| |
|
Employer:
| |
| Employer Identification Number (EIN):232084784 |
| COMCAST CC OF WILLOW GROVE | |
| 1701 JF KENNEDY BLVD 4 | |
| PHILADELPHIA, PA 19103-0000 | |
| |
|
Employee:
| |
| Employee's Social Security Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 11758 ROSALINDA CT | |
| FORT MYERS, FL 33912-0000 | |
| |
| Submission Type: | Original document |
| Wages, Tips and Other Compensation: | $168,922.00 |
| Federal Income Tax Withheld: | $36,757.00 |
| Social Security Wages: | $118,500.00 |
| Social Security Tax Withheld: | $7,347.00 |
| Medicare Wages and Tips: | $172,866.00 |
| Medicare Tax Withheld: | $2,506.00 |
| Social Security Tips: | $0.00 |
| Allocated Tips: | $0.00 |
| Dependent Care Benefits: | $0.00 |
| Deferred Compensation: | $4,865.00 |
| Code "Q" Nontaxable Combat Pay: | $0.00 |
| Code "W" Employer Contributions to a Health Savings Account: | $0.00 |
| Code "Y" Deferrals under a section 409A nonqualified Deferred Compensation plan: | $0.00 |
| Code "Z" Income under section 409A on a nonqualified Deferred Compensation plan: | $0.00 |
| Code "R" Employer's Contribution to MSA: | $0.00 |
| Code "S" Employer's Contribution to Simple Account: | $0.00 |
| Code "T" Expenses Incurred for Qualified Adoptions: | $0.00 |
| Code "V" Income from exercise of non-statutory stock options: | $2,773.00 |
| Code "AA" Designated Roth Contributions under a Section 401(k) Plan: | $0.00 |
| Code "BB" Designated Roth Contributions under a Section 403(b) Plan: | $0.00 |
| Code "DD" Cost of Employer-Sponsored Health Coverage: | $0.00 |
| Code "EE" Designated ROTH Contributions Under a Governmental Section 457(b) Plan: | $0.00 |
| Third Party Sick Pay Indicator: | Unanswered |
| Retirement Plan Indicator: | Yes - retirement plan |
| Statutory Employee: | Not Statutory Employee |
| W2 Submission Type: | Original |
| W2 WHC SSN Validation Code: | Correct SSN |
| |
|
Employer:
| |
| Employer Identification Number (EIN):232084784 |
| COMCAST CC OF WILLOW GROVE | |
| 1701 JF KENNEDY BLVD 4 | |
| PHILADELPHIA, PA 19103-2838 | |
| |
|
Employee:
| |
| Employee's Social Security Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 19460 CROMWELL COURT | |
| FORT MYERS, FL 33912-0000 | |
| |
| Submission Type: | Amended document |
| Wages, Tips and Other Compensation: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Social Security Wages: | $0.00 |
| Social Security Tax Withheld: | $0.00 |
| Medicare Wages and Tips: | $0.00 |
| Medicare Tax Withheld: | $0.00 |
| Social Security Tips: | $0.00 |
| Allocated Tips: | $0.00 |
| Dependent Care Benefits: | $0.00 |
| Deferred Compensation: | $0.00 |
| Code "Q" Nontaxable Combat Pay: | $0.00 |
| Code "W" Employer Contributions to a Health Savings Account: | $0.00 |
| Code "Y" Deferrals under a section 409A nonqualified Deferred Compensation plan: | $0.00 |
| Code "Z" Income under section 409A on a nonqualified Deferred Compensation plan: | $0.00 |
| Code "R" Employer's Contribution to MSA: | $0.00 |
| Code "S" Employer's Contribution to Simple Account: | $0.00 |
| Code "T" Expenses Incurred for Qualified Adoptions: | $0.00 |
| Code "V" Income from exercise of non-statutory stock options: | $0.00 |
| Code "AA" Designated Roth Contributions under a Section 401(k) Plan: | $0.00 |
| Code "BB" Designated Roth Contributions under a Section 403(b) Plan: | $0.00 |
| Code "DD" Cost of Employer-Sponsored Health Coverage: | $17,439.00 |
| Code "EE" Designated ROTH Contributions Under a Governmental Section 457(b) Plan: | $0.00 |
| Third Party Sick Pay Indicator: | Unanswered |
| Retirement Plan Indicator: | No Correction |
| Statutory Employee: | No Correction |
| W2 Submission Type: | Corrected |
| W2 WHC SSN Validation Code: | Correct SSN |
| |
|
Corporation:
| |
| Corporation's Federal Identification Number (FIN):270000798 |
| COMCAST CORPORATION | |
| 1701 JFK BOULEVARD | |
| PHILADELPHIA, PA 19103-0000 | |
| |
|
Employee:
| |
| Employee's Identification Number:
219-19-2163 |
| LERMER MICHAEL SCOTT | |
| 11758 ROSALINDA CT | |
| FORT MYERS, FL 33912-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | FUXQ8WEQ3K |
| Exercise Price per Share: | $47.00 |
| Fair Market Value per Share on Exercise Date: | $61.00 |
| Fair Market Value per Share on Grant Date: | $55.00 |
| Exercise price per share determined as if the option was exercised on the date shown in box 1: | $47.00 |
| Date Option Exercised: | 03-31-2016 |
| Date Option Granted: | 01-04-2016 |
| Number of Shares Transferred: | 0000000000034 |
| Date Legal Title Transferred: | 03-31-2016 |
| |
|
Corporation:
| |
| Corporation's Federal Identification Number (FIN):270000798 |
| COMCAST CORPORATION | |
| 1701 JFK BOULEVARD | |
| PHILADELPHIA, PA 19103-0000 | |
| |
|
Employee:
| |
| Employee's Identification Number:
219-19-2163 |
| LERMER MICHAEL SCOTT | |
| 11758 ROSALINDA CT | |
| FORT MYERS, FL 33912-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | FY4KT7I47R |
| Exercise Price per Share: | $52.00 |
| Fair Market Value per Share on Exercise Date: | $65.00 |
| Fair Market Value per Share on Grant Date: | $61.00 |
| Exercise price per share determined as if the option was exercised on the date shown in box 1: | $52.00 |
| Date Option Exercised: | 06-30-2016 |
| Date Option Granted: | 04-01-2016 |
| Number of Shares Transferred: | 0000000000023 |
| Date Legal Title Transferred: | 06-30-2016 |
| |
|
Corporation:
| |
| Corporation's Federal Identification Number (FIN):270000798 |
| COMCAST CORPORATION | |
| 1701 JFK BOULEVARD | |
| PHILADELPHIA, PA 19103-0000 | |
| |
|
Employee:
| |
| Employee's Identification Number:
219-19-2163 |
| LERMER MICHAEL SCOTT | |
| 11758 ROSALINDA CT | |
| FORT MYERS, FL 33912-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | G1IY43JB5B |
| Exercise Price per Share: | $55.00 |
| Fair Market Value per Share on Exercise Date: | $66.00 |
| Fair Market Value per Share on Grant Date: | $65.00 |
| Exercise price per share determined as if the option was exercised on the date shown in box 1: | $55.00 |
| Date Option Exercised: | 09-30-2016 |
| Date Option Granted: | 07-01-2016 |
| Number of Shares Transferred: | 0000000000006 |
| Date Legal Title Transferred: | 09-30-2016 |
| |
|
Trustee:
| |
| Trustee's Federal Identification Number (FIN):941687665 |
| BANK OF AMERICA N.A. | |
| BENEFIT SOLUTIONS HSA | |
| PO BOX 25165 | |
| LEHIGH VALLEY, PA 18002-5165 | |
| |
|
Participant:
| |
| Participant's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 16081 VIA SOLERA CIR APT 104 104 | |
| FORT MYERS, FL 33908-3776 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | K6301000006739997601 |
| MSA Contributions: | $0.00 |
| Current Contributions: | $0.00 |
| Future Contributions: | $0.00 |
| Rollover MSA Contributions: | $0.00 |
| MSA Fair Market Value: | $376.00 |
| HSA Indicator: | HSA Box Checked |
| Archer MSA Indicator: | Archer MSA Box Not Checked |
| MA MSA Indicator: | Not Checked |
| |
|
Trustee:
| |
| Trustee/Issuer's Federal Identification Number (FIN):043523567 |
| NATIONAL FINANCIAL SERVICES LLC | |
| 499 WASHINGTON BLVD | |
| JERSEY CITY, NJ 07310-0000 | |
| |
|
Participant:
| |
| Participant's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 11758 ROSALINDA CT | |
| FORT MYERS, FL 33912-8997 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | L220486894001 |
| IRA Contributions: | $131.00 |
| Rollover Contributions: | $0.00 |
| Roth Conversion Amount: | $0.00 |
| Recharacterized Contributions: | $0.00 |
| Fair Market Value of Account: | $66.00 |
| Life Insurance Cost Included in Box 1: | $0.00 |
| SEP Code: | Not Checked |
| IRA Code: | Checked |
| Simple Code: | Not Checked |
| Roth IRA Code: | Not Checked |
| RMD For Subsequent Year: | RMD box not checked |
| RMD Date: | 00-00-0000 |
| Year: | |
| Postponed Contribution Code: | |
| Repayments Code: | |
| Fair Market Value of certain specified assets: | N/A |
| SEP Contributions: | $0.00 |
| SIMPLE Contributions: | $0.00 |
| Roth IRA Contributions: | $0.00 |
| Required Minimum Distribution Amount: | $0.00 |
| Postponed Contributions: | $0.00 |
| Repayment of a qualified reservist distribution or federally designated disaster withdrawal repayment: | $0.00 |
| Fair Market Value of Certain Specified Assets: | $0.00 |
| |
|
Trustee:
| |
| Trustee/Issuer's Federal Identification Number (FIN):911905424 |
| CAPITAL ONE INVESTING LLC | |
| 83 SOUTH KING ST | |
| SEATTLE, WA 98104-0000 | |
| |
|
Participant:
| |
| Participant's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 11758 ROSALINDA CT | |
| FT MYERS, FL 33912-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 0002481744_1111 |
| IRA Contributions: | $0.00 |
| Rollover Contributions: | $0.00 |
| Roth Conversion Amount: | $0.00 |
| Recharacterized Contributions: | $0.00 |
| Fair Market Value of Account: | $110.00 |
| Life Insurance Cost Included in Box 1: | $0.00 |
| SEP Code: | Not Checked |
| IRA Code: | Checked |
| Simple Code: | Not Checked |
| Roth IRA Code: | Not Checked |
| RMD For Subsequent Year: | RMD box not checked |
| RMD Date: | 00-00-0000 |
| Year: | |
| Postponed Contribution Code: | |
| Repayments Code: | |
| Fair Market Value of certain specified assets: | N/A |
| SEP Contributions: | $0.00 |
| SIMPLE Contributions: | $0.00 |
| Roth IRA Contributions: | $0.00 |
| Required Minimum Distribution Amount: | $0.00 |
| Postponed Contributions: | $0.00 |
| Repayment of a qualified reservist distribution or federally designated disaster withdrawal repayment: | $0.00 |
| Fair Market Value of Certain Specified Assets: | $0.00 |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):030488315 |
| HIGH-YIELD BOND - INST | |
| TA> HARBOR SERVICES GROUP INC | |
| 111 SOUTH WACKER DRIVE 34TH FLR | |
| CHICAGO, IL 60606-4302 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 11758 ROSALINDA CT | |
| FORT MYERS, FL 33912-8997 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | AADO0202400035678097 |
| Date Sold or Disposed: | 06-14-2016 |
| CUSIP Number: | 411511553 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $81.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | SHARES REDEEMED -ACH |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Noncovered Security Basis not reported to IRS |
| Type of Gain or Loss Code: | |
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is not being reported to the IRS wash sale |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from Collectibles: | Box not checked not reporting |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):030488315 |
| HIGH-YIELD BOND - INST | |
| TA> HARBOR SERVICES GROUP INC | |
| 111 SOUTH WACKER DRIVE 34TH FLR | |
| CHICAGO, IL 60606-4302 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 11758 ROSALINDA CT | |
| FORT MYERS, FL 33912-8997 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | ABDO0202400035678097 |
| Date Sold or Disposed: | 06-14-2016 |
| CUSIP Number: | 411511553 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $57.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $58.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | SHARES REDEEMED -ACH |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Long-term |
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from Collectibles: | Box not checked not reporting |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):030488315 |
| HIGH-YIELD BOND - INST | |
| TA> HARBOR SERVICES GROUP INC | |
| 111 SOUTH WACKER DRIVE 34TH FLR | |
| CHICAGO, IL 60606-4302 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 11758 ROSALINDA CT | |
| FORT MYERS, FL 33912-8997 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | ACDO0202400035678097 |
| Date Sold or Disposed: | 06-14-2016 |
| CUSIP Number: | 411511553 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $260.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $264.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | SHARES REDEEMED -ACH |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from Collectibles: | Box not checked not reporting |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):043523567 |
| NATIONAL FINANCIAL SERVICES LLC | |
| 499 WASHINGTON BLVD | |
| JERSEY CITY, NJ 07310-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 11758 ROSALINDA CT | |
| FORT MYERS, FL 33912-8997 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | BX78227121FROXTWB514 |
| Date Sold or Disposed: | 01-14-2016 |
| CUSIP Number: | 20030N101 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $1,109.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $944.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | COMCAST CORP NEW CL A |
| Second Notice Indicator: | |
| Date Acquired: | 12-31-2014 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Long-term |
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from Collectibles: | Box not checked not reporting |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):043523567 |
| NATIONAL FINANCIAL SERVICES LLC | |
| 499 WASHINGTON BLVD | |
| JERSEY CITY, NJ 07310-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 11758 ROSALINDA CT | |
| FORT MYERS, FL 33912-8997 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | BX78227121FUK8R25M3D |
| Date Sold or Disposed: | 04-04-2016 |
| CUSIP Number: | 20030N101 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $1,326.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $1,056.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | COMCAST CORP NEW CL A |
| Second Notice Indicator: | |
| Date Acquired: | 03-31-2015 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Long-term |
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from Collectibles: | Box not checked not reporting |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):043523567 |
| NATIONAL FINANCIAL SERVICES LLC | |
| 499 WASHINGTON BLVD | |
| JERSEY CITY, NJ 07310-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 11758 ROSALINDA CT | |
| FORT MYERS, FL 33912-8997 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | BX78227121FU2BWYUFAH |
| Date Sold or Disposed: | 03-21-2016 |
| CUSIP Number: | 20030N101 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $951.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | COMCAST CORP NEW CL A |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Noncovered Security Basis not reported to IRS |
| Type of Gain or Loss Code: | |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is not being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from Collectibles: | Box not checked not reporting |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):043523567 |
| NATIONAL FINANCIAL SERVICES LLC | |
| 499 WASHINGTON BLVD | |
| JERSEY CITY, NJ 07310-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 11758 ROSALINDA CT | |
| FORT MYERS, FL 33912-8997 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | BX78227121FU2BWYUFRV |
| Date Sold or Disposed: | 03-21-2016 |
| CUSIP Number: | 20030N101 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $1,844.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $1,550.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | COMCAST CORP NEW CL A |
| Second Notice Indicator: | |
| Date Acquired: | 03-21-2016 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from Collectibles: | Box not checked not reporting |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):043523567 |
| NATIONAL FINANCIAL SERVICES LLC | |
| 499 WASHINGTON BLVD | |
| JERSEY CITY, NJ 07310-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 11758 ROSALINDA CT | |
| FORT MYERS, FL 33912-8997 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | BX78227121FU3LRTFKGP |
| Date Sold or Disposed: | 03-22-2016 |
| CUSIP Number: | 20030N101 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $19.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $14.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | COMCAST CORP NEW CL A |
| Second Notice Indicator: | |
| Date Acquired: | 12-31-2014 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Long-term |
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from Collectibles: | Box not checked not reporting |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):043523567 |
| NATIONAL FINANCIAL SERVICES LLC | |
| 499 WASHINGTON BLVD | |
| JERSEY CITY, NJ 07310-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 11758 ROSALINDA CT | |
| FORT MYERS, FL 33912-8997 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | BX78227121FU3LRTFKHX |
| Date Sold or Disposed: | 03-22-2016 |
| CUSIP Number: | 20030N101 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $0.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | COMCAST CORP NEW CL A |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Noncovered Security Basis not reported to IRS |
| Type of Gain or Loss Code: | |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is not being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from Collectibles: | Box not checked not reporting |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):043523567 |
| NATIONAL FINANCIAL SERVICES LLC | |
| 499 WASHINGTON BLVD | |
| JERSEY CITY, NJ 07310-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 11758 ROSALINDA CT | |
| FORT MYERS, FL 33912-8997 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | BX78227121FU3LRTFKIE |
| Date Sold or Disposed: | 03-22-2016 |
| CUSIP Number: | 20030N101 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $920.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | COMCAST CORP NEW CL A |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Noncovered Security Basis not reported to IRS |
| Type of Gain or Loss Code: | |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is not being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from Collectibles: | Box not checked not reporting |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):043523567 |
| NATIONAL FINANCIAL SERVICES LLC | |
| 499 WASHINGTON BLVD | |
| JERSEY CITY, NJ 07310-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 11758 ROSALINDA CT | |
| FORT MYERS, FL 33912-8997 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | BX78227121FVNQX4SRIZ |
| Date Sold or Disposed: | 05-05-2016 |
| CUSIP Number: | 20030N101 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $347.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $288.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | COMCAST CORP NEW CL A |
| Second Notice Indicator: | |
| Date Acquired: | 03-31-2015 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Long-term |
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from Collectibles: | Box not checked not reporting |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):043523567 |
| NATIONAL FINANCIAL SERVICES LLC | |
| 499 WASHINGTON BLVD | |
| JERSEY CITY, NJ 07310-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 11758 ROSALINDA CT | |
| FORT MYERS, FL 33912-8997 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | BX78227121FXNCPSFWCL |
| Date Sold or Disposed: | 06-30-2016 |
| CUSIP Number: | 20030N101 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $29.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $21.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | COMCAST CORP NEW CL A |
| Second Notice Indicator: | |
| Date Acquired: | 03-31-2015 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Long-term |
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from Collectibles: | Box not checked not reporting |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):043523567 |
| NATIONAL FINANCIAL SERVICES LLC | |
| 499 WASHINGTON BLVD | |
| JERSEY CITY, NJ 07310-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 11758 ROSALINDA CT | |
| FORT MYERS, FL 33912-8997 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | BX78227121FXNCPSFWE3 |
| Date Sold or Disposed: | 06-30-2016 |
| CUSIP Number: | 20030N101 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $1,318.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $996.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | COMCAST CORP NEW CL A |
| Second Notice Indicator: | |
| Date Acquired: | 06-30-2015 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from Collectibles: | Box not checked not reporting |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):043523567 |
| NATIONAL FINANCIAL SERVICES LLC | |
| 499 WASHINGTON BLVD | |
| JERSEY CITY, NJ 07310-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 11758 ROSALINDA CT | |
| FORT MYERS, FL 33912-8997 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | BX78227121G0WSECOC84 |
| Date Sold or Disposed: | 09-30-2016 |
| CUSIP Number: | 20030N101 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $35.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $26.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | COMCAST CORP NEW CL A |
| Second Notice Indicator: | |
| Date Acquired: | 06-30-2015 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Long-term |
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from Collectibles: | Box not checked not reporting |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):043523567 |
| NATIONAL FINANCIAL SERVICES LLC | |
| 499 WASHINGTON BLVD | |
| JERSEY CITY, NJ 07310-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 11758 ROSALINDA CT | |
| FORT MYERS, FL 33912-8997 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | BX78227121G0WSECOC99 |
| Date Sold or Disposed: | 09-30-2016 |
| CUSIP Number: | 20030N101 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $1,203.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $891.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | COMCAST CORP NEW CL A |
| Second Notice Indicator: | |
| Date Acquired: | 09-30-2015 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from Collectibles: | Box not checked not reporting |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):043523567 |
| NATIONAL FINANCIAL SERVICES LLC | |
| 499 WASHINGTON BLVD | |
| JERSEY CITY, NJ 07310-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 11758 ROSALINDA CT | |
| FORT MYERS, FL 33912-8997 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | BX78227121G2NJM09FLQ |
| Date Sold or Disposed: | 11-18-2016 |
| CUSIP Number: | 20030N101 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $4.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $3.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | COMCAST CORP NEW CL A |
| Second Notice Indicator: | |
| Date Acquired: | 09-30-2015 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Long-term |
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from Collectibles: | Box not checked not reporting |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):043523567 |
| NATIONAL FINANCIAL SERVICES LLC | |
| 499 WASHINGTON BLVD | |
| JERSEY CITY, NJ 07310-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 11758 ROSALINDA CT | |
| FORT MYERS, FL 33912-8997 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | BX78227121G2NJM09KEL |
| Date Sold or Disposed: | 11-18-2016 |
| CUSIP Number: | 20030N101 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $22.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | COMCAST CORP NEW CL A |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Noncovered Security Basis not reported to IRS |
| Type of Gain or Loss Code: | |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is not being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from Collectibles: | Box not checked not reporting |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):043523567 |
| NATIONAL FINANCIAL SERVICES LLC | |
| 499 WASHINGTON BLVD | |
| JERSEY CITY, NJ 07310-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 11758 ROSALINDA CT | |
| FORT MYERS, FL 33912-8997 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | BX78227121G2NJM09KF7 |
| Date Sold or Disposed: | 11-18-2016 |
| CUSIP Number: | 20030N101 |
| Gross Proceeds: | Gross proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $1,250.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | COMCAST CORP NEW CL A |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Noncovered Security Basis not reported to IRS |
| Type of Gain or Loss Code: | |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is not being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from Collectibles: | Box not checked not reporting |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):341570861 |
| BOND - INST | |
| TA> HARBOR SERVICES GROUP INC | |
| 111 SOUTH WACKER DRIVE 34TH FLR | |
| CHICAGO, IL 60606-4302 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 11758 ROSALINDA CT | |
| FORT MYERS, FL 33912-8997 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | AADO0201400035678097 |
| Date Sold or Disposed: | 06-14-2016 |
| CUSIP Number: | 411511108 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $30.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $0.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | SHARES REDEEMED -ACH |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Noncovered Security Basis not reported to IRS |
| Type of Gain or Loss Code: | |
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is not being reported to the IRS wash sale |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from Collectibles: | Box not checked not reporting |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):341570861 |
| BOND - INST | |
| TA> HARBOR SERVICES GROUP INC | |
| 111 SOUTH WACKER DRIVE 34TH FLR | |
| CHICAGO, IL 60606-4302 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 11758 ROSALINDA CT | |
| FORT MYERS, FL 33912-8997 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | ABDO0201400035678097 |
| Date Sold or Disposed: | 06-14-2016 |
| CUSIP Number: | 411511108 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $149.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $151.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | SHARES REDEEMED -ACH |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Long-term |
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from Collectibles: | Box not checked not reporting |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):341570861 |
| BOND - INST | |
| TA> HARBOR SERVICES GROUP INC | |
| 111 SOUTH WACKER DRIVE 34TH FLR | |
| CHICAGO, IL 60606-4302 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 11758 ROSALINDA CT | |
| FORT MYERS, FL 33912-8997 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | ACDO0201400035678097 |
| Date Sold or Disposed: | 06-14-2016 |
| CUSIP Number: | 411511108 |
| Gross Proceeds: | Net Proceeds |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $269.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $271.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | SHARES REDEEMED -ACH |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from Collectibles: | Box not checked not reporting |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):462538416 |
| ACORNS SECURITIES LLC | |
| 19900 MACARTHUR BLVD SUITE 500 | |
| IRVINE, CA 92612-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 11758 ROSALINDA CT | |
| FORT MYERS, FL 33912-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | WSC6340 |
| Date Sold or Disposed: | 06-14-2016 |
| CUSIP Number: | 464287457 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $50.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $50.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | ISHARES 1-3 YEAR TREASURY BOND |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from Collectibles: | Box not checked not reporting |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):462538416 |
| ACORNS SECURITIES LLC | |
| 19900 MACARTHUR BLVD SUITE 500 | |
| IRVINE, CA 92612-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 11758 ROSALINDA CT | |
| FORT MYERS, FL 33912-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | WSC6341 |
| Date Sold or Disposed: | 03-17-2016 |
| CUSIP Number: | 72201R817 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $49.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $49.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | PIMCO INV GRD CORP BOND ETF (C |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from Collectibles: | Box not checked not reporting |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):462538416 |
| ACORNS SECURITIES LLC | |
| 19900 MACARTHUR BLVD SUITE 500 | |
| IRVINE, CA 92612-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 11758 ROSALINDA CT | |
| FORT MYERS, FL 33912-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | WSC6342 |
| Date Sold or Disposed: | 06-14-2016 |
| CUSIP Number: | 922908363 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $22.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $22.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | VANGUARD S&P 500 ETF (VOO) |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Long-term |
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from Collectibles: | Box not checked not reporting |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):462538416 |
| ACORNS SECURITIES LLC | |
| 19900 MACARTHUR BLVD SUITE 500 | |
| IRVINE, CA 92612-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 11758 ROSALINDA CT | |
| FORT MYERS, FL 33912-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | WSC6343 |
| Date Sold or Disposed: | 06-14-2016 |
| CUSIP Number: | 464287457 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $8.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $8.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | ISHARES 1-3 YEAR TREASURY BOND |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Long-term |
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from Collectibles: | Box not checked not reporting |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):462538416 |
| ACORNS SECURITIES LLC | |
| 19900 MACARTHUR BLVD SUITE 500 | |
| IRVINE, CA 92612-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 11758 ROSALINDA CT | |
| FORT MYERS, FL 33912-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | WSC6344 |
| Date Sold or Disposed: | 06-14-2016 |
| CUSIP Number: | 922908553 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $37.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $34.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | VANGUARD REIT INDEX ETF (VNQ) |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Long-term |
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from Collectibles: | Box not checked not reporting |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):462538416 |
| ACORNS SECURITIES LLC | |
| 19900 MACARTHUR BLVD SUITE 500 | |
| IRVINE, CA 92612-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 11758 ROSALINDA CT | |
| FORT MYERS, FL 33912-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | WSC6345 |
| Date Sold or Disposed: | 06-14-2016 |
| CUSIP Number: | 464287242 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $59.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $58.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | ISHARES INV GRD CORP BOND ETF |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from Collectibles: | Box not checked not reporting |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):462538416 |
| ACORNS SECURITIES LLC | |
| 19900 MACARTHUR BLVD SUITE 500 | |
| IRVINE, CA 92612-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 11758 ROSALINDA CT | |
| FORT MYERS, FL 33912-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | WSC6346 |
| Date Sold or Disposed: | 06-14-2016 |
| CUSIP Number: | 922042858 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $18.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $23.00 |
| Wash Sale Loss Disallowed: | $3.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | VANGUARD EMERGING MARKETS ETF |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Long-term |
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from Collectibles: | Box not checked not reporting |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):462538416 |
| ACORNS SECURITIES LLC | |
| 19900 MACARTHUR BLVD SUITE 500 | |
| IRVINE, CA 92612-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 11758 ROSALINDA CT | |
| FORT MYERS, FL 33912-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | WSC6347 |
| Date Sold or Disposed: | 06-14-2016 |
| CUSIP Number: | 922042858 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $43.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $44.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | VANGUARD EMERGING MARKETS ETF |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from Collectibles: | Box not checked not reporting |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):462538416 |
| ACORNS SECURITIES LLC | |
| 19900 MACARTHUR BLVD SUITE 500 | |
| IRVINE, CA 92612-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 11758 ROSALINDA CT | |
| FORT MYERS, FL 33912-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | WSC6348 |
| Date Sold or Disposed: | 06-14-2016 |
| CUSIP Number: | 922908751 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $41.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $42.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | VANGUARD SMALL CAP ETF (VB) |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Long-term |
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from Collectibles: | Box not checked not reporting |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):462538416 |
| ACORNS SECURITIES LLC | |
| 19900 MACARTHUR BLVD SUITE 500 | |
| IRVINE, CA 92612-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 11758 ROSALINDA CT | |
| FORT MYERS, FL 33912-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | WSC6349 |
| Date Sold or Disposed: | 06-14-2016 |
| CUSIP Number: | 922908363 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $34.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $33.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | VANGUARD S&P 500 ETF (VOO) |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from Collectibles: | Box not checked not reporting |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):462538416 |
| ACORNS SECURITIES LLC | |
| 19900 MACARTHUR BLVD SUITE 500 | |
| IRVINE, CA 92612-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 11758 ROSALINDA CT | |
| FORT MYERS, FL 33912-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | WSC6350 |
| Date Sold or Disposed: | 03-17-2016 |
| CUSIP Number: | 72201R817 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $1.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $1.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | PIMCO INV GRD CORP BOND ETF (C |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Long-term |
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from Collectibles: | Box not checked not reporting |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):462538416 |
| ACORNS SECURITIES LLC | |
| 19900 MACARTHUR BLVD SUITE 500 | |
| IRVINE, CA 92612-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 11758 ROSALINDA CT | |
| FORT MYERS, FL 33912-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | WSC6351 |
| Date Sold or Disposed: | 06-14-2016 |
| CUSIP Number: | 922908751 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $69.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $67.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | VANGUARD SMALL CAP ETF (VB) |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from Collectibles: | Box not checked not reporting |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):462538416 |
| ACORNS SECURITIES LLC | |
| 19900 MACARTHUR BLVD SUITE 500 | |
| IRVINE, CA 92612-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 11758 ROSALINDA CT | |
| FORT MYERS, FL 33912-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | WSC6352 |
| Date Sold or Disposed: | 06-14-2016 |
| CUSIP Number: | 922908553 |
| Gross Proceeds: | Nothing checked |
| Bartering: | $0.00 |
| Federal Income Tax Withheld: | $0.00 |
| Proceeds: | $62.00 |
| Aggregate Profit or (Loss): | $0.00 |
| Realized Profit or (Loss): | $0.00 |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 |
| Cost or Basis: | $57.00 |
| Wash Sale Loss Disallowed: | $0.00 |
| Accrued Market Discount Amount: | $0.00 |
| Description: | VANGUARD REIT INDEX ETF (VNQ) |
| Second Notice Indicator: | |
| Date Acquired: | 00-00-0000 |
| Noncovered Security Indicator: | Nothing checked |
| Type of Gain or Loss Code: | Short-term |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS |
| Loss Not Allowed Indicator: | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Proceeds from Collectibles: | Box not checked not reporting |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):020274509 |
| SOUTHERN NEW HAMPSHIRE UNIVERSITY | |
| 2500 NORTH RIVER RD | |
| MANCHESTER, NH 03106-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 11758 ROSALINDA CT | |
| FORT MYERS, FL 33912-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 1306441 |
| Qualified Tuition and Related Expense: | $0.00 |
| Scholarships or Grants: | $0.00 |
| Half Time Student Indicator: | Less Than Half Time Student |
| Graduate Student Indicator: | Not a Graduate Student |
| Academic Period Code: | Amt in Box 1 or 2 is for Period beg Jan - Mar Next Tax Year |
| Method of Reporting Indicator: | No Change in Reporting Method from the Previous Year |
| TIN Checkbox: | box marked |
| Amounts Billed for Qualified Tuition & Related Expenses: | $1,500.00 |
| Adjustments Made for Prior Year: | $0.00 |
| Adjustments to Scholarships or Grants for a Prior Year: | $0.00 |
| Reimbursements/Refunds from an Insurance Contract: | $0.00 |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):030488315 |
| HIGH-YIELD BOND - INST | |
| TA> HARBOR SERVICES GROUP INC | |
| 111 SOUTH WACKER DRIVE 34TH FLR | |
| CHICAGO, IL 60606-4302 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 11758 ROSALINDA CT | |
| FORT MYERS, FL 33912-8997 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | AADO0202400035678097 |
| Tax Withheld: | $0.00 |
| Capital Gains: | $0.00 |
| Non-Dividend Distribution: | $0.00 |
| Cash Liquidation Distribution: | $0.00 |
| Non-Cash Liquidation Distribution: | $0.00 |
| Investment Expense: | $0.00 |
| Ordinary Dividend: | $12.00 |
| Collectibles (28%) Gain: | $0.00 |
| Unrecaptured Section 1250 Gain: | $0.00 |
| Section 1202 Gain: | $0.00 |
| Foreign Tax Paid: | $0.00 |
| Qualified Dividends: | $0.00 |
| Second Notice Indicator: | No Second Notice |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Exempt Interest Dividends: | $0.00 |
| Specified Private Activity Bond Interest Dividend: | $0.00 |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):043523567 |
| NATIONAL FINANCIAL SERVICES LLC | |
| 499 WASHINGTON BLVD | |
| JERSEY CITY, NJ 07310-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 11758 ROSALINDA CT | |
| FORT MYERS, FL 33912-8997 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | DX78227121 |
| Tax Withheld: | $0.00 |
| Capital Gains: | $0.00 |
| Non-Dividend Distribution: | $0.00 |
| Cash Liquidation Distribution: | $0.00 |
| Non-Cash Liquidation Distribution: | $0.00 |
| Investment Expense: | $0.00 |
| Ordinary Dividend: | $89.00 |
| Collectibles (28%) Gain: | $0.00 |
| Unrecaptured Section 1250 Gain: | $0.00 |
| Section 1202 Gain: | $0.00 |
| Foreign Tax Paid: | $0.00 |
| Qualified Dividends: | $89.00 |
| Second Notice Indicator: | No Second Notice |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Exempt Interest Dividends: | $0.00 |
| Specified Private Activity Bond Interest Dividend: | $0.00 |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):341570861 |
| BOND - INST | |
| TA> HARBOR SERVICES GROUP INC | |
| 111 SOUTH WACKER DRIVE 34TH FLR | |
| CHICAGO, IL 60606-4302 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 11758 ROSALINDA CT | |
| FORT MYERS, FL 33912-8997 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | AADO0201400035678097 |
| Tax Withheld: | $0.00 |
| Capital Gains: | $0.00 |
| Non-Dividend Distribution: | $0.00 |
| Cash Liquidation Distribution: | $0.00 |
| Non-Cash Liquidation Distribution: | $0.00 |
| Investment Expense: | $0.00 |
| Ordinary Dividend: | $10.00 |
| Collectibles (28%) Gain: | $0.00 |
| Unrecaptured Section 1250 Gain: | $0.00 |
| Section 1202 Gain: | $0.00 |
| Foreign Tax Paid: | $0.00 |
| Qualified Dividends: | $0.00 |
| Second Notice Indicator: | No Second Notice |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Exempt Interest Dividends: | $0.00 |
| Specified Private Activity Bond Interest Dividend: | $0.00 |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):462538416 |
| ACORNS SECURITIES LLC | |
| 19900 MACARTHUR BLVD SUITE 500 | |
| IRVINE, CA 92612-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL LERMER | |
| 11758 ROSALINDA CT | |
| FORT MYERS, FL 33912-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 00000282520802 |
| Tax Withheld: | $0.00 |
| Capital Gains: | $0.00 |
| Non-Dividend Distribution: | $0.00 |
| Cash Liquidation Distribution: | $0.00 |
| Non-Cash Liquidation Distribution: | $0.00 |
| Investment Expense: | $0.00 |
| Ordinary Dividend: | $0.00 |
| Collectibles (28%) Gain: | $0.00 |
| Unrecaptured Section 1250 Gain: | $0.00 |
| Section 1202 Gain: | $0.00 |
| Foreign Tax Paid: | $0.00 |
| Qualified Dividends: | $0.00 |
| Second Notice Indicator: | No Second Notice |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Exempt Interest Dividends: | $0.00 |
| Specified Private Activity Bond Interest Dividend: | $0.00 |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):203196134 |
| SALLIE MAE BANK | |
| 175 S WEST TEMPLE SUITE 600 | |
| SALT LAKE CITY, UT 84101-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 11758 ROSALINDA CT | |
| FT MYERS, FL 33912-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 300100291587 |
| Interest: | $0.00 |
| Tax Withheld: | $0.00 |
| Savings Bonds: | $0.00 |
| Investment Expense: | $0.00 |
| Interest Forfeiture: | $0.00 |
| Foreign Tax Paid: | $0.00 |
| Tax-Exempt Interest: | $0.00 |
| Specified Private Activity Bond Interest: | $0.00 |
| Market Discount: | $0.00 |
| Bond Premium: | $0.00 |
| Bond Premium on Tax Exempt Bond: | $0.00 |
| Bond Premium on Treasury Obligations: | $0.00 |
| Second Notice Indicator: | No Second Notice |
| Foreign Country or US Possession: | |
| CUSIP Number: | +000000000000 |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):454526070 |
| PROSPER FUNDING LLC | |
| 221 MAIN STREET SUITE 300 | |
| SAN FRANCISCO, CA 94105-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| MICHAEL S LERMER | |
| 1466 ARGYLE DR | |
| FORT MYERS, FL 33919-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 2977613T7 |
| Interest: | $0.00 |
| Tax Withheld: | $0.00 |
| Investment Expenses: | $0.00 |
| Interest Forfeiture: | $0.00 |
| Original Issue Discount: | $19.00 |
| Original Issue Discount on Treasury Obligations: | $0.00 |
| Market Discount: | $0.00 |
| Acquisition Premium: | $0.00 |
| Bond Premium: | $0.00 |
| Description: | ORIGINAL ISSUE DISCOUNT FOR 2016 |
| FATCA Filing Requirement: | Box not checked no Filing Requirement |
| Second Notice Indicator: | No Second Notice |
| |
|
Payer:
| |
| Payer's Federal Identification Number (FIN):046568107 |
| FIDELITY INVESTMENTS | |
| 100 MAGELLAN WAY KW1C | |
| COVINGTON, KY 41015-0000 | |
| |
|
Recipient:
| |
| Recipient's Identification Number:
219-19-2163 |
| LERMER, MICHAEL SCOT | |
| 11758 ROSALINDA CT | |
| FORT MYERS, FL 33912-0000 | |
| |
| Submission Type: | Original document |
| Account Number (Optional): | 20170107042600959775 |
| Distribution Code Value: | Early Distribution, no known exception (in most cases, under age 59 1/2) |
| Distribution Code: | 1 |
| Distribution Code Value: | Not significant |
| Distribution Code: | Blank |
| Tax Amount Undetermined Code: | Not checked |
| Total Distribution Code: | Not checked |
| First Year Roth Contribution: | 0000 |
| SEP Indicator: | IRA/SEP/SIMP box not checked |
| FATCA Indicator: | not FATCA |
| Tax Withheld: | $0.00 |
| Total Employee Contributions: | $0.00 |
| Unrealized Appreciation: | $0.00 |
| Other Income: | $0.00 |
| Gross Distribution: | $15,400.00 |
| Taxable Amount: | $15,400.00 |
| Eligible Capital Gains: | $0.00 |
| Amount to IRR: | $0.00 |
