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Wage and Income Transcript

Request Date: 10-24-2023
Response Date: 10-24-2023
Tracking Number: 105110422290

SSN Provided: 219-19-2163
Tax Period Requested: December, 2017

Form W-2 Wage and Tax Statement

Employer:

Employer Identification Number (EIN):232084784
COMCAST CC OF WILLOW GROVE
1701 JF KENNEDY BLVD 4
PHILADELPHIA, PA 19103-0000

Employee:

Employee's Social Security Number: 219-19-2163
MICHAEL S LERMER
11758 ROSALINDA CT
FORT MYERS, FL 33912-0000

Submission Type:Original document
Wages, Tips and Other Compensation:$214,530.00
Federal Income Tax Withheld:$50,060.00
Social Security Wages:$127,200.00
Social Security Tax Withheld:$7,886.00
Medicare Wages and Tips:$217,896.00
Medicare Tax Withheld:$3,304.00
Social Security Tips:$0.00
Allocated Tips:$0.00
Dependent Care Benefits:$0.00
Deferred Compensation:$4,154.00
Code "Q" Nontaxable Combat Pay:$0.00
Code "W" Employer Contributions to a Health Savings Account:$0.00
Code "Y" Deferrals under a section 409A nonqualified Deferred Compensation plan:$0.00
Code "Z" Income under section 409A on a nonqualified Deferred Compensation plan:$0.00
Code "R" Employer's Contribution to MSA:$0.00
Code "S" Employer's Contribution to Simple Account:$0.00
Code "T" Expenses Incurred for Qualified Adoptions:$0.00
Code "V" Income from exercise of non-statutory stock options:$10,501.00
Code "AA" Designated Roth Contributions under a Section 401(k) Plan:$0.00
Code "BB" Designated Roth Contributions under a Section 403(b) Plan:$0.00
Code "DD" Cost of Employer-Sponsored Health Coverage:$17,875.00
Code "EE" Designated ROTH Contributions Under a Governmental Section 457(b) Plan:$0.00
Code "FF" Permitted benefits under a qualified small employer health reimbursement arrangement:$0.00
Third Party Sick Pay Indicator:Unanswered
Retirement Plan Indicator:Yes - retirement plan
Statutory Employee:Not Statutory Employee
W2 Submission Type:Original
W2 WHC SSN Validation Code:Correct SSN

Form 3922: Transfer of Stock Acquired Through an Employee Stock Purchase Plan Under Section 423(c)

Corporation:

Corporation's Federal Identification Number (FIN):270000798
COMCAST CORPORATION
1701 JFK BOULEVARD
PHILADELPHIA, PA 19103-0000

Employee:

Employee's Identification Number: 219-19-2163
LERMER MICHAEL SCOTT
11758 ROSALINDA CT
FORT MYERS, FL 33912-0000

Submission Type:Original document
Account Number (Optional):HQI0C772G8
Exercise Price per Share:$32.00
Fair Market Value per Share on Exercise Date:$40.00
Fair Market Value per Share on Grant Date:$37.00
Exercise price per share determined as if the option was exercised on the date shown in box 1:$32.00
Date Option Exercised:12-29-2017
Date Option Granted:10-02-2017
Number of Shares Transferred:0000000000038
Date Legal Title Transferred:12-29-2017

Form 5498 SA

Trustee:

Trustee's Federal Identification Number (FIN):941687665
BANK OF AMERICA N.A.
C/O HEALTH ACCOUNT SERVICES
PO BOX 2203
FARGO, ND 58108-0000

Participant:

Participant's Identification Number: 219-19-2163
MICHAEL LERMER
16081 VIA SOLERA CIR APT 104 104
FORT MYERS, FL 33908-3776

Submission Type:Original document
Account Number (Optional):K6301000000067399976
MSA Contributions:$0.00
Current Contributions:$0.00
Future Contributions:$0.00
Rollover MSA Contributions:$0.00
MSA Fair Market Value:$377.00
HSA Indicator:HSA Box Checked
Archer MSA Indicator:Archer MSA Box Not Checked
MA MSA Indicator:Not Checked

Form 5498 Individual Retirement Arrangement Contribution Information

Trustee:

Trustee/Issuer's Federal Identification Number (FIN):043523567
NATIONAL FINANCIAL SERVICES LLC
499 WASHINGTON BLVD
JERSEY CITY, NJ 07310-0000

Participant:

Participant's Identification Number: 219-19-2163
MICHAEL S LERMER
11758 ROSALINDA CT
FORT MYERS, FL 33912-8997

Submission Type:Original document
Account Number (Optional):L220486894001
IRA Contributions:$1,000.00
Rollover Contributions:$0.00
Roth Conversion Amount:$0.00
Recharacterized Contributions:$0.00
Fair Market Value of Account:$1,229.00
Life Insurance Cost Included in Box 1:$0.00
SEP Code:Not Checked
IRA Code:Checked
Simple Code:Not Checked
Roth IRA Code:Not Checked
RMD For Subsequent Year:RMD box not checked
RMD Date:00-00-0000
Year:
Postponed Contribution Code:
Repayments Code:
Fair Market Value of certain specified assets:N/A
SEP Contributions:$0.00
SIMPLE Contributions:$0.00
Roth IRA Contributions:$0.00
Required Minimum Distribution Amount:$0.00
Postponed Contributions:$0.00
Repayment of a qualified reservist distribution or federally designated disaster withdrawal repayment:$0.00
Fair Market Value of Certain Specified Assets:$0.00

Form 5498 Individual Retirement Arrangement Contribution Information

Trustee:

Trustee/Issuer's Federal Identification Number (FIN):472412638
CAPITAL ONE INVESTING
P O BOX 259008
PLANO, TX 75025-9967

Participant:

Participant's Identification Number: 219-19-2163
MICHAEL LERMER
11758 ROSALINDA CT
FT MYERS, FL 33912-0000

Submission Type:Original document
Account Number (Optional):0002481744
IRA Contributions:$0.00
Rollover Contributions:$0.00
Roth Conversion Amount:$0.00
Recharacterized Contributions:$0.00
Fair Market Value of Account:$88.00
Life Insurance Cost Included in Box 1:$0.00
SEP Code:Not Checked
IRA Code:Checked
Simple Code:Not Checked
Roth IRA Code:Not Checked
RMD For Subsequent Year:RMD box not checked
RMD Date:00-00-0000
Year:
Postponed Contribution Code:
Repayments Code:
Fair Market Value of certain specified assets:N/A
SEP Contributions:$0.00
SIMPLE Contributions:$0.00
Roth IRA Contributions:$0.00
Required Minimum Distribution Amount:$0.00
Postponed Contributions:$0.00
Repayment of a qualified reservist distribution or federally designated disaster withdrawal repayment:$0.00
Fair Market Value of Certain Specified Assets:$0.00

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):030488315
HIGH-YIELD BOND - INST
TA> HARBOR SERVICES GROUP INC
111 SOUTH WACKER DRIVE 34TH FLR
CHICAGO, IL 60606-4302

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
11758 ROSALINDA CT
FORT MYERS, FL 33912-8997

Submission Type:Original document
Account Number (Optional):AADO0202400035678097
Date Sold or Disposed:03-06-2017
CUSIP Number:411511553
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$64.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$63.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:SHARES REDEEMED -ACH
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Long-term
Applicable Check Box on Form 8949:Long term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from Collectibles:Box not checked not reporting

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):030488315
HIGH-YIELD BOND - INST
TA> HARBOR SERVICES GROUP INC
111 SOUTH WACKER DRIVE 34TH FLR
CHICAGO, IL 60606-4302

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
11758 ROSALINDA CT
FORT MYERS, FL 33912-8997

Submission Type:Original document
Account Number (Optional):ABDO0202400035678097
Date Sold or Disposed:03-06-2017
CUSIP Number:411511553
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$235.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$231.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:SHARES REDEEMED -ACH
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from Collectibles:Box not checked not reporting

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):030488315
HIGH-YIELD BOND - INST
TA> HARBOR SERVICES GROUP INC
111 SOUTH WACKER DRIVE 34TH FLR
CHICAGO, IL 60606-4302

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
11758 ROSALINDA CT
FORT MYERS, FL 33912-8997

Submission Type:Original document
Account Number (Optional):ACDO0202400035678097
Date Sold or Disposed:12-28-2017
CUSIP Number:411511553
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$4.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$4.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:SHARES REDEEMED -ACH
Second Notice Indicator:
Date Acquired:12-27-2016
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Long-term
Applicable Check Box on Form 8949:Long term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from Collectibles:Box not checked not reporting

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):030488315
HIGH-YIELD BOND - INST
TA> HARBOR SERVICES GROUP INC
111 SOUTH WACKER DRIVE 34TH FLR
CHICAGO, IL 60606-4302

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
11758 ROSALINDA CT
FORT MYERS, FL 33912-8997

Submission Type:Original document
Account Number (Optional):ADDO0202400035678097
Date Sold or Disposed:12-28-2017
CUSIP Number:411511553
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$395.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$400.00
Wash Sale Loss Disallowed:$1.00
Accrued Market Discount Amount:$0.00
Description:SHARES REDEEMED -ACH
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from Collectibles:Box not checked not reporting

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):043523567
NATIONAL FINANCIAL SERVICES LLC
499 WASHINGTON BLVD
JERSEY CITY, NJ 07310-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
11758 ROSALINDA CT
FORT MYERS, FL 33912-8997

Submission Type:Original document
Account Number (Optional):BX78227121GQQZYU98YQ
Date Sold or Disposed:01-03-2017
CUSIP Number:20030N101
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$1,441.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$1,007.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:COMCAST CORP NEW CL A
Second Notice Indicator:
Date Acquired:12-31-2015
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Long-term
Applicable Check Box on Form 8949:Long term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from Collectibles:Box not checked not reporting

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):043523567
NATIONAL FINANCIAL SERVICES LLC
499 WASHINGTON BLVD
JERSEY CITY, NJ 07310-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
11758 ROSALINDA CT
FORT MYERS, FL 33912-8997

Submission Type:Original document
Account Number (Optional):BX78227121GRS0BXOCRI
Date Sold or Disposed:02-01-2017
CUSIP Number:20030N101
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$25.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$16.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:COMCAST CORP NEW CL A
Second Notice Indicator:
Date Acquired:12-31-2015
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Long-term
Applicable Check Box on Form 8949:Long term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from Collectibles:Box not checked not reporting

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):043523567
NATIONAL FINANCIAL SERVICES LLC
499 WASHINGTON BLVD
JERSEY CITY, NJ 07310-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
11758 ROSALINDA CT
FORT MYERS, FL 33912-8997

Submission Type:Original document
Account Number (Optional):BX78227121GRS0BXOCSL
Date Sold or Disposed:02-01-2017
CUSIP Number:20030N101
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$29.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:COMCAST CORP NEW CL A
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Noncovered Security Basis not reported to IRS
Type of Gain or Loss Code:
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is not being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from Collectibles:Box not checked not reporting

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):043523567
NATIONAL FINANCIAL SERVICES LLC
499 WASHINGTON BLVD
JERSEY CITY, NJ 07310-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
11758 ROSALINDA CT
FORT MYERS, FL 33912-8997

Submission Type:Original document
Account Number (Optional):BX78227121GRS0BXOCT1
Date Sold or Disposed:02-01-2017
CUSIP Number:20030N101
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$1,430.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:COMCAST CORP NEW CL A
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Noncovered Security Basis not reported to IRS
Type of Gain or Loss Code:
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is not being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from Collectibles:Box not checked not reporting

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):043523567
NATIONAL FINANCIAL SERVICES LLC
499 WASHINGTON BLVD
JERSEY CITY, NJ 07310-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
11758 ROSALINDA CT
FORT MYERS, FL 33912-8997

Submission Type:Original document
Account Number (Optional):BX78227121GSY33UF4BU
Date Sold or Disposed:03-06-2017
CUSIP Number:20030N101
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$54.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:COMCAST CORP NEW CL A
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Noncovered Security Basis not reported to IRS
Type of Gain or Loss Code:
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is not being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from Collectibles:Box not checked not reporting

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):043523567
NATIONAL FINANCIAL SERVICES LLC
499 WASHINGTON BLVD
JERSEY CITY, NJ 07310-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
11758 ROSALINDA CT
FORT MYERS, FL 33912-8997

Submission Type:Original document
Account Number (Optional):BX78227121GSY33UF8TQ
Date Sold or Disposed:03-06-2017
CUSIP Number:20030N101
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$858.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:COMCAST CORP NEW CL A
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Noncovered Security Basis not reported to IRS
Type of Gain or Loss Code:
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is not being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from Collectibles:Box not checked not reporting

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):043523567
NATIONAL FINANCIAL SERVICES LLC
499 WASHINGTON BLVD
JERSEY CITY, NJ 07310-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
11758 ROSALINDA CT
FORT MYERS, FL 33912-8997

Submission Type:Original document
Account Number (Optional):BX78227121GXZ5EQECKR
Date Sold or Disposed:07-26-2017
CUSIP Number:20030N101
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$1,171.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$709.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:COMCAST CORP NEW CL A
Second Notice Indicator:
Date Acquired:03-31-2016
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Long-term
Applicable Check Box on Form 8949:Long term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from Collectibles:Box not checked not reporting

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):043523567
NATIONAL FINANCIAL SERVICES LLC
499 WASHINGTON BLVD
JERSEY CITY, NJ 07310-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
11758 ROSALINDA CT
FORT MYERS, FL 33912-8997

Submission Type:Original document
Account Number (Optional):BX78227121GZYK32Z0LC
Date Sold or Disposed:09-20-2017
CUSIP Number:20030N101
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$1,929.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:COMCAST CORP NEW CL A
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Noncovered Security Basis not reported to IRS
Type of Gain or Loss Code:
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is not being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from Collectibles:Box not checked not reporting

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):043523567
NATIONAL FINANCIAL SERVICES LLC
499 WASHINGTON BLVD
JERSEY CITY, NJ 07310-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
11758 ROSALINDA CT
FORT MYERS, FL 33912-8997

Submission Type:Original document
Account Number (Optional):BX78227121GZYK32Z004
Date Sold or Disposed:09-20-2017
CUSIP Number:20030N101
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$850.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$599.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:COMCAST CORP NEW CL A
Second Notice Indicator:
Date Acquired:06-30-2016
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Long-term
Applicable Check Box on Form 8949:Long term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from Collectibles:Box not checked not reporting

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):043523567
NATIONAL FINANCIAL SERVICES LLC
499 WASHINGTON BLVD
JERSEY CITY, NJ 07310-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
11758 ROSALINDA CT
FORT MYERS, FL 33912-8997

Submission Type:Original document
Account Number (Optional):BX78227121GZYK32Z01B
Date Sold or Disposed:09-20-2017
CUSIP Number:20030N101
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$18.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:COMCAST CORP NEW CL A
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Noncovered Security Basis not reported to IRS
Type of Gain or Loss Code:
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is not being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from Collectibles:Box not checked not reporting

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):043523567
NATIONAL FINANCIAL SERVICES LLC
499 WASHINGTON BLVD
JERSEY CITY, NJ 07310-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
11758 ROSALINDA CT
FORT MYERS, FL 33912-8997

Submission Type:Original document
Account Number (Optional):BX78227121GZ57WG22MT
Date Sold or Disposed:08-28-2017
CUSIP Number:20030N101
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$1,495.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$886.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:COMCAST CORP NEW CL A
Second Notice Indicator:
Date Acquired:03-31-2016
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Long-term
Applicable Check Box on Form 8949:Long term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from Collectibles:Box not checked not reporting

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):043523567
NATIONAL FINANCIAL SERVICES LLC
499 WASHINGTON BLVD
JERSEY CITY, NJ 07310-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
11758 ROSALINDA CT
FORT MYERS, FL 33912-8997

Submission Type:Original document
Account Number (Optional):BX78227121GZ57WG22O9
Date Sold or Disposed:08-28-2017
CUSIP Number:20030N101
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$898.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$592.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:COMCAST CORP NEW CL A
Second Notice Indicator:
Date Acquired:06-30-2016
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Long-term
Applicable Check Box on Form 8949:Long term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from Collectibles:Box not checked not reporting

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):043523567
NATIONAL FINANCIAL SERVICES LLC
499 WASHINGTON BLVD
JERSEY CITY, NJ 07310-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
11758 ROSALINDA CT
FORT MYERS, FL 33912-8997

Submission Type:Original document
Account Number (Optional):BX78227121H0DXQZ0VYH
Date Sold or Disposed:10-02-2017
CUSIP Number:20030N101
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$436.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$323.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:COMCAST CORP NEW CL A
Second Notice Indicator:
Date Acquired:09-30-2016
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Long-term
Applicable Check Box on Form 8949:Long term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from Collectibles:Box not checked not reporting

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):043523567
NATIONAL FINANCIAL SERVICES LLC
499 WASHINGTON BLVD
JERSEY CITY, NJ 07310-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
11758 ROSALINDA CT
FORT MYERS, FL 33912-8997

Submission Type:Original document
Account Number (Optional):BX78227121H0DXQZ0VZT
Date Sold or Disposed:10-02-2017
CUSIP Number:20030N101
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$11.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:COMCAST CORP NEW CL A
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Noncovered Security Basis not reported to IRS
Type of Gain or Loss Code:
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is not being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from Collectibles:Box not checked not reporting

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):043523567
NATIONAL FINANCIAL SERVICES LLC
499 WASHINGTON BLVD
JERSEY CITY, NJ 07310-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
11758 ROSALINDA CT
FORT MYERS, FL 33912-8997

Submission Type:Original document
Account Number (Optional):BX78227121H0DXQZ0W0R
Date Sold or Disposed:10-02-2017
CUSIP Number:20030N101
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$673.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:COMCAST CORP NEW CL A
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Noncovered Security Basis not reported to IRS
Type of Gain or Loss Code:
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is not being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from Collectibles:Box not checked not reporting

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):043523567
NATIONAL FINANCIAL SERVICES LLC
499 WASHINGTON BLVD
JERSEY CITY, NJ 07310-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
11758 ROSALINDA CT
FORT MYERS, FL 33912-8997

Submission Type:Original document
Account Number (Optional):BX78227121H1HJT896TI
Date Sold or Disposed:11-02-2017
CUSIP Number:20030N101
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$483.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:COMCAST CORP NEW CL A
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Noncovered Security Basis not reported to IRS
Type of Gain or Loss Code:
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is not being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from Collectibles:Box not checked not reporting

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):043523567
NATIONAL FINANCIAL SERVICES LLC
499 WASHINGTON BLVD
JERSEY CITY, NJ 07310-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
11758 ROSALINDA CT
FORT MYERS, FL 33912-8997

Submission Type:Original document
Account Number (Optional):BX78227121H1HJT898SO
Date Sold or Disposed:11-02-2017
CUSIP Number:20030N101
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$1,073.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:COMCAST CORP NEW CL A
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Noncovered Security Basis not reported to IRS
Type of Gain or Loss Code:
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is not being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from Collectibles:Box not checked not reporting

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):043523567
NATIONAL FINANCIAL SERVICES LLC
499 WASHINGTON BLVD
JERSEY CITY, NJ 07310-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
11758 ROSALINDA CT
FORT MYERS, FL 33912-8997

Submission Type:Original document
Account Number (Optional):BX78227121H1MNHZTM55
Date Sold or Disposed:11-06-2017
CUSIP Number:20030N101
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$33.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:COMCAST CORP NEW CL A
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Noncovered Security Basis not reported to IRS
Type of Gain or Loss Code:
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is not being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from Collectibles:Box not checked not reporting

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):043523567
NATIONAL FINANCIAL SERVICES LLC
499 WASHINGTON BLVD
JERSEY CITY, NJ 07310-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
11758 ROSALINDA CT
FORT MYERS, FL 33912-8997

Submission Type:Original document
Account Number (Optional):BX78227121H2IKNTE79M
Date Sold or Disposed:12-01-2017
CUSIP Number:20030N101
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$2,715.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$1,775.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:COMCAST CORP NEW CL A
Second Notice Indicator:
Date Acquired:12-01-2017
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from Collectibles:Box not checked not reporting

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):043523567
NATIONAL FINANCIAL SERVICES LLC
499 WASHINGTON BLVD
JERSEY CITY, NJ 07310-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
11758 ROSALINDA CT
FORT MYERS, FL 33912-8997

Submission Type:Original document
Account Number (Optional):BX78227121H2VBH4MPWD
Date Sold or Disposed:12-11-2017
CUSIP Number:20030N101
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$2,658.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:COMCAST CORP NEW CL A
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Noncovered Security Basis not reported to IRS
Type of Gain or Loss Code:
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is not being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from Collectibles:Box not checked not reporting

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):043523567
NATIONAL FINANCIAL SERVICES LLC
499 WASHINGTON BLVD
JERSEY CITY, NJ 07310-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
11758 ROSALINDA CT
FORT MYERS, FL 33912-8997

Submission Type:Original document
Account Number (Optional):BX78227121H20VS0PRON
Date Sold or Disposed:11-17-2017
CUSIP Number:20030N101
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$2,169.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:COMCAST CORP NEW CL A
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Noncovered Security Basis not reported to IRS
Type of Gain or Loss Code:
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is not being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from Collectibles:Box not checked not reporting

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):043523567
NATIONAL FINANCIAL SERVICES LLC
499 WASHINGTON BLVD
JERSEY CITY, NJ 07310-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
11758 ROSALINDA CT
FORT MYERS, FL 33912-8997

Submission Type:Original document
Account Number (Optional):BX78227121H29KP49KN1
Date Sold or Disposed:11-24-2017
CUSIP Number:20030N101
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$1,601.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:COMCAST CORP NEW CL A
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Noncovered Security Basis not reported to IRS
Type of Gain or Loss Code:
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is not being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from Collectibles:Box not checked not reporting

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):043523567
NATIONAL FINANCIAL SERVICES LLC
499 WASHINGTON BLVD
JERSEY CITY, NJ 07310-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
11758 ROSALINDA CT
FORT MYERS, FL 33912-8997

Submission Type:Original document
Account Number (Optional):BX78227121H30TIZV7AQ
Date Sold or Disposed:12-15-2017
CUSIP Number:20030N101
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$4,862.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$3,685.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:COMCAST CORP NEW CL A
Second Notice Indicator:
Date Acquired:12-15-2017
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from Collectibles:Box not checked not reporting

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):341570861
BOND - INST
TA> HARBOR SERVICES GROUP INC
111 SOUTH WACKER DRIVE 34TH FLR
CHICAGO, IL 60606-4302

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
11758 ROSALINDA CT
FORT MYERS, FL 33912-8997

Submission Type:Original document
Account Number (Optional):AADO0201400035678097
Date Sold or Disposed:03-06-2017
CUSIP Number:411511108
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$58.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$60.00
Wash Sale Loss Disallowed:$1.00
Accrued Market Discount Amount:$0.00
Description:SHARES REDEEMED -ACH
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Long-term
Applicable Check Box on Form 8949:Long term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from Collectibles:Box not checked not reporting

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):341570861
BOND - INST
TA> HARBOR SERVICES GROUP INC
111 SOUTH WACKER DRIVE 34TH FLR
CHICAGO, IL 60606-4302

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
11758 ROSALINDA CT
FORT MYERS, FL 33912-8997

Submission Type:Original document
Account Number (Optional):ABDO0201400035678097
Date Sold or Disposed:03-06-2017
CUSIP Number:411511108
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$241.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$247.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:SHARES REDEEMED -ACH
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from Collectibles:Box not checked not reporting

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):341570861
BOND - INST
TA> HARBOR SERVICES GROUP INC
111 SOUTH WACKER DRIVE 34TH FLR
CHICAGO, IL 60606-4302

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
11758 ROSALINDA CT
FORT MYERS, FL 33912-8997

Submission Type:Original document
Account Number (Optional):ACDO0201400035678097
Date Sold or Disposed:12-28-2017
CUSIP Number:411511108
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$80.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$81.00
Wash Sale Loss Disallowed:$1.00
Accrued Market Discount Amount:$0.00
Description:SHARES REDEEMED -ACH
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Long-term
Applicable Check Box on Form 8949:Long term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from Collectibles:Box not checked not reporting

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):341570861
BOND - INST
TA> HARBOR SERVICES GROUP INC
111 SOUTH WACKER DRIVE 34TH FLR
CHICAGO, IL 60606-4302

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
11758 ROSALINDA CT
FORT MYERS, FL 33912-8997

Submission Type:Original document
Account Number (Optional):ADDO0201400035678097
Date Sold or Disposed:12-28-2017
CUSIP Number:411511108
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$319.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$325.00
Wash Sale Loss Disallowed:$1.00
Accrued Market Discount Amount:$0.00
Description:SHARES REDEEMED -ACH
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from Collectibles:Box not checked not reporting

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):462538416
ACORNS SECURITIES LLC
19900 MACARTHUR BLVD SUITE 500
IRVINE, CA 92612-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
11758 ROSALINDA CT
FORT MYERS, FL 33912-0000

Submission Type:Original document
Account Number (Optional):WSC9606
Date Sold or Disposed:10-03-2017
CUSIP Number:922908553
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$18.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$19.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:VANGUARD REIT INDEX ETF VNQ
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Long-term
Applicable Check Box on Form 8949:Long term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from Collectibles:Box not checked not reporting

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):462538416
ACORNS SECURITIES LLC
19900 MACARTHUR BLVD SUITE 500
IRVINE, CA 92612-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
11758 ROSALINDA CT
FORT MYERS, FL 33912-0000

Submission Type:Original document
Account Number (Optional):WSC9607
Date Sold or Disposed:08-23-2017
CUSIP Number:464287457
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$9.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$9.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:ISHARES 1-3 YEAR TREASURY BOND
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Long-term
Applicable Check Box on Form 8949:Long term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from Collectibles:Box not checked not reporting

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):462538416
ACORNS SECURITIES LLC
19900 MACARTHUR BLVD SUITE 500
IRVINE, CA 92612-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
11758 ROSALINDA CT
FORT MYERS, FL 33912-0000

Submission Type:Original document
Account Number (Optional):WSC9608
Date Sold or Disposed:10-03-2017
CUSIP Number:921943858
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$80.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$77.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:VANGUARD FTSE DEVELOPED MARKET
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from Collectibles:Box not checked not reporting

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):462538416
ACORNS SECURITIES LLC
19900 MACARTHUR BLVD SUITE 500
IRVINE, CA 92612-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
11758 ROSALINDA CT
FORT MYERS, FL 33912-0000

Submission Type:Original document
Account Number (Optional):WSC9609
Date Sold or Disposed:10-03-2017
CUSIP Number:922908363
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$190.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$184.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:VANGUARD S&P 500 ETF VOO
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from Collectibles:Box not checked not reporting

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):462538416
ACORNS SECURITIES LLC
19900 MACARTHUR BLVD SUITE 500
IRVINE, CA 92612-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
11758 ROSALINDA CT
FORT MYERS, FL 33912-0000

Submission Type:Original document
Account Number (Optional):WSC9610
Date Sold or Disposed:10-03-2017
CUSIP Number:464287457
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$14.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$15.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:ISHARES 1-3 YEAR TREASURY BOND
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Long-term
Applicable Check Box on Form 8949:Long term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from Collectibles:Box not checked not reporting

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):462538416
ACORNS SECURITIES LLC
19900 MACARTHUR BLVD SUITE 500
IRVINE, CA 92612-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
11758 ROSALINDA CT
FORT MYERS, FL 33912-0000

Submission Type:Original document
Account Number (Optional):WSC9611
Date Sold or Disposed:09-18-2017
CUSIP Number:922042858
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$55.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$52.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:VANGUARD EMERGING MARKETS ETF
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from Collectibles:Box not checked not reporting

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):462538416
ACORNS SECURITIES LLC
19900 MACARTHUR BLVD SUITE 500
IRVINE, CA 92612-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
11758 ROSALINDA CT
FORT MYERS, FL 33912-0000

Submission Type:Original document
Account Number (Optional):WSC9612
Date Sold or Disposed:08-23-2017
CUSIP Number:922042858
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$32.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$28.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:VANGUARD EMERGING MARKETS ETF
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from Collectibles:Box not checked not reporting

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):462538416
ACORNS SECURITIES LLC
19900 MACARTHUR BLVD SUITE 500
IRVINE, CA 92612-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
11758 ROSALINDA CT
FORT MYERS, FL 33912-0000

Submission Type:Original document
Account Number (Optional):WSC9613
Date Sold or Disposed:08-23-2017
CUSIP Number:922908751
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$23.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$20.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:VANGUARD SMALL CAP ETF VB
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Long-term
Applicable Check Box on Form 8949:Long term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from Collectibles:Box not checked not reporting

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):462538416
ACORNS SECURITIES LLC
19900 MACARTHUR BLVD SUITE 500
IRVINE, CA 92612-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
11758 ROSALINDA CT
FORT MYERS, FL 33912-0000

Submission Type:Original document
Account Number (Optional):WSC9614
Date Sold or Disposed:10-03-2017
CUSIP Number:922908553
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$21.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$21.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:VANGUARD REIT INDEX ETF VNQ
Second Notice Indicator:
Date Acquired:08-22-2017
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from Collectibles:Box not checked not reporting

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):462538416
ACORNS SECURITIES LLC
19900 MACARTHUR BLVD SUITE 500
IRVINE, CA 92612-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
11758 ROSALINDA CT
FORT MYERS, FL 33912-0000

Submission Type:Original document
Account Number (Optional):WSC9615
Date Sold or Disposed:08-23-2017
CUSIP Number:922908553
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$25.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$25.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:VANGUARD REIT INDEX ETF VNQ
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from Collectibles:Box not checked not reporting

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):462538416
ACORNS SECURITIES LLC
19900 MACARTHUR BLVD SUITE 500
IRVINE, CA 92612-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
11758 ROSALINDA CT
FORT MYERS, FL 33912-0000

Submission Type:Original document
Account Number (Optional):WSC9616
Date Sold or Disposed:08-23-2017
CUSIP Number:922908363
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$12.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$10.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:VANGUARD S&P 500 ETF VOO
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Long-term
Applicable Check Box on Form 8949:Long term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from Collectibles:Box not checked not reporting

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):462538416
ACORNS SECURITIES LLC
19900 MACARTHUR BLVD SUITE 500
IRVINE, CA 92612-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
11758 ROSALINDA CT
FORT MYERS, FL 33912-0000

Submission Type:Original document
Account Number (Optional):WSC9617
Date Sold or Disposed:10-03-2017
CUSIP Number:464287457
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$35.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$35.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:ISHARES 1-3 YEAR TREASURY BOND
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from Collectibles:Box not checked not reporting

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):462538416
ACORNS SECURITIES LLC
19900 MACARTHUR BLVD SUITE 500
IRVINE, CA 92612-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
11758 ROSALINDA CT
FORT MYERS, FL 33912-0000

Submission Type:Original document
Account Number (Optional):WSC9618
Date Sold or Disposed:08-23-2017
CUSIP Number:922908553
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$14.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$15.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:VANGUARD REIT INDEX ETF VNQ
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Long-term
Applicable Check Box on Form 8949:Long term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from Collectibles:Box not checked not reporting

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):462538416
ACORNS SECURITIES LLC
19900 MACARTHUR BLVD SUITE 500
IRVINE, CA 92612-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
11758 ROSALINDA CT
FORT MYERS, FL 33912-0000

Submission Type:Original document
Account Number (Optional):WSC9619
Date Sold or Disposed:09-18-2017
CUSIP Number:922042858
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$3.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$3.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:VANGUARD EMERGING MARKETS ETF
Second Notice Indicator:
Date Acquired:07-24-2017
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Long-term
Applicable Check Box on Form 8949:Long term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from Collectibles:Box not checked not reporting

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):462538416
ACORNS SECURITIES LLC
19900 MACARTHUR BLVD SUITE 500
IRVINE, CA 92612-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
11758 ROSALINDA CT
FORT MYERS, FL 33912-0000

Submission Type:Original document
Account Number (Optional):WSC9620
Date Sold or Disposed:10-03-2017
CUSIP Number:464287242
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$10.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$10.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:ISHARES INV GRD CORP BOND ETF
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Long-term
Applicable Check Box on Form 8949:Long term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from Collectibles:Box not checked not reporting

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):462538416
ACORNS SECURITIES LLC
19900 MACARTHUR BLVD SUITE 500
IRVINE, CA 92612-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
11758 ROSALINDA CT
FORT MYERS, FL 33912-0000

Submission Type:Original document
Account Number (Optional):WSC9621
Date Sold or Disposed:08-23-2017
CUSIP Number:922908363
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$67.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$64.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:VANGUARD S&P 500 ETF VOO
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from Collectibles:Box not checked not reporting

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):462538416
ACORNS SECURITIES LLC
19900 MACARTHUR BLVD SUITE 500
IRVINE, CA 92612-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
11758 ROSALINDA CT
FORT MYERS, FL 33912-0000

Submission Type:Original document
Account Number (Optional):WSC9622
Date Sold or Disposed:09-18-2017
CUSIP Number:922908751
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$152.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$147.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:VANGUARD SMALL CAP ETF VB
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from Collectibles:Box not checked not reporting

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):462538416
ACORNS SECURITIES LLC
19900 MACARTHUR BLVD SUITE 500
IRVINE, CA 92612-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
11758 ROSALINDA CT
FORT MYERS, FL 33912-0000

Submission Type:Original document
Account Number (Optional):WSC9623
Date Sold or Disposed:08-23-2017
CUSIP Number:921943858
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$60.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$57.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:VANGUARD FTSE DEVELOPED MARKET
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from Collectibles:Box not checked not reporting

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):462538416
ACORNS SECURITIES LLC
19900 MACARTHUR BLVD SUITE 500
IRVINE, CA 92612-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
11758 ROSALINDA CT
FORT MYERS, FL 33912-0000

Submission Type:Original document
Account Number (Optional):WSC9624
Date Sold or Disposed:08-23-2017
CUSIP Number:922908751
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$96.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$95.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:VANGUARD SMALL CAP ETF VB
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from Collectibles:Box not checked not reporting

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):462538416
ACORNS SECURITIES LLC
19900 MACARTHUR BLVD SUITE 500
IRVINE, CA 92612-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
11758 ROSALINDA CT
FORT MYERS, FL 33912-0000

Submission Type:Original document
Account Number (Optional):WSC9625
Date Sold or Disposed:08-23-2017
CUSIP Number:922042858
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$7.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$7.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:VANGUARD EMERGING MARKETS ETF
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Long-term
Applicable Check Box on Form 8949:Long term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from Collectibles:Box not checked not reporting

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):462538416
ACORNS SECURITIES LLC
19900 MACARTHUR BLVD SUITE 500
IRVINE, CA 92612-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
11758 ROSALINDA CT
FORT MYERS, FL 33912-0000

Submission Type:Original document
Account Number (Optional):WSC9626
Date Sold or Disposed:08-23-2017
CUSIP Number:464287457
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$22.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$22.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:ISHARES 1-3 YEAR TREASURY BOND
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from Collectibles:Box not checked not reporting

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):462538416
ACORNS SECURITIES LLC
19900 MACARTHUR BLVD SUITE 500
IRVINE, CA 92612-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
11758 ROSALINDA CT
FORT MYERS, FL 33912-0000

Submission Type:Original document
Account Number (Optional):WSC9627
Date Sold or Disposed:10-03-2017
CUSIP Number:464287242
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$39.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$39.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:ISHARES INV GRD CORP BOND ETF
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from Collectibles:Box not checked not reporting

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):462538416
ACORNS SECURITIES LLC
19900 MACARTHUR BLVD SUITE 500
IRVINE, CA 92612-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
11758 ROSALINDA CT
FORT MYERS, FL 33912-0000

Submission Type:Original document
Account Number (Optional):WSC9628
Date Sold or Disposed:05-03-2017
CUSIP Number:922908553
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$36.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$37.00
Wash Sale Loss Disallowed:$1.00
Accrued Market Discount Amount:$0.00
Description:VANGUARD REIT INDEX ETF VNQ
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from Collectibles:Box not checked not reporting

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):462538416
ACORNS SECURITIES LLC
19900 MACARTHUR BLVD SUITE 500
IRVINE, CA 92612-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
11758 ROSALINDA CT
FORT MYERS, FL 33912-0000

Submission Type:Original document
Account Number (Optional):WSC9629
Date Sold or Disposed:08-23-2017
CUSIP Number:464287242
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$19.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$18.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:ISHARES INV GRD CORP BOND ETF
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from Collectibles:Box not checked not reporting

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):462538416
ACORNS SECURITIES LLC
19900 MACARTHUR BLVD SUITE 500
IRVINE, CA 92612-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
11758 ROSALINDA CT
FORT MYERS, FL 33912-0000

Submission Type:Original document
Account Number (Optional):WSC9630
Date Sold or Disposed:10-03-2017
CUSIP Number:922908751
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$70.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$64.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:VANGUARD SMALL CAP ETF VB
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from Collectibles:Box not checked not reporting

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):462538416
ACORNS SECURITIES LLC
19900 MACARTHUR BLVD SUITE 500
IRVINE, CA 92612-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
11758 ROSALINDA CT
FORT MYERS, FL 33912-0000

Submission Type:Original document
Account Number (Optional):WSC9631
Date Sold or Disposed:08-23-2017
CUSIP Number:464287242
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$8.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$9.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:ISHARES INV GRD CORP BOND ETF
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Long-term
Applicable Check Box on Form 8949:Long term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from Collectibles:Box not checked not reporting

Form 1098-T

Payer:

Payer's Federal Identification Number (FIN):020274509
SOUTHERN NEW HAMPSHIRE UNIVERSITY
2500 NORTH RIVER RD
MANCHESTER, NH 03106-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
11758 ROSALINDA CT
FORT MYERS, FL 33912-0000

Submission Type:Original document
Account Number (Optional):1306441
Qualified Tuition and Related Expense:$0.00
Scholarships or Grants:$0.00
Half Time Student Indicator:Grtr than or Eq to Half Time Student
Graduate Student Indicator:Not a Graduate Student
Academic Period Code:Academic Period Box Not Checked
Method of Reporting Indicator:No Change in Reporting Method from the Previous Year
TIN Checkbox:box marked
Amounts Billed for Qualified Tuition & Related Expenses:$1,500.00
Adjustments Made for Prior Year:$1,500.00
Adjustments to Scholarships or Grants for a Prior Year:$0.00
Reimbursements/Refunds from an Insurance Contract:$0.00

Form 1099-DIV

Payer:

Payer's Federal Identification Number (FIN):030488315
HIGH-YIELD BOND - INST
TA> HARBOR SERVICES GROUP INC
111 SOUTH WACKER DRIVE 34TH FLR
CHICAGO, IL 60606-4302

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
11758 ROSALINDA CT
FORT MYERS, FL 33912-8997

Submission Type:Original document
Account Number (Optional):AADO0202400035678097
Tax Withheld:$0.00
Capital Gains:$0.00
Non-Dividend Distribution:$0.00
Cash Liquidation Distribution:$0.00
Non-Cash Liquidation Distribution:$0.00
Investment Expense:$0.00
Ordinary Dividend:$21.00
Collectibles (28%) Gain:$0.00
Unrecaptured Section 1250 Gain:$0.00
Section 1202 Gain:$0.00
Foreign Tax Paid:$0.00
Qualified Dividends:$0.00
Second Notice Indicator:No Second Notice
FATCA Filing Requirement:Box not checked no Filing Requirement
Exempt Interest Dividends:$0.00
Specified Private Activity Bond Interest Dividend:$0.00

Form 1099-DIV

Payer:

Payer's Federal Identification Number (FIN):043523567
NATIONAL FINANCIAL SERVICES LLC
499 WASHINGTON BLVD
JERSEY CITY, NJ 07310-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
11758 ROSALINDA CT
FORT MYERS, FL 33912-8997

Submission Type:Original document
Account Number (Optional):DX78227121
Tax Withheld:$0.00
Capital Gains:$0.00
Non-Dividend Distribution:$0.00
Cash Liquidation Distribution:$0.00
Non-Cash Liquidation Distribution:$0.00
Investment Expense:$0.00
Ordinary Dividend:$106.00
Collectibles (28%) Gain:$0.00
Unrecaptured Section 1250 Gain:$0.00
Section 1202 Gain:$0.00
Foreign Tax Paid:$0.00
Qualified Dividends:$106.00
Second Notice Indicator:No Second Notice
FATCA Filing Requirement:Box not checked no Filing Requirement
Exempt Interest Dividends:$0.00
Specified Private Activity Bond Interest Dividend:$0.00

Form 1099-DIV

Payer:

Payer's Federal Identification Number (FIN):341570861
BOND - INST
TA> HARBOR SERVICES GROUP INC
111 SOUTH WACKER DRIVE 34TH FLR
CHICAGO, IL 60606-4302

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
11758 ROSALINDA CT
FORT MYERS, FL 33912-8997

Submission Type:Original document
Account Number (Optional):AADO0201400035678097
Tax Withheld:$0.00
Capital Gains:$0.00
Non-Dividend Distribution:$0.00
Cash Liquidation Distribution:$0.00
Non-Cash Liquidation Distribution:$0.00
Investment Expense:$0.00
Ordinary Dividend:$15.00
Collectibles (28%) Gain:$0.00
Unrecaptured Section 1250 Gain:$0.00
Section 1202 Gain:$0.00
Foreign Tax Paid:$0.00
Qualified Dividends:$0.00
Second Notice Indicator:No Second Notice
FATCA Filing Requirement:Box not checked no Filing Requirement
Exempt Interest Dividends:$0.00
Specified Private Activity Bond Interest Dividend:$0.00

Form 1099-DIV

Payer:

Payer's Federal Identification Number (FIN):462538416
ACORNS SECURITIES LLC
19900 MACARTHUR BLVD SUITE 500
IRVINE, CA 92612-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
11758 ROSALINDA CT
FORT MYERS, FL 33912-0000

Submission Type:Original document
Account Number (Optional):00000282520802
Tax Withheld:$0.00
Capital Gains:$0.00
Non-Dividend Distribution:$0.00
Cash Liquidation Distribution:$0.00
Non-Cash Liquidation Distribution:$0.00
Investment Expense:$0.00
Ordinary Dividend:$17.00
Collectibles (28%) Gain:$0.00
Unrecaptured Section 1250 Gain:$0.00
Section 1202 Gain:$0.00
Foreign Tax Paid:$0.00
Qualified Dividends:$10.00
Second Notice Indicator:No Second Notice
FATCA Filing Requirement:Box not checked no Filing Requirement
Exempt Interest Dividends:$0.00
Specified Private Activity Bond Interest Dividend:$0.00

Form 1099-INT

Payer:

Payer's Federal Identification Number (FIN):043523567
NATIONAL FINANCIAL SERVICES LLC
499 WASHINGTON BLVD
JERSEY CITY, NJ 07310-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
11758 ROSALINDA CT
FORT MYERS, FL 33912-8997

Submission Type:Original document
Account Number (Optional):IX78227121
Interest:$0.00
Tax Withheld:$0.00
Savings Bonds:$0.00
Investment Expense:$0.00
Interest Forfeiture:$0.00
Foreign Tax Paid:$0.00
Tax-Exempt Interest:$0.00
Specified Private Activity Bond Interest:$0.00
Market Discount:$0.00
Bond Premium:$0.00
Bond Premium on Tax Exempt Bond:$0.00
Bond Premium on Treasury Obligations:$0.00
Second Notice Indicator:No Second Notice
Foreign Country or US Possession:
CUSIP Number:315994103
FATCA Filing Requirement:Box not checked no Filing Requirement

Form 1099-INT

Payer:

Payer's Federal Identification Number (FIN):203196134
SALLIE MAE BANK
175 S WEST TEMPLE SUITE 600
SALT LAKE CITY, UT 84101-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
11758 ROSALINDA CT
FT MYERS, FL 33912-0000

Submission Type:Original document
Account Number (Optional):300100291587
Interest:$0.00
Tax Withheld:$0.00
Savings Bonds:$0.00
Investment Expense:$0.00
Interest Forfeiture:$0.00
Foreign Tax Paid:$0.00
Tax-Exempt Interest:$0.00
Specified Private Activity Bond Interest:$0.00
Market Discount:$0.00
Bond Premium:$0.00
Bond Premium on Tax Exempt Bond:$0.00
Bond Premium on Treasury Obligations:$0.00
Second Notice Indicator:No Second Notice
Foreign Country or US Possession:
CUSIP Number:
FATCA Filing Requirement:Box not checked no Filing Requirement

Form 1099-INT

Payer:

Payer's Federal Identification Number (FIN):203196134
SALLIE MAE BANK
175 S WEST TEMPLE SUITE 600
SALT LAKE CITY, UT 84101-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
11758 ROSALINDA CT
FT MYERS, FL 33912-0000

Submission Type:Original document
Account Number (Optional):300302388168
Interest:$0.00
Tax Withheld:$0.00
Savings Bonds:$0.00
Investment Expense:$0.00
Interest Forfeiture:$0.00
Foreign Tax Paid:$0.00
Tax-Exempt Interest:$0.00
Specified Private Activity Bond Interest:$0.00
Market Discount:$0.00
Bond Premium:$0.00
Bond Premium on Tax Exempt Bond:$0.00
Bond Premium on Treasury Obligations:$0.00
Second Notice Indicator:No Second Notice
Foreign Country or US Possession:
CUSIP Number:
FATCA Filing Requirement:Box not checked no Filing Requirement

Form 1099-OID

Payer:

Payer's Federal Identification Number (FIN):454526070
PROSPER FUNDING LLC
221 MAIN STREET SUITE 300
SAN FRANCISCO, CA 94105-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
11758 ROSALINDA CT
FORT MYERS, FL 33912-0000

Submission Type:Original document
Account Number (Optional):840821
Interest:$0.00
Tax Withheld:$0.00
Tax Exempt OID:$0.00
Investment Expenses:$0.00
Interest Forfeiture:$0.00
Original Issue Discount:$34.00
Original Issue Discount on Treasury Obligations:$0.00
Market Discount:$0.00
Acquisition Premium:$0.00
Bond Premium:$0.00
Description:ORIGINAL ISSUE DISCOUNT FOR 2017
FATCA Filing Requirement:Box not checked no Filing Requirement
Second Notice Indicator:No Second Notice

This Product Contains Sensitive Taxpayer Data