash Sale Loss Disallowed: | $0.00 |
Accrued Market Discount Amount: | $0.00 |
Description: | 5 ***SUNCOR ENERGY INC |
Second Notice Indicator: | |
Date Acquired: | 10-14-2020 |
Noncovered Security Indicator: | Nothing checked |
Type of Gain or Loss Code: | Short-term |
Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
Loss Not Allowed Indicator: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Proceeds from: | Box not checked |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):132967453 |
APEX CLEARING | |
ONE DALLAS CENTER | |
DALLAS, TX 75201-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL LERMER | |
12042 LEDGEWOOD CIRCLE | |
FORT MYERS, FL 33913-7904 | |
| |
Submission Type: | Original document |
Account Number (Optional): | 17025274 |
Date Sold or Disposed: | 10-23-2020 |
CUSIP Number: | 867224107 |
Gross Proceeds: | Net Proceeds |
Bartering: | $0.00 |
Federal Income Tax Withheld: | $0.00 |
Proceeds: | $62.00 |
Aggregate Profit or (Loss): | $0.00 |
Realized Profit or (Loss): | $0.00 |
Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
Cost or Basis: | $62.00 |
Wash Sale Loss Disallowed: | $0.00 |
Accrued Market Discount Amount: | $0.00 |
Description: | 5 ***SUNCOR ENERGY INC |
Second Notice Indicator: | |
Date Acquired: | 10-14-2020 |
Noncovered Security Indicator: | Nothing checked |
Type of Gain or Loss Code: | Short-term |
Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
Loss Not Allowed Indicator: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Proceeds from: | Box not checked |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):132967453 |
APEX CLEARING | |
ONE DALLAS CENTER | |
DALLAS, TX 75201-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL LERMER | |
12042 LEDGEWOOD CIRCLE | |
FORT MYERS, FL 33913-7904 | |
| |
Submission Type: | Original document |
Account Number (Optional): | 17025275 |
Date Sold or Disposed: | 12-09-2020 |
CUSIP Number: | 867224107 |
Gross Proceeds: | Net Proceeds |
Bartering: | $0.00 |
Federal Income Tax Withheld: | $0.00 |
Proceeds: | $125.00 |
Aggregate Profit or (Loss): | $0.00 |
Realized Profit or (Loss): | $0.00 |
Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
Cost or Basis: | $124.00 |
Wash Sale Loss Disallowed: | $0.00 |
Accrued Market Discount Amount: | $0.00 |
Description: | 7 ***SUNCOR ENERGY INC |
Second Notice Indicator: | |
Date Acquired: | 12-04-2020 |
Noncovered Security Indicator: | Nothing checked |
Type of Gain or Loss Code: | Short-term |
Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
Loss Not Allowed Indicator: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Proceeds from: | Box not checked |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):132967453 |
APEX CLEARING | |
ONE DALLAS CENTER | |
DALLAS, TX 75201-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL LERMER | |
12042 LEDGEWOOD CIRCLE | |
FORT MYERS, FL 33913-7904 | |
| |
Submission Type: | Original document |
Account Number (Optional): | 17025276 |
Date Sold or Disposed: | 06-26-2020 |
CUSIP Number: | 844741108 |
Gross Proceeds: | Net Proceeds |
Bartering: | $0.00 |
Federal Income Tax Withheld: | $0.00 |
Proceeds: | $92.00 |
Aggregate Profit or (Loss): | $0.00 |
Realized Profit or (Loss): | $0.00 |
Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
Cost or Basis: | $85.00 |
Wash Sale Loss Disallowed: | $0.00 |
Accrued Market Discount Amount: | $0.00 |
Description: | 2.96104 SOUTHWEST AIRLINES CO |
Second Notice Indicator: | |
Date Acquired: | 00-00-0000 |
Noncovered Security Indicator: | Nothing checked |
Type of Gain or Loss Code: | Short-term |
Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
Loss Not Allowed Indicator: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Proceeds from: | Box not checked |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):132967453 |
APEX CLEARING | |
ONE DALLAS CENTER | |
DALLAS, TX 75201-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL LERMER | |
12042 LEDGEWOOD CIRCLE | |
FORT MYERS, FL 33913-7904 | |
| |
Submission Type: | Original document |
Account Number (Optional): | 17025277 |
Date Sold or Disposed: | 08-17-2020 |
CUSIP Number: | 844741108 |
Gross Proceeds: | Net Proceeds |
Bartering: | $0.00 |
Federal Income Tax Withheld: | $0.00 |
Proceeds: | $547.00 |
Aggregate Profit or (Loss): | $0.00 |
Realized Profit or (Loss): | $0.00 |
Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
Cost or Basis: | $515.00 |
Wash Sale Loss Disallowed: | $0.00 |
Accrued Market Discount Amount: | $0.00 |
Description: | 16 SOUTHWEST AIRLINES CO |
Second Notice Indicator: | |
Date Acquired: | 00-00-0000 |
Noncovered Security Indicator: | Nothing checked |
Type of Gain or Loss Code: | Short-term |
Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
Loss Not Allowed Indicator: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Proceeds from: | Box not checked |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):132967453 |
APEX CLEARING | |
ONE DALLAS CENTER | |
DALLAS, TX 75201-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL LERMER | |
12042 LEDGEWOOD CIRCLE | |
FORT MYERS, FL 33913-7904 | |
| |
Submission Type: | Original document |
Account Number (Optional): | 17025278 |
Date Sold or Disposed: | 06-04-2020 |
CUSIP Number: | 88579Y101 |
Gross Proceeds: | Net Proceeds |
Bartering: | $0.00 |
Federal Income Tax Withheld: | $0.00 |
Proceeds: | $10.00 |
Aggregate Profit or (Loss): | $0.00 |
Realized Profit or (Loss): | $0.00 |
Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
Cost or Basis: | $9.00 |
Wash Sale Loss Disallowed: | $0.00 |
Accrued Market Discount Amount: | $0.00 |
Description: | 0.06179 3M COMPANY |
Second Notice Indicator: | |
Date Acquired: | 00-00-0000 |
Noncovered Security Indicator: | Nothing checked |
Type of Gain or Loss Code: | Short-term |
Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
Loss Not Allowed Indicator: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Proceeds from: | Box not checked |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):132967453 |
APEX CLEARING | |
ONE DALLAS CENTER | |
DALLAS, TX 75201-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL LERMER | |
12042 LEDGEWOOD CIRCLE | |
FORT MYERS, FL 33913-7904 | |
| |
Submission Type: | Original document |
Account Number (Optional): | 17025279 |
Date Sold or Disposed: | 11-04-2020 |
CUSIP Number: | 90184L102 |
Gross Proceeds: | Net Proceeds |
Bartering: | $0.00 |
Federal Income Tax Withheld: | $0.00 |
Proceeds: | $209.00 |
Aggregate Profit or (Loss): | $0.00 |
Realized Profit or (Loss): | $0.00 |
Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
Cost or Basis: | $207.00 |
Wash Sale Loss Disallowed: | $0.00 |
Accrued Market Discount Amount: | $0.00 |
Description: | 5 TWITTER INC |
Second Notice Indicator: | |
Date Acquired: | 00-00-0000 |
Noncovered Security Indicator: | Nothing checked |
Type of Gain or Loss Code: | Short-term |
Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
Loss Not Allowed Indicator: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Proceeds from: | Box not checked |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):132967453 |
APEX CLEARING | |
ONE DALLAS CENTER | |
DALLAS, TX 75201-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL LERMER | |
12042 LEDGEWOOD CIRCLE | |
FORT MYERS, FL 33913-7904 | |
| |
Submission Type: | Original document |
Account Number (Optional): | 17025281 |
Date Sold or Disposed: | 10-30-2020 |
CUSIP Number: | Y8897Y180 |
Gross Proceeds: | Net Proceeds |
Bartering: | $0.00 |
Federal Income Tax Withheld: | $0.00 |
Proceeds: | $9.00 |
Aggregate Profit or (Loss): | $0.00 |
Realized Profit or (Loss): | $0.00 |
Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
Cost or Basis: | $10.00 |
Wash Sale Loss Disallowed: | $0.00 |
Accrued Market Discount Amount: | $0.00 |
Description: | 9 ***TOP SHIPS INC COMMON |
Second Notice Indicator: | |
Date Acquired: | 00-00-0000 |
Noncovered Security Indicator: | Nothing checked |
Type of Gain or Loss Code: | Short-term |
Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
Loss Not Allowed Indicator: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Proceeds from: | Box not checked |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):132967453 |
APEX CLEARING | |
ONE DALLAS CENTER | |
DALLAS, TX 75201-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL LERMER | |
12042 LEDGEWOOD CIRCLE | |
FORT MYERS, FL 33913-7904 | |
| |
Submission Type: | Original document |
Account Number (Optional): | 17025286 |
Date Sold or Disposed: | 07-15-2020 |
CUSIP Number: | 910047109 |
Gross Proceeds: | Net Proceeds |
Bartering: | $0.00 |
Federal Income Tax Withheld: | $0.00 |
Proceeds: | $360.00 |
Aggregate Profit or (Loss): | $0.00 |
Realized Profit or (Loss): | $0.00 |
Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
Cost or Basis: | $333.00 |
Wash Sale Loss Disallowed: | $0.00 |
Accrued Market Discount Amount: | $0.00 |
Description: | 10 UNITED AIRLINES HOLDINGS INC COMMO |
Second Notice Indicator: | |
Date Acquired: | 06-29-2020 |
Noncovered Security Indicator: | Nothing checked |
Type of Gain or Loss Code: | Short-term |
Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
Loss Not Allowed Indicator: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Proceeds from: | Box not checked |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):132967453 |
APEX CLEARING | |
ONE DALLAS CENTER | |
DALLAS, TX 75201-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL LERMER | |
12042 LEDGEWOOD CIRCLE | |
FORT MYERS, FL 33913-7904 | |
| |
Submission Type: | Original document |
Account Number (Optional): | 17025301 |
Date Sold or Disposed: | 07-23-2020 |
CUSIP Number: | 910047109 |
Gross Proceeds: | Net Proceeds |
Bartering: | $0.00 |
Federal Income Tax Withheld: | $0.00 |
Proceeds: | $333.00 |
Aggregate Profit or (Loss): | $0.00 |
Realized Profit or (Loss): | $0.00 |
Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
Cost or Basis: | $322.00 |
Wash Sale Loss Disallowed: | $0.00 |
Accrued Market Discount Amount: | $0.00 |
Description: | 10 UNITED AIRLINES HOLDINGS INC COMMO |
Second Notice Indicator: | |
Date Acquired: | 07-20-2020 |
Noncovered Security Indicator: | Nothing checked |
Type of Gain or Loss Code: | Short-term |
Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
Loss Not Allowed Indicator: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Proceeds from: | Box not checked |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):454526070 |
PROSPER FUNDING LLC | |
221 MAIN STREET SUITE 300 | |
SAN FRANCISCO, CA 94105-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL S LERMER | |
12042 LEDGEWOOD CIRCLE | |
FORT MYERS, FL 33913-0000 | |
| |
Submission Type: | Original document |
Account Number (Optional): | 840821 |
Date Sold or Disposed: | 02-25-2020 |
CUSIP Number: | 0000000000000 |
Gross Proceeds: | Nothing checked |
Bartering: | $0.00 |
Federal Income Tax Withheld: | $0.00 |
Proceeds: | $0.00 |
Aggregate Profit or (Loss): | $0.00 |
Realized Profit or (Loss): | $0.00 |
Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
Cost or Basis: | $33.00 |
Wash Sale Loss Disallowed: | $0.00 |
Accrued Market Discount Amount: | $0.00 |
Description: | 1131675-79 CHARGEOFF |
Second Notice Indicator: | |
Date Acquired: | 10-02-2018 |
Noncovered Security Indicator: | Nothing checked |
Type of Gain or Loss Code: | Long-term |
Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is not being reported to the IRS wash sale |
Loss Not Allowed Indicator: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Proceeds from: | Box not checked |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):454526070 |
PROSPER FUNDING LLC | |
221 MAIN STREET SUITE 300 | |
SAN FRANCISCO, CA 94105-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL S LERMER | |
12042 LEDGEWOOD CIRCLE | |
FORT MYERS, FL 33913-0000 | |
| |
Submission Type: | Original document |
Account Number (Optional): | 840821 |
Date Sold or Disposed: | 03-14-2020 |
CUSIP Number: | 0000000000000 |
Gross Proceeds: | Nothing checked |
Bartering: | $0.00 |
Federal Income Tax Withheld: | $0.00 |
Proceeds: | $0.00 |
Aggregate Profit or (Loss): | $0.00 |
Realized Profit or (Loss): | $0.00 |
Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
Cost or Basis: | $21.00 |
Wash Sale Loss Disallowed: | $0.00 |
Accrued Market Discount Amount: | $0.00 |
Description: | 1143646-190 CHARGEOFF |
Second Notice Indicator: | |
Date Acquired: | 11-19-2018 |
Noncovered Security Indicator: | Nothing checked |
Type of Gain or Loss Code: | Long-term |
Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is not being reported to the IRS wash sale |
Loss Not Allowed Indicator: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Proceeds from: | Box not checked |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):454526070 |
PROSPER FUNDING LLC | |
221 MAIN STREET SUITE 300 | |
SAN FRANCISCO, CA 94105-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL S LERMER | |
12042 LEDGEWOOD CIRCLE | |
FORT MYERS, FL 33913-0000 | |
| |
Submission Type: | Original document |
Account Number (Optional): | 840821 |
Date Sold or Disposed: | 03-16-2020 |
CUSIP Number: | 0000000000000 |
Gross Proceeds: | Nothing checked |
Bartering: | $0.00 |
Federal Income Tax Withheld: | $0.00 |
Proceeds: | $3.00 |
Aggregate Profit or (Loss): | $0.00 |
Realized Profit or (Loss): | $0.00 |
Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
Cost or Basis: | $0.00 |
Wash Sale Loss Disallowed: | $0.00 |
Accrued Market Discount Amount: | $0.00 |
Description: | 1131675-79 DEBTSALE |
Second Notice Indicator: | |
Date Acquired: | 10-02-2018 |
Noncovered Security Indicator: | Nothing checked |
Type of Gain or Loss Code: | Long-term |
Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is not being reported to the IRS wash sale |
Loss Not Allowed Indicator: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Proceeds from: | Box not checked |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):454526070 |
PROSPER FUNDING LLC | |
221 MAIN STREET SUITE 300 | |
SAN FRANCISCO, CA 94105-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL S LERMER | |
12042 LEDGEWOOD CIRCLE | |
FORT MYERS, FL 33913-0000 | |
| |
Submission Type: | Original document |
Account Number (Optional): | 840821 |
Date Sold or Disposed: | 03-24-2020 |
CUSIP Number: | 0000000000000 |
Gross Proceeds: | Nothing checked |
Bartering: | $0.00 |
Federal Income Tax Withheld: | $0.00 |
Proceeds: | $0.00 |
Aggregate Profit or (Loss): | $0.00 |
Realized Profit or (Loss): | $0.00 |
Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
Cost or Basis: | $17.00 |
Wash Sale Loss Disallowed: | $0.00 |
Accrued Market Discount Amount: | $0.00 |
Description: | 1122965-15 CHARGEOFF |
Second Notice Indicator: | |
Date Acquired: | 10-03-2018 |
Noncovered Security Indicator: | Nothing checked |
Type of Gain or Loss Code: | Long-term |
Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is not being reported to the IRS wash sale |
Loss Not Allowed Indicator: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Proceeds from: | Box not checked |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):454526070 |
PROSPER FUNDING LLC | |
221 MAIN STREET SUITE 300 | |
SAN FRANCISCO, CA 94105-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL S LERMER | |
12042 LEDGEWOOD CIRCLE | |
FORT MYERS, FL 33913-0000 | |
| |
Submission Type: | Original document |
Account Number (Optional): | 840821 |
Date Sold or Disposed: | 04-17-2020 |
CUSIP Number: | 0000000000000 |
Gross Proceeds: | Nothing checked |
Bartering: | $0.00 |
Federal Income Tax Withheld: | $0.00 |
Proceeds: | $2.00 |
Aggregate Profit or (Loss): | $0.00 |
Realized Profit or (Loss): | $0.00 |
Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
Cost or Basis: | $0.00 |
Wash Sale Loss Disallowed: | $0.00 |
Accrued Market Discount Amount: | $0.00 |
Description: | 1143646-190 DEBTSALE |
Second Notice Indicator: | |
Date Acquired: | 11-19-2018 |
Noncovered Security Indicator: | Nothing checked |
Type of Gain or Loss Code: | Long-term |
Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is not being reported to the IRS wash sale |
Loss Not Allowed Indicator: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Proceeds from: | Box not checked |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):454526070 |
PROSPER FUNDING LLC | |
221 MAIN STREET SUITE 300 | |
SAN FRANCISCO, CA 94105-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL S LERMER | |
12042 LEDGEWOOD CIRCLE | |
FORT MYERS, FL 33913-0000 | |
| |
Submission Type: | Original document |
Account Number (Optional): | 840821 |
Date Sold or Disposed: | 04-21-2020 |
CUSIP Number: | 0000000000000 |
Gross Proceeds: | Nothing checked |
Bartering: | $0.00 |
Federal Income Tax Withheld: | $0.00 |
Proceeds: | $2.00 |
Aggregate Profit or (Loss): | $0.00 |
Realized Profit or (Loss): | $0.00 |
Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
Cost or Basis: | $0.00 |
Wash Sale Loss Disallowed: | $0.00 |
Accrued Market Discount Amount: | $0.00 |
Description: | 1122965-15 DEBTSALE |
Second Notice Indicator: | |
Date Acquired: | 10-03-2018 |
Noncovered Security Indicator: | Nothing checked |
Type of Gain or Loss Code: | Long-term |
Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is not being reported to the IRS wash sale |
Loss Not Allowed Indicator: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Proceeds from: | Box not checked |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):462538416 |
ACORNS SECURITIES LLC | |
5300 CALIFORNIA AVENUE | |
IRVINE, CA 92617-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL LERMER | |
12042 LEDGEWOOD CIRCLE | |
FORT MYERS, FL 33913-0000 | |
| |
Submission Type: | Original document |
Account Number (Optional): | WSC8143 |
Date Sold or Disposed: | 07-31-2020 |
CUSIP Number: | 922908751 |
Gross Proceeds: | Nothing checked |
Bartering: | $0.00 |
Federal Income Tax Withheld: | $0.00 |
Proceeds: | $127.00 |
Aggregate Profit or (Loss): | $0.00 |
Realized Profit or (Loss): | $0.00 |
Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
Cost or Basis: | $112.00 |
Wash Sale Loss Disallowed: | $1.00 |
Accrued Market Discount Amount: | $0.00 |
Description: | VANGUARD SMALL CAP ETF VB |
Second Notice Indicator: | |
Date Acquired: | 00-00-0000 |
Noncovered Security Indicator: | Nothing checked |
Type of Gain or Loss Code: | Short-term |
Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
Loss Not Allowed Indicator: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Proceeds from: | Box not checked |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):462538416 |
ACORNS SECURITIES LLC | |
5300 CALIFORNIA AVENUE | |
IRVINE, CA 92617-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL LERMER | |
12042 LEDGEWOOD CIRCLE | |
FORT MYERS, FL 33913-0000 | |
| |
Submission Type: | Original document |
Account Number (Optional): | WSC8144 |
Date Sold or Disposed: | 07-31-2020 |
CUSIP Number: | 921943858 |
Gross Proceeds: | Nothing checked |
Bartering: | $0.00 |
Federal Income Tax Withheld: | $0.00 |
Proceeds: | $125.00 |
Aggregate Profit or (Loss): | $0.00 |
Realized Profit or (Loss): | $0.00 |
Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
Cost or Basis: | $115.00 |
Wash Sale Loss Disallowed: | $1.00 |
Accrued Market Discount Amount: | $0.00 |
Description: | VANGUARD FTSE DEVELOPED MARKET |
Second Notice Indicator: | |
Date Acquired: | 00-00-0000 |
Noncovered Security Indicator: | Nothing checked |
Type of Gain or Loss Code: | Short-term |
Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
Loss Not Allowed Indicator: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Proceeds from: | Box not checked |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):462538416 |
ACORNS SECURITIES LLC | |
5300 CALIFORNIA AVENUE | |
IRVINE, CA 92617-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL LERMER | |
12042 LEDGEWOOD CIRCLE | |
FORT MYERS, FL 33913-0000 | |
| |
Submission Type: | Original document |
Account Number (Optional): | WSC8145 |
Date Sold or Disposed: | 02-03-2020 |
CUSIP Number: | 922908363 |
Gross Proceeds: | Nothing checked |
Bartering: | $0.00 |
Federal Income Tax Withheld: | $0.00 |
Proceeds: | $32.00 |
Aggregate Profit or (Loss): | $0.00 |
Realized Profit or (Loss): | $0.00 |
Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
Cost or Basis: | $32.00 |
Wash Sale Loss Disallowed: | $0.00 |
Accrued Market Discount Amount: | $0.00 |
Description: | LARGE COMPANY STOCKS VOO |
Second Notice Indicator: | |
Date Acquired: | 00-00-0000 |
Noncovered Security Indicator: | Nothing checked |
Type of Gain or Loss Code: | Short-term |
Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
Loss Not Allowed Indicator: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Proceeds from: | Box not checked |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):462538416 |
ACORNS SECURITIES LLC | |
5300 CALIFORNIA AVENUE | |
IRVINE, CA 92617-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL LERMER | |
12042 LEDGEWOOD CIRCLE | |
FORT MYERS, FL 33913-0000 | |
| |
Submission Type: | Original document |
Account Number (Optional): | WSC8146 |
Date Sold or Disposed: | 07-31-2020 |
CUSIP Number: | 922042858 |
Gross Proceeds: | Nothing checked |
Bartering: | $0.00 |
Federal Income Tax Withheld: | $0.00 |
Proceeds: | $63.00 |
Aggregate Profit or (Loss): | $0.00 |
Realized Profit or (Loss): | $0.00 |
Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
Cost or Basis: | $55.00 |
Wash Sale Loss Disallowed: | $0.00 |
Accrued Market Discount Amount: | $0.00 |
Description: | VANGUARD EMERGING MARKETS ETF |
Second Notice Indicator: | |
Date Acquired: | 00-00-0000 |
Noncovered Security Indicator: | Nothing checked |
Type of Gain or Loss Code: | Short-term |
Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
Loss Not Allowed Indicator: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Proceeds from: | Box not checked |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):462538416 |
ACORNS SECURITIES LLC | |
5300 CALIFORNIA AVENUE | |
IRVINE, CA 92617-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL LERMER | |
12042 LEDGEWOOD CIRCLE | |
FORT MYERS, FL 33913-0000 | |
| |
Submission Type: | Original document |
Account Number (Optional): | WSC8147 |
Date Sold or Disposed: | 07-31-2020 |
CUSIP Number: | 922908553 |
Gross Proceeds: | Nothing checked |
Bartering: | $0.00 |
Federal Income Tax Withheld: | $0.00 |
Proceeds: | $65.00 |
Aggregate Profit or (Loss): | $0.00 |
Realized Profit or (Loss): | $0.00 |
Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
Cost or Basis: | $62.00 |
Wash Sale Loss Disallowed: | $1.00 |
Accrued Market Discount Amount: | $0.00 |
Description: | VANGUARD REIT INDEX ETF VNQ |
Second Notice Indicator: | |
Date Acquired: | 00-00-0000 |
Noncovered Security Indicator: | Nothing checked |
Type of Gain or Loss Code: | Short-term |
Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
Loss Not Allowed Indicator: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Proceeds from: | Box not checked |
| |
Creditor:
| |
Creditor's Federal Identification Number (FIN):941347393 |
WELLS FARGO BANK, N.A. | |
P.O. BOX 3908 114 | |
PORTLAND, OR 97208-0000 | |
| |
Debtor:
| |
Debtor's Identification Number:
219-19-2163 |
MICHAEL S LERMER | |
510 SUDBROOK LANE | |
PIKESVILLE, MD 21208-0000 | |
| |
Submission Type: | Original document |
Account Number (Optional): | 54611000007750050736 |
Date Canceled: | 05-21-2020 |
Property Fair Market Value: | $0.00 |
Amount of Debt Discharged: | $3,820.00 |
Interest Forgiven Amount: | $0.00 |
Identifiable Event Code: | Creditor's debt collection Policy |
Debt Description: | INDIRECT AUTO LOAN 2003 MERCEDES-BENZ S |
Personal Liability Indicator: | Box checked-Personally Liable |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):236003107 |
COMMONWEALTH OF PA DEPT OF LABOR & IND | |
OFF. OF EMPLOYMENT SECURITY BMIS D-108 | |
7TH AND FORSTER STS | |
HARRISBURG, PA 17121-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
LERMERZ MICHAEL | |
12B HERITAGE COVE | |
PURVIS, MS 39475-0000 | |
| |
Submission Type: | Original document |
Account Number (Optional): | |
RTAA Payments: | $0.00 |
Tax Withheld: | $0.00 |
Taxable Grants: | $0.00 |
Unemployment Compensation: | $9,614.00 |
Agricultural Subsidies: | $0.00 |
Prior Year Refund: | $0.00 |
Market gain on Commodity Credit Corporation loans repaid: | $0.00 |
Year of Refund: | Not Set |
1099G Offset: | Not Refund, Credit, or Offset for Trade or Business |
Second TIN Notice: | |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):860862176 |
STATE OF NEVADA DEPARTMENT OF EMPLOYMENT | |
, TRAINING AND REHABILITATION EMPLOYMENT | |
500 E 3RD ST. | |
CARSON CITY, NV 89713-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
LERMERZ MICHAEL | |
6253 HALSTEAD CT | |
NORTH LAS VEGAS, NV 89081-6555 | |
| |
Submission Type: | Original document |
Account Number (Optional): | |
RTAA Payments: | $0.00 |
Tax Withheld: | $0.00 |
Taxable Grants: | $0.00 |
Unemployment Compensation: | $9,548.00 |
Agricultural Subsidies: | $0.00 |
Prior Year Refund: | $0.00 |
Market gain on Commodity Credit Corporation loans repaid: | $0.00 |
Year of Refund: | Not Set |
1099G Offset: | Not Refund, Credit, or Offset for Trade or Business |
Second TIN Notice: | |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):043523567 |
NATIONAL FINANCIAL SERVICES LLC | |
499 WASHINGTON BLVD | |
JERSEY CITY, NJ 07310-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL S LERMER | |
12042 LEDGEWOOD CIR | |
FORT MYERS, FL 33913-7904 | |
| |
Submission Type: | Original document |
Account Number (Optional): | DX78227121 |
Tax Withheld: | $0.00 |
Capital Gains: | $0.00 |
Non-Dividend Distribution: | $0.00 |
Cash Liquidation Distribution: | $0.00 |
Non-Cash Liquidation Distribution: | $0.00 |
Investment Expense: | $0.00 |
Ordinary Dividend: | $207.00 |
Collectibles (28%) Gain: | $0.00 |
Unrecaptured Section 1250 Gain: | $0.00 |
Section 1202 Gain: | $0.00 |
Foreign Tax Paid: | $0.00 |
Qualified Dividends: | $207.00 |
Section 199A REIT Dividends: | $0.00 |
Second Notice Indicator: | No Second Notice |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Exempt Interest Dividends: | $0.00 |
Specified Private Activity Bond Interest Dividend: | $0.00 |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):132967453 |
APEX CLEARING | |
ONE DALLAS CENTER | |
DALLAS, TX 75201-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL LERMER | |
12042 LEDGEWOOD CIRCLE | |
FORT MYERS, FL 33913-7904 | |
| |
Submission Type: | Original document |
Account Number (Optional): | 93756235 |
Tax Withheld: | $0.00 |
Capital Gains: | $0.00 |
Non-Dividend Distribution: | $0.00 |
Cash Liquidation Distribution: | $0.00 |
Non-Cash Liquidation Distribution: | $0.00 |
Investment Expense: | $0.00 |
Ordinary Dividend: | $12.00 |
Collectibles (28%) Gain: | $0.00 |
Unrecaptured Section 1250 Gain: | $0.00 |
Section 1202 Gain: | $0.00 |
Foreign Tax Paid: | $0.00 |
Qualified Dividends: | $9.00 |
Section 199A REIT Dividends: | $0.00 |
Second Notice Indicator: | No Second Notice |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Exempt Interest Dividends: | $1.00 |
Specified Private Activity Bond Interest Dividend: | $0.00 |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):462538416 |
ACORNS SECURITIES LLC | |
5300 CALIFORNIA AVENUE | |
IRVINE, CA 92617-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL LERMER | |
12042 LEDGEWOOD CIRCLE | |
FORT MYERS, FL 33913-0000 | |
| |
Submission Type: | Original document |
Account Number (Optional): | 00000282520802B1 |
Tax Withheld: | $0.00 |
Capital Gains: | $0.00 |
Non-Dividend Distribution: | $0.00 |
Cash Liquidation Distribution: | $0.00 |
Non-Cash Liquidation Distribution: | $0.00 |
Investment Expense: | $0.00 |
Ordinary Dividend: | $12.00 |
Collectibles (28%) Gain: | $0.00 |
Unrecaptured Section 1250 Gain: | $0.00 |
Section 1202 Gain: | $0.00 |
Foreign Tax Paid: | $0.00 |
Qualified Dividends: | $11.00 |
Section 199A REIT Dividends: | $0.00 |
Second Notice Indicator: | No Second Notice |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Exempt Interest Dividends: | $0.00 |
Specified Private Activity Bond Interest Dividend: | $0.00 |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):043523567 |
NATIONAL FINANCIAL SERVICES LLC | |
499 WASHINGTON BLVD | |
JERSEY CITY, NJ 07310-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL S LERMER | |
12042 LEDGEWOOD CIR | |
FORT MYERS, FL 33913-7904 | |
| |
Submission Type: | Original document |
Account Number (Optional): | IX78227121 |
Interest: | $0.00 |
Tax Withheld: | $0.00 |
Savings Bonds: | $0.00 |
Investment Expense: | $0.00 |
Interest Forfeiture: | $0.00 |
Foreign Tax Paid: | $0.00 |
Tax-Exempt Interest: | $0.00 |
Specified Private Activity Bond Interest: | $0.00 |
Market Discount: | $0.00 |
Bond Premium: | $0.00 |
Bond Premium on Tax Exempt Bond: | $0.00 |
Bond Premium on Treasury Obligations: | $0.00 |
Second Notice Indicator: | No Second Notice |
Foreign Country or US Possession: | |
CUSIP Number: | 315994103 |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):203196134 |
SALLIE MAE BANK | |
175 S WEST TEMPLE | |
SALT LAKE CITY, UT 84101-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
LERMER MICHAEL S | |
12042 LEDGEWOOD CIRCLE | |
FT MYERS, FL 33913-0000 | |
| |
Submission Type: | Original document |
Account Number (Optional): | 300100291587 |
Interest: | $0.00 |
Tax Withheld: | $0.00 |
Savings Bonds: | $0.00 |
Investment Expense: | $0.00 |
Interest Forfeiture: | $0.00 |
Foreign Tax Paid: | $0.00 |
Tax-Exempt Interest: | $0.00 |
Specified Private Activity Bond Interest: | $0.00 |
Market Discount: | $0.00 |
Bond Premium: | $0.00 |
Bond Premium on Tax Exempt Bond: | $0.00 |
Bond Premium on Treasury Obligations: | $0.00 |
Second Notice Indicator: | No Second Notice |
Foreign Country or US Possession: | |
CUSIP Number: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):203196134 |
SALLIE MAE BANK | |
175 S WEST TEMPLE | |
SALT LAKE CITY, UT 84101-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
LERMER MICHAEL S | |
12042 LEDGEWOOD CIRCLE | |
FT MYERS, FL 33913-0000 | |
| |
Submission Type: | Original document |
Account Number (Optional): | 300302388168 |
Interest: | $0.00 |
Tax Withheld: | $0.00 |
Savings Bonds: | $0.00 |
Investment Expense: | $0.00 |
Interest Forfeiture: | $0.00 |
Foreign Tax Paid: | $0.00 |
Tax-Exempt Interest: | $0.00 |
Specified Private Activity Bond Interest: | $0.00 |
Market Discount: | $0.00 |
Bond Premium: | $0.00 |
Bond Premium on Tax Exempt Bond: | $0.00 |
Bond Premium on Treasury Obligations: | $0.00 |
Second Notice Indicator: | No Second Notice |
Foreign Country or US Possession: | |
CUSIP Number: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):550755205 |
MVB BANK | |
CREDIT KARMA | |
301 VIRGINIA AVENUE | |
FAIRMONT, WV 26554-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL LERMER | |
12042 LEDGEWOOD CIR | |
FORT MYERS, FL 33913-0000 | |
| |
Submission Type: | Original document |
Account Number (Optional): | CUSTID:CID92-4195498 |
Interest: | $0.00 |
Tax Withheld: | $0.00 |
Savings Bonds: | $0.00 |
Investment Expense: | $0.00 |
Interest Forfeiture: | $0.00 |
Foreign Tax Paid: | $0.00 |
Tax-Exempt Interest: | $0.00 |
Specified Private Activity Bond Interest: | $0.00 |
Market Discount: | $0.00 |
Bond Premium: | $0.00 |
Bond Premium on Tax Exempt Bond: | $0.00 |
Bond Premium on Treasury Obligations: | $0.00 |
Second Notice Indicator: | No Second Notice |
Foreign Country or US Possession: | |
CUSIP Number: | |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):454526070 |
PROSPER FUNDING LLC | |
221 MAIN STREET SUITE 300 | |
SAN FRANCISCO, CA 94105-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
MICHAEL S LERMER | |
12042 LEDGEWOOD CIRCLE | |
FORT MYERS, FL 33913-0000 | |
| |
Submission Type: | Original document |
Account Number (Optional): | 840821 |
Interest: | $0.00 |
Tax Withheld: | $0.00 |
Tax Exempt OID: | $0.00 |
Investment Expenses: | $0.00 |
Interest Forfeiture: | $0.00 |
Original Issue Discount: | $41.00 |
Original Issue Discount on Treasury Obligations: | $0.00 |
Market Discount: | $0.00 |
Acquisition Premium: | $0.00 |
Bond Premium: | $0.00 |
Description: | ORIGINAL ISSUE DISCOUNT FOR 2020 |
FATCA Filing Requirement: | Box not checked no Filing Requirement |
Second Notice Indicator: | No Second Notice |
| |
Payer:
| |
Payer's Federal Identification Number (FIN):046568107 |
FIDELITY INVESTMENTS | |
100 MAGELLAN WAY KW1C | |
COVINGTON, KY 41015-0000 | |
| |
Recipient:
| |
Recipient's Identification Number:
219-19-2163 |
LERMER MICHAEL SCOT | |
12042 LEDGEWOOD CIRCLE | |
FORT MYERS, FL 33913-0000 | |
| |
Submission Type: | Original document |
Account Number (Optional): | 20210109032101417981 |
Distribution Code Value: | Early Distribution, no known exception (in most cases, under age 59 1/2) |
Distribution Code: | 1 |
Distribution Code Value: | Not significant |
Distribution Code: | Blank |
Tax Amount Undetermined Code: | Not checked |
Total Distribution Code: | Not checked |
First Year Roth Contribution: | 0000 |
SEP Indicator: | IRA/SEP/SIMP box not checked |
FATCA Indicator: | not FATCA |
Date of Payment for Reportable Death Benefits under Section 6050Y: | 00-00-0000 |
Tax Withheld: | $0.00 |
Total Employee Contributions: | $0.00 |
Unrealized Appreciation: | $0.00 |
Other Income: | $0.00 |
Gross Distribution: | $29,500.00 |
Taxable Amount: | $29,500.00 |
Eligible Capital Gains: | $0.00 |
Amount to IRR: | $0.00 |