| |
|
Employer:
| |
| Employer Identification Number (EIN):232084784 |
| COMCAST CC OF WILLOW GROVE | |
| 1701 JF KENNEDY BLVD 4 | |
| PHILADELPHIA, PA 19103-0000 | |
| |
|
Employee:
| |
| Employee's Social Security Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-0000 | |
| |
| Submission Type: | Original document |
| Wages, Tips and Other Compensation: | $243,266.00 |
| Federal Income Tax Withheld: | $49,966.00 |
| Social Security Wages: | $137,700.00 |
| Social Security Tax Withheld: | $8,537.00 |
| Medicare Wages and Tips: | $253,302.00 |
| Medicare Tax Withheld: | $4,152.00 |
| Social Security Tips: | $0.00 |
| Allocated Tips: | $0.00 |
| Dependent Care Benefits: | $0.00 |
| Deferred Compensation: | $10,169.00 |
| Code "Q" Nontaxable Combat Pay: | $0.00 |
| Code "W" Employer Contributions to a Health Savings Account: | $0.00 |
| Code "Y" Deferrals under a section 409A nonqualified Deferred Compensation plan: | $0.00 |
| Code "Z" Income under section 409A on a nonqualified Deferred Compensation plan: | $0.00 |
| Code "R" Employer's Contribution to MSA: | $0.00 |
| Code "S" Employer's Contribution to Simple Account: | $0.00 |
| Code "T" Expenses Incurred for Qualified Adoptions: | $0.00 |
| Code "V" Income from exercise of non-statutory stock options: | $7,544.00 |
| Code "AA" Designated Roth Contributions under a Section 401(k) Plan: | $0.00 |
| Code "BB" Designated Roth Contributions under a Section 403(b) Plan: | $0.00 |
| Code "DD" Cost of Employer-Sponsored Health Coverage: | $14,036.00 |
| Code "EE" Designated ROTH Contributions Under a Governmental Section 457(b) Plan: | $0.00 |
| Code "FF" Permitted benefits under a qualified small employer health reimbursement arrangement: | $0.00 |
| Code "GG" Income from Qualified Equity Grants Under Section 83(i): | $0.00 |
| Code "HH" Aggregate Deferrals Under Section 83(i) Elections as of the Close of the Calendar Year: | $0.00 |
| Third Party Sick Pay Indicator: | Unanswered |
| Retirement Plan Indicator: | Yes - retirement plan |
| Statutory Employee: | Not Statutory Employee |
| W2 Submission Type: | Original |
| W2 WHC SSN Validation Code: | Correct SSN |
| |
|
Corporation:
| |
| Corporation's Federal Identification Number (FIN):270000798 |
| COMCAST CORPORATION | |
| 1701 JFK BOULEVARD | |
| PHILADELPHIA, PA 19103-0000 | |
| |
|
Employee:
| |
| Employee's Identification Number:
219-19-2163 |
| LERMER MICHAEL S | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | JTADTH8XZZ |
| Exercise Price per Share: | $29.00 |
| Fair Market Value per Share on Exercise Date: | $34.00 |
| Fair Market Value per Share on Grant Date: | $45.00 |
| Exercise price per share determined as if the option was exercised on the date shown in box 1: | $38.00 |
| Date Option Exercised: | 03-31-2020 |
| Date Option Granted: | 01-02-2020 |
| Number of Shares Transferred: | 0000000000085 |
| Date Legal Title Transferred: | 03-31-2020 |
| |
|
Corporation:
| |
| Corporation's Federal Identification Number (FIN):270000798 |
| COMCAST CORPORATION | |
| 1701 JFK BOULEVARD | |
| PHILADELPHIA, PA 19103-0000 | |
| |
|
Employee:
| |
| Employee's Identification Number:
219-19-2163 |
| LERMER MICHAEL S | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | JW9PMW8NJP |
| Exercise Price per Share: | $27.00 |
| Fair Market Value per Share on Exercise Date: | $38.00 |
| Fair Market Value per Share on Grant Date: | $32.00 |
| Exercise price per share determined as if the option was exercised on the date shown in box 1: | $27.00 |
| Date Option Exercised: | 06-30-2020 |
| Date Option Granted: | 04-01-2020 |
| Number of Shares Transferred: | 0000000000026 |
| Date Legal Title Transferred: | 06-30-2020 |
| |
|
Corporation:
| |
| Corporation's Federal Identification Number (FIN):270000798 |
| COMCAST CORPORATION | |
| 1701 JFK BOULEVARD | |
| PHILADELPHIA, PA 19103-0000 | |
| |
|
Employee:
| |
| Employee's Identification Number:
219-19-2163 |
| LERMER MICHAEL S | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | JZGF8O2OP1 |
| Exercise Price per Share: | $33.00 |
| Fair Market Value per Share on Exercise Date: | $46.00 |
| Fair Market Value per Share on Grant Date: | $39.00 |
| Exercise price per share determined as if the option was exercised on the date shown in box 1: | $33.00 |
| Date Option Exercised: | 09-30-2020 |
| Date Option Granted: | 07-01-2020 |
| Number of Shares Transferred: | 0000000000013 |
| Date Legal Title Transferred: | 09-30-2020 |
| |
|
Corporation:
| |
| Corporation's Federal Identification Number (FIN):270000798 |
| COMCAST CORPORATION | |
| 1701 JFK BOULEVARD | |
| PHILADELPHIA, PA 19103-0000 | |
| |
|
Employee:
| |
| Employee's Identification Number:
219-19-2163 |
| LERMER MICHAEL S | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | KP5RVJ7A4Q |
| Exercise Price per Share: | $39.00 |
| Fair Market Value per Share on Exercise Date: | $52.00 |
| Fair Market Value per Share on Grant Date: | $46.00 |
| Exercise price per share determined as if the option was exercised on the date shown in box 1: | $39.00 |
| Date Option Exercised: | 12-31-2020 |
| Date Option Granted: | 10-01-2020 |
| Number of Shares Transferred: | 0000000000013 |
| Date Legal Title Transferred: | 12-31-2020 |
| |
|
Trustee:
| |
| Trustee/Issuer's Federal Identification Number (FIN):043523567 |
| NATIONAL FINANCIAL SERVICES LLC | |
| 499 WASHINGTON BLVD | |
| JERSEY CITY, NJ 07310-0000 | |
| |
|
Participant:
| |
| Participant's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 12042 LEDGEWOOD CIR | |
| FORT MYERS, FL 33913-7904 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | L220486894001 |
| IRA Contributions: | $0.00 |
| Rollover Contributions: | $0.00 |
| Roth Conversion Amount: | $0.00 |
| Recharacterized Contributions: | $0.00 |
| Fair Market Value of Account: | $55.00 |
| Life Insurance Cost Included in Box 1: | $0.00 |
| SEP Code: | Not Checked |
| IRA Code: | Checked |
| Simple Code: | Not Checked |
| Roth IRA Code: | Not Checked |
| RMD For Subsequent Year: | RMD box not checked |
| RMD Date: | 00-00-0000 |
| Year: | |
| Postponed Contribution Code: | |
| Repayments Code: | |
| Fair Market Value of certain specified assets: | N/A |
| SEP Contributions: | $0.00 |
| SIMPLE Contributions: | $0.00 |
| Roth IRA Contributions: | $0.00 |
| Required Minimum Distribution Amount: | $0.00 |
| Postponed Contributions: | $0.00 |
| Repayment of a qualified reservist distribution or federally designated disaster withdrawal repayment: | $0.00 |
| Fair Market Value of Certain Specified Assets: | $0.00 |
| |
|
Trustee:
| |
| Trustee/Issuer's Federal Identification Number (FIN):043685560 |
| E*TRADE SECURITIES | |
| PO BOX 484 | |
| JERSEY CITY, NJ 07303-0484 | |
| |
|
Participant:
| |
| Participant's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 12042 LEDGEWOOD CIR | |
| FORT MYERS, FL 33913-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 40496342846610052 |
| IRA Contributions: | $0.00 |
| Rollover Contributions: | $0.00 |
| Roth Conversion Amount: | $0.00 |
| Recharacterized Contributions: | $0.00 |
| Fair Market Value of Account: | $79.00 |
| Life Insurance Cost Included in Box 1: | $0.00 |
| SEP Code: | Not Checked |
| IRA Code: | Checked |
| Simple Code: | Not Checked |
| Roth IRA Code: | Not Checked |
| RMD For Subsequent Year: | RMD box not checked |
| RMD Date: | 00-00-0000 |
| Year: | |
| Postponed Contribution Code: | |
| Repayments Code: | |
| Fair Market Value of certain specified assets: | N/A |
| SEP Contributions: | $0.00 |
| SIMPLE Contributions: | $0.00 |
| Roth IRA Contributions: | $0.00 |
| Required Minimum Distribution Amount: | $0.00 |
| Postponed Contributions: | $0.00 |
| Repayment of a qualified reservist distribution or federally designated disaster withdrawal repayment: | $0.00 |
| Fair Market Value of Certain Specified Assets: | $0.00 |
| |
|
Trustee:
| |
| Trustee/Issuer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Participant:
| |
| Participant's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| APEX C F TRADITIONAL IRA | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-7904 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 5TG18013 |
| IRA Contributions: | $570.00 |
| Rollover Contributions: | $0.00 |
| Roth Conversion Amount: | $0.00 |
| Recharacterized Contributions: | $0.00 |
| Fair Market Value of Account: | $627.00 |
| Life Insurance Cost Included in Box 1: | $0.00 |
| SEP Code: | Not Checked |
| IRA Code: | Checked |
| Simple Code: | Not Checked |
| Roth IRA Code: | Not Checked |
| RMD For Subsequent Year: | RMD box not checked |
| RMD Date: | 00-00-0000 |
| Year: | |
| Postponed Contribution Code: | |
| Repayments Code: | |
| Fair Market Value of certain specified assets: | N/A |
| SEP Contributions: | $0.00 |
| SIMPLE Contributions: | $0.00 |
| Roth IRA Contributions: | $0.00 |
| Required Minimum Distribution Amount: | $0.00 |
| Postponed Contributions: | $0.00 |
| Repayment of a qualified reservist distribution or federally designated disaster withdrawal repayment: | $0.00 |
| Fair Market Value of Certain Specified Assets: | $0.00 |
| |
|
Trustee:
| |
| Trustee/Issuer's Federal Identification Number (FIN):262627205 |
| FORGE TRUST CO. | |
| PO BOX 7080 | |
| SAN CARLOS, CA 94070-7080 | |
| |
|
Participant:
| |
| Participant's Identification Number:
219-19-2163 |
| LERMER, MICHAEL | |
| 3040 OASIS GRAND BLVD | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | ALN3708047-1 |
| IRA Contributions: | $540.00 |
| Rollover Contributions: | $0.00 |
| Roth Conversion Amount: | $0.00 |
| Recharacterized Contributions: | $0.00 |
| Fair Market Value of Account: | $540.00 |
| Life Insurance Cost Included in Box 1: | $0.00 |
| SEP Code: | Not Checked |
| IRA Code: | Checked |
| Simple Code: | Not Checked |
| Roth IRA Code: | Not Checked |
| RMD For Subsequent Year: | RMD box not checked |
| RMD Date: | 00-00-0000 |
| Year: | |
| Postponed Contribution Code: | |
| Repayments Code: | |
| Fair Market Value of certain specified assets: | N/A |
| SEP Contributions: | $0.00 |
| SIMPLE Contributions: | $0.00 |
| Roth IRA Contributions: | $0.00 |
| Required Minimum Distribution Amount: | $0.00 |
| Postponed Contributions: | $0.00 |
| Repayment of a qualified reservist distribution or federally designated disaster withdrawal repayment: | $0.00 |
| Fair Market Value of Certain Specified Assets: | $0.00 |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):043523567 |
| NATIONAL FINANCIAL SERVICES LLC | |
| 499 WASHINGTON BLVD | |
| JERSEY CITY, NJ 07310-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 12042 LEDGEWOOD CIR | |
| FORT MYERS, FL 33913-7904 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | BX78227121JUEMNR84ML |
| Date Sold or Disposed: | 06-01-2020 |
| CUSIP Number: | 20030N101 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $38.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | COMCAST CORP |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Noncovered Security Basis not reported to IRS |
| Type of Gain or Loss Code: | |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is not being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):043523567 |
| NATIONAL FINANCIAL SERVICES LLC | |
| 499 WASHINGTON BLVD | |
| JERSEY CITY, NJ 07310-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 12042 LEDGEWOOD CIR | |
| FORT MYERS, FL 33913-7904 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | BX78227121JUEMNR84NL |
| Date Sold or Disposed: | 06-01-2020 |
| CUSIP Number: | 20030N101 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $2,217.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | COMCAST CORP |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Noncovered Security Basis not reported to IRS |
| Type of Gain or Loss Code: | |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is not being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):043523567 |
| NATIONAL FINANCIAL SERVICES LLC | |
| 499 WASHINGTON BLVD | |
| JERSEY CITY, NJ 07310-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 12042 LEDGEWOOD CIR | |
| FORT MYERS, FL 33913-7904 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | BX78227121JUEMNR84NW |
| Date Sold or Disposed: | 06-01-2020 |
| CUSIP Number: | 20030N101 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $221.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | COMCAST CORP |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Noncovered Security Basis not reported to IRS |
| Type of Gain or Loss Code: | |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is not being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):043523567 |
| NATIONAL FINANCIAL SERVICES LLC | |
| 499 WASHINGTON BLVD | |
| JERSEY CITY, NJ 07310-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 12042 LEDGEWOOD CIR | |
| FORT MYERS, FL 33913-7904 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | BX78227121JUEMNR84N4 |
| Date Sold or Disposed: | 06-01-2020 |
| CUSIP Number: | 20030N101 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $990.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | COMCAST CORP |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Noncovered Security Basis not reported to IRS |
| Type of Gain or Loss Code: | |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is not being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):043523567 |
| NATIONAL FINANCIAL SERVICES LLC | |
| 499 WASHINGTON BLVD | |
| JERSEY CITY, NJ 07310-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 12042 LEDGEWOOD CIR | |
| FORT MYERS, FL 33913-7904 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | BX78227121JUEMNR8479 |
| Date Sold or Disposed: | 06-01-2020 |
| CUSIP Number: | 20030N101 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $493.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $363.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | COMCAST CORP |
| Second Notice Indicator: | |
| Date Acquired: | 03-29-2019 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Long-term |
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):043523567 |
| NATIONAL FINANCIAL SERVICES LLC | |
| 499 WASHINGTON BLVD | |
| JERSEY CITY, NJ 07310-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 12042 LEDGEWOOD CIR | |
| FORT MYERS, FL 33913-7904 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | BX78227121JUNICBWQQH |
| Date Sold or Disposed: | 06-08-2020 |
| CUSIP Number: | 20030N101 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $1,683.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | COMCAST CORP |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Noncovered Security Basis not reported to IRS |
| Type of Gain or Loss Code: | |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is not being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):043523567 |
| NATIONAL FINANCIAL SERVICES LLC | |
| 499 WASHINGTON BLVD | |
| JERSEY CITY, NJ 07310-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 12042 LEDGEWOOD CIR | |
| FORT MYERS, FL 33913-7904 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | BX78227121JXMY1VEUYD |
| Date Sold or Disposed: | 08-31-2020 |
| CUSIP Number: | 20030N101 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $597.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | COMCAST CORP |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Noncovered Security Basis not reported to IRS |
| Type of Gain or Loss Code: | |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is not being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):043523567 |
| NATIONAL FINANCIAL SERVICES LLC | |
| 499 WASHINGTON BLVD | |
| JERSEY CITY, NJ 07310-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 12042 LEDGEWOOD CIR | |
| FORT MYERS, FL 33913-7904 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | BX78227121JXMY1VEUZF |
| Date Sold or Disposed: | 08-31-2020 |
| CUSIP Number: | 20030N101 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $2,049.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | COMCAST CORP |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Noncovered Security Basis not reported to IRS |
| Type of Gain or Loss Code: | |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is not being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):043523567 |
| NATIONAL FINANCIAL SERVICES LLC | |
| 499 WASHINGTON BLVD | |
| JERSEY CITY, NJ 07310-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 12042 LEDGEWOOD CIR | |
| FORT MYERS, FL 33913-7904 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | BX78227121JXMY1VEUZS |
| Date Sold or Disposed: | 08-31-2020 |
| CUSIP Number: | 20030N101 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $694.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | COMCAST CORP |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Noncovered Security Basis not reported to IRS |
| Type of Gain or Loss Code: | |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is not being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):043523567 |
| NATIONAL FINANCIAL SERVICES LLC | |
| 499 WASHINGTON BLVD | |
| JERSEY CITY, NJ 07310-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 12042 LEDGEWOOD CIR | |
| FORT MYERS, FL 33913-7904 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | BX78227121JYQ9IJ9JNM |
| Date Sold or Disposed: | 10-01-2020 |
| CUSIP Number: | 20030N101 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $1,771.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | COMCAST CORP |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Noncovered Security Basis not reported to IRS |
| Type of Gain or Loss Code: | |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is not being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):043523567 |
| NATIONAL FINANCIAL SERVICES LLC | |
| 499 WASHINGTON BLVD | |
| JERSEY CITY, NJ 07310-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 12042 LEDGEWOOD CIR | |
| FORT MYERS, FL 33913-7904 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | BX78227121JYQ9IJ9JOH |
| Date Sold or Disposed: | 10-01-2020 |
| CUSIP Number: | 20030N101 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $534.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | COMCAST CORP |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Noncovered Security Basis not reported to IRS |
| Type of Gain or Loss Code: | |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is not being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):043523567 |
| NATIONAL FINANCIAL SERVICES LLC | |
| 499 WASHINGTON BLVD | |
| JERSEY CITY, NJ 07310-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 12042 LEDGEWOOD CIR | |
| FORT MYERS, FL 33913-7904 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | BX78227121JZNG5B2OUT |
| Date Sold or Disposed: | 10-27-2020 |
| CUSIP Number: | 20030N101 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $1,467.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | COMCAST CORP |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Noncovered Security Basis not reported to IRS |
| Type of Gain or Loss Code: | |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is not being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):043523567 |
| NATIONAL FINANCIAL SERVICES LLC | |
| 499 WASHINGTON BLVD | |
| JERSEY CITY, NJ 07310-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 12042 LEDGEWOOD CIR | |
| FORT MYERS, FL 33913-7904 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | BX78227121JZNG5B2OVT |
| Date Sold or Disposed: | 10-27-2020 |
| CUSIP Number: | 20030N101 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $17.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | COMCAST CORP |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Noncovered Security Basis not reported to IRS |
| Type of Gain or Loss Code: | |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is not being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):043523567 |
| NATIONAL FINANCIAL SERVICES LLC | |
| 499 WASHINGTON BLVD | |
| JERSEY CITY, NJ 07310-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 12042 LEDGEWOOD CIR | |
| FORT MYERS, FL 33913-7904 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | BX78227121JZWCS48WSG |
| Date Sold or Disposed: | 11-03-2020 |
| CUSIP Number: | 20030N101 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $967.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | COMCAST CORP |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Noncovered Security Basis not reported to IRS |
| Type of Gain or Loss Code: | |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is not being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):043523567 |
| NATIONAL FINANCIAL SERVICES LLC | |
| 499 WASHINGTON BLVD | |
| JERSEY CITY, NJ 07310-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 12042 LEDGEWOOD CIR | |
| FORT MYERS, FL 33913-7904 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | BX78227121JZWCS48X8M |
| Date Sold or Disposed: | 11-03-2020 |
| CUSIP Number: | 20030N101 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $17.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | COMCAST CORP |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Noncovered Security Basis not reported to IRS |
| Type of Gain or Loss Code: | |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is not being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):043523567 |
| NATIONAL FINANCIAL SERVICES LLC | |
| 499 WASHINGTON BLVD | |
| JERSEY CITY, NJ 07310-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 12042 LEDGEWOOD CIR | |
| FORT MYERS, FL 33913-7904 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | BX78227121K0R09AZ158 |
| Date Sold or Disposed: | 11-27-2020 |
| CUSIP Number: | 20030N101 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $30.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | COMCAST CORP |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Noncovered Security Basis not reported to IRS |
| Type of Gain or Loss Code: | |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is not being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):043523567 |
| NATIONAL FINANCIAL SERVICES LLC | |
| 499 WASHINGTON BLVD | |
| JERSEY CITY, NJ 07310-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 12042 LEDGEWOOD CIR | |
| FORT MYERS, FL 33913-7904 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | BX78227121K0R09AZ19U |
| Date Sold or Disposed: | 11-27-2020 |
| CUSIP Number: | 20030N101 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $5,166.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $2,954.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | COMCAST CORP |
| Second Notice Indicator: | |
| Date Acquired: | 11-25-2020 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):043523567 |
| NATIONAL FINANCIAL SERVICES LLC | |
| 499 WASHINGTON BLVD | |
| JERSEY CITY, NJ 07310-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 12042 LEDGEWOOD CIR | |
| FORT MYERS, FL 33913-7904 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | BX78227121K06N2D8LIX |
| Date Sold or Disposed: | 11-11-2020 |
| CUSIP Number: | 20030N101 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $941.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | COMCAST CORP |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Noncovered Security Basis not reported to IRS |
| Type of Gain or Loss Code: | |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is not being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):043523567 |
| NATIONAL FINANCIAL SERVICES LLC | |
| 499 WASHINGTON BLVD | |
| JERSEY CITY, NJ 07310-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 12042 LEDGEWOOD CIR | |
| FORT MYERS, FL 33913-7904 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | BX78227121K1HY2ZYDTS |
| Date Sold or Disposed: | 12-18-2020 |
| CUSIP Number: | 20030N101 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $1,668.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | COMCAST CORP |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Noncovered Security Basis not reported to IRS |
| Type of Gain or Loss Code: | |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is not being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):043523567 |
| NATIONAL FINANCIAL SERVICES LLC | |
| 499 WASHINGTON BLVD | |
| JERSEY CITY, NJ 07310-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 12042 LEDGEWOOD CIR | |
| FORT MYERS, FL 33913-7904 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | BX78227121K18XHLKBDH |
| Date Sold or Disposed: | 12-11-2020 |
| CUSIP Number: | 20030N101 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $587.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $344.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | COMCAST CORP |
| Second Notice Indicator: | |
| Date Acquired: | 11-25-2020 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):043523567 |
| NATIONAL FINANCIAL SERVICES LLC | |
| 499 WASHINGTON BLVD | |
| JERSEY CITY, NJ 07310-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 12042 LEDGEWOOD CIR | |
| FORT MYERS, FL 33913-7904 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | BX78227121K18XHLKBKB |
| Date Sold or Disposed: | 12-11-2020 |
| CUSIP Number: | 20030N101 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $1,946.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | COMCAST CORP |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Noncovered Security Basis not reported to IRS |
| Type of Gain or Loss Code: | |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is not being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-7904 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 93756185 |
| Date Sold or Disposed: | 02-07-2020 |
| CUSIP Number: | 464288414 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $13.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $13.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.12092 ISHARES TRUST |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-7904 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 93756186 |
| Date Sold or Disposed: | 02-07-2020 |
| CUSIP Number: | 464288414 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $0.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.00201 ISHARES TRUST |
| Second Notice Indicator: | |
| Date Acquired: | 12-30-2019 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Long-term |
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-7904 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 93756187 |
| Date Sold or Disposed: | 02-07-2020 |
| CUSIP Number: | 886364207 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $56.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $53.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 4.81038 TIDAL ETF TRUST |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-7904 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 93756188 |
| Date Sold or Disposed: | 02-07-2020 |
| CUSIP Number: | 886364306 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $6.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $6.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.60420 TIDAL ETF TRUST |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-7904 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 93756189 |
| Date Sold or Disposed: | 02-07-2020 |
| CUSIP Number: | 921937827 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $6.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $6.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.08611 VANGUARD SHORT TERM BOND ETF |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-7904 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 93756190 |
| Date Sold or Disposed: | 02-07-2020 |
| CUSIP Number: | 921937827 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $0.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.00143 VANGUARD SHORT TERM BOND ETF |
| Second Notice Indicator: | |
| Date Acquired: | 12-30-2019 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Long-term |
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-7904 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 93756191 |
| Date Sold or Disposed: | 02-07-2020 |
| CUSIP Number: | 922908751 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $3.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $3.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.01949 VANGUARD INDEX FUNDS |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-7904 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 93756192 |
| Date Sold or Disposed: | 02-07-2020 |
| CUSIP Number: | 922042858 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $7.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $7.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.18208 VANGUARD FTSE EMERGING MARKETS |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-7904 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 93756193 |
| Date Sold or Disposed: | 02-07-2020 |
| CUSIP Number: | 921943858 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $23.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $22.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.52650 VANGUARD FTSE DEVELOPED |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-7904 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 93756194 |
| Date Sold or Disposed: | 02-07-2020 |
| CUSIP Number: | 922020805 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $1.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $1.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.02358 VANGUARD SHORT TERM INFLATION |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-7904 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 93756195 |
| Date Sold or Disposed: | 02-07-2020 |
| CUSIP Number: | 922020805 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $0.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.00039 VANGUARD SHORT TERM INFLATION |
| Second Notice Indicator: | |
| Date Acquired: | 12-30-2019 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Long-term |
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-7904 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 93756196 |
| Date Sold or Disposed: | 02-07-2020 |
| CUSIP Number: | 92189H409 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $1.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $1.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.01818 VANECK VECTORS ETF TRUST |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 11758 ROSALINDA CT | |
| FORT MYERS, FL 33912-8997 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 35529133 |
| Date Sold or Disposed: | 12-18-2020 |
| CUSIP Number: | 023135106 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $528.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $523.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.16503 AMAZON.COM INC |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 11758 ROSALINDA CT | |
| FORT MYERS, FL 33912-8997 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 35529134 |
| Date Sold or Disposed: | 02-03-2020 |
| CUSIP Number: | 037833100 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $69.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $60.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.22463 APPLE INC |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 11758 ROSALINDA CT | |
| FORT MYERS, FL 33912-8997 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 35529136 |
| Date Sold or Disposed: | 07-17-2020 |
| CUSIP Number: | 08862E109 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $30.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $21.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.24096 BEYOND MEAT INC |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 11758 ROSALINDA CT | |
| FORT MYERS, FL 33912-8997 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 35529137 |
| Date Sold or Disposed: | 07-08-2020 |
| CUSIP Number: | 247361702 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $23.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $20.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.87688 DELTA AIR LINES INC DEL |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 11758 ROSALINDA CT | |
| FORT MYERS, FL 33912-8997 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 35529138 |
| Date Sold or Disposed: | 12-15-2020 |
| CUSIP Number: | 265504100 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $0.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.00237 DUNKIN BRANDS GROUP INC |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 11758 ROSALINDA CT | |
| FORT MYERS, FL 33912-8997 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 35529139 |
| Date Sold or Disposed: | 12-15-2020 |
| CUSIP Number: | 265504100 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $0.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.00558 DUNKIN BRANDS GROUP INC |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Long-term |
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 11758 ROSALINDA CT | |
| FORT MYERS, FL 33912-8997 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 35529140 |
| Date Sold or Disposed: | 07-15-2020 |
| CUSIP Number: | 345370860 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $47.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $36.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 7.22350 FORD MOTOR CO |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 11758 ROSALINDA CT | |
| FORT MYERS, FL 33912-8997 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 35529141 |
| Date Sold or Disposed: | 07-08-2020 |
| CUSIP Number: | 369604103 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $51.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $50.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 7.57114 GENERAL ELECTRIC COMPANY |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 11758 ROSALINDA CT | |
| FORT MYERS, FL 33912-8997 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 35529142 |
| Date Sold or Disposed: | 02-03-2020 |
| CUSIP Number: | 464287200 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $49.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $47.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.15073 ISHARES CORE S&P 500 ETF |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 11758 ROSALINDA CT | |
| FORT MYERS, FL 33912-8997 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 35529143 |
| Date Sold or Disposed: | 02-03-2020 |
| CUSIP Number: | 464289867 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $32.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $31.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.67570 ISHARES CORE GROWTH ALLOCATION |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 11758 ROSALINDA CT | |
| FORT MYERS, FL 33912-8997 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 35529159 |
| Date Sold or Disposed: | 07-09-2020 |
| CUSIP Number: | 464289867 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $93.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $86.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 1.98979 ISHARES CORE GROWTH ALLOCATION |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 11758 ROSALINDA CT | |
| FORT MYERS, FL 33912-8997 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 35529161 |
| Date Sold or Disposed: | 07-08-2020 |
| CUSIP Number: | 594918104 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $25.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $21.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.12186 MICROSOFT CORP |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 11758 ROSALINDA CT | |
| FORT MYERS, FL 33912-8997 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 35529166 |
| Date Sold or Disposed: | 02-03-2020 |
| CUSIP Number: | 92204A405 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $64.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $63.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.85527 VANGUARD SECTOR INDEX FDS |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 11758 ROSALINDA CT | |
| FORT MYERS, FL 33912-8997 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 35529167 |
| Date Sold or Disposed: | 02-03-2020 |
| CUSIP Number: | 922042742 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $212.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $200.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 2.64475 VANGUARD INTL EQUITY INDEX FD |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 11758 ROSALINDA CT | |
| FORT MYERS, FL 33912-8997 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 35529168 |
| Date Sold or Disposed: | 07-15-2020 |
| CUSIP Number: | 922042742 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $6.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $5.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.08304 VANGUARD INTL EQUITY INDEX FD |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 11758 ROSALINDA CT | |
| FORT MYERS, FL 33912-8997 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 35529169 |
| Date Sold or Disposed: | 07-09-2020 |
| CUSIP Number: | 931427108 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $10.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $11.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.26207 WALGREEN BOOTS ALLIANCE INC |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 11758 ROSALINDA CT | |
| FORT MYERS, FL 33912-8997 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 35529170 |
| Date Sold or Disposed: | 02-03-2020 |
| CUSIP Number: | 931142103 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $105.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $105.00 |
| Wash Sale Loss Disallowed: | $1.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.92113 WALMART INC |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 11758 ROSALINDA CT | |
| FORT MYERS, FL 33912-8997 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 35529171 |
| Date Sold or Disposed: | 07-09-2020 |
| CUSIP Number: | 931142103 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $115.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $105.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.91083 WALMART INC |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-7904 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 94891187 |
| Date Sold or Disposed: | 11-11-2020 |
| CUSIP Number: | 410345102 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $13.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $9.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 1 HANESBRANDS INC |
| Second Notice Indicator: | |
| Date Acquired: | 04-17-2020 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-7904 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 17024963 |
| Date Sold or Disposed: | 06-23-2020 |
| CUSIP Number: | 023135106 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $41.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $34.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.01495 AMAZON.COM INC |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-7904 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 17024966 |
| Date Sold or Disposed: | 08-27-2020 |
| CUSIP Number: | 02376R102 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $413.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $519.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 31.00000 AMERICAN AIRLINES GROUP INC |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-7904 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 17024969 |
| Date Sold or Disposed: | 08-28-2020 |
| CUSIP Number: | 02376R102 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $6.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $4.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.44876 AMERICAN AIRLINES GROUP INC |
| Second Notice Indicator: | |
| Date Acquired: | 05-15-2020 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-7904 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 17024972 |
| Date Sold or Disposed: | 08-19-2020 |
| CUSIP Number: | 01609W102 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $1,824.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $1,817.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 7 ***ALIBABA GROUP HOLDING LTD SPONSO |
| Second Notice Indicator: | |
| Date Acquired: | 08-18-2020 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-7904 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 17024974 |
| Date Sold or Disposed: | 11-09-2020 |
| CUSIP Number: | 05156X884 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $217.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $212.00 |
| Wash Sale Loss Disallowed: | $41.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 20.00000 ***AURORA CANNABIS INC |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-7904 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 17024975 |
| Date Sold or Disposed: | 12-16-2020 |
| CUSIP Number: | 05156X884 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $2.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $1.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.3 ***AURORA CANNABIS INC COM |
| Second Notice Indicator: | |
| Date Acquired: | 10-07-2020 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-7904 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 17024977 |
| Date Sold or Disposed: | 12-16-2020 |
| CUSIP Number: | 05156X884 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $0.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.03778 ***AURORA CANNABIS INC |
| Second Notice Indicator: | |
| Date Acquired: | 10-07-2020 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-7904 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 17024979 |
| Date Sold or Disposed: | 12-16-2020 |
| CUSIP Number: | 05156X884 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $100.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $130.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 10.00000 ***AURORA CANNABIS INC |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-7904 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 17024982 |
| Date Sold or Disposed: | 08-07-2020 |
| CUSIP Number: | 011659109 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $727.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $740.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 20 ALASKA AIR GROUP INC |
| Second Notice Indicator: | |
| Date Acquired: | 07-17-2020 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-7904 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 17024986 |
| Date Sold or Disposed: | 08-26-2020 |
| CUSIP Number: | 084670702 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $1,503.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $1,431.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 7.00000 BERKSHIRE HATHAWAY INC DEL |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-7904 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 17024997 |
| Date Sold or Disposed: | 09-08-2020 |
| CUSIP Number: | 084670702 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $216.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $202.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 1.00000 BERKSHIRE HATHAWAY INC DEL |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-7904 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 17024998 |
| Date Sold or Disposed: | 12-09-2020 |
| CUSIP Number: | 084670702 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $227.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $211.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 1.00000 BERKSHIRE HATHAWAY INC DEL |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-7904 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 17024999 |
| Date Sold or Disposed: | 12-18-2020 |
| CUSIP Number: | 084670702 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $4.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $4.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.02193 BERKSHIRE HATHAWAY INC DEL |
| Second Notice Indicator: | |
| Date Acquired: | 07-17-2020 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-7904 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 17025001 |
| Date Sold or Disposed: | 06-16-2020 |
| CUSIP Number: | 08862E109 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $11.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $10.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.07560 BEYOND MEAT INC |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-7904 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 17025005 |
| Date Sold or Disposed: | 07-16-2020 |
| CUSIP Number: | 14365C103 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $131.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $131.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 10 ***CARNIVAL PLC AMERI |
| Second Notice Indicator: | |
| Date Acquired: | 07-16-2020 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-7904 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 17025007 |
| Date Sold or Disposed: | 12-28-2020 |
| CUSIP Number: | 14888U101 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $200.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $276.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 57 CATALYST PHARMACEUTICALS INC |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-7904 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 17025010 |
| Date Sold or Disposed: | 07-07-2020 |
| CUSIP Number: | 172967424 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $14.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $15.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.28724 CITIGROUP INC |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-7904 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 17025012 |
| Date Sold or Disposed: | 08-10-2020 |
| CUSIP Number: | 12769G100 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $384.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $381.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 10 CAESARS ENTERTAINMENT INC COMMO |
| Second Notice Indicator: | |
| Date Acquired: | 07-17-2020 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-7904 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 17025015 |
| Date Sold or Disposed: | 06-04-2020 |
| CUSIP Number: | 191216100 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $9.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $9.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.19891 COCA COLA COMPANY |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-7904 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 17025020 |
| Date Sold or Disposed: | 08-17-2020 |
| CUSIP Number: | 247361702 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $1,483.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $1,478.00 |
| Wash Sale Loss Disallowed: | $78.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 53.00000 DELTA AIR LINES INC DEL |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-7904 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 17025044 |
| Date Sold or Disposed: | 08-25-2020 |
| CUSIP Number: | 247361702 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $829.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $854.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 28.00000 DELTA AIR LINES INC DEL |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-7904 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 17025050 |
| Date Sold or Disposed: | 08-28-2020 |
| CUSIP Number: | 247361702 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $3.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $1.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.09928 DELTA AIR LINES INC DEL |
| Second Notice Indicator: | |
| Date Acquired: | 05-15-2020 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-7904 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 17025054 |
| Date Sold or Disposed: | 10-26-2020 |
| CUSIP Number: | 23306J101 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $50.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $50.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 33 ***DBV TECHNOLOGIES S A AMERI |
| Second Notice Indicator: | |
| Date Acquired: | 10-26-2020 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-7904 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 17025056 |
| Date Sold or Disposed: | 11-12-2020 |
| CUSIP Number: | 254687106 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $135.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $132.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 1.00000 WALT DISNEY CO |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-7904 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 17025057 |
| Date Sold or Disposed: | 12-09-2020 |
| CUSIP Number: | 254687106 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $154.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $133.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 1.00000 WALT DISNEY CO |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-7904 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 17025059 |
| Date Sold or Disposed: | 12-22-2020 |
| CUSIP Number: | 254687106 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $340.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $346.00 |
| Wash Sale Loss Disallowed: | $2.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 2.00000 WALT DISNEY CO |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-7904 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 17025062 |
| Date Sold or Disposed: | 08-26-2020 |
| CUSIP Number: | 30231G102 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $40.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $43.00 |
| Wash Sale Loss Disallowed: | $1.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 1.00000 EXXON MOBIL CORP |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-7904 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 17025065 |
| Date Sold or Disposed: | 12-18-2020 |
| CUSIP Number: | 30231G102 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $17.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $13.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.41600 EXXON MOBIL CORP |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-7904 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 17025066 |
| Date Sold or Disposed: | 12-18-2020 |
| CUSIP Number: | 30231G102 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $43.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $41.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 1.00000 EXXON MOBIL CORP |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-7904 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 17025067 |
| Date Sold or Disposed: | 08-26-2020 |
| CUSIP Number: | 284849205 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $37.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $51.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 12 ***ELECTRAMECCANICA VEHICLES CORP |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-7904 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 17025081 |
| Date Sold or Disposed: | 01-22-2020 |
| CUSIP Number: | 345370860 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $175.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $186.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 19 FORD MOTOR CO PAR $ |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-7904 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 17025085 |
| Date Sold or Disposed: | 07-07-2020 |
| CUSIP Number: | 345370860 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $22.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $19.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 3.71294 FORD MOTOR CO |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-7904 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 17025087 |
| Date Sold or Disposed: | 11-02-2020 |
| CUSIP Number: | 345370860 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $46.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $46.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 6 FORD MOTOR CO PAR $0 |
| Second Notice Indicator: | |
| Date Acquired: | 11-02-2020 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-7904 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 17025089 |
| Date Sold or Disposed: | 06-04-2020 |
| CUSIP Number: | 30303M102 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $30.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $30.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.13449 FACEBOOK INC |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-7904 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 17025092 |
| Date Sold or Disposed: | 07-08-2020 |
| CUSIP Number: | 30303M102 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $31.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $30.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.12832 FACEBOOK INC |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-7904 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 17025095 |
| Date Sold or Disposed: | 08-27-2020 |
| CUSIP Number: | 30303M102 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $2,341.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $2,219.00 |
| Wash Sale Loss Disallowed: | $9.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 8 FACEBOOK INC CL A |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-7904 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 17025099 |
| Date Sold or Disposed: | 11-05-2020 |
| CUSIP Number: | 30303M102 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $587.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $597.00 |
| Wash Sale Loss Disallowed: | $4.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 2 FACEBOOK INC CL A |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-7904 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 17025108 |
| Date Sold or Disposed: | 11-05-2020 |
| CUSIP Number: | 30303M102 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $1,185.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $1,184.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 4 FACEBOOK INC CL A |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-7904 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 17025112 |
| Date Sold or Disposed: | 07-16-2020 |
| CUSIP Number: | 35952H601 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $85.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $83.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 28 FUELCELL ENERGY INC COMMO |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-7904 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 17025114 |
| Date Sold or Disposed: | 11-30-2020 |
| CUSIP Number: | 35952H601 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $200.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $134.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 20 FUELCELL ENERGY INC COMMO |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-7904 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 17025123 |
| Date Sold or Disposed: | 11-09-2020 |
| CUSIP Number: | 33813J106 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $139.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $118.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 10 FISKER INC CLASS |
| Second Notice Indicator: | |
| Date Acquired: | 11-04-2020 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-7904 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 17025128 |
| Date Sold or Disposed: | 12-17-2020 |
| CUSIP Number: | 33813J106 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $168.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $181.00 |
| Wash Sale Loss Disallowed: | $12.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 10 FISKER INC CLASS |
| Second Notice Indicator: | |
| Date Acquired: | 12-01-2020 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-7904 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 17025132 |
| Date Sold or Disposed: | 12-18-2020 |
| CUSIP Number: | 33813J106 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $163.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $168.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 10 FISKER INC CLASS |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-7904 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 17025135 |
| Date Sold or Disposed: | 07-07-2020 |
| CUSIP Number: | 37045V100 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $19.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $20.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.76453 GENERAL MOTORS COMPANY |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-7904 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 17025137 |
| Date Sold or Disposed: | 12-09-2020 |
| CUSIP Number: | 37045V100 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $221.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $221.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 5.00000 GENERAL MOTORS COMPANY |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-7904 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 17025139 |
| Date Sold or Disposed: | 12-15-2020 |
| CUSIP Number: | 37045V100 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $248.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $246.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 6.00000 GENERAL MOTORS COMPANY |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-7904 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 17025141 |
| Date Sold or Disposed: | 12-18-2020 |
| CUSIP Number: | 37045V100 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $25.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $18.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.63095 GENERAL MOTORS COMPANY |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-7904 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 17025144 |
| Date Sold or Disposed: | 01-22-2020 |
| CUSIP Number: | 369604103 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $210.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $177.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 18.00000 GENERAL ELECTRIC COMPANY |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-7904 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 17025146 |
| Date Sold or Disposed: | 07-08-2020 |
| CUSIP Number: | 369604103 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $99.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $104.00 |
| Wash Sale Loss Disallowed: | $6.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 14.68738 GENERAL ELECTRIC COMPANY |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-7904 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 17025148 |
| Date Sold or Disposed: | 08-26-2020 |
| CUSIP Number: | 369604103 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $325.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $363.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 50.00000 GENERAL ELECTRIC COMPANY |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-7904 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 17025156 |
| Date Sold or Disposed: | 06-26-2020 |
| CUSIP Number: | 406216101 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $143.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $117.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 12 HALLIBURTON COMPANY |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-7904 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 17025157 |
| Date Sold or Disposed: | 07-07-2020 |
| CUSIP Number: | 42806J106 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $32.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $92.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 24 HERTZ GLOBAL HOLDINGS INC COMMO |
| Second Notice Indicator: | |
| Date Acquired: | 06-10-2020 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-7904 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 17025158 |
| Date Sold or Disposed: | 11-06-2020 |
| CUSIP Number: | 428304109 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $82.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $62.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 89 ***HEXO CORP COM |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-7904 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 17025159 |
| Date Sold or Disposed: | 11-24-2020 |
| CUSIP Number: | 428304109 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $62.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $64.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 76 ***HEXO CORP COM |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-7904 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 17025160 |
| Date Sold or Disposed: | 07-23-2020 |
| CUSIP Number: | 477143101 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $107.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $105.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 10 JETBLUE AIRWAYS CORP |
| Second Notice Indicator: | |
| Date Acquired: | 07-20-2020 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-7904 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 17025161 |
| Date Sold or Disposed: | 06-19-2020 |
| CUSIP Number: | 48138M105 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $54.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $60.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 9 ***JUMIA TECHNOLOGIES AG AMERIC |
| Second Notice Indicator: | |
| Date Acquired: | 06-09-2020 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-7904 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 17025163 |
| Date Sold or Disposed: | 11-13-2020 |
| CUSIP Number: | 483709101 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $74.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $71.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 10 KANDI TECHNOLGIES GROUP INC |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-7904 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 17025164 |
| Date Sold or Disposed: | 11-17-2020 |
| CUSIP Number: | 483709101 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $86.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $84.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 9 KANDI TECHNOLGIES GROUP INC |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-7904 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 17025166 |
| Date Sold or Disposed: | 12-28-2020 |
| CUSIP Number: | 483709101 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $75.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $124.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 11 KANDI TECHNOLGIES GROUP INC |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-7904 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 17025169 |
| Date Sold or Disposed: | 11-16-2020 |
| CUSIP Number: | 50202M102 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $815.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $584.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 23 ***LI AUTO INC AMERI |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-7904 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 17025184 |
| Date Sold or Disposed: | 11-30-2020 |
| CUSIP Number: | 50202M102 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $362.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $349.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 10 ***LI AUTO INC AMERI |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-7904 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 17025186 |
| Date Sold or Disposed: | 11-16-2020 |
| CUSIP Number: | 54405Q100 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $131.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $126.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 7 LORDSTOWN MOTORS CORP CLASS |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-7904 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 17025189 |
| Date Sold or Disposed: | 12-11-2020 |
| CUSIP Number: | 54405Q100 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $198.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $202.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 10 LORDSTOWN MOTORS CORP CLASS |
| Second Notice Indicator: | |
| Date Acquired: | 12-07-2020 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-7904 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 17025190 |
| Date Sold or Disposed: | 12-15-2020 |
| CUSIP Number: | 54405Q100 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $40.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $40.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 2 LORDSTOWN MOTORS CORP CLASS |
| Second Notice Indicator: | |
| Date Acquired: | 12-07-2020 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-7904 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 17025191 |
| Date Sold or Disposed: | 12-01-2020 |
| CUSIP Number: | 64110L106 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $503.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $492.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 1 NETFLIX COM INC |
| Second Notice Indicator: | |
| Date Acquired: | 11-16-2020 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-7904 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 17025192 |
| Date Sold or Disposed: | 12-01-2020 |
| CUSIP Number: | 64110L106 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $500.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $512.00 |
| Wash Sale Loss Disallowed: | $11.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 1 NETFLIX COM INC |
| Second Notice Indicator: | |
| Date Acquired: | 11-05-2020 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-7904 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 17025193 |
| Date Sold or Disposed: | 07-15-2020 |
| CUSIP Number: | G66721104 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $183.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $189.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 10 ***NORWEGIAN CRUISE LINE HOLDI |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-7904 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 17025194 |
| Date Sold or Disposed: | 07-17-2020 |
| CUSIP Number: | 62914V106 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $1,171.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $965.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 100 ***NIO INC AMER |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-7904 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 17025195 |
| Date Sold or Disposed: | 12-01-2020 |
| CUSIP Number: | 62914V106 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $1,167.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $1,142.00 |
| Wash Sale Loss Disallowed: | $49.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 26 ***NIO INC AMERI |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-7904 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 17025196 |
| Date Sold or Disposed: | 12-03-2020 |
| CUSIP Number: | 62914V106 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $920.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $935.00 |
| Wash Sale Loss Disallowed: | $18.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 20 ***NIO INC AMERI |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-7904 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 17025202 |
| Date Sold or Disposed: | 12-29-2020 |
| CUSIP Number: | 62914V106 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $223.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $239.00 |
| Wash Sale Loss Disallowed: | $15.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 5 ***NIO INC AMERIC |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-7904 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 17025207 |
| Date Sold or Disposed: | 08-04-2020 |
| CUSIP Number: | 654110105 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $194.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $193.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 5 NIKOLA CORPORATION COMMON |
| Second Notice Indicator: | |
| Date Acquired: | 07-20-2020 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-7904 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 17025209 |
| Date Sold or Disposed: | 11-18-2020 |
| CUSIP Number: | 654110105 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $255.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $184.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 10 NIKOLA CORPORATION COMMO |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-7904 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 17025212 |
| Date Sold or Disposed: | 11-18-2020 |
| CUSIP Number: | 654110105 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $267.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $345.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 11 NIKOLA CORPORATION COMMO |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-7904 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 17025214 |
| Date Sold or Disposed: | 09-08-2020 |
| CUSIP Number: | 644535106 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $35.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $33.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 20 ***NEW GOLD INC |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-7904 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 17025216 |
| Date Sold or Disposed: | 06-04-2020 |
| CUSIP Number: | 72919P202 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $55.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $54.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 12 PLUG POWER INC |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-7904 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 17025217 |
| Date Sold or Disposed: | 07-30-2020 |
| CUSIP Number: | 72919P202 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $393.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $361.00 |
| Wash Sale Loss Disallowed: | $13.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 50 PLUG POWER INC |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-7904 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 17025219 |
| Date Sold or Disposed: | 08-31-2020 |
| CUSIP Number: | 72919P202 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $129.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $132.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 10 PLUG POWER INC |
| Second Notice Indicator: | |
| Date Acquired: | 08-27-2020 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-7904 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 17025222 |
| Date Sold or Disposed: | 08-31-2020 |
| CUSIP Number: | 72919P202 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $130.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $143.00 |
| Wash Sale Loss Disallowed: | $12.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 10 PLUG POWER INC |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-7904 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 17025226 |
| Date Sold or Disposed: | 09-01-2020 |
| CUSIP Number: | 72919P202 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $143.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $145.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 11 PLUG POWER INC |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-7904 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 17025237 |
| Date Sold or Disposed: | 09-08-2020 |
| CUSIP Number: | 72919P202 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $117.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $129.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 10 PLUG POWER INC |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-7904 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 17025238 |
| Date Sold or Disposed: | 11-02-2020 |
| CUSIP Number: | 72919P202 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $448.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $441.00 |
| Wash Sale Loss Disallowed: | $1.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 30 PLUG POWER INC |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-7904 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 17025239 |
| Date Sold or Disposed: | 12-01-2020 |
| CUSIP Number: | 72919P202 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $612.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $572.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 25 PLUG POWER INC |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-7904 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 17025241 |
| Date Sold or Disposed: | 12-23-2020 |
| CUSIP Number: | 674870506 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $55.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $49.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 16 OCEAN POWER TECHNOLOGIES INC COMMO |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-7904 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 17025245 |
| Date Sold or Disposed: | 06-26-2020 |
| CUSIP Number: | 848577102 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $1,560.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $1,549.00 |
| Wash Sale Loss Disallowed: | $250.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 97 SPIRIT AIRLINES INC COMMO |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-7904 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 17025248 |
| Date Sold or Disposed: | 07-10-2020 |
| CUSIP Number: | 848577102 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $878.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $1,105.00 |
| Wash Sale Loss Disallowed: | $154.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 51 SPIRIT AIRLINES INC COMMO |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-7904 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 17025252 |
| Date Sold or Disposed: | 08-05-2020 |
| CUSIP Number: | 848577102 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $430.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $536.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 26 SPIRIT AIRLINES INC COMMO |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-7904 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 17025255 |
| Date Sold or Disposed: | 09-17-2020 |
| CUSIP Number: | 848577102 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $368.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $364.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 20 SPIRIT AIRLINES INC COMMO |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-7904 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 17025258 |
| Date Sold or Disposed: | 11-02-2020 |
| CUSIP Number: | 848577102 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $104.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $94.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 6 SPIRIT AIRLINES INC COMMON |
| Second Notice Indicator: | |
| Date Acquired: | 10-28-2020 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-7904 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 17025260 |
| Date Sold or Disposed: | 11-18-2020 |
| CUSIP Number: | 848577102 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $107.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $102.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 5 SPIRIT AIRLINES INC COMMON |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-7904 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 17025272 |
| Date Sold or Disposed: | 12-07-2020 |
| CUSIP Number: | 848577102 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $253.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $249.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 10 SPIRIT AIRLINES INC COMMO |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-7904 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 17025273 |
| Date Sold or Disposed: | 10-22-2020 |
| CUSIP Number: | 867224107 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $60.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $62.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 5 ***SUNCOR ENERGY INC |
| Second Notice Indicator: | |
| Date Acquired: | 10-14-2020 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-7904 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 17025274 |
| Date Sold or Disposed: | 10-23-2020 |
| CUSIP Number: | 867224107 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $62.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $62.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 5 ***SUNCOR ENERGY INC |
| Second Notice Indicator: | |
| Date Acquired: | 10-14-2020 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-7904 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 17025275 |
| Date Sold or Disposed: | 12-09-2020 |
| CUSIP Number: | 867224107 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $125.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $124.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 7 ***SUNCOR ENERGY INC |
| Second Notice Indicator: | |
| Date Acquired: | 12-04-2020 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-7904 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 17025276 |
| Date Sold or Disposed: | 06-26-2020 |
| CUSIP Number: | 844741108 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $92.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $85.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 2.96104 SOUTHWEST AIRLINES CO |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-7904 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 17025277 |
| Date Sold or Disposed: | 08-17-2020 |
| CUSIP Number: | 844741108 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $547.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $515.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 16 SOUTHWEST AIRLINES CO |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-7904 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 17025278 |
| Date Sold or Disposed: | 06-04-2020 |
| CUSIP Number: | 88579Y101 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $10.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $9.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 0.06179 3M COMPANY |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-7904 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 17025279 |
| Date Sold or Disposed: | 11-04-2020 |
| CUSIP Number: | 90184L102 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $209.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $207.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 5 TWITTER INC |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-7904 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 17025281 |
| Date Sold or Disposed: | 10-30-2020 |
| CUSIP Number: | Y8897Y180 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $9.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $10.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 9 ***TOP SHIPS INC COMMON |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-7904 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 17025286 |
| Date Sold or Disposed: | 07-15-2020 |
| CUSIP Number: | 910047109 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $360.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $333.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 10 UNITED AIRLINES HOLDINGS INC COMMO |
| Second Notice Indicator: | |
| Date Acquired: | 06-29-2020 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-7904 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 17025301 |
| Date Sold or Disposed: | 07-23-2020 |
| CUSIP Number: | 910047109 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $333.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $322.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 10 UNITED AIRLINES HOLDINGS INC COMMO |
| Second Notice Indicator: | |
| Date Acquired: | 07-20-2020 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):454526070 |
| PROSPER FUNDING LLC | |
| 221 MAIN STREET SUITE 300 | |
| SAN FRANCISCO, CA 94105-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 840821 |
| Date Sold or Disposed: | 02-25-2020 |
| CUSIP Number: | 0000000000000 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $0.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $33.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 1131675-79 CHARGEOFF |
| Second Notice Indicator: | |
| Date Acquired: | 10-02-2018 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Long-term |
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is not being reported to the IRS wash sale |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):454526070 |
| PROSPER FUNDING LLC | |
| 221 MAIN STREET SUITE 300 | |
| SAN FRANCISCO, CA 94105-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 840821 |
| Date Sold or Disposed: | 03-14-2020 |
| CUSIP Number: | 0000000000000 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $0.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $21.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 1143646-190 CHARGEOFF |
| Second Notice Indicator: | |
| Date Acquired: | 11-19-2018 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Long-term |
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is not being reported to the IRS wash sale |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):454526070 |
| PROSPER FUNDING LLC | |
| 221 MAIN STREET SUITE 300 | |
| SAN FRANCISCO, CA 94105-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 840821 |
| Date Sold or Disposed: | 03-16-2020 |
| CUSIP Number: | 0000000000000 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $3.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 1131675-79 DEBTSALE |
| Second Notice Indicator: | |
| Date Acquired: | 10-02-2018 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Long-term |
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is not being reported to the IRS wash sale |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):454526070 |
| PROSPER FUNDING LLC | |
| 221 MAIN STREET SUITE 300 | |
| SAN FRANCISCO, CA 94105-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 840821 |
| Date Sold or Disposed: | 03-24-2020 |
| CUSIP Number: | 0000000000000 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $0.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $17.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 1122965-15 CHARGEOFF |
| Second Notice Indicator: | |
| Date Acquired: | 10-03-2018 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Long-term |
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is not being reported to the IRS wash sale |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):454526070 |
| PROSPER FUNDING LLC | |
| 221 MAIN STREET SUITE 300 | |
| SAN FRANCISCO, CA 94105-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 840821 |
| Date Sold or Disposed: | 04-17-2020 |
| CUSIP Number: | 0000000000000 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $2.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 1143646-190 DEBTSALE |
| Second Notice Indicator: | |
| Date Acquired: | 11-19-2018 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Long-term |
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is not being reported to the IRS wash sale |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):454526070 |
| PROSPER FUNDING LLC | |
| 221 MAIN STREET SUITE 300 | |
| SAN FRANCISCO, CA 94105-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 840821 |
| Date Sold or Disposed: | 04-21-2020 |
| CUSIP Number: | 0000000000000 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $2.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 1122965-15 DEBTSALE |
| Second Notice Indicator: | |
| Date Acquired: | 10-03-2018 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Long-term |
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is not being reported to the IRS wash sale |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):462538416 |
| ACORNS SECURITIES LLC | |
| 5300 CALIFORNIA AVENUE | |
| IRVINE, CA 92617-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | WSC8143 |
| Date Sold or Disposed: | 07-31-2020 |
| CUSIP Number: | 922908751 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $127.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $112.00 |
| Wash Sale Loss Disallowed: | $1.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | VANGUARD SMALL CAP ETF VB |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):462538416 |
| ACORNS SECURITIES LLC | |
| 5300 CALIFORNIA AVENUE | |
| IRVINE, CA 92617-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | WSC8144 |
| Date Sold or Disposed: | 07-31-2020 |
| CUSIP Number: | 921943858 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $125.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $115.00 |
| Wash Sale Loss Disallowed: | $1.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | VANGUARD FTSE DEVELOPED MARKET |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):462538416 |
| ACORNS SECURITIES LLC | |
| 5300 CALIFORNIA AVENUE | |
| IRVINE, CA 92617-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | WSC8145 |
| Date Sold or Disposed: | 02-03-2020 |
| CUSIP Number: | 922908363 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $32.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $32.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | LARGE COMPANY STOCKS VOO |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):462538416 |
| ACORNS SECURITIES LLC | |
| 5300 CALIFORNIA AVENUE | |
| IRVINE, CA 92617-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | WSC8146 |
| Date Sold or Disposed: | 07-31-2020 |
| CUSIP Number: | 922042858 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $63.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $55.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | VANGUARD EMERGING MARKETS ETF |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):462538416 |
| ACORNS SECURITIES LLC | |
| 5300 CALIFORNIA AVENUE | |
| IRVINE, CA 92617-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | WSC8147 |
| Date Sold or Disposed: | 07-31-2020 |
| CUSIP Number: | 922908553 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $65.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $62.00 |
| Wash Sale Loss Disallowed: | $1.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | VANGUARD REIT INDEX ETF VNQ |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Creditor:
| |
| Creditor's Federal Identification Number (FIN):941347393 |
| WELLS FARGO BANK, N.A. | |
| P.O. BOX 3908 114 | |
| PORTLAND, OR 97208-0000 | |
| |
|
Debtor:
| |
| Debtor's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 510 SUDBROOK LANE | |
| PIKESVILLE, MD 21208-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 54611000007750050736 |
| Date Canceled: | 05-21-2020 |
| Property Fair Market Value: | $0.00 |
| Amount of Debt Discharged: | $3,820.00 |
| Interest Forgiven Amount: | $0.00 |
| Identifiable Event Code: | Creditor's debt collection Policy |
| Debt Description: | INDIRECT AUTO LOAN 2003 MERCEDES-BENZ S |
| Personal Liability Indicator: | Box checked-Personally Liable |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):236003107 |
| COMMONWEALTH OF PA DEPT OF LABOR & IND | |
| OFF. OF EMPLOYMENT SECURITY BMIS D-108 | |
| 7TH AND FORSTER STS | |
| HARRISBURG, PA 17121-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| LERMERZ MICHAEL | |
| 12B HERITAGE COVE | |
| PURVIS, MS 39475-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | |
| RTAA Payments: | $0.00 |
| Tax Withheld: | $0.00 |
| Taxable Grants: | $0.00 |
| Unemployment Compensation: | $9,614.00 |
| Agricultural Subsidies: | $0.00 |
| Prior Year Refund: | $0.00 |
| Market gain on Commodity Credit Corporation loans repaid: | $0.00 |
| Year of Refund: | Not Set |
| 1099G Offset: | Not Refund, Credit, or Offset for Trade or Business |
| Second TIN Notice: | |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):860862176 |
| STATE OF NEVADA DEPARTMENT OF EMPLOYMENT | |
| , TRAINING AND REHABILITATION EMPLOYMENT | |
| 500 E 3RD ST. | |
| CARSON CITY, NV 89713-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| LERMERZ MICHAEL | |
| 6253 HALSTEAD CT | |
| NORTH LAS VEGAS, NV 89081-6555 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | |
| RTAA Payments: | $0.00 |
| Tax Withheld: | $0.00 |
| Taxable Grants: | $0.00 |
| Unemployment Compensation: | $9,548.00 |
| Agricultural Subsidies: | $0.00 |
| Prior Year Refund: | $0.00 |
| Market gain on Commodity Credit Corporation loans repaid: | $0.00 |
| Year of Refund: | Not Set |
| 1099G Offset: | Not Refund, Credit, or Offset for Trade or Business |
| Second TIN Notice: | |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):043523567 |
| NATIONAL FINANCIAL SERVICES LLC | |
| 499 WASHINGTON BLVD | |
| JERSEY CITY, NJ 07310-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 12042 LEDGEWOOD CIR | |
| FORT MYERS, FL 33913-7904 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | DX78227121 |
| Tax Withheld: | $0.00 |
| Capital Gains: | $0.00 |
| Non-Dividend Distribution: | $0.00 |
| Cash Liquidation Distribution: | $0.00 |
| Non-Cash Liquidation Distribution: | $0.00 |
| Investment Expense: | $0.00 |
| Ordinary Dividend: | $207.00 |
| Collectibles (28%) Gain: | $0.00 |
| Unrecaptured Section 1250 Gain: | $0.00 |
| Section 1202 Gain: | $0.00 |
| Foreign Tax Paid: | $0.00 |
| Qualified Dividends: | $207.00 |
| Section 199A REIT Dividends: | $0.00 |
| Second Notice Indicator: | No Second Notice |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Exempt Interest Dividends: | $0.00 |
| Specified Private Activity Bond Interest Dividend: | $0.00 |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-7904 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 93756235 |
| Tax Withheld: | $0.00 |
| Capital Gains: | $0.00 |
| Non-Dividend Distribution: | $0.00 |
| Cash Liquidation Distribution: | $0.00 |
| Non-Cash Liquidation Distribution: | $0.00 |
| Investment Expense: | $0.00 |
| Ordinary Dividend: | $12.00 |
| Collectibles (28%) Gain: | $0.00 |
| Unrecaptured Section 1250 Gain: | $0.00 |
| Section 1202 Gain: | $0.00 |
| Foreign Tax Paid: | $0.00 |
| Qualified Dividends: | $9.00 |
| Section 199A REIT Dividends: | $0.00 |
| Second Notice Indicator: | No Second Notice |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Exempt Interest Dividends: | $1.00 |
| Specified Private Activity Bond Interest Dividend: | $0.00 |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):462538416 |
| ACORNS SECURITIES LLC | |
| 5300 CALIFORNIA AVENUE | |
| IRVINE, CA 92617-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 00000282520802B1 |
| Tax Withheld: | $0.00 |
| Capital Gains: | $0.00 |
| Non-Dividend Distribution: | $0.00 |
| Cash Liquidation Distribution: | $0.00 |
| Non-Cash Liquidation Distribution: | $0.00 |
| Investment Expense: | $0.00 |
| Ordinary Dividend: | $12.00 |
| Collectibles (28%) Gain: | $0.00 |
| Unrecaptured Section 1250 Gain: | $0.00 |
| Section 1202 Gain: | $0.00 |
| Foreign Tax Paid: | $0.00 |
| Qualified Dividends: | $11.00 |
| Section 199A REIT Dividends: | $0.00 |
| Second Notice Indicator: | No Second Notice |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Exempt Interest Dividends: | $0.00 |
| Specified Private Activity Bond Interest Dividend: | $0.00 |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):043523567 |
| NATIONAL FINANCIAL SERVICES LLC | |
| 499 WASHINGTON BLVD | |
| JERSEY CITY, NJ 07310-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 12042 LEDGEWOOD CIR | |
| FORT MYERS, FL 33913-7904 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | IX78227121 |
| Interest: | $0.00 |
| Tax Withheld: | $0.00 |
| Savings Bonds: | $0.00 |
| Investment Expense: | $0.00 |
| Interest Forfeiture: | $0.00 |
| Foreign Tax Paid: | $0.00 |
| Tax-Exempt Interest: | $0.00 |
| Specified Private Activity Bond Interest: | $0.00 |
| Market Discount: | $0.00 |
| Bond Premium: | $0.00 |
| Bond Premium on Tax Exempt Bond: | $0.00 |
| Bond Premium on Treasury Obligations: | $0.00 |
| Second Notice Indicator: | No Second Notice |
| Foreign Country or US Possession: | |
| CUSIP Number: | 315994103 |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):203196134 |
| SALLIE MAE BANK | |
| 175 S WEST TEMPLE | |
| SALT LAKE CITY, UT 84101-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| LERMER MICHAEL S | |
| 12042 LEDGEWOOD CIRCLE | |
| FT MYERS, FL 33913-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 300100291587 |
| Interest: | $0.00 |
| Tax Withheld: | $0.00 |
| Savings Bonds: | $0.00 |
| Investment Expense: | $0.00 |
| Interest Forfeiture: | $0.00 |
| Foreign Tax Paid: | $0.00 |
| Tax-Exempt Interest: | $0.00 |
| Specified Private Activity Bond Interest: | $0.00 |
| Market Discount: | $0.00 |
| Bond Premium: | $0.00 |
| Bond Premium on Tax Exempt Bond: | $0.00 |
| Bond Premium on Treasury Obligations: | $0.00 |
| Second Notice Indicator: | No Second Notice |
| Foreign Country or US Possession: | |
| CUSIP Number: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):203196134 |
| SALLIE MAE BANK | |
| 175 S WEST TEMPLE | |
| SALT LAKE CITY, UT 84101-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| LERMER MICHAEL S | |
| 12042 LEDGEWOOD CIRCLE | |
| FT MYERS, FL 33913-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 300302388168 |
| Interest: | $0.00 |
| Tax Withheld: | $0.00 |
| Savings Bonds: | $0.00 |
| Investment Expense: | $0.00 |
| Interest Forfeiture: | $0.00 |
| Foreign Tax Paid: | $0.00 |
| Tax-Exempt Interest: | $0.00 |
| Specified Private Activity Bond Interest: | $0.00 |
| Market Discount: | $0.00 |
| Bond Premium: | $0.00 |
| Bond Premium on Tax Exempt Bond: | $0.00 |
| Bond Premium on Treasury Obligations: | $0.00 |
| Second Notice Indicator: | No Second Notice |
| Foreign Country or US Possession: | |
| CUSIP Number: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):550755205 |
| MVB BANK | |
| CREDIT KARMA | |
| 301 VIRGINIA AVENUE | |
| FAIRMONT, WV 26554-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 12042 LEDGEWOOD CIR | |
| FORT MYERS, FL 33913-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | CUSTID:CID92-4195498 |
| Interest: | $0.00 |
| Tax Withheld: | $0.00 |
| Savings Bonds: | $0.00 |
| Investment Expense: | $0.00 |
| Interest Forfeiture: | $0.00 |
| Foreign Tax Paid: | $0.00 |
| Tax-Exempt Interest: | $0.00 |
| Specified Private Activity Bond Interest: | $0.00 |
| Market Discount: | $0.00 |
| Bond Premium: | $0.00 |
| Bond Premium on Tax Exempt Bond: | $0.00 |
| Bond Premium on Treasury Obligations: | $0.00 |
| Second Notice Indicator: | No Second Notice |
| Foreign Country or US Possession: | |
| CUSIP Number: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):454526070 |
| PROSPER FUNDING LLC | |
| 221 MAIN STREET SUITE 300 | |
| SAN FRANCISCO, CA 94105-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 840821 |
| Interest: | $0.00 |
| Tax Withheld: | $0.00 |
| Tax Exempt OID: | $0.00 |
| Investment Expenses: | $0.00 |
| Interest Forfeiture: | $0.00 |
| Original Issue Discount: | $41.00 |
| Original Issue Discount on Treasury Obligations: | $0.00 |
| Market Discount: | $0.00 |
| Acquisition Premium: | $0.00 |
| Bond Premium: | $0.00 |
| Description: | ORIGINAL ISSUE DISCOUNT FOR 2020 |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Second Notice Indicator: | No Second Notice |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):046568107 |
| FIDELITY INVESTMENTS | |
| 100 MAGELLAN WAY KW1C | |
| COVINGTON, KY 41015-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| LERMER MICHAEL SCOT | |
| 12042 LEDGEWOOD CIRCLE | |
| FORT MYERS, FL 33913-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 20210109032101417981 |
| Distribution Code Value: | Early Distribution, no known exception (in most cases, under age 59 1/2) |
| Distribution Code: | 1 |
| Distribution Code Value: | Not significant |
| Distribution Code: | Blank |
| Tax Amount Undetermined Code: | Not checked |
| Total Distribution Code: | Not checked |
| First Year Roth Contribution: | 0000 |
| SEP Indicator: | IRA/SEP/SIMP box not checked |
| FATCA Indicator: | not FATCA |
| Date of Payment for Reportable Death Benefits under Section 6050Y: | 00-00-0000 |
| Tax Withheld: | $0.00 |
| Total Employee Contributions: | $0.00 |
| Unrealized Appreciation: | $0.00 |
| Other Income: | $0.00 |
| Gross Distribution: | $29,500.00 |
| Taxable Amount: | $29,500.00 |
| Eligible Capital Gains: | $0.00 |
| Amount to IRR: | $0.00 |
