| |
|
Employer:
| |
| Employer Identification Number (EIN):232084784 |
| COMCAST CC OF WILLOW GROVE | |
| 1701 JF KENNEDY BLVD 4 | |
| PHILADELPHIA, PA 19103-0000 | |
| |
|
Employee:
| |
| Employee's Social Security Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 3040 OASIS GRAND BLVD | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Wages, Tips and Other Compensation: | $254,003.00 |
| Federal Income Tax Withheld: | $52,350.00 |
| Social Security Wages: | $132,900.00 |
| Social Security Tax Withheld: | $8,239.00 |
| Medicare Wages and Tips: | $257,613.00 |
| Medicare Tax Withheld: | $4,253.00 |
| Social Security Tips: | $0.00 |
| Allocated Tips: | $0.00 |
| Dependent Care Benefits: | $0.00 |
| Deferred Compensation: | $4,043.00 |
| Code "Q" Nontaxable Combat Pay: | $0.00 |
| Code "W" Employer Contributions to a Health Savings Account: | $0.00 |
| Code "Y" Deferrals under a section 409A nonqualified Deferred Compensation plan: | $0.00 |
| Code "Z" Income under section 409A on a nonqualified Deferred Compensation plan: | $0.00 |
| Code "R" Employer's Contribution to MSA: | $0.00 |
| Code "S" Employer's Contribution to Simple Account: | $0.00 |
| Code "T" Expenses Incurred for Qualified Adoptions: | $0.00 |
| Code "V" Income from exercise of non-statutory stock options: | $32,583.00 |
| Code "AA" Designated Roth Contributions under a Section 401(k) Plan: | $0.00 |
| Code "BB" Designated Roth Contributions under a Section 403(b) Plan: | $0.00 |
| Code "DD" Cost of Employer-Sponsored Health Coverage: | $13,104.00 |
| Code "EE" Designated ROTH Contributions Under a Governmental Section 457(b) Plan: | $0.00 |
| Code "FF" Permitted benefits under a qualified small employer health reimbursement arrangement: | $0.00 |
| Code "GG" Income from Qualified Equity Grants Under Section 83(i): | $0.00 |
| Code "HH" Aggregate Deferrals Under Section 83(i) Elections as of the Close of the Calendar Year: | $0.00 |
| Third Party Sick Pay Indicator: | Unanswered |
| Retirement Plan Indicator: | Yes - retirement plan |
| Statutory Employee: | Not Statutory Employee |
| W2 Submission Type: | Original |
| W2 WHC SSN Validation Code: | Correct SSN |
| |
|
Corporation:
| |
| Corporation's Federal Identification Number (FIN):270000798 |
| COMCAST CORPORATION | |
| 1701 JFK BOULEVARD | |
| PHILADELPHIA, PA 19103-0000 | |
| |
|
Employee:
| |
| Employee's Identification Number:
219-19-2163 |
| LERMER MICHAEL SCOTT | |
| 3040 OASIS GRAND BLVD 1508 | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | IT8QDN35X5 |
| Exercise Price per Share: | $29.00 |
| Fair Market Value per Share on Exercise Date: | $39.00 |
| Fair Market Value per Share on Grant Date: | $34.00 |
| Exercise price per share determined as if the option was exercised on the date shown in box 1: | $29.00 |
| Date Option Exercised: | 03-29-2019 |
| Date Option Granted: | 01-02-2019 |
| Number of Shares Transferred: | 0000000000012 |
| Date Legal Title Transferred: | 03-29-2019 |
| |
|
Corporation:
| |
| Corporation's Federal Identification Number (FIN):270000798 |
| COMCAST CORPORATION | |
| 1701 JFK BOULEVARD | |
| PHILADELPHIA, PA 19103-0000 | |
| |
|
Employee:
| |
| Employee's Identification Number:
219-19-2163 |
| LERMER MICHAEL SCOTT | |
| 3040 OASIS GRAND BLVD 1508 | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | JPJ5W4MMCP |
| Exercise Price per Share: | $37.00 |
| Fair Market Value per Share on Exercise Date: | $44.00 |
| Fair Market Value per Share on Grant Date: | $44.00 |
| Exercise price per share determined as if the option was exercised on the date shown in box 1: | $37.00 |
| Date Option Exercised: | 12-31-2019 |
| Date Option Granted: | 10-01-2019 |
| Number of Shares Transferred: | 0000000000022 |
| Date Legal Title Transferred: | 12-31-2019 |
| |
|
Trustee:
| |
| Trustee/Issuer's Federal Identification Number (FIN):043523567 |
| NATIONAL FINANCIAL SERVICES LLC | |
| 499 WASHINGTON BLVD | |
| JERSEY CITY, NJ 07310-0000 | |
| |
|
Participant:
| |
| Participant's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 3040 OASIS GRAND BLVD APT 1508 | |
| FORT MYERS, FL 33916-1570 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | L220486894001 |
| IRA Contributions: | $1,200.00 |
| Rollover Contributions: | $0.00 |
| Roth Conversion Amount: | $0.00 |
| Recharacterized Contributions: | $0.00 |
| Fair Market Value of Account: | $46.00 |
| Life Insurance Cost Included in Box 1: | $0.00 |
| SEP Code: | Not Checked |
| IRA Code: | Checked |
| Simple Code: | Not Checked |
| Roth IRA Code: | Not Checked |
| RMD For Subsequent Year: | RMD box not checked |
| RMD Date: | 00-00-0000 |
| Year: | |
| Postponed Contribution Code: | |
| Repayments Code: | |
| Fair Market Value of certain specified assets: | N/A |
| SEP Contributions: | $0.00 |
| SIMPLE Contributions: | $0.00 |
| Roth IRA Contributions: | $0.00 |
| Required Minimum Distribution Amount: | $0.00 |
| Postponed Contributions: | $0.00 |
| Repayment of a qualified reservist distribution or federally designated disaster withdrawal repayment: | $0.00 |
| Fair Market Value of Certain Specified Assets: | $0.00 |
| |
|
Trustee:
| |
| Trustee/Issuer's Federal Identification Number (FIN):043685560 |
| E*TRADE SECURITIES | |
| PO BOX 484 | |
| JERSEY CITY, NJ 07303-0484 | |
| |
|
Participant:
| |
| Participant's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 12042 LEDGEWOOD CIR | |
| FORT MYERS, FL 33913-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 40496342662146781 |
| IRA Contributions: | $0.00 |
| Rollover Contributions: | $0.00 |
| Roth Conversion Amount: | $0.00 |
| Recharacterized Contributions: | $0.00 |
| Fair Market Value of Account: | $79.00 |
| Life Insurance Cost Included in Box 1: | $0.00 |
| SEP Code: | Not Checked |
| IRA Code: | Checked |
| Simple Code: | Not Checked |
| Roth IRA Code: | Not Checked |
| RMD For Subsequent Year: | RMD box not checked |
| RMD Date: | 00-00-0000 |
| Year: | |
| Postponed Contribution Code: | |
| Repayments Code: | |
| Fair Market Value of certain specified assets: | N/A |
| SEP Contributions: | $0.00 |
| SIMPLE Contributions: | $0.00 |
| Roth IRA Contributions: | $0.00 |
| Required Minimum Distribution Amount: | $0.00 |
| Postponed Contributions: | $0.00 |
| Repayment of a qualified reservist distribution or federally designated disaster withdrawal repayment: | $0.00 |
| Fair Market Value of Certain Specified Assets: | $0.00 |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):043523567 |
| NATIONAL FINANCIAL SERVICES LLC | |
| 499 WASHINGTON BLVD | |
| JERSEY CITY, NJ 07310-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 3040 OASIS GRAND BLVD APT 1508 | |
| FORT MYERS, FL 33916-1570 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | BX78227121IQF40C9F6K |
| Date Sold or Disposed: | 01-25-2019 |
| CUSIP Number: | 20030N101 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $1,306.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $1,194.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | COMCAST CORP NEW CL A |
| Second Notice Indicator: | |
| Date Acquired: | 12-29-2017 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Long-term |
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):043523567 |
| NATIONAL FINANCIAL SERVICES LLC | |
| 499 WASHINGTON BLVD | |
| JERSEY CITY, NJ 07310-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 3040 OASIS GRAND BLVD APT 1508 | |
| FORT MYERS, FL 33916-1570 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | BX78227121IRVFSQ6ZKF |
| Date Sold or Disposed: | 03-07-2019 |
| CUSIP Number: | 20030N101 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $35.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $30.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | COMCAST CORP NEW CL A |
| Second Notice Indicator: | |
| Date Acquired: | 12-29-2017 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Long-term |
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):043523567 |
| NATIONAL FINANCIAL SERVICES LLC | |
| 499 WASHINGTON BLVD | |
| JERSEY CITY, NJ 07310-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 3040 OASIS GRAND BLVD APT 1508 | |
| FORT MYERS, FL 33916-1570 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | BX78227121IRVFSQ6ZWL |
| Date Sold or Disposed: | 03-07-2019 |
| CUSIP Number: | 20030N101 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $909.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | COMCAST CORP NEW CL A |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Noncovered Security Basis not reported to IRS |
| Type of Gain or Loss Code: | |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is not being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):043523567 |
| NATIONAL FINANCIAL SERVICES LLC | |
| 499 WASHINGTON BLVD | |
| JERSEY CITY, NJ 07310-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 3040 OASIS GRAND BLVD APT 1508 | |
| FORT MYERS, FL 33916-1570 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | BX78227121IRVFSQ700L |
| Date Sold or Disposed: | 03-07-2019 |
| CUSIP Number: | 20030N101 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $35.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | COMCAST CORP NEW CL A |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Noncovered Security Basis not reported to IRS |
| Type of Gain or Loss Code: | |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is not being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):043523567 |
| NATIONAL FINANCIAL SERVICES LLC | |
| 499 WASHINGTON BLVD | |
| JERSEY CITY, NJ 07310-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 3040 OASIS GRAND BLVD APT 1508 | |
| FORT MYERS, FL 33916-1570 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | BX78227121IRVFSQ700W |
| Date Sold or Disposed: | 03-07-2019 |
| CUSIP Number: | 20030N101 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $6,136.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $4,782.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | COMCAST CORP NEW CL A |
| Second Notice Indicator: | |
| Date Acquired: | 03-07-2019 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):043523567 |
| NATIONAL FINANCIAL SERVICES LLC | |
| 499 WASHINGTON BLVD | |
| JERSEY CITY, NJ 07310-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 3040 OASIS GRAND BLVD APT 1508 | |
| FORT MYERS, FL 33916-1570 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | BX78227121ITUWVZXBKT |
| Date Sold or Disposed: | 05-02-2019 |
| CUSIP Number: | 20030N101 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $38.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $27.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | COMCAST CORP NEW CL A |
| Second Notice Indicator: | |
| Date Acquired: | 03-07-2019 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):043523567 |
| NATIONAL FINANCIAL SERVICES LLC | |
| 499 WASHINGTON BLVD | |
| JERSEY CITY, NJ 07310-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 3040 OASIS GRAND BLVD APT 1508 | |
| FORT MYERS, FL 33916-1570 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | BX78227121ITUWVZXBK7 |
| Date Sold or Disposed: | 05-02-2019 |
| CUSIP Number: | 20030N101 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $84.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $58.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | COMCAST CORP NEW CL A |
| Second Notice Indicator: | |
| Date Acquired: | 03-29-2018 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Long-term |
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):043523567 |
| NATIONAL FINANCIAL SERVICES LLC | |
| 499 WASHINGTON BLVD | |
| JERSEY CITY, NJ 07310-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 3040 OASIS GRAND BLVD APT 1508 | |
| FORT MYERS, FL 33916-1570 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | BX78227121ITUWVZXBPI |
| Date Sold or Disposed: | 05-02-2019 |
| CUSIP Number: | 20030N101 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $706.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | COMCAST CORP NEW CL A |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Noncovered Security Basis not reported to IRS |
| Type of Gain or Loss Code: | |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is not being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):043523567 |
| NATIONAL FINANCIAL SERVICES LLC | |
| 499 WASHINGTON BLVD | |
| JERSEY CITY, NJ 07310-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 3040 OASIS GRAND BLVD APT 1508 | |
| FORT MYERS, FL 33916-1570 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | BX78227121IT979B8FTE |
| Date Sold or Disposed: | 04-15-2019 |
| CUSIP Number: | 20030N101 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $1,023.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $726.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | COMCAST CORP NEW CL A |
| Second Notice Indicator: | |
| Date Acquired: | 03-29-2018 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Long-term |
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):043523567 |
| NATIONAL FINANCIAL SERVICES LLC | |
| 499 WASHINGTON BLVD | |
| JERSEY CITY, NJ 07310-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 3040 OASIS GRAND BLVD APT 1508 | |
| FORT MYERS, FL 33916-1570 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | BX78227121IUKEBRTTC6 |
| Date Sold or Disposed: | 05-22-2019 |
| CUSIP Number: | 20030N101 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $1,061.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | COMCAST CORP NEW CL A |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Noncovered Security Basis not reported to IRS |
| Type of Gain or Loss Code: | |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is not being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):043523567 |
| NATIONAL FINANCIAL SERVICES LLC | |
| 499 WASHINGTON BLVD | |
| JERSEY CITY, NJ 07310-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 3040 OASIS GRAND BLVD APT 1508 | |
| FORT MYERS, FL 33916-1570 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | BX78227121IUS2DU8W6W |
| Date Sold or Disposed: | 05-28-2019 |
| CUSIP Number: | 20030N101 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $716.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | COMCAST CORP NEW CL A |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Noncovered Security Basis not reported to IRS |
| Type of Gain or Loss Code: | |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is not being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):043523567 |
| NATIONAL FINANCIAL SERVICES LLC | |
| 499 WASHINGTON BLVD | |
| JERSEY CITY, NJ 07310-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 3040 OASIS GRAND BLVD APT 1508 | |
| FORT MYERS, FL 33916-1570 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | BX78227121IUS2DU8W7E |
| Date Sold or Disposed: | 05-28-2019 |
| CUSIP Number: | 20030N101 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $973.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | COMCAST CORP NEW CL A |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Noncovered Security Basis not reported to IRS |
| Type of Gain or Loss Code: | |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is not being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):043523567 |
| NATIONAL FINANCIAL SERVICES LLC | |
| 499 WASHINGTON BLVD | |
| JERSEY CITY, NJ 07310-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 3040 OASIS GRAND BLVD APT 1508 | |
| FORT MYERS, FL 33916-1570 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | BX78227121IVB7G46VXY |
| Date Sold or Disposed: | 06-12-2019 |
| CUSIP Number: | 20030N101 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $951.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | COMCAST CORP NEW CL A |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Noncovered Security Basis not reported to IRS |
| Type of Gain or Loss Code: | |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is not being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):043523567 |
| NATIONAL FINANCIAL SERVICES LLC | |
| 499 WASHINGTON BLVD | |
| JERSEY CITY, NJ 07310-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 3040 OASIS GRAND BLVD APT 1508 | |
| FORT MYERS, FL 33916-1570 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | BX78227121IVB7G46WBO |
| Date Sold or Disposed: | 06-12-2019 |
| CUSIP Number: | 20030N101 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $2,156.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | COMCAST CORP NEW CL A |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Noncovered Security Basis not reported to IRS |
| Type of Gain or Loss Code: | |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is not being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):043523567 |
| NATIONAL FINANCIAL SERVICES LLC | |
| 499 WASHINGTON BLVD | |
| JERSEY CITY, NJ 07310-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 3040 OASIS GRAND BLVD APT 1508 | |
| FORT MYERS, FL 33916-1570 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | BX78227121IWAYASNKF4 |
| Date Sold or Disposed: | 07-10-2019 |
| CUSIP Number: | 20030N101 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $85.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | COMCAST CORP NEW CL A |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Noncovered Security Basis not reported to IRS |
| Type of Gain or Loss Code: | |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is not being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):043523567 |
| NATIONAL FINANCIAL SERVICES LLC | |
| 499 WASHINGTON BLVD | |
| JERSEY CITY, NJ 07310-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 3040 OASIS GRAND BLVD APT 1508 | |
| FORT MYERS, FL 33916-1570 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | BX78227121IWAYASNKLL |
| Date Sold or Disposed: | 07-10-2019 |
| CUSIP Number: | 20030N101 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $1,444.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | COMCAST CORP NEW CL A |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Noncovered Security Basis not reported to IRS |
| Type of Gain or Loss Code: | |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is not being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):043523567 |
| NATIONAL FINANCIAL SERVICES LLC | |
| 499 WASHINGTON BLVD | |
| JERSEY CITY, NJ 07310-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 3040 OASIS GRAND BLVD APT 1508 | |
| FORT MYERS, FL 33916-1570 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | BX78227121IWAYASNKSX |
| Date Sold or Disposed: | 07-10-2019 |
| CUSIP Number: | 20030N101 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $3,896.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | COMCAST CORP NEW CL A |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Noncovered Security Basis not reported to IRS |
| Type of Gain or Loss Code: | |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is not being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):043523567 |
| NATIONAL FINANCIAL SERVICES LLC | |
| 499 WASHINGTON BLVD | |
| JERSEY CITY, NJ 07310-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 3040 OASIS GRAND BLVD APT 1508 | |
| FORT MYERS, FL 33916-1570 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | BX78227121IXD8U6QKAZ |
| Date Sold or Disposed: | 08-09-2019 |
| CUSIP Number: | 20030N101 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $3,730.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $2,200.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | COMCAST CORP NEW CL A |
| Second Notice Indicator: | |
| Date Acquired: | 08-09-2019 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):043523567 |
| NATIONAL FINANCIAL SERVICES LLC | |
| 499 WASHINGTON BLVD | |
| JERSEY CITY, NJ 07310-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 3040 OASIS GRAND BLVD APT 1508 | |
| FORT MYERS, FL 33916-1570 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | BX78227121IXD8U6QKBM |
| Date Sold or Disposed: | 08-09-2019 |
| CUSIP Number: | 20030N101 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $4,922.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $3,466.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | COMCAST CORP NEW CL A |
| Second Notice Indicator: | |
| Date Acquired: | 08-09-2019 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):043523567 |
| NATIONAL FINANCIAL SERVICES LLC | |
| 499 WASHINGTON BLVD | |
| JERSEY CITY, NJ 07310-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 3040 OASIS GRAND BLVD APT 1508 | |
| FORT MYERS, FL 33916-1570 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | BX78227121IXR9DWQLY7 |
| Date Sold or Disposed: | 08-20-2019 |
| CUSIP Number: | 20030N101 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $2,191.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $1,486.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | COMCAST CORP NEW CL A |
| Second Notice Indicator: | |
| Date Acquired: | 08-20-2019 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):043523567 |
| NATIONAL FINANCIAL SERVICES LLC | |
| 499 WASHINGTON BLVD | |
| JERSEY CITY, NJ 07310-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 3040 OASIS GRAND BLVD APT 1508 | |
| FORT MYERS, FL 33916-1570 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | BX78227121J0QGQOG8XX |
| Date Sold or Disposed: | 11-12-2019 |
| CUSIP Number: | 20030N101 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $42.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | COMCAST CORP NEW CL A |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Noncovered Security Basis not reported to IRS |
| Type of Gain or Loss Code: | |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is not being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):043523567 |
| NATIONAL FINANCIAL SERVICES LLC | |
| 499 WASHINGTON BLVD | |
| JERSEY CITY, NJ 07310-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 3040 OASIS GRAND BLVD APT 1508 | |
| FORT MYERS, FL 33916-1570 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | BX78227121J0QGQOG9FV |
| Date Sold or Disposed: | 11-12-2019 |
| CUSIP Number: | 20030N101 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $1,657.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $1,101.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | COMCAST CORP NEW CL A |
| Second Notice Indicator: | |
| Date Acquired: | 11-12-2019 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):043523567 |
| NATIONAL FINANCIAL SERVICES LLC | |
| 499 WASHINGTON BLVD | |
| JERSEY CITY, NJ 07310-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 3040 OASIS GRAND BLVD APT 1508 | |
| FORT MYERS, FL 33916-1570 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | BX78227121J0QGQOG9GK |
| Date Sold or Disposed: | 11-12-2019 |
| CUSIP Number: | 20030N101 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $5,269.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $4,384.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | COMCAST CORP NEW CL A |
| Second Notice Indicator: | |
| Date Acquired: | 11-12-2019 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):043523567 |
| NATIONAL FINANCIAL SERVICES LLC | |
| 499 WASHINGTON BLVD | |
| JERSEY CITY, NJ 07310-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 3040 OASIS GRAND BLVD APT 1508 | |
| FORT MYERS, FL 33916-1570 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | BX78227121J0QGQOG9G9 |
| Date Sold or Disposed: | 11-12-2019 |
| CUSIP Number: | 20030N101 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $43.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $28.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | COMCAST CORP NEW CL A |
| Second Notice Indicator: | |
| Date Acquired: | 11-12-2019 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):043523567 |
| NATIONAL FINANCIAL SERVICES LLC | |
| 499 WASHINGTON BLVD | |
| JERSEY CITY, NJ 07310-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 3040 OASIS GRAND BLVD APT 1508 | |
| FORT MYERS, FL 33916-1570 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | BX78227121J2AOAD9DOL |
| Date Sold or Disposed: | 12-26-2019 |
| CUSIP Number: | 20030N101 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $42.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $35.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | COMCAST CORP NEW CL A |
| Second Notice Indicator: | |
| Date Acquired: | 11-12-2019 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):043523567 |
| NATIONAL FINANCIAL SERVICES LLC | |
| 499 WASHINGTON BLVD | |
| JERSEY CITY, NJ 07310-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 3040 OASIS GRAND BLVD APT 1508 | |
| FORT MYERS, FL 33916-1570 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | BX78227121J2AOAD9DPJ |
| Date Sold or Disposed: | 12-26-2019 |
| CUSIP Number: | 20030N101 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $3,153.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | COMCAST CORP NEW CL A |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Noncovered Security Basis not reported to IRS |
| Type of Gain or Loss Code: | |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is not being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD 1508 | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 5RS5247814722674 |
| Date Sold or Disposed: | 12-26-2019 |
| CUSIP Number: | 464288414 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $10.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $10.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | ISHARES TRUST ISHARES NATIONAL MUNI BON |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD 1508 | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 5RS5247814722675 |
| Date Sold or Disposed: | 12-26-2019 |
| CUSIP Number: | 464288414 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $47.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $46.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | ISHARES TRUST ISHARES NATIONAL MUNI BON |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD 1508 | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 5RS5247814722676 |
| Date Sold or Disposed: | 12-26-2019 |
| CUSIP Number: | 886364207 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $234.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $212.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | TIDAL ETF TRUST SOFI SELECT 500 ETF |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD 1508 | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 5RS5247814722677 |
| Date Sold or Disposed: | 12-26-2019 |
| CUSIP Number: | 886364306 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $26.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $24.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | TIDAL ETF TRUST SOFI NEXT 500 ETF |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD 1508 | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 5RS5247814722678 |
| Date Sold or Disposed: | 12-26-2019 |
| CUSIP Number: | 886364306 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $0.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | TIDAL ETF TRUST SOFI NEXT 500 ETF |
| Second Notice Indicator: | |
| Date Acquired: | 04-12-2019 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD 1508 | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 5RS5247814722679 |
| Date Sold or Disposed: | 04-12-2019 |
| CUSIP Number: | 922908769 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $4.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $4.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | VANGUARD INDEX FUNDS VANGUARD TOTAL STO |
| Second Notice Indicator: | |
| Date Acquired: | 04-05-2019 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD 1508 | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 5RS5247814722680 |
| Date Sold or Disposed: | 12-26-2019 |
| CUSIP Number: | 921937827 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $5.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $5.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | VANGUARD SHORT TERM BOND ETF |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD 1508 | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 5RS5247814722681 |
| Date Sold or Disposed: | 12-26-2019 |
| CUSIP Number: | 921937827 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $22.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $22.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | VANGUARD SHORT TERM BOND ETF |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD 1508 | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 5RS5247814722682 |
| Date Sold or Disposed: | 12-26-2019 |
| CUSIP Number: | 921937827 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $0.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | VANGUARD SHORT TERM BOND ETF |
| Second Notice Indicator: | |
| Date Acquired: | 04-05-2019 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD 1508 | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 5RS5247814722683 |
| Date Sold or Disposed: | 12-26-2019 |
| CUSIP Number: | 922908751 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $12.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $11.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | VANGUARD INDEX FUNDS VANGUARD SMALL-CAP |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD 1508 | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 5RS5247814722684 |
| Date Sold or Disposed: | 12-26-2019 |
| CUSIP Number: | 922908751 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $0.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | VANGUARD INDEX FUNDS VANGUARD SMALL-CAP |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD 1508 | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 5RS5247814722685 |
| Date Sold or Disposed: | 04-12-2019 |
| CUSIP Number: | 922042858 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $0.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | VANGUARD FTSE EMERGING MARKETS ETF FTSE |
| Second Notice Indicator: | |
| Date Acquired: | 04-05-2019 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD 1508 | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 5RS5247814722686 |
| Date Sold or Disposed: | 12-26-2019 |
| CUSIP Number: | 922042858 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $32.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $30.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | VANGUARD FTSE EMERGING MARKETS ETF FTSE |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD 1508 | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 5RS5247814722687 |
| Date Sold or Disposed: | 12-26-2019 |
| CUSIP Number: | 922042858 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $0.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | VANGUARD FTSE EMERGING MARKETS ETF FTSE |
| Second Notice Indicator: | |
| Date Acquired: | 04-05-2019 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD 1508 | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 5RS5247814722688 |
| Date Sold or Disposed: | 04-12-2019 |
| CUSIP Number: | 921943858 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $0.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | VANGUARD FTSE DEVELOPED MARKETS ETF |
| Second Notice Indicator: | |
| Date Acquired: | 04-05-2019 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD 1508 | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 5RS5247814722689 |
| Date Sold or Disposed: | 12-26-2019 |
| CUSIP Number: | 921943858 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $95.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $89.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | VANGUARD FTSE DEVELOPED MARKETS ETF |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD 1508 | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 5RS5247814722690 |
| Date Sold or Disposed: | 12-26-2019 |
| CUSIP Number: | 922020805 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $0.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | VANGUARD SHORT TERM INFLATION PROTECTED |
| Second Notice Indicator: | |
| Date Acquired: | 09-03-2019 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD 1508 | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 5RS5247814722691 |
| Date Sold or Disposed: | 12-26-2019 |
| CUSIP Number: | 922020805 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $4.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $4.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | VANGUARD SHORT TERM INFLATION PROTECTED |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD 1508 | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 5RS5247814722692 |
| Date Sold or Disposed: | 12-26-2019 |
| CUSIP Number: | 92189H409 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $0.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | VANECK VECTORS ETF TRUST VANECK VECTORS |
| Second Notice Indicator: | |
| Date Acquired: | 10-31-2019 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD 1508 | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 5RS5247814722693 |
| Date Sold or Disposed: | 12-26-2019 |
| CUSIP Number: | 92189H409 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $4.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $4.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | VANECK VECTORS ETF TRUST VANECK VECTORS |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD 1508 | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 5TA1469614796546 |
| Date Sold or Disposed: | 05-07-2019 |
| CUSIP Number: | 345370860 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $20.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $18.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | FORD MOTOR CO PAR $0.01 |
| Second Notice Indicator: | |
| Date Acquired: | 04-12-2019 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 11758 ROSALINDA CT | |
| FORT MYERS, FL 33912-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 7SF4905526712140 |
| Date Sold or Disposed: | 12-27-2019 |
| CUSIP Number: | 464287200 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $200.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $182.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | ISHARES CORE S&P 500 ETF |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 11758 ROSALINDA CT | |
| FORT MYERS, FL 33912-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 7SF4905526712141 |
| Date Sold or Disposed: | 12-27-2019 |
| CUSIP Number: | 92204A405 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $250.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $226.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | VANGUARD SECTOR INDEX FDS VANGUARD FINA |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):454526070 |
| PROSPER FUNDING LLC | |
| 221 MAIN STREET SUITE 300 | |
| SAN FRANCISCO, CA 94105-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 3040 OASIS GRAND BLVD APT1508 | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 840821 |
| Date Sold or Disposed: | 06-23-2019 |
| CUSIP Number: | 0000000000000 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $0.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $7.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 291040-223 CHARGEOFF |
| Second Notice Indicator: | |
| Date Acquired: | 03-23-2015 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Long-term |
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is not being reported to the IRS wash sale |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):454526070 |
| PROSPER FUNDING LLC | |
| 221 MAIN STREET SUITE 300 | |
| SAN FRANCISCO, CA 94105-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 3040 OASIS GRAND BLVD APT1508 | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 840821 |
| Date Sold or Disposed: | 07-16-2019 |
| CUSIP Number: | 0000000000000 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $0.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | 291040-223 DEBTSALE |
| Second Notice Indicator: | |
| Date Acquired: | 03-23-2015 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Long-term |
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is not being reported to the IRS wash sale |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Collectibles |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):462538416 |
| ACORNS SECURITIES LLC | |
| 5300 CALIFORNIA AVENUE | |
| IRVINE, CA 92617-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD 1508 | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | WSC5482 |
| Date Sold or Disposed: | 10-31-2019 |
| CUSIP Number: | 922908363 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $399.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $380.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | VANGUARD S&P 500 ETF VOO |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):462538416 |
| ACORNS SECURITIES LLC | |
| 5300 CALIFORNIA AVENUE | |
| IRVINE, CA 92617-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD 1508 | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | WSC5483 |
| Date Sold or Disposed: | 08-09-2019 |
| CUSIP Number: | 921943858 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $140.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $139.00 |
| Wash Sale Loss Disallowed: | $1.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | VANGUARD FTSE DEVELOPED MARKET |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):462538416 |
| ACORNS SECURITIES LLC | |
| 5300 CALIFORNIA AVENUE | |
| IRVINE, CA 92617-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD 1508 | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | WSC5484 |
| Date Sold or Disposed: | 12-16-2019 |
| CUSIP Number: | 922908751 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $80.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $77.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | VANGUARD SMALL CAP ETF VB |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):462538416 |
| ACORNS SECURITIES LLC | |
| 5300 CALIFORNIA AVENUE | |
| IRVINE, CA 92617-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD 1508 | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | WSC5485 |
| Date Sold or Disposed: | 06-11-2019 |
| CUSIP Number: | 464287457 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $133.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $132.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | ISHARES 1-3 YEAR TREASURY BOND |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):462538416 |
| ACORNS SECURITIES LLC | |
| 5300 CALIFORNIA AVENUE | |
| IRVINE, CA 92617-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD 1508 | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | WSC5486 |
| Date Sold or Disposed: | 12-16-2019 |
| CUSIP Number: | 921943858 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $80.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $75.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | VANGUARD FTSE DEVELOPED MARKET |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):462538416 |
| ACORNS SECURITIES LLC | |
| 5300 CALIFORNIA AVENUE | |
| IRVINE, CA 92617-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD 1508 | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | WSC5487 |
| Date Sold or Disposed: | 12-16-2019 |
| CUSIP Number: | 922042858 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $36.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $34.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | VANGUARD EMERGING MARKETS ETF |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):462538416 |
| ACORNS SECURITIES LLC | |
| 5300 CALIFORNIA AVENUE | |
| IRVINE, CA 92617-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD 1508 | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | WSC5488 |
| Date Sold or Disposed: | 12-16-2019 |
| CUSIP Number: | 922908363 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $159.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $152.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | VANGUARD S&P 500 ETF VOO |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):462538416 |
| ACORNS SECURITIES LLC | |
| 5300 CALIFORNIA AVENUE | |
| IRVINE, CA 92617-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD 1508 | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | WSC5489 |
| Date Sold or Disposed: | 08-09-2019 |
| CUSIP Number: | 922908751 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $140.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $135.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | VANGUARD SMALL CAP ETF VB |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):462538416 |
| ACORNS SECURITIES LLC | |
| 5300 CALIFORNIA AVENUE | |
| IRVINE, CA 92617-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD 1508 | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | WSC5490 |
| Date Sold or Disposed: | 12-16-2019 |
| CUSIP Number: | 922908553 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $39.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $40.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | VANGUARD REIT INDEX ETF VNQ |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):462538416 |
| ACORNS SECURITIES LLC | |
| 5300 CALIFORNIA AVENUE | |
| IRVINE, CA 92617-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD 1508 | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | WSC5491 |
| Date Sold or Disposed: | 08-09-2019 |
| CUSIP Number: | 922908553 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $70.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $63.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | VANGUARD REIT INDEX ETF VNQ |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):462538416 |
| ACORNS SECURITIES LLC | |
| 5300 CALIFORNIA AVENUE | |
| IRVINE, CA 92617-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD 1508 | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | WSC5492 |
| Date Sold or Disposed: | 10-31-2019 |
| CUSIP Number: | 921943858 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $200.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $195.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | VANGUARD FTSE DEVELOPED MARKET |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):462538416 |
| ACORNS SECURITIES LLC | |
| 5300 CALIFORNIA AVENUE | |
| IRVINE, CA 92617-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD 1508 | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | WSC5493 |
| Date Sold or Disposed: | 10-31-2019 |
| CUSIP Number: | 922042858 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $100.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $99.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | VANGUARD EMERGING MARKETS ETF |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):462538416 |
| ACORNS SECURITIES LLC | |
| 5300 CALIFORNIA AVENUE | |
| IRVINE, CA 92617-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD 1508 | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | WSC5494 |
| Date Sold or Disposed: | 08-09-2019 |
| CUSIP Number: | 922908363 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $280.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $258.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | VANGUARD S&P 500 ETF VOO |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):462538416 |
| ACORNS SECURITIES LLC | |
| 5300 CALIFORNIA AVENUE | |
| IRVINE, CA 92617-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD 1508 | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | WSC5495 |
| Date Sold or Disposed: | 08-09-2019 |
| CUSIP Number: | 922042858 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $70.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $72.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | VANGUARD EMERGING MARKETS ETF |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):462538416 |
| ACORNS SECURITIES LLC | |
| 5300 CALIFORNIA AVENUE | |
| IRVINE, CA 92617-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD 1508 | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | WSC5496 |
| Date Sold or Disposed: | 10-31-2019 |
| CUSIP Number: | 922908553 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $99.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $93.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | VANGUARD REIT INDEX ETF VNQ |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):462538416 |
| ACORNS SECURITIES LLC | |
| 5300 CALIFORNIA AVENUE | |
| IRVINE, CA 92617-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD 1508 | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | WSC5497 |
| Date Sold or Disposed: | 10-31-2019 |
| CUSIP Number: | 922908751 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $200.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $197.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | VANGUARD SMALL CAP ETF VB |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):462538416 |
| ACORNS SECURITIES LLC | |
| 5300 CALIFORNIA AVENUE | |
| IRVINE, CA 92617-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD 1508 | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | WSC5498 |
| Date Sold or Disposed: | 06-11-2019 |
| CUSIP Number: | 464287242 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $133.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $128.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | ISHARES INV GRD CORP BOND ETF |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):462538416 |
| ACORNS SECURITIES LLC | |
| 5300 CALIFORNIA AVENUE | |
| IRVINE, CA 92617-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD 1508 | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | WSC5499 |
| Date Sold or Disposed: | 12-16-2019 |
| CUSIP Number: | 922042858 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $3.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $3.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | VANGUARD EMERGING MARKETS ETF |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Long-term |
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from: | Box not checked |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):043523567 |
| NATIONAL FINANCIAL SERVICES LLC | |
| 499 WASHINGTON BLVD | |
| JERSEY CITY, NJ 07310-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 3040 OASIS GRAND BLVD APT 1508 | |
| FORT MYERS, FL 33916-1570 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | DX78227121 |
| Tax Withheld: | $0.00 |
| Capital Gains: | $0.00 |
| Non-Dividend Distribution: | $0.00 |
| Cash Liquidation Distribution: | $0.00 |
| Non-Cash Liquidation Distribution: | $0.00 |
| Investment Expense: | $0.00 |
| Ordinary Dividend: | $109.00 |
| Collectibles (28%) Gain: | $0.00 |
| Unrecaptured Section 1250 Gain: | $0.00 |
| Section 1202 Gain: | $0.00 |
| Foreign Tax Paid: | $0.00 |
| Qualified Dividends: | $109.00 |
| Section 199A REIT Dividends: | $0.00 |
| Second Notice Indicator: | No Second Notice |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Exempt Interest Dividends: | $0.00 |
| Specified Private Activity Bond Interest Dividend: | $0.00 |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD 1508 | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 5RS5247847809245 |
| Tax Withheld: | $0.00 |
| Capital Gains: | $0.00 |
| Non-Dividend Distribution: | $0.00 |
| Cash Liquidation Distribution: | $0.00 |
| Non-Cash Liquidation Distribution: | $0.00 |
| Investment Expense: | $0.00 |
| Ordinary Dividend: | $0.00 |
| Collectibles (28%) Gain: | $0.00 |
| Unrecaptured Section 1250 Gain: | $0.00 |
| Section 1202 Gain: | $0.00 |
| Foreign Tax Paid: | $0.00 |
| Qualified Dividends: | $0.00 |
| Section 199A REIT Dividends: | $0.00 |
| Second Notice Indicator: | No Second Notice |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Exempt Interest Dividends: | $0.00 |
| Specified Private Activity Bond Interest Dividend: | $0.00 |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):132967453 |
| APEX CLEARING | |
| ONE DALLAS CENTER | |
| DALLAS, TX 75201-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD 1508 | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 5RS52478578616 |
| Tax Withheld: | $0.00 |
| Capital Gains: | $0.00 |
| Non-Dividend Distribution: | $0.00 |
| Cash Liquidation Distribution: | $0.00 |
| Non-Cash Liquidation Distribution: | $0.00 |
| Investment Expense: | $0.00 |
| Ordinary Dividend: | $5.00 |
| Collectibles (28%) Gain: | $0.00 |
| Unrecaptured Section 1250 Gain: | $0.00 |
| Section 1202 Gain: | $0.00 |
| Foreign Tax Paid: | $0.00 |
| Qualified Dividends: | $3.00 |
| Section 199A REIT Dividends: | $0.00 |
| Second Notice Indicator: | No Second Notice |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Exempt Interest Dividends: | $0.00 |
| Specified Private Activity Bond Interest Dividend: | $0.00 |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):462538416 |
| ACORNS SECURITIES LLC | |
| 5300 CALIFORNIA AVENUE | |
| IRVINE, CA 92617-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 3040 OASIS GRAND BLVD 1508 | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 00000282520802 |
| Tax Withheld: | $0.00 |
| Capital Gains: | $0.00 |
| Non-Dividend Distribution: | $0.00 |
| Cash Liquidation Distribution: | $0.00 |
| Non-Cash Liquidation Distribution: | $0.00 |
| Investment Expense: | $0.00 |
| Ordinary Dividend: | $20.00 |
| Collectibles (28%) Gain: | $0.00 |
| Unrecaptured Section 1250 Gain: | $0.00 |
| Section 1202 Gain: | $0.00 |
| Foreign Tax Paid: | $0.00 |
| Qualified Dividends: | $13.00 |
| Section 199A REIT Dividends: | $2.00 |
| Second Notice Indicator: | No Second Notice |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Exempt Interest Dividends: | $0.00 |
| Specified Private Activity Bond Interest Dividend: | $0.00 |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):043523567 |
| NATIONAL FINANCIAL SERVICES LLC | |
| 499 WASHINGTON BLVD | |
| JERSEY CITY, NJ 07310-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 3040 OASIS GRAND BLVD APT 1508 | |
| FORT MYERS, FL 33916-1570 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | IX78227121 |
| Interest: | $0.00 |
| Tax Withheld: | $0.00 |
| Savings Bonds: | $0.00 |
| Investment Expense: | $0.00 |
| Interest Forfeiture: | $0.00 |
| Foreign Tax Paid: | $0.00 |
| Tax-Exempt Interest: | $0.00 |
| Specified Private Activity Bond Interest: | $0.00 |
| Market Discount: | $0.00 |
| Bond Premium: | $0.00 |
| Bond Premium on Tax Exempt Bond: | $0.00 |
| Bond Premium on Treasury Obligations: | $0.00 |
| Second Notice Indicator: | No Second Notice |
| Foreign Country or US Possession: | |
| CUSIP Number: | 315994103 |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):203196134 |
| SALLIE MAE BANK | |
| 175 S WEST TEMPLE | |
| SALT LAKE CITY, UT 84101-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| LERMER MICHAEL S | |
| 11758 ROSALINDA CT | |
| FT MYERS, FL 33912-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 300100291587 |
| Interest: | $0.00 |
| Tax Withheld: | $0.00 |
| Savings Bonds: | $0.00 |
| Investment Expense: | $0.00 |
| Interest Forfeiture: | $0.00 |
| Foreign Tax Paid: | $0.00 |
| Tax-Exempt Interest: | $0.00 |
| Specified Private Activity Bond Interest: | $0.00 |
| Market Discount: | $0.00 |
| Bond Premium: | $0.00 |
| Bond Premium on Tax Exempt Bond: | $0.00 |
| Bond Premium on Treasury Obligations: | $0.00 |
| Second Notice Indicator: | No Second Notice |
| Foreign Country or US Possession: | |
| CUSIP Number: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):203196134 |
| SALLIE MAE BANK | |
| 175 S WEST TEMPLE | |
| SALT LAKE CITY, UT 84101-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| LERMER MICHAEL S | |
| 11758 ROSALINDA CT | |
| FT MYERS, FL 33912-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 300302388168 |
| Interest: | $1.00 |
| Tax Withheld: | $0.00 |
| Savings Bonds: | $0.00 |
| Investment Expense: | $0.00 |
| Interest Forfeiture: | $0.00 |
| Foreign Tax Paid: | $0.00 |
| Tax-Exempt Interest: | $0.00 |
| Specified Private Activity Bond Interest: | $0.00 |
| Market Discount: | $0.00 |
| Bond Premium: | $0.00 |
| Bond Premium on Tax Exempt Bond: | $0.00 |
| Bond Premium on Treasury Obligations: | $0.00 |
| Second Notice Indicator: | No Second Notice |
| Foreign Country or US Possession: | |
| CUSIP Number: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):454526070 |
| PROSPER FUNDING LLC | |
| 221 MAIN STREET SUITE 300 | |
| SAN FRANCISCO, CA 94105-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 3040 OASIS GRAND BLVD APT1508 | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 840821 |
| Interest: | $0.00 |
| Tax Withheld: | $0.00 |
| Tax Exempt OID: | $0.00 |
| Investment Expenses: | $0.00 |
| Interest Forfeiture: | $0.00 |
| Original Issue Discount: | $62.00 |
| Original Issue Discount on Treasury Obligations: | $0.00 |
| Market Discount: | $0.00 |
| Acquisition Premium: | $0.00 |
| Bond Premium: | $0.00 |
| Description: | ORIGINAL ISSUE DISCOUNT FOR 2019 |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Second Notice Indicator: | No Second Notice |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):043523567 |
| NATIONAL FINANCIAL SERVICES LLC | |
| 499 WASHINGTON BLVD | |
| JERSEY CITY, NJ 07310-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 3040 OASIS GRAND BLVD APT 1508 | |
| FORT MYERS, FL 33916-1570 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 9220486894001 |
| Distribution Code Value: | Early Distribution, no known exception (in most cases, under age 59 1/2) |
| Distribution Code: | 1 |
| Distribution Code Value: | Not significant |
| Distribution Code: | Blank |
| Tax Amount Undetermined Code: | Tax amount not determined |
| Total Distribution Code: | Not checked |
| First Year Roth Contribution: | 0000 |
| SEP Indicator: | IRA/SEP/SIMP box checked |
| FATCA Indicator: | not FATCA |
| Date of Payment for Reportable Death Benefits under Section 6050Y: | 00-00-0000 |
| Tax Withheld: | $0.00 |
| Total Employee Contributions: | $0.00 |
| Unrealized Appreciation: | $0.00 |
| Other Income: | $0.00 |
| Gross Distribution: | $1,254.00 |
| Taxable Amount: | $1,254.00 |
| Eligible Capital Gains: | $0.00 |
| Amount to IRR: | $0.00 |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):046568107 |
| FIDELITY INVESTMENTS | |
| 100 MAGELLAN WAY KW1C | |
| COVINGTON, KY 41015-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| LERMER, MICHAEL SCOT | |
| 3040 OASIS GRAND BLVD | |
| FORT MYERS, FL 33916-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 20200104023601223032 |
| Distribution Code Value: | Early Distribution, no known exception (in most cases, under age 59 1/2) |
| Distribution Code: | 1 |
| Distribution Code Value: | Not significant |
| Distribution Code: | Blank |
| Tax Amount Undetermined Code: | Not checked |
| Total Distribution Code: | Not checked |
| First Year Roth Contribution: | 0000 |
| SEP Indicator: | IRA/SEP/SIMP box not checked |
| FATCA Indicator: | not FATCA |
| Date of Payment for Reportable Death Benefits under Section 6050Y: | 00-00-0000 |
| Tax Withheld: | $0.00 |
| Total Employee Contributions: | $0.00 |
| Unrealized Appreciation: | $0.00 |
| Other Income: | $0.00 |
| Gross Distribution: | $6,738.00 |
| Taxable Amount: | $6,738.00 |
| Eligible Capital Gains: | $0.00 |
| Amount to IRR: | $0.00 |
