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Wage and Income Transcript

Request Date: 10-24-2023
Response Date: 10-24-2023
Tracking Number: 105110422315

SSN Provided: 219-19-2163
Tax Period Requested: December, 2020

Form W-2 Wage and Tax Statement

Employer:

Employer Identification Number (EIN):232084784
COMCAST CC OF WILLOW GROVE
1701 JF KENNEDY BLVD 4
PHILADELPHIA, PA 19103-0000

Employee:

Employee's Social Security Number: 219-19-2163
MICHAEL S LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-0000

Submission Type:Original document
Wages, Tips and Other Compensation:$243,266.00
Federal Income Tax Withheld:$49,966.00
Social Security Wages:$137,700.00
Social Security Tax Withheld:$8,537.00
Medicare Wages and Tips:$253,302.00
Medicare Tax Withheld:$4,152.00
Social Security Tips:$0.00
Allocated Tips:$0.00
Dependent Care Benefits:$0.00
Deferred Compensation:$10,169.00
Code "Q" Nontaxable Combat Pay:$0.00
Code "W" Employer Contributions to a Health Savings Account:$0.00
Code "Y" Deferrals under a section 409A nonqualified Deferred Compensation plan:$0.00
Code "Z" Income under section 409A on a nonqualified Deferred Compensation plan:$0.00
Code "R" Employer's Contribution to MSA:$0.00
Code "S" Employer's Contribution to Simple Account:$0.00
Code "T" Expenses Incurred for Qualified Adoptions:$0.00
Code "V" Income from exercise of non-statutory stock options:$7,544.00
Code "AA" Designated Roth Contributions under a Section 401(k) Plan:$0.00
Code "BB" Designated Roth Contributions under a Section 403(b) Plan:$0.00
Code "DD" Cost of Employer-Sponsored Health Coverage:$14,036.00
Code "EE" Designated ROTH Contributions Under a Governmental Section 457(b) Plan:$0.00
Code "FF" Permitted benefits under a qualified small employer health reimbursement arrangement:$0.00
Code "GG" Income from Qualified Equity Grants Under Section 83(i):$0.00
Code "HH" Aggregate Deferrals Under Section 83(i) Elections as of the Close of the Calendar Year:$0.00
Third Party Sick Pay Indicator:Unanswered
Retirement Plan Indicator:Yes - retirement plan
Statutory Employee:Not Statutory Employee
W2 Submission Type:Original
W2 WHC SSN Validation Code:Correct SSN

Form 3922: Transfer of Stock Acquired Through an Employee Stock Purchase Plan Under Section 423(c)

Corporation:

Corporation's Federal Identification Number (FIN):270000798
COMCAST CORPORATION
1701 JFK BOULEVARD
PHILADELPHIA, PA 19103-0000

Employee:

Employee's Identification Number: 219-19-2163
LERMER MICHAEL S
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-0000

Submission Type:Original document
Account Number (Optional):JTADTH8XZZ
Exercise Price per Share:$29.00
Fair Market Value per Share on Exercise Date:$34.00
Fair Market Value per Share on Grant Date:$45.00
Exercise price per share determined as if the option was exercised on the date shown in box 1:$38.00
Date Option Exercised:03-31-2020
Date Option Granted:01-02-2020
Number of Shares Transferred:0000000000085
Date Legal Title Transferred:03-31-2020

Form 3922: Transfer of Stock Acquired Through an Employee Stock Purchase Plan Under Section 423(c)

Corporation:

Corporation's Federal Identification Number (FIN):270000798
COMCAST CORPORATION
1701 JFK BOULEVARD
PHILADELPHIA, PA 19103-0000

Employee:

Employee's Identification Number: 219-19-2163
LERMER MICHAEL S
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-0000

Submission Type:Original document
Account Number (Optional):JW9PMW8NJP
Exercise Price per Share:$27.00
Fair Market Value per Share on Exercise Date:$38.00
Fair Market Value per Share on Grant Date:$32.00
Exercise price per share determined as if the option was exercised on the date shown in box 1:$27.00
Date Option Exercised:06-30-2020
Date Option Granted:04-01-2020
Number of Shares Transferred:0000000000026
Date Legal Title Transferred:06-30-2020

Form 3922: Transfer of Stock Acquired Through an Employee Stock Purchase Plan Under Section 423(c)

Corporation:

Corporation's Federal Identification Number (FIN):270000798
COMCAST CORPORATION
1701 JFK BOULEVARD
PHILADELPHIA, PA 19103-0000

Employee:

Employee's Identification Number: 219-19-2163
LERMER MICHAEL S
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-0000

Submission Type:Original document
Account Number (Optional):JZGF8O2OP1
Exercise Price per Share:$33.00
Fair Market Value per Share on Exercise Date:$46.00
Fair Market Value per Share on Grant Date:$39.00
Exercise price per share determined as if the option was exercised on the date shown in box 1:$33.00
Date Option Exercised:09-30-2020
Date Option Granted:07-01-2020
Number of Shares Transferred:0000000000013
Date Legal Title Transferred:09-30-2020

Form 3922: Transfer of Stock Acquired Through an Employee Stock Purchase Plan Under Section 423(c)

Corporation:

Corporation's Federal Identification Number (FIN):270000798
COMCAST CORPORATION
1701 JFK BOULEVARD
PHILADELPHIA, PA 19103-0000

Employee:

Employee's Identification Number: 219-19-2163
LERMER MICHAEL S
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-0000

Submission Type:Original document
Account Number (Optional):KP5RVJ7A4Q
Exercise Price per Share:$39.00
Fair Market Value per Share on Exercise Date:$52.00
Fair Market Value per Share on Grant Date:$46.00
Exercise price per share determined as if the option was exercised on the date shown in box 1:$39.00
Date Option Exercised:12-31-2020
Date Option Granted:10-01-2020
Number of Shares Transferred:0000000000013
Date Legal Title Transferred:12-31-2020

Form 5498 SA

Trustee:

Trustee's Federal Identification Number (FIN):941687665
BANK OF AMERICA, N.A.
C/O HEALTH ACCOUNT SERVICES
PO BOX 2203
FARGO, ND 58108-0000

Participant:

Participant's Identification Number: 219-19-2163
MICHAEL LERMER
16081 VIA SOLERA CIR APT 104 104
FORT MYERS, FL 33908-3776

Submission Type:Original document
Account Number (Optional):K6301000000067399976
MSA Contributions:$0.00
Current Contributions:$0.00
Future Contributions:$0.00
Rollover MSA Contributions:$0.00
MSA Fair Market Value:$295.00
HSA Indicator:HSA Box Checked
Archer MSA Indicator:Archer MSA Box Not Checked
MA MSA Indicator:Not Checked

Form 5498 Individual Retirement Arrangement Contribution Information

Trustee:

Trustee/Issuer's Federal Identification Number (FIN):043523567
NATIONAL FINANCIAL SERVICES LLC
499 WASHINGTON BLVD
JERSEY CITY, NJ 07310-0000

Participant:

Participant's Identification Number: 219-19-2163
MICHAEL S LERMER
12042 LEDGEWOOD CIR
FORT MYERS, FL 33913-7904

Submission Type:Original document
Account Number (Optional):L220486894001
IRA Contributions:$0.00
Rollover Contributions:$0.00
Roth Conversion Amount:$0.00
Recharacterized Contributions:$0.00
Fair Market Value of Account:$55.00
Life Insurance Cost Included in Box 1:$0.00
SEP Code:Not Checked
IRA Code:Checked
Simple Code:Not Checked
Roth IRA Code:Not Checked
RMD For Subsequent Year:RMD box not checked
RMD Date:00-00-0000
Year:
Postponed Contribution Code:
Repayments Code:
Fair Market Value of certain specified assets:N/A
SEP Contributions:$0.00
SIMPLE Contributions:$0.00
Roth IRA Contributions:$0.00
Required Minimum Distribution Amount:$0.00
Postponed Contributions:$0.00
Repayment of a qualified reservist distribution or federally designated disaster withdrawal repayment:$0.00
Fair Market Value of Certain Specified Assets:$0.00

Form 5498 Individual Retirement Arrangement Contribution Information

Trustee:

Trustee/Issuer's Federal Identification Number (FIN):043685560
E*TRADE SECURITIES
PO BOX 484
JERSEY CITY, NJ 07303-0484

Participant:

Participant's Identification Number: 219-19-2163
MICHAEL S LERMER
12042 LEDGEWOOD CIR
FORT MYERS, FL 33913-0000

Submission Type:Original document
Account Number (Optional):40496342846610052
IRA Contributions:$0.00
Rollover Contributions:$0.00
Roth Conversion Amount:$0.00
Recharacterized Contributions:$0.00
Fair Market Value of Account:$79.00
Life Insurance Cost Included in Box 1:$0.00
SEP Code:Not Checked
IRA Code:Checked
Simple Code:Not Checked
Roth IRA Code:Not Checked
RMD For Subsequent Year:RMD box not checked
RMD Date:00-00-0000
Year:
Postponed Contribution Code:
Repayments Code:
Fair Market Value of certain specified assets:N/A
SEP Contributions:$0.00
SIMPLE Contributions:$0.00
Roth IRA Contributions:$0.00
Required Minimum Distribution Amount:$0.00
Postponed Contributions:$0.00
Repayment of a qualified reservist distribution or federally designated disaster withdrawal repayment:$0.00
Fair Market Value of Certain Specified Assets:$0.00

Form 5498 Individual Retirement Arrangement Contribution Information

Trustee:

Trustee/Issuer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Participant:

Participant's Identification Number: 219-19-2163
MICHAEL LERMER
APEX C F TRADITIONAL IRA
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-7904

Submission Type:Original document
Account Number (Optional):5TG18013
IRA Contributions:$570.00
Rollover Contributions:$0.00
Roth Conversion Amount:$0.00
Recharacterized Contributions:$0.00
Fair Market Value of Account:$627.00
Life Insurance Cost Included in Box 1:$0.00
SEP Code:Not Checked
IRA Code:Checked
Simple Code:Not Checked
Roth IRA Code:Not Checked
RMD For Subsequent Year:RMD box not checked
RMD Date:00-00-0000
Year:
Postponed Contribution Code:
Repayments Code:
Fair Market Value of certain specified assets:N/A
SEP Contributions:$0.00
SIMPLE Contributions:$0.00
Roth IRA Contributions:$0.00
Required Minimum Distribution Amount:$0.00
Postponed Contributions:$0.00
Repayment of a qualified reservist distribution or federally designated disaster withdrawal repayment:$0.00
Fair Market Value of Certain Specified Assets:$0.00

Form 5498 Individual Retirement Arrangement Contribution Information

Trustee:

Trustee/Issuer's Federal Identification Number (FIN):262627205
FORGE TRUST CO.
PO BOX 7080
SAN CARLOS, CA 94070-7080

Participant:

Participant's Identification Number: 219-19-2163
LERMER, MICHAEL
3040 OASIS GRAND BLVD
FORT MYERS, FL 33916-0000

Submission Type:Original document
Account Number (Optional):ALN3708047-1
IRA Contributions:$540.00
Rollover Contributions:$0.00
Roth Conversion Amount:$0.00
Recharacterized Contributions:$0.00
Fair Market Value of Account:$540.00
Life Insurance Cost Included in Box 1:$0.00
SEP Code:Not Checked
IRA Code:Checked
Simple Code:Not Checked
Roth IRA Code:Not Checked
RMD For Subsequent Year:RMD box not checked
RMD Date:00-00-0000
Year:
Postponed Contribution Code:
Repayments Code:
Fair Market Value of certain specified assets:N/A
SEP Contributions:$0.00
SIMPLE Contributions:$0.00
Roth IRA Contributions:$0.00
Required Minimum Distribution Amount:$0.00
Postponed Contributions:$0.00
Repayment of a qualified reservist distribution or federally designated disaster withdrawal repayment:$0.00
Fair Market Value of Certain Specified Assets:$0.00

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):043523567
NATIONAL FINANCIAL SERVICES LLC
499 WASHINGTON BLVD
JERSEY CITY, NJ 07310-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
12042 LEDGEWOOD CIR
FORT MYERS, FL 33913-7904

Submission Type:Original document
Account Number (Optional):BX78227121JUEMNR84ML
Date Sold or Disposed:06-01-2020
CUSIP Number:20030N101
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$38.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:COMCAST CORP
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Noncovered Security Basis not reported to IRS
Type of Gain or Loss Code:
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is not being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):043523567
NATIONAL FINANCIAL SERVICES LLC
499 WASHINGTON BLVD
JERSEY CITY, NJ 07310-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
12042 LEDGEWOOD CIR
FORT MYERS, FL 33913-7904

Submission Type:Original document
Account Number (Optional):BX78227121JUEMNR84NL
Date Sold or Disposed:06-01-2020
CUSIP Number:20030N101
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$2,217.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:COMCAST CORP
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Noncovered Security Basis not reported to IRS
Type of Gain or Loss Code:
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is not being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):043523567
NATIONAL FINANCIAL SERVICES LLC
499 WASHINGTON BLVD
JERSEY CITY, NJ 07310-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
12042 LEDGEWOOD CIR
FORT MYERS, FL 33913-7904

Submission Type:Original document
Account Number (Optional):BX78227121JUEMNR84NW
Date Sold or Disposed:06-01-2020
CUSIP Number:20030N101
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$221.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:COMCAST CORP
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Noncovered Security Basis not reported to IRS
Type of Gain or Loss Code:
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is not being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):043523567
NATIONAL FINANCIAL SERVICES LLC
499 WASHINGTON BLVD
JERSEY CITY, NJ 07310-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
12042 LEDGEWOOD CIR
FORT MYERS, FL 33913-7904

Submission Type:Original document
Account Number (Optional):BX78227121JUEMNR84N4
Date Sold or Disposed:06-01-2020
CUSIP Number:20030N101
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$990.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:COMCAST CORP
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Noncovered Security Basis not reported to IRS
Type of Gain or Loss Code:
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is not being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):043523567
NATIONAL FINANCIAL SERVICES LLC
499 WASHINGTON BLVD
JERSEY CITY, NJ 07310-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
12042 LEDGEWOOD CIR
FORT MYERS, FL 33913-7904

Submission Type:Original document
Account Number (Optional):BX78227121JUEMNR8479
Date Sold or Disposed:06-01-2020
CUSIP Number:20030N101
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$493.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$363.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:COMCAST CORP
Second Notice Indicator:
Date Acquired:03-29-2019
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Long-term
Applicable Check Box on Form 8949:Long term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):043523567
NATIONAL FINANCIAL SERVICES LLC
499 WASHINGTON BLVD
JERSEY CITY, NJ 07310-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
12042 LEDGEWOOD CIR
FORT MYERS, FL 33913-7904

Submission Type:Original document
Account Number (Optional):BX78227121JUNICBWQQH
Date Sold or Disposed:06-08-2020
CUSIP Number:20030N101
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$1,683.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:COMCAST CORP
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Noncovered Security Basis not reported to IRS
Type of Gain or Loss Code:
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is not being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):043523567
NATIONAL FINANCIAL SERVICES LLC
499 WASHINGTON BLVD
JERSEY CITY, NJ 07310-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
12042 LEDGEWOOD CIR
FORT MYERS, FL 33913-7904

Submission Type:Original document
Account Number (Optional):BX78227121JXMY1VEUYD
Date Sold or Disposed:08-31-2020
CUSIP Number:20030N101
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$597.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:COMCAST CORP
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Noncovered Security Basis not reported to IRS
Type of Gain or Loss Code:
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is not being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):043523567
NATIONAL FINANCIAL SERVICES LLC
499 WASHINGTON BLVD
JERSEY CITY, NJ 07310-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
12042 LEDGEWOOD CIR
FORT MYERS, FL 33913-7904

Submission Type:Original document
Account Number (Optional):BX78227121JXMY1VEUZF
Date Sold or Disposed:08-31-2020
CUSIP Number:20030N101
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$2,049.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:COMCAST CORP
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Noncovered Security Basis not reported to IRS
Type of Gain or Loss Code:
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is not being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):043523567
NATIONAL FINANCIAL SERVICES LLC
499 WASHINGTON BLVD
JERSEY CITY, NJ 07310-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
12042 LEDGEWOOD CIR
FORT MYERS, FL 33913-7904

Submission Type:Original document
Account Number (Optional):BX78227121JXMY1VEUZS
Date Sold or Disposed:08-31-2020
CUSIP Number:20030N101
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$694.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:COMCAST CORP
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Noncovered Security Basis not reported to IRS
Type of Gain or Loss Code:
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is not being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):043523567
NATIONAL FINANCIAL SERVICES LLC
499 WASHINGTON BLVD
JERSEY CITY, NJ 07310-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
12042 LEDGEWOOD CIR
FORT MYERS, FL 33913-7904

Submission Type:Original document
Account Number (Optional):BX78227121JYQ9IJ9JNM
Date Sold or Disposed:10-01-2020
CUSIP Number:20030N101
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$1,771.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:COMCAST CORP
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Noncovered Security Basis not reported to IRS
Type of Gain or Loss Code:
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is not being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):043523567
NATIONAL FINANCIAL SERVICES LLC
499 WASHINGTON BLVD
JERSEY CITY, NJ 07310-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
12042 LEDGEWOOD CIR
FORT MYERS, FL 33913-7904

Submission Type:Original document
Account Number (Optional):BX78227121JYQ9IJ9JOH
Date Sold or Disposed:10-01-2020
CUSIP Number:20030N101
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$534.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:COMCAST CORP
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Noncovered Security Basis not reported to IRS
Type of Gain or Loss Code:
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is not being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):043523567
NATIONAL FINANCIAL SERVICES LLC
499 WASHINGTON BLVD
JERSEY CITY, NJ 07310-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
12042 LEDGEWOOD CIR
FORT MYERS, FL 33913-7904

Submission Type:Original document
Account Number (Optional):BX78227121JZNG5B2OUT
Date Sold or Disposed:10-27-2020
CUSIP Number:20030N101
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$1,467.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:COMCAST CORP
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Noncovered Security Basis not reported to IRS
Type of Gain or Loss Code:
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is not being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):043523567
NATIONAL FINANCIAL SERVICES LLC
499 WASHINGTON BLVD
JERSEY CITY, NJ 07310-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
12042 LEDGEWOOD CIR
FORT MYERS, FL 33913-7904

Submission Type:Original document
Account Number (Optional):BX78227121JZNG5B2OVT
Date Sold or Disposed:10-27-2020
CUSIP Number:20030N101
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$17.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:COMCAST CORP
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Noncovered Security Basis not reported to IRS
Type of Gain or Loss Code:
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is not being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):043523567
NATIONAL FINANCIAL SERVICES LLC
499 WASHINGTON BLVD
JERSEY CITY, NJ 07310-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
12042 LEDGEWOOD CIR
FORT MYERS, FL 33913-7904

Submission Type:Original document
Account Number (Optional):BX78227121JZWCS48WSG
Date Sold or Disposed:11-03-2020
CUSIP Number:20030N101
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$967.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:COMCAST CORP
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Noncovered Security Basis not reported to IRS
Type of Gain or Loss Code:
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is not being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):043523567
NATIONAL FINANCIAL SERVICES LLC
499 WASHINGTON BLVD
JERSEY CITY, NJ 07310-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
12042 LEDGEWOOD CIR
FORT MYERS, FL 33913-7904

Submission Type:Original document
Account Number (Optional):BX78227121JZWCS48X8M
Date Sold or Disposed:11-03-2020
CUSIP Number:20030N101
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$17.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:COMCAST CORP
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Noncovered Security Basis not reported to IRS
Type of Gain or Loss Code:
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is not being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):043523567
NATIONAL FINANCIAL SERVICES LLC
499 WASHINGTON BLVD
JERSEY CITY, NJ 07310-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
12042 LEDGEWOOD CIR
FORT MYERS, FL 33913-7904

Submission Type:Original document
Account Number (Optional):BX78227121K0R09AZ158
Date Sold or Disposed:11-27-2020
CUSIP Number:20030N101
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$30.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:COMCAST CORP
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Noncovered Security Basis not reported to IRS
Type of Gain or Loss Code:
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is not being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):043523567
NATIONAL FINANCIAL SERVICES LLC
499 WASHINGTON BLVD
JERSEY CITY, NJ 07310-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
12042 LEDGEWOOD CIR
FORT MYERS, FL 33913-7904

Submission Type:Original document
Account Number (Optional):BX78227121K0R09AZ19U
Date Sold or Disposed:11-27-2020
CUSIP Number:20030N101
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$5,166.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$2,954.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:COMCAST CORP
Second Notice Indicator:
Date Acquired:11-25-2020
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):043523567
NATIONAL FINANCIAL SERVICES LLC
499 WASHINGTON BLVD
JERSEY CITY, NJ 07310-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
12042 LEDGEWOOD CIR
FORT MYERS, FL 33913-7904

Submission Type:Original document
Account Number (Optional):BX78227121K06N2D8LIX
Date Sold or Disposed:11-11-2020
CUSIP Number:20030N101
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$941.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:COMCAST CORP
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Noncovered Security Basis not reported to IRS
Type of Gain or Loss Code:
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is not being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):043523567
NATIONAL FINANCIAL SERVICES LLC
499 WASHINGTON BLVD
JERSEY CITY, NJ 07310-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
12042 LEDGEWOOD CIR
FORT MYERS, FL 33913-7904

Submission Type:Original document
Account Number (Optional):BX78227121K1HY2ZYDTS
Date Sold or Disposed:12-18-2020
CUSIP Number:20030N101
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$1,668.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:COMCAST CORP
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Noncovered Security Basis not reported to IRS
Type of Gain or Loss Code:
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is not being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):043523567
NATIONAL FINANCIAL SERVICES LLC
499 WASHINGTON BLVD
JERSEY CITY, NJ 07310-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
12042 LEDGEWOOD CIR
FORT MYERS, FL 33913-7904

Submission Type:Original document
Account Number (Optional):BX78227121K18XHLKBDH
Date Sold or Disposed:12-11-2020
CUSIP Number:20030N101
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$587.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$344.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:COMCAST CORP
Second Notice Indicator:
Date Acquired:11-25-2020
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):043523567
NATIONAL FINANCIAL SERVICES LLC
499 WASHINGTON BLVD
JERSEY CITY, NJ 07310-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
12042 LEDGEWOOD CIR
FORT MYERS, FL 33913-7904

Submission Type:Original document
Account Number (Optional):BX78227121K18XHLKBKB
Date Sold or Disposed:12-11-2020
CUSIP Number:20030N101
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$1,946.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:COMCAST CORP
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Noncovered Security Basis not reported to IRS
Type of Gain or Loss Code:
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is not being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-7904

Submission Type:Original document
Account Number (Optional):93756185
Date Sold or Disposed:02-07-2020
CUSIP Number:464288414
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$13.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$13.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.12092 ISHARES TRUST
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-7904

Submission Type:Original document
Account Number (Optional):93756186
Date Sold or Disposed:02-07-2020
CUSIP Number:464288414
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$0.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.00201 ISHARES TRUST
Second Notice Indicator:
Date Acquired:12-30-2019
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Long-term
Applicable Check Box on Form 8949:Long term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-7904

Submission Type:Original document
Account Number (Optional):93756187
Date Sold or Disposed:02-07-2020
CUSIP Number:886364207
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$56.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$53.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:4.81038 TIDAL ETF TRUST
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-7904

Submission Type:Original document
Account Number (Optional):93756188
Date Sold or Disposed:02-07-2020
CUSIP Number:886364306
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$6.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$6.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.60420 TIDAL ETF TRUST
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-7904

Submission Type:Original document
Account Number (Optional):93756189
Date Sold or Disposed:02-07-2020
CUSIP Number:921937827
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$6.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$6.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.08611 VANGUARD SHORT TERM BOND ETF
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-7904

Submission Type:Original document
Account Number (Optional):93756190
Date Sold or Disposed:02-07-2020
CUSIP Number:921937827
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$0.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.00143 VANGUARD SHORT TERM BOND ETF
Second Notice Indicator:
Date Acquired:12-30-2019
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Long-term
Applicable Check Box on Form 8949:Long term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-7904

Submission Type:Original document
Account Number (Optional):93756191
Date Sold or Disposed:02-07-2020
CUSIP Number:922908751
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$3.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$3.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.01949 VANGUARD INDEX FUNDS
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-7904

Submission Type:Original document
Account Number (Optional):93756192
Date Sold or Disposed:02-07-2020
CUSIP Number:922042858
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$7.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$7.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.18208 VANGUARD FTSE EMERGING MARKETS
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-7904

Submission Type:Original document
Account Number (Optional):93756193
Date Sold or Disposed:02-07-2020
CUSIP Number:921943858
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$23.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$22.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.52650 VANGUARD FTSE DEVELOPED
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-7904

Submission Type:Original document
Account Number (Optional):93756194
Date Sold or Disposed:02-07-2020
CUSIP Number:922020805
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$1.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$1.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.02358 VANGUARD SHORT TERM INFLATION
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-7904

Submission Type:Original document
Account Number (Optional):93756195
Date Sold or Disposed:02-07-2020
CUSIP Number:922020805
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$0.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.00039 VANGUARD SHORT TERM INFLATION
Second Notice Indicator:
Date Acquired:12-30-2019
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Long-term
Applicable Check Box on Form 8949:Long term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-7904

Submission Type:Original document
Account Number (Optional):93756196
Date Sold or Disposed:02-07-2020
CUSIP Number:92189H409
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$1.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$1.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.01818 VANECK VECTORS ETF TRUST
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
11758 ROSALINDA CT
FORT MYERS, FL 33912-8997

Submission Type:Original document
Account Number (Optional):35529133
Date Sold or Disposed:12-18-2020
CUSIP Number:023135106
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$528.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$523.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.16503 AMAZON.COM INC
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
11758 ROSALINDA CT
FORT MYERS, FL 33912-8997

Submission Type:Original document
Account Number (Optional):35529134
Date Sold or Disposed:02-03-2020
CUSIP Number:037833100
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$69.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$60.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.22463 APPLE INC
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
11758 ROSALINDA CT
FORT MYERS, FL 33912-8997

Submission Type:Original document
Account Number (Optional):35529136
Date Sold or Disposed:07-17-2020
CUSIP Number:08862E109
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$30.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$21.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.24096 BEYOND MEAT INC
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
11758 ROSALINDA CT
FORT MYERS, FL 33912-8997

Submission Type:Original document
Account Number (Optional):35529137
Date Sold or Disposed:07-08-2020
CUSIP Number:247361702
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$23.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$20.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.87688 DELTA AIR LINES INC DEL
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
11758 ROSALINDA CT
FORT MYERS, FL 33912-8997

Submission Type:Original document
Account Number (Optional):35529138
Date Sold or Disposed:12-15-2020
CUSIP Number:265504100
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$0.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.00237 DUNKIN BRANDS GROUP INC
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
11758 ROSALINDA CT
FORT MYERS, FL 33912-8997

Submission Type:Original document
Account Number (Optional):35529139
Date Sold or Disposed:12-15-2020
CUSIP Number:265504100
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$0.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.00558 DUNKIN BRANDS GROUP INC
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Long-term
Applicable Check Box on Form 8949:Long term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
11758 ROSALINDA CT
FORT MYERS, FL 33912-8997

Submission Type:Original document
Account Number (Optional):35529140
Date Sold or Disposed:07-15-2020
CUSIP Number:345370860
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$47.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$36.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:7.22350 FORD MOTOR CO
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
11758 ROSALINDA CT
FORT MYERS, FL 33912-8997

Submission Type:Original document
Account Number (Optional):35529141
Date Sold or Disposed:07-08-2020
CUSIP Number:369604103
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$51.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$50.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:7.57114 GENERAL ELECTRIC COMPANY
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
11758 ROSALINDA CT
FORT MYERS, FL 33912-8997

Submission Type:Original document
Account Number (Optional):35529142
Date Sold or Disposed:02-03-2020
CUSIP Number:464287200
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$49.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$47.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.15073 ISHARES CORE S&P 500 ETF
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
11758 ROSALINDA CT
FORT MYERS, FL 33912-8997

Submission Type:Original document
Account Number (Optional):35529143
Date Sold or Disposed:02-03-2020
CUSIP Number:464289867
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$32.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$31.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.67570 ISHARES CORE GROWTH ALLOCATION
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
11758 ROSALINDA CT
FORT MYERS, FL 33912-8997

Submission Type:Original document
Account Number (Optional):35529159
Date Sold or Disposed:07-09-2020
CUSIP Number:464289867
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$93.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$86.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:1.98979 ISHARES CORE GROWTH ALLOCATION
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
11758 ROSALINDA CT
FORT MYERS, FL 33912-8997

Submission Type:Original document
Account Number (Optional):35529161
Date Sold or Disposed:07-08-2020
CUSIP Number:594918104
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$25.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$21.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.12186 MICROSOFT CORP
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
11758 ROSALINDA CT
FORT MYERS, FL 33912-8997

Submission Type:Original document
Account Number (Optional):35529166
Date Sold or Disposed:02-03-2020
CUSIP Number:92204A405
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$64.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$63.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.85527 VANGUARD SECTOR INDEX FDS
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
11758 ROSALINDA CT
FORT MYERS, FL 33912-8997

Submission Type:Original document
Account Number (Optional):35529167
Date Sold or Disposed:02-03-2020
CUSIP Number:922042742
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$212.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$200.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:2.64475 VANGUARD INTL EQUITY INDEX FD
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
11758 ROSALINDA CT
FORT MYERS, FL 33912-8997

Submission Type:Original document
Account Number (Optional):35529168
Date Sold or Disposed:07-15-2020
CUSIP Number:922042742
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$6.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$5.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.08304 VANGUARD INTL EQUITY INDEX FD
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
11758 ROSALINDA CT
FORT MYERS, FL 33912-8997

Submission Type:Original document
Account Number (Optional):35529169
Date Sold or Disposed:07-09-2020
CUSIP Number:931427108
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$10.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$11.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.26207 WALGREEN BOOTS ALLIANCE INC
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
11758 ROSALINDA CT
FORT MYERS, FL 33912-8997

Submission Type:Original document
Account Number (Optional):35529170
Date Sold or Disposed:02-03-2020
CUSIP Number:931142103
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$105.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$105.00
Wash Sale Loss Disallowed:$1.00
Accrued Market Discount Amount:$0.00
Description:0.92113 WALMART INC
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
11758 ROSALINDA CT
FORT MYERS, FL 33912-8997

Submission Type:Original document
Account Number (Optional):35529171
Date Sold or Disposed:07-09-2020
CUSIP Number:931142103
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$115.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$105.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.91083 WALMART INC
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-7904

Submission Type:Original document
Account Number (Optional):94891187
Date Sold or Disposed:11-11-2020
CUSIP Number:410345102
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$13.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$9.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:1 HANESBRANDS INC
Second Notice Indicator:
Date Acquired:04-17-2020
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-7904

Submission Type:Original document
Account Number (Optional):17024963
Date Sold or Disposed:06-23-2020
CUSIP Number:023135106
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$41.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$34.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.01495 AMAZON.COM INC
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-7904

Submission Type:Original document
Account Number (Optional):17024966
Date Sold or Disposed:08-27-2020
CUSIP Number:02376R102
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$413.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$519.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:31.00000 AMERICAN AIRLINES GROUP INC
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-7904

Submission Type:Original document
Account Number (Optional):17024969
Date Sold or Disposed:08-28-2020
CUSIP Number:02376R102
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$6.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$4.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.44876 AMERICAN AIRLINES GROUP INC
Second Notice Indicator:
Date Acquired:05-15-2020
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-7904

Submission Type:Original document
Account Number (Optional):17024972
Date Sold or Disposed:08-19-2020
CUSIP Number:01609W102
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$1,824.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$1,817.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:7 ***ALIBABA GROUP HOLDING LTD SPONSO
Second Notice Indicator:
Date Acquired:08-18-2020
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-7904

Submission Type:Original document
Account Number (Optional):17024974
Date Sold or Disposed:11-09-2020
CUSIP Number:05156X884
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$217.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$212.00
Wash Sale Loss Disallowed:$41.00
Accrued Market Discount Amount:$0.00
Description:20.00000 ***AURORA CANNABIS INC
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-7904

Submission Type:Original document
Account Number (Optional):17024975
Date Sold or Disposed:12-16-2020
CUSIP Number:05156X884
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$2.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$1.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.3 ***AURORA CANNABIS INC COM
Second Notice Indicator:
Date Acquired:10-07-2020
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-7904

Submission Type:Original document
Account Number (Optional):17024977
Date Sold or Disposed:12-16-2020
CUSIP Number:05156X884
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$0.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.03778 ***AURORA CANNABIS INC
Second Notice Indicator:
Date Acquired:10-07-2020
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-7904

Submission Type:Original document
Account Number (Optional):17024979
Date Sold or Disposed:12-16-2020
CUSIP Number:05156X884
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$100.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$130.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:10.00000 ***AURORA CANNABIS INC
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-7904

Submission Type:Original document
Account Number (Optional):17024982
Date Sold or Disposed:08-07-2020
CUSIP Number:011659109
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$727.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$740.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:20 ALASKA AIR GROUP INC
Second Notice Indicator:
Date Acquired:07-17-2020
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-7904

Submission Type:Original document
Account Number (Optional):17024986
Date Sold or Disposed:08-26-2020
CUSIP Number:084670702
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$1,503.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$1,431.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:7.00000 BERKSHIRE HATHAWAY INC DEL
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-7904

Submission Type:Original document
Account Number (Optional):17024997
Date Sold or Disposed:09-08-2020
CUSIP Number:084670702
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$216.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$202.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:1.00000 BERKSHIRE HATHAWAY INC DEL
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-7904

Submission Type:Original document
Account Number (Optional):17024998
Date Sold or Disposed:12-09-2020
CUSIP Number:084670702
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$227.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$211.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:1.00000 BERKSHIRE HATHAWAY INC DEL
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-7904

Submission Type:Original document
Account Number (Optional):17024999
Date Sold or Disposed:12-18-2020
CUSIP Number:084670702
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$4.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$4.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.02193 BERKSHIRE HATHAWAY INC DEL
Second Notice Indicator:
Date Acquired:07-17-2020
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-7904

Submission Type:Original document
Account Number (Optional):17025001
Date Sold or Disposed:06-16-2020
CUSIP Number:08862E109
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$11.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$10.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.07560 BEYOND MEAT INC
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-7904

Submission Type:Original document
Account Number (Optional):17025005
Date Sold or Disposed:07-16-2020
CUSIP Number:14365C103
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$131.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$131.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:10 ***CARNIVAL PLC AMERI
Second Notice Indicator:
Date Acquired:07-16-2020
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-7904

Submission Type:Original document
Account Number (Optional):17025007
Date Sold or Disposed:12-28-2020
CUSIP Number:14888U101
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$200.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$276.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:57 CATALYST PHARMACEUTICALS INC
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-7904

Submission Type:Original document
Account Number (Optional):17025010
Date Sold or Disposed:07-07-2020
CUSIP Number:172967424
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$14.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$15.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.28724 CITIGROUP INC
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-7904

Submission Type:Original document
Account Number (Optional):17025012
Date Sold or Disposed:08-10-2020
CUSIP Number:12769G100
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$384.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$381.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:10 CAESARS ENTERTAINMENT INC COMMO
Second Notice Indicator:
Date Acquired:07-17-2020
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-7904

Submission Type:Original document
Account Number (Optional):17025015
Date Sold or Disposed:06-04-2020
CUSIP Number:191216100
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$9.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$9.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.19891 COCA COLA COMPANY
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-7904

Submission Type:Original document
Account Number (Optional):17025020
Date Sold or Disposed:08-17-2020
CUSIP Number:247361702
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$1,483.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$1,478.00
Wash Sale Loss Disallowed:$78.00
Accrued Market Discount Amount:$0.00
Description:53.00000 DELTA AIR LINES INC DEL
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-7904

Submission Type:Original document
Account Number (Optional):17025044
Date Sold or Disposed:08-25-2020
CUSIP Number:247361702
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$829.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$854.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:28.00000 DELTA AIR LINES INC DEL
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-7904

Submission Type:Original document
Account Number (Optional):17025050
Date Sold or Disposed:08-28-2020
CUSIP Number:247361702
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$3.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$1.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.09928 DELTA AIR LINES INC DEL
Second Notice Indicator:
Date Acquired:05-15-2020
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-7904

Submission Type:Original document
Account Number (Optional):17025054
Date Sold or Disposed:10-26-2020
CUSIP Number:23306J101
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$50.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$50.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:33 ***DBV TECHNOLOGIES S A AMERI
Second Notice Indicator:
Date Acquired:10-26-2020
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-7904

Submission Type:Original document
Account Number (Optional):17025056
Date Sold or Disposed:11-12-2020
CUSIP Number:254687106
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$135.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$132.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:1.00000 WALT DISNEY CO
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-7904

Submission Type:Original document
Account Number (Optional):17025057
Date Sold or Disposed:12-09-2020
CUSIP Number:254687106
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$154.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$133.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:1.00000 WALT DISNEY CO
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-7904

Submission Type:Original document
Account Number (Optional):17025059
Date Sold or Disposed:12-22-2020
CUSIP Number:254687106
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$340.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$346.00
Wash Sale Loss Disallowed:$2.00
Accrued Market Discount Amount:$0.00
Description:2.00000 WALT DISNEY CO
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-7904

Submission Type:Original document
Account Number (Optional):17025062
Date Sold or Disposed:08-26-2020
CUSIP Number:30231G102
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$40.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$43.00
Wash Sale Loss Disallowed:$1.00
Accrued Market Discount Amount:$0.00
Description:1.00000 EXXON MOBIL CORP
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-7904

Submission Type:Original document
Account Number (Optional):17025065
Date Sold or Disposed:12-18-2020
CUSIP Number:30231G102
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$17.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$13.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.41600 EXXON MOBIL CORP
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-7904

Submission Type:Original document
Account Number (Optional):17025066
Date Sold or Disposed:12-18-2020
CUSIP Number:30231G102
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$43.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$41.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:1.00000 EXXON MOBIL CORP
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-7904

Submission Type:Original document
Account Number (Optional):17025067
Date Sold or Disposed:08-26-2020
CUSIP Number:284849205
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$37.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$51.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:12 ***ELECTRAMECCANICA VEHICLES CORP
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-7904

Submission Type:Original document
Account Number (Optional):17025081
Date Sold or Disposed:01-22-2020
CUSIP Number:345370860
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$175.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$186.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:19 FORD MOTOR CO PAR $
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-7904

Submission Type:Original document
Account Number (Optional):17025085
Date Sold or Disposed:07-07-2020
CUSIP Number:345370860
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$22.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$19.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:3.71294 FORD MOTOR CO
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-7904

Submission Type:Original document
Account Number (Optional):17025087
Date Sold or Disposed:11-02-2020
CUSIP Number:345370860
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$46.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$46.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:6 FORD MOTOR CO PAR $0
Second Notice Indicator:
Date Acquired:11-02-2020
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-7904

Submission Type:Original document
Account Number (Optional):17025089
Date Sold or Disposed:06-04-2020
CUSIP Number:30303M102
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$30.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$30.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.13449 FACEBOOK INC
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-7904

Submission Type:Original document
Account Number (Optional):17025092
Date Sold or Disposed:07-08-2020
CUSIP Number:30303M102
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$31.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$30.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.12832 FACEBOOK INC
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-7904

Submission Type:Original document
Account Number (Optional):17025095
Date Sold or Disposed:08-27-2020
CUSIP Number:30303M102
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$2,341.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$2,219.00
Wash Sale Loss Disallowed:$9.00
Accrued Market Discount Amount:$0.00
Description:8 FACEBOOK INC CL A
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-7904

Submission Type:Original document
Account Number (Optional):17025099
Date Sold or Disposed:11-05-2020
CUSIP Number:30303M102
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$587.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$597.00
Wash Sale Loss Disallowed:$4.00
Accrued Market Discount Amount:$0.00
Description:2 FACEBOOK INC CL A
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-7904

Submission Type:Original document
Account Number (Optional):17025108
Date Sold or Disposed:11-05-2020
CUSIP Number:30303M102
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$1,185.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$1,184.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:4 FACEBOOK INC CL A
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-7904

Submission Type:Original document
Account Number (Optional):17025112
Date Sold or Disposed:07-16-2020
CUSIP Number:35952H601
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$85.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$83.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:28 FUELCELL ENERGY INC COMMO
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-7904

Submission Type:Original document
Account Number (Optional):17025114
Date Sold or Disposed:11-30-2020
CUSIP Number:35952H601
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$200.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$134.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:20 FUELCELL ENERGY INC COMMO
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-7904

Submission Type:Original document
Account Number (Optional):17025123
Date Sold or Disposed:11-09-2020
CUSIP Number:33813J106
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$139.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$118.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:10 FISKER INC CLASS
Second Notice Indicator:
Date Acquired:11-04-2020
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-7904

Submission Type:Original document
Account Number (Optional):17025128
Date Sold or Disposed:12-17-2020
CUSIP Number:33813J106
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$168.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$181.00
Wash Sale Loss Disallowed:$12.00
Accrued Market Discount Amount:$0.00
Description:10 FISKER INC CLASS
Second Notice Indicator:
Date Acquired:12-01-2020
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-7904

Submission Type:Original document
Account Number (Optional):17025132
Date Sold or Disposed:12-18-2020
CUSIP Number:33813J106
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$163.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$168.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:10 FISKER INC CLASS
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-7904

Submission Type:Original document
Account Number (Optional):17025135
Date Sold or Disposed:07-07-2020
CUSIP Number:37045V100
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$19.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$20.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.76453 GENERAL MOTORS COMPANY
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-7904

Submission Type:Original document
Account Number (Optional):17025137
Date Sold or Disposed:12-09-2020
CUSIP Number:37045V100
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$221.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$221.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:5.00000 GENERAL MOTORS COMPANY
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-7904

Submission Type:Original document
Account Number (Optional):17025139
Date Sold or Disposed:12-15-2020
CUSIP Number:37045V100
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$248.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$246.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:6.00000 GENERAL MOTORS COMPANY
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-7904

Submission Type:Original document
Account Number (Optional):17025141
Date Sold or Disposed:12-18-2020
CUSIP Number:37045V100
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$25.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$18.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.63095 GENERAL MOTORS COMPANY
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-7904

Submission Type:Original document
Account Number (Optional):17025144
Date Sold or Disposed:01-22-2020
CUSIP Number:369604103
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$210.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$177.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:18.00000 GENERAL ELECTRIC COMPANY
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-7904

Submission Type:Original document
Account Number (Optional):17025146
Date Sold or Disposed:07-08-2020
CUSIP Number:369604103
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$99.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$104.00
Wash Sale Loss Disallowed:$6.00
Accrued Market Discount Amount:$0.00
Description:14.68738 GENERAL ELECTRIC COMPANY
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-7904

Submission Type:Original document
Account Number (Optional):17025148
Date Sold or Disposed:08-26-2020
CUSIP Number:369604103
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$325.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$363.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:50.00000 GENERAL ELECTRIC COMPANY
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-7904

Submission Type:Original document
Account Number (Optional):17025156
Date Sold or Disposed:06-26-2020
CUSIP Number:406216101
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$143.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$117.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:12 HALLIBURTON COMPANY
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-7904

Submission Type:Original document
Account Number (Optional):17025157
Date Sold or Disposed:07-07-2020
CUSIP Number:42806J106
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$32.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$92.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:24 HERTZ GLOBAL HOLDINGS INC COMMO
Second Notice Indicator:
Date Acquired:06-10-2020
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-7904

Submission Type:Original document
Account Number (Optional):17025158
Date Sold or Disposed:11-06-2020
CUSIP Number:428304109
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$82.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$62.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:89 ***HEXO CORP COM
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-7904

Submission Type:Original document
Account Number (Optional):17025159
Date Sold or Disposed:11-24-2020
CUSIP Number:428304109
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$62.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$64.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:76 ***HEXO CORP COM
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-7904

Submission Type:Original document
Account Number (Optional):17025160
Date Sold or Disposed:07-23-2020
CUSIP Number:477143101
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$107.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$105.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:10 JETBLUE AIRWAYS CORP
Second Notice Indicator:
Date Acquired:07-20-2020
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-7904

Submission Type:Original document
Account Number (Optional):17025161
Date Sold or Disposed:06-19-2020
CUSIP Number:48138M105
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$54.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$60.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:9 ***JUMIA TECHNOLOGIES AG AMERIC
Second Notice Indicator:
Date Acquired:06-09-2020
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-7904

Submission Type:Original document
Account Number (Optional):17025163
Date Sold or Disposed:11-13-2020
CUSIP Number:483709101
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$74.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$71.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:10 KANDI TECHNOLGIES GROUP INC
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-7904

Submission Type:Original document
Account Number (Optional):17025164
Date Sold or Disposed:11-17-2020
CUSIP Number:483709101
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$86.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$84.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:9 KANDI TECHNOLGIES GROUP INC
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-7904

Submission Type:Original document
Account Number (Optional):17025166
Date Sold or Disposed:12-28-2020
CUSIP Number:483709101
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$75.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$124.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:11 KANDI TECHNOLGIES GROUP INC
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-7904

Submission Type:Original document
Account Number (Optional):17025169
Date Sold or Disposed:11-16-2020
CUSIP Number:50202M102
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$815.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$584.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:23 ***LI AUTO INC AMERI
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-7904

Submission Type:Original document
Account Number (Optional):17025184
Date Sold or Disposed:11-30-2020
CUSIP Number:50202M102
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$362.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$349.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:10 ***LI AUTO INC AMERI
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-7904

Submission Type:Original document
Account Number (Optional):17025186
Date Sold or Disposed:11-16-2020
CUSIP Number:54405Q100
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$131.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$126.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:7 LORDSTOWN MOTORS CORP CLASS
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-7904

Submission Type:Original document
Account Number (Optional):17025189
Date Sold or Disposed:12-11-2020
CUSIP Number:54405Q100
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$198.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$202.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:10 LORDSTOWN MOTORS CORP CLASS
Second Notice Indicator:
Date Acquired:12-07-2020
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-7904

Submission Type:Original document
Account Number (Optional):17025190
Date Sold or Disposed:12-15-2020
CUSIP Number:54405Q100
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$40.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$40.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:2 LORDSTOWN MOTORS CORP CLASS
Second Notice Indicator:
Date Acquired:12-07-2020
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-7904

Submission Type:Original document
Account Number (Optional):17025191
Date Sold or Disposed:12-01-2020
CUSIP Number:64110L106
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$503.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$492.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:1 NETFLIX COM INC
Second Notice Indicator:
Date Acquired:11-16-2020
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-7904

Submission Type:Original document
Account Number (Optional):17025192
Date Sold or Disposed:12-01-2020
CUSIP Number:64110L106
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$500.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$512.00
Wash Sale Loss Disallowed:$11.00
Accrued Market Discount Amount:$0.00
Description:1 NETFLIX COM INC
Second Notice Indicator:
Date Acquired:11-05-2020
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-7904

Submission Type:Original document
Account Number (Optional):17025193
Date Sold or Disposed:07-15-2020
CUSIP Number:G66721104
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$183.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$189.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:10 ***NORWEGIAN CRUISE LINE HOLDI
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-7904

Submission Type:Original document
Account Number (Optional):17025194
Date Sold or Disposed:07-17-2020
CUSIP Number:62914V106
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$1,171.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$965.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:100 ***NIO INC AMER
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-7904

Submission Type:Original document
Account Number (Optional):17025195
Date Sold or Disposed:12-01-2020
CUSIP Number:62914V106
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$1,167.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$1,142.00
Wash Sale Loss Disallowed:$49.00
Accrued Market Discount Amount:$0.00
Description:26 ***NIO INC AMERI
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-7904

Submission Type:Original document
Account Number (Optional):17025196
Date Sold or Disposed:12-03-2020
CUSIP Number:62914V106
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$920.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$935.00
Wash Sale Loss Disallowed:$18.00
Accrued Market Discount Amount:$0.00
Description:20 ***NIO INC AMERI
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-7904

Submission Type:Original document
Account Number (Optional):17025202
Date Sold or Disposed:12-29-2020
CUSIP Number:62914V106
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$223.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$239.00
Wash Sale Loss Disallowed:$15.00
Accrued Market Discount Amount:$0.00
Description:5 ***NIO INC AMERIC
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-7904

Submission Type:Original document
Account Number (Optional):17025207
Date Sold or Disposed:08-04-2020
CUSIP Number:654110105
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$194.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$193.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:5 NIKOLA CORPORATION COMMON
Second Notice Indicator:
Date Acquired:07-20-2020
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-7904

Submission Type:Original document
Account Number (Optional):17025209
Date Sold or Disposed:11-18-2020
CUSIP Number:654110105
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$255.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$184.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:10 NIKOLA CORPORATION COMMO
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-7904

Submission Type:Original document
Account Number (Optional):17025212
Date Sold or Disposed:11-18-2020
CUSIP Number:654110105
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$267.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$345.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:11 NIKOLA CORPORATION COMMO
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-7904

Submission Type:Original document
Account Number (Optional):17025214
Date Sold or Disposed:09-08-2020
CUSIP Number:644535106
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$35.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$33.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:20 ***NEW GOLD INC
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-7904

Submission Type:Original document
Account Number (Optional):17025216
Date Sold or Disposed:06-04-2020
CUSIP Number:72919P202
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$55.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$54.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:12 PLUG POWER INC
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-7904

Submission Type:Original document
Account Number (Optional):17025217
Date Sold or Disposed:07-30-2020
CUSIP Number:72919P202
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$393.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$361.00
Wash Sale Loss Disallowed:$13.00
Accrued Market Discount Amount:$0.00
Description:50 PLUG POWER INC
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-7904

Submission Type:Original document
Account Number (Optional):17025219
Date Sold or Disposed:08-31-2020
CUSIP Number:72919P202
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$129.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$132.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:10 PLUG POWER INC
Second Notice Indicator:
Date Acquired:08-27-2020
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-7904

Submission Type:Original document
Account Number (Optional):17025222
Date Sold or Disposed:08-31-2020
CUSIP Number:72919P202
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$130.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$143.00
Wash Sale Loss Disallowed:$12.00
Accrued Market Discount Amount:$0.00
Description:10 PLUG POWER INC
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-7904

Submission Type:Original document
Account Number (Optional):17025226
Date Sold or Disposed:09-01-2020
CUSIP Number:72919P202
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$143.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$145.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:11 PLUG POWER INC
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-7904

Submission Type:Original document
Account Number (Optional):17025237
Date Sold or Disposed:09-08-2020
CUSIP Number:72919P202
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$117.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$129.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:10 PLUG POWER INC
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-7904

Submission Type:Original document
Account Number (Optional):17025238
Date Sold or Disposed:11-02-2020
CUSIP Number:72919P202
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$448.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$441.00
Wash Sale Loss Disallowed:$1.00
Accrued Market Discount Amount:$0.00
Description:30 PLUG POWER INC
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-7904

Submission Type:Original document
Account Number (Optional):17025239
Date Sold or Disposed:12-01-2020
CUSIP Number:72919P202
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$612.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$572.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:25 PLUG POWER INC
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-7904

Submission Type:Original document
Account Number (Optional):17025241
Date Sold or Disposed:12-23-2020
CUSIP Number:674870506
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$55.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$49.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:16 OCEAN POWER TECHNOLOGIES INC COMMO
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-7904

Submission Type:Original document
Account Number (Optional):17025245
Date Sold or Disposed:06-26-2020
CUSIP Number:848577102
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$1,560.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$1,549.00
Wash Sale Loss Disallowed:$250.00
Accrued Market Discount Amount:$0.00
Description:97 SPIRIT AIRLINES INC COMMO
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-7904

Submission Type:Original document
Account Number (Optional):17025248
Date Sold or Disposed:07-10-2020
CUSIP Number:848577102
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$878.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$1,105.00
Wash Sale Loss Disallowed:$154.00
Accrued Market Discount Amount:$0.00
Description:51 SPIRIT AIRLINES INC COMMO
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-7904

Submission Type:Original document
Account Number (Optional):17025252
Date Sold or Disposed:08-05-2020
CUSIP Number:848577102
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$430.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$536.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:26 SPIRIT AIRLINES INC COMMO
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-7904

Submission Type:Original document
Account Number (Optional):17025255
Date Sold or Disposed:09-17-2020
CUSIP Number:848577102
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$368.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$364.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:20 SPIRIT AIRLINES INC COMMO
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-7904

Submission Type:Original document
Account Number (Optional):17025258
Date Sold or Disposed:11-02-2020
CUSIP Number:848577102
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$104.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$94.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:6 SPIRIT AIRLINES INC COMMON
Second Notice Indicator:
Date Acquired:10-28-2020
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-7904

Submission Type:Original document
Account Number (Optional):17025260
Date Sold or Disposed:11-18-2020
CUSIP Number:848577102
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$107.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$102.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:5 SPIRIT AIRLINES INC COMMON
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-7904

Submission Type:Original document
Account Number (Optional):17025272
Date Sold or Disposed:12-07-2020
CUSIP Number:848577102
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$253.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$249.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:10 SPIRIT AIRLINES INC COMMO
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-7904

Submission Type:Original document
Account Number (Optional):17025273
Date Sold or Disposed:10-22-2020
CUSIP Number:867224107
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$60.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$62.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:5 ***SUNCOR ENERGY INC
Second Notice Indicator:
Date Acquired:10-14-2020
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-7904

Submission Type:Original document
Account Number (Optional):17025274
Date Sold or Disposed:10-23-2020
CUSIP Number:867224107
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$62.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$62.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:5 ***SUNCOR ENERGY INC
Second Notice Indicator:
Date Acquired:10-14-2020
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-7904

Submission Type:Original document
Account Number (Optional):17025275
Date Sold or Disposed:12-09-2020
CUSIP Number:867224107
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$125.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$124.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:7 ***SUNCOR ENERGY INC
Second Notice Indicator:
Date Acquired:12-04-2020
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-7904

Submission Type:Original document
Account Number (Optional):17025276
Date Sold or Disposed:06-26-2020
CUSIP Number:844741108
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$92.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$85.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:2.96104 SOUTHWEST AIRLINES CO
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-7904

Submission Type:Original document
Account Number (Optional):17025277
Date Sold or Disposed:08-17-2020
CUSIP Number:844741108
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$547.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$515.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:16 SOUTHWEST AIRLINES CO
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-7904

Submission Type:Original document
Account Number (Optional):17025278
Date Sold or Disposed:06-04-2020
CUSIP Number:88579Y101
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$10.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$9.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:0.06179 3M COMPANY
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-7904

Submission Type:Original document
Account Number (Optional):17025279
Date Sold or Disposed:11-04-2020
CUSIP Number:90184L102
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$209.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$207.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:5 TWITTER INC
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-7904

Submission Type:Original document
Account Number (Optional):17025281
Date Sold or Disposed:10-30-2020
CUSIP Number:Y8897Y180
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$9.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$10.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:9 ***TOP SHIPS INC COMMON
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-7904

Submission Type:Original document
Account Number (Optional):17025286
Date Sold or Disposed:07-15-2020
CUSIP Number:910047109
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$360.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$333.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:10 UNITED AIRLINES HOLDINGS INC COMMO
Second Notice Indicator:
Date Acquired:06-29-2020
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-7904

Submission Type:Original document
Account Number (Optional):17025301
Date Sold or Disposed:07-23-2020
CUSIP Number:910047109
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$333.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$322.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:10 UNITED AIRLINES HOLDINGS INC COMMO
Second Notice Indicator:
Date Acquired:07-20-2020
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):454526070
PROSPER FUNDING LLC
221 MAIN STREET SUITE 300
SAN FRANCISCO, CA 94105-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-0000

Submission Type:Original document
Account Number (Optional):840821
Date Sold or Disposed:02-25-2020
CUSIP Number:0000000000000
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$0.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$33.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:1131675-79 CHARGEOFF
Second Notice Indicator:
Date Acquired:10-02-2018
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Long-term
Applicable Check Box on Form 8949:Long term transaction for which the cost or other basis is not being reported to the IRS wash sale
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):454526070
PROSPER FUNDING LLC
221 MAIN STREET SUITE 300
SAN FRANCISCO, CA 94105-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-0000

Submission Type:Original document
Account Number (Optional):840821
Date Sold or Disposed:03-14-2020
CUSIP Number:0000000000000
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$0.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$21.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:1143646-190 CHARGEOFF
Second Notice Indicator:
Date Acquired:11-19-2018
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Long-term
Applicable Check Box on Form 8949:Long term transaction for which the cost or other basis is not being reported to the IRS wash sale
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):454526070
PROSPER FUNDING LLC
221 MAIN STREET SUITE 300
SAN FRANCISCO, CA 94105-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-0000

Submission Type:Original document
Account Number (Optional):840821
Date Sold or Disposed:03-16-2020
CUSIP Number:0000000000000
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$3.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:1131675-79 DEBTSALE
Second Notice Indicator:
Date Acquired:10-02-2018
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Long-term
Applicable Check Box on Form 8949:Long term transaction for which the cost or other basis is not being reported to the IRS wash sale
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):454526070
PROSPER FUNDING LLC
221 MAIN STREET SUITE 300
SAN FRANCISCO, CA 94105-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-0000

Submission Type:Original document
Account Number (Optional):840821
Date Sold or Disposed:03-24-2020
CUSIP Number:0000000000000
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$0.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$17.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:1122965-15 CHARGEOFF
Second Notice Indicator:
Date Acquired:10-03-2018
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Long-term
Applicable Check Box on Form 8949:Long term transaction for which the cost or other basis is not being reported to the IRS wash sale
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):454526070
PROSPER FUNDING LLC
221 MAIN STREET SUITE 300
SAN FRANCISCO, CA 94105-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-0000

Submission Type:Original document
Account Number (Optional):840821
Date Sold or Disposed:04-17-2020
CUSIP Number:0000000000000
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$2.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:1143646-190 DEBTSALE
Second Notice Indicator:
Date Acquired:11-19-2018
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Long-term
Applicable Check Box on Form 8949:Long term transaction for which the cost or other basis is not being reported to the IRS wash sale
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):454526070
PROSPER FUNDING LLC
221 MAIN STREET SUITE 300
SAN FRANCISCO, CA 94105-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-0000

Submission Type:Original document
Account Number (Optional):840821
Date Sold or Disposed:04-21-2020
CUSIP Number:0000000000000
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$2.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:1122965-15 DEBTSALE
Second Notice Indicator:
Date Acquired:10-03-2018
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Long-term
Applicable Check Box on Form 8949:Long term transaction for which the cost or other basis is not being reported to the IRS wash sale
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):462538416
ACORNS SECURITIES LLC
5300 CALIFORNIA AVENUE
IRVINE, CA 92617-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-0000

Submission Type:Original document
Account Number (Optional):WSC8143
Date Sold or Disposed:07-31-2020
CUSIP Number:922908751
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$127.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$112.00
Wash Sale Loss Disallowed:$1.00
Accrued Market Discount Amount:$0.00
Description:VANGUARD SMALL CAP ETF VB
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):462538416
ACORNS SECURITIES LLC
5300 CALIFORNIA AVENUE
IRVINE, CA 92617-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-0000

Submission Type:Original document
Account Number (Optional):WSC8144
Date Sold or Disposed:07-31-2020
CUSIP Number:921943858
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$125.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$115.00
Wash Sale Loss Disallowed:$1.00
Accrued Market Discount Amount:$0.00
Description:VANGUARD FTSE DEVELOPED MARKET
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):462538416
ACORNS SECURITIES LLC
5300 CALIFORNIA AVENUE
IRVINE, CA 92617-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-0000

Submission Type:Original document
Account Number (Optional):WSC8145
Date Sold or Disposed:02-03-2020
CUSIP Number:922908363
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$32.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$32.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:LARGE COMPANY STOCKS VOO
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):462538416
ACORNS SECURITIES LLC
5300 CALIFORNIA AVENUE
IRVINE, CA 92617-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-0000

Submission Type:Original document
Account Number (Optional):WSC8146
Date Sold or Disposed:07-31-2020
CUSIP Number:922042858
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$63.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$55.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:VANGUARD EMERGING MARKETS ETF
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):462538416
ACORNS SECURITIES LLC
5300 CALIFORNIA AVENUE
IRVINE, CA 92617-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-0000

Submission Type:Original document
Account Number (Optional):WSC8147
Date Sold or Disposed:07-31-2020
CUSIP Number:922908553
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$65.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$62.00
Wash Sale Loss Disallowed:$1.00
Accrued Market Discount Amount:$0.00
Description:VANGUARD REIT INDEX ETF VNQ
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from:Box not checked

Form 1099-C Cancellation of Debt

Creditor:

Creditor's Federal Identification Number (FIN):941347393
WELLS FARGO BANK, N.A.
P.O. BOX 3908 114
PORTLAND, OR 97208-0000

Debtor:

Debtor's Identification Number: 219-19-2163
MICHAEL S LERMER
510 SUDBROOK LANE
PIKESVILLE, MD 21208-0000

Submission Type:Original document
Account Number (Optional):54611000007750050736
Date Canceled:05-21-2020
Property Fair Market Value:$0.00
Amount of Debt Discharged:$3,820.00
Interest Forgiven Amount:$0.00
Identifiable Event Code:Creditor's debt collection Policy
Debt Description:INDIRECT AUTO LOAN 2003 MERCEDES-BENZ S
Personal Liability Indicator:Box checked-Personally Liable

Form 1099-G

Payer:

Payer's Federal Identification Number (FIN):236003107
COMMONWEALTH OF PA DEPT OF LABOR & IND
OFF. OF EMPLOYMENT SECURITY BMIS D-108
7TH AND FORSTER STS
HARRISBURG, PA 17121-0000

Recipient:

Recipient's Identification Number: 219-19-2163
LERMERZ MICHAEL
12B HERITAGE COVE
PURVIS, MS 39475-0000

Submission Type:Original document
Account Number (Optional):
RTAA Payments:$0.00
Tax Withheld:$0.00
Taxable Grants:$0.00
Unemployment Compensation:$9,614.00
Agricultural Subsidies:$0.00
Prior Year Refund:$0.00
Market gain on Commodity Credit Corporation loans repaid:$0.00
Year of Refund:Not Set
1099G Offset:Not Refund, Credit, or Offset for Trade or Business
Second TIN Notice:

Form 1099-G

Payer:

Payer's Federal Identification Number (FIN):860862176
STATE OF NEVADA DEPARTMENT OF EMPLOYMENT
, TRAINING AND REHABILITATION EMPLOYMENT
500 E 3RD ST.
CARSON CITY, NV 89713-0000

Recipient:

Recipient's Identification Number: 219-19-2163
LERMERZ MICHAEL
6253 HALSTEAD CT
NORTH LAS VEGAS, NV 89081-6555

Submission Type:Original document
Account Number (Optional):
RTAA Payments:$0.00
Tax Withheld:$0.00
Taxable Grants:$0.00
Unemployment Compensation:$9,548.00
Agricultural Subsidies:$0.00
Prior Year Refund:$0.00
Market gain on Commodity Credit Corporation loans repaid:$0.00
Year of Refund:Not Set
1099G Offset:Not Refund, Credit, or Offset for Trade or Business
Second TIN Notice:

Form 1099-DIV

Payer:

Payer's Federal Identification Number (FIN):043523567
NATIONAL FINANCIAL SERVICES LLC
499 WASHINGTON BLVD
JERSEY CITY, NJ 07310-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
12042 LEDGEWOOD CIR
FORT MYERS, FL 33913-7904

Submission Type:Original document
Account Number (Optional):DX78227121
Tax Withheld:$0.00
Capital Gains:$0.00
Non-Dividend Distribution:$0.00
Cash Liquidation Distribution:$0.00
Non-Cash Liquidation Distribution:$0.00
Investment Expense:$0.00
Ordinary Dividend:$207.00
Collectibles (28%) Gain:$0.00
Unrecaptured Section 1250 Gain:$0.00
Section 1202 Gain:$0.00
Foreign Tax Paid:$0.00
Qualified Dividends:$207.00
Section 199A REIT Dividends:$0.00
Second Notice Indicator:No Second Notice
FATCA Filing Requirement:Box not checked no Filing Requirement
Exempt Interest Dividends:$0.00
Specified Private Activity Bond Interest Dividend:$0.00

Form 1099-DIV

Payer:

Payer's Federal Identification Number (FIN):132967453
APEX CLEARING
ONE DALLAS CENTER
DALLAS, TX 75201-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-7904

Submission Type:Original document
Account Number (Optional):93756235
Tax Withheld:$0.00
Capital Gains:$0.00
Non-Dividend Distribution:$0.00
Cash Liquidation Distribution:$0.00
Non-Cash Liquidation Distribution:$0.00
Investment Expense:$0.00
Ordinary Dividend:$12.00
Collectibles (28%) Gain:$0.00
Unrecaptured Section 1250 Gain:$0.00
Section 1202 Gain:$0.00
Foreign Tax Paid:$0.00
Qualified Dividends:$9.00
Section 199A REIT Dividends:$0.00
Second Notice Indicator:No Second Notice
FATCA Filing Requirement:Box not checked no Filing Requirement
Exempt Interest Dividends:$1.00
Specified Private Activity Bond Interest Dividend:$0.00

Form 1099-DIV

Payer:

Payer's Federal Identification Number (FIN):462538416
ACORNS SECURITIES LLC
5300 CALIFORNIA AVENUE
IRVINE, CA 92617-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-0000

Submission Type:Original document
Account Number (Optional):00000282520802B1
Tax Withheld:$0.00
Capital Gains:$0.00
Non-Dividend Distribution:$0.00
Cash Liquidation Distribution:$0.00
Non-Cash Liquidation Distribution:$0.00
Investment Expense:$0.00
Ordinary Dividend:$12.00
Collectibles (28%) Gain:$0.00
Unrecaptured Section 1250 Gain:$0.00
Section 1202 Gain:$0.00
Foreign Tax Paid:$0.00
Qualified Dividends:$11.00
Section 199A REIT Dividends:$0.00
Second Notice Indicator:No Second Notice
FATCA Filing Requirement:Box not checked no Filing Requirement
Exempt Interest Dividends:$0.00
Specified Private Activity Bond Interest Dividend:$0.00

Form 1099-INT

Payer:

Payer's Federal Identification Number (FIN):043523567
NATIONAL FINANCIAL SERVICES LLC
499 WASHINGTON BLVD
JERSEY CITY, NJ 07310-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
12042 LEDGEWOOD CIR
FORT MYERS, FL 33913-7904

Submission Type:Original document
Account Number (Optional):IX78227121
Interest:$0.00
Tax Withheld:$0.00
Savings Bonds:$0.00
Investment Expense:$0.00
Interest Forfeiture:$0.00
Foreign Tax Paid:$0.00
Tax-Exempt Interest:$0.00
Specified Private Activity Bond Interest:$0.00
Market Discount:$0.00
Bond Premium:$0.00
Bond Premium on Tax Exempt Bond:$0.00
Bond Premium on Treasury Obligations:$0.00
Second Notice Indicator:No Second Notice
Foreign Country or US Possession:
CUSIP Number:315994103
FATCA Filing Requirement:Box not checked no Filing Requirement

Form 1099-INT

Payer:

Payer's Federal Identification Number (FIN):203196134
SALLIE MAE BANK
175 S WEST TEMPLE
SALT LAKE CITY, UT 84101-0000

Recipient:

Recipient's Identification Number: 219-19-2163
LERMER MICHAEL S
12042 LEDGEWOOD CIRCLE
FT MYERS, FL 33913-0000

Submission Type:Original document
Account Number (Optional):300100291587
Interest:$0.00
Tax Withheld:$0.00
Savings Bonds:$0.00
Investment Expense:$0.00
Interest Forfeiture:$0.00
Foreign Tax Paid:$0.00
Tax-Exempt Interest:$0.00
Specified Private Activity Bond Interest:$0.00
Market Discount:$0.00
Bond Premium:$0.00
Bond Premium on Tax Exempt Bond:$0.00
Bond Premium on Treasury Obligations:$0.00
Second Notice Indicator:No Second Notice
Foreign Country or US Possession:
CUSIP Number:
FATCA Filing Requirement:Box not checked no Filing Requirement

Form 1099-INT

Payer:

Payer's Federal Identification Number (FIN):203196134
SALLIE MAE BANK
175 S WEST TEMPLE
SALT LAKE CITY, UT 84101-0000

Recipient:

Recipient's Identification Number: 219-19-2163
LERMER MICHAEL S
12042 LEDGEWOOD CIRCLE
FT MYERS, FL 33913-0000

Submission Type:Original document
Account Number (Optional):300302388168
Interest:$0.00
Tax Withheld:$0.00
Savings Bonds:$0.00
Investment Expense:$0.00
Interest Forfeiture:$0.00
Foreign Tax Paid:$0.00
Tax-Exempt Interest:$0.00
Specified Private Activity Bond Interest:$0.00
Market Discount:$0.00
Bond Premium:$0.00
Bond Premium on Tax Exempt Bond:$0.00
Bond Premium on Treasury Obligations:$0.00
Second Notice Indicator:No Second Notice
Foreign Country or US Possession:
CUSIP Number:
FATCA Filing Requirement:Box not checked no Filing Requirement

Form 1099-INT

Payer:

Payer's Federal Identification Number (FIN):550755205
MVB BANK
CREDIT KARMA
301 VIRGINIA AVENUE
FAIRMONT, WV 26554-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
12042 LEDGEWOOD CIR
FORT MYERS, FL 33913-0000

Submission Type:Original document
Account Number (Optional):CUSTID:CID92-4195498
Interest:$0.00
Tax Withheld:$0.00
Savings Bonds:$0.00
Investment Expense:$0.00
Interest Forfeiture:$0.00
Foreign Tax Paid:$0.00
Tax-Exempt Interest:$0.00
Specified Private Activity Bond Interest:$0.00
Market Discount:$0.00
Bond Premium:$0.00
Bond Premium on Tax Exempt Bond:$0.00
Bond Premium on Treasury Obligations:$0.00
Second Notice Indicator:No Second Notice
Foreign Country or US Possession:
CUSIP Number:
FATCA Filing Requirement:Box not checked no Filing Requirement

Form 1099-OID

Payer:

Payer's Federal Identification Number (FIN):454526070
PROSPER FUNDING LLC
221 MAIN STREET SUITE 300
SAN FRANCISCO, CA 94105-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-0000

Submission Type:Original document
Account Number (Optional):840821
Interest:$0.00
Tax Withheld:$0.00
Tax Exempt OID:$0.00
Investment Expenses:$0.00
Interest Forfeiture:$0.00
Original Issue Discount:$41.00
Original Issue Discount on Treasury Obligations:$0.00
Market Discount:$0.00
Acquisition Premium:$0.00
Bond Premium:$0.00
Description:ORIGINAL ISSUE DISCOUNT FOR 2020
FATCA Filing Requirement:Box not checked no Filing Requirement
Second Notice Indicator:No Second Notice

Form 1099-R Distributions from Pensions, Annuities, Retire or Profit-Sharing Plans, IRAs, Insurance Contracts, etc.

Payer:

Payer's Federal Identification Number (FIN):046568107
FIDELITY INVESTMENTS
100 MAGELLAN WAY KW1C
COVINGTON, KY 41015-0000

Recipient:

Recipient's Identification Number: 219-19-2163
LERMER MICHAEL SCOT
12042 LEDGEWOOD CIRCLE
FORT MYERS, FL 33913-0000

Submission Type:Original document
Account Number (Optional):20210109032101417981
Distribution Code Value:Early Distribution, no known exception (in most cases, under age 59 1/2)
Distribution Code:1
Distribution Code Value:Not significant
Distribution Code:Blank
Tax Amount Undetermined Code:Not checked
Total Distribution Code:Not checked
First Year Roth Contribution:0000
SEP Indicator:IRA/SEP/SIMP box not checked
FATCA Indicator:not FATCA
Date of Payment for Reportable Death Benefits under Section 6050Y:00-00-0000
Tax Withheld:$0.00
Total Employee Contributions:$0.00
Unrealized Appreciation:$0.00
Other Income:$0.00
Gross Distribution:$29,500.00
Taxable Amount:$29,500.00
Eligible Capital Gains:$0.00
Amount to IRR:$0.00

This Product Contains Sensitive Taxpayer Data