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Wage and Income Transcript

Request Date: 10-24-2023
Response Date: 10-24-2023
Tracking Number: 105110422295

SSN Provided: 219-19-2163
Tax Period Requested: December, 2016

Form W-2 Wage and Tax Statement

Employer:

Employer Identification Number (EIN):232084784
COMCAST CC OF WILLOW GROVE
1701 JF KENNEDY BLVD 4
PHILADELPHIA, PA 19103-0000

Employee:

Employee's Social Security Number: 219-19-2163
MICHAEL S LERMER
11758 ROSALINDA CT
FORT MYERS, FL 33912-0000

Submission Type:Original document
Wages, Tips and Other Compensation:$168,922.00
Federal Income Tax Withheld:$36,757.00
Social Security Wages:$118,500.00
Social Security Tax Withheld:$7,347.00
Medicare Wages and Tips:$172,866.00
Medicare Tax Withheld:$2,506.00
Social Security Tips:$0.00
Allocated Tips:$0.00
Dependent Care Benefits:$0.00
Deferred Compensation:$4,865.00
Code "Q" Nontaxable Combat Pay:$0.00
Code "W" Employer Contributions to a Health Savings Account:$0.00
Code "Y" Deferrals under a section 409A nonqualified Deferred Compensation plan:$0.00
Code "Z" Income under section 409A on a nonqualified Deferred Compensation plan:$0.00
Code "R" Employer's Contribution to MSA:$0.00
Code "S" Employer's Contribution to Simple Account:$0.00
Code "T" Expenses Incurred for Qualified Adoptions:$0.00
Code "V" Income from exercise of non-statutory stock options:$2,773.00
Code "AA" Designated Roth Contributions under a Section 401(k) Plan:$0.00
Code "BB" Designated Roth Contributions under a Section 403(b) Plan:$0.00
Code "DD" Cost of Employer-Sponsored Health Coverage:$0.00
Code "EE" Designated ROTH Contributions Under a Governmental Section 457(b) Plan:$0.00
Third Party Sick Pay Indicator:Unanswered
Retirement Plan Indicator:Yes - retirement plan
Statutory Employee:Not Statutory Employee
W2 Submission Type:Original
W2 WHC SSN Validation Code:Correct SSN

Form W-2 Wage and Tax Statement

Employer:

Employer Identification Number (EIN):232084784
COMCAST CC OF WILLOW GROVE
1701 JF KENNEDY BLVD 4
PHILADELPHIA, PA 19103-2838

Employee:

Employee's Social Security Number: 219-19-2163
MICHAEL S LERMER
19460 CROMWELL COURT
FORT MYERS, FL 33912-0000

Submission Type:Amended document
Wages, Tips and Other Compensation:$0.00
Federal Income Tax Withheld:$0.00
Social Security Wages:$0.00
Social Security Tax Withheld:$0.00
Medicare Wages and Tips:$0.00
Medicare Tax Withheld:$0.00
Social Security Tips:$0.00
Allocated Tips:$0.00
Dependent Care Benefits:$0.00
Deferred Compensation:$0.00
Code "Q" Nontaxable Combat Pay:$0.00
Code "W" Employer Contributions to a Health Savings Account:$0.00
Code "Y" Deferrals under a section 409A nonqualified Deferred Compensation plan:$0.00
Code "Z" Income under section 409A on a nonqualified Deferred Compensation plan:$0.00
Code "R" Employer's Contribution to MSA:$0.00
Code "S" Employer's Contribution to Simple Account:$0.00
Code "T" Expenses Incurred for Qualified Adoptions:$0.00
Code "V" Income from exercise of non-statutory stock options:$0.00
Code "AA" Designated Roth Contributions under a Section 401(k) Plan:$0.00
Code "BB" Designated Roth Contributions under a Section 403(b) Plan:$0.00
Code "DD" Cost of Employer-Sponsored Health Coverage:$17,439.00
Code "EE" Designated ROTH Contributions Under a Governmental Section 457(b) Plan:$0.00
Third Party Sick Pay Indicator:Unanswered
Retirement Plan Indicator:No Correction
Statutory Employee:No Correction
W2 Submission Type:Corrected
W2 WHC SSN Validation Code:Correct SSN

Form 3922: Transfer of Stock Acquired Through an Employee Stock Purchase Plan Under Section 423(c)

Corporation:

Corporation's Federal Identification Number (FIN):270000798
COMCAST CORPORATION
1701 JFK BOULEVARD
PHILADELPHIA, PA 19103-0000

Employee:

Employee's Identification Number: 219-19-2163
LERMER MICHAEL SCOTT
11758 ROSALINDA CT
FORT MYERS, FL 33912-0000

Submission Type:Original document
Account Number (Optional):FUXQ8WEQ3K
Exercise Price per Share:$47.00
Fair Market Value per Share on Exercise Date:$61.00
Fair Market Value per Share on Grant Date:$55.00
Exercise price per share determined as if the option was exercised on the date shown in box 1:$47.00
Date Option Exercised:03-31-2016
Date Option Granted:01-04-2016
Number of Shares Transferred:0000000000034
Date Legal Title Transferred:03-31-2016

Form 3922: Transfer of Stock Acquired Through an Employee Stock Purchase Plan Under Section 423(c)

Corporation:

Corporation's Federal Identification Number (FIN):270000798
COMCAST CORPORATION
1701 JFK BOULEVARD
PHILADELPHIA, PA 19103-0000

Employee:

Employee's Identification Number: 219-19-2163
LERMER MICHAEL SCOTT
11758 ROSALINDA CT
FORT MYERS, FL 33912-0000

Submission Type:Original document
Account Number (Optional):FY4KT7I47R
Exercise Price per Share:$52.00
Fair Market Value per Share on Exercise Date:$65.00
Fair Market Value per Share on Grant Date:$61.00
Exercise price per share determined as if the option was exercised on the date shown in box 1:$52.00
Date Option Exercised:06-30-2016
Date Option Granted:04-01-2016
Number of Shares Transferred:0000000000023
Date Legal Title Transferred:06-30-2016

Form 3922: Transfer of Stock Acquired Through an Employee Stock Purchase Plan Under Section 423(c)

Corporation:

Corporation's Federal Identification Number (FIN):270000798
COMCAST CORPORATION
1701 JFK BOULEVARD
PHILADELPHIA, PA 19103-0000

Employee:

Employee's Identification Number: 219-19-2163
LERMER MICHAEL SCOTT
11758 ROSALINDA CT
FORT MYERS, FL 33912-0000

Submission Type:Original document
Account Number (Optional):G1IY43JB5B
Exercise Price per Share:$55.00
Fair Market Value per Share on Exercise Date:$66.00
Fair Market Value per Share on Grant Date:$65.00
Exercise price per share determined as if the option was exercised on the date shown in box 1:$55.00
Date Option Exercised:09-30-2016
Date Option Granted:07-01-2016
Number of Shares Transferred:0000000000006
Date Legal Title Transferred:09-30-2016

Form 5498 SA

Trustee:

Trustee's Federal Identification Number (FIN):941687665
BANK OF AMERICA N.A.
BENEFIT SOLUTIONS HSA
PO BOX 25165
LEHIGH VALLEY, PA 18002-5165

Participant:

Participant's Identification Number: 219-19-2163
MICHAEL LERMER
16081 VIA SOLERA CIR APT 104 104
FORT MYERS, FL 33908-3776

Submission Type:Original document
Account Number (Optional):K6301000006739997601
MSA Contributions:$0.00
Current Contributions:$0.00
Future Contributions:$0.00
Rollover MSA Contributions:$0.00
MSA Fair Market Value:$376.00
HSA Indicator:HSA Box Checked
Archer MSA Indicator:Archer MSA Box Not Checked
MA MSA Indicator:Not Checked

Form 5498 Individual Retirement Arrangement Contribution Information

Trustee:

Trustee/Issuer's Federal Identification Number (FIN):043523567
NATIONAL FINANCIAL SERVICES LLC
499 WASHINGTON BLVD
JERSEY CITY, NJ 07310-0000

Participant:

Participant's Identification Number: 219-19-2163
MICHAEL S LERMER
11758 ROSALINDA CT
FORT MYERS, FL 33912-8997

Submission Type:Original document
Account Number (Optional):L220486894001
IRA Contributions:$131.00
Rollover Contributions:$0.00
Roth Conversion Amount:$0.00
Recharacterized Contributions:$0.00
Fair Market Value of Account:$66.00
Life Insurance Cost Included in Box 1:$0.00
SEP Code:Not Checked
IRA Code:Checked
Simple Code:Not Checked
Roth IRA Code:Not Checked
RMD For Subsequent Year:RMD box not checked
RMD Date:00-00-0000
Year:
Postponed Contribution Code:
Repayments Code:
Fair Market Value of certain specified assets:N/A
SEP Contributions:$0.00
SIMPLE Contributions:$0.00
Roth IRA Contributions:$0.00
Required Minimum Distribution Amount:$0.00
Postponed Contributions:$0.00
Repayment of a qualified reservist distribution or federally designated disaster withdrawal repayment:$0.00
Fair Market Value of Certain Specified Assets:$0.00

Form 5498 Individual Retirement Arrangement Contribution Information

Trustee:

Trustee/Issuer's Federal Identification Number (FIN):911905424
CAPITAL ONE INVESTING LLC
83 SOUTH KING ST
SEATTLE, WA 98104-0000

Participant:

Participant's Identification Number: 219-19-2163
MICHAEL LERMER
11758 ROSALINDA CT
FT MYERS, FL 33912-0000

Submission Type:Original document
Account Number (Optional):0002481744_1111
IRA Contributions:$0.00
Rollover Contributions:$0.00
Roth Conversion Amount:$0.00
Recharacterized Contributions:$0.00
Fair Market Value of Account:$110.00
Life Insurance Cost Included in Box 1:$0.00
SEP Code:Not Checked
IRA Code:Checked
Simple Code:Not Checked
Roth IRA Code:Not Checked
RMD For Subsequent Year:RMD box not checked
RMD Date:00-00-0000
Year:
Postponed Contribution Code:
Repayments Code:
Fair Market Value of certain specified assets:N/A
SEP Contributions:$0.00
SIMPLE Contributions:$0.00
Roth IRA Contributions:$0.00
Required Minimum Distribution Amount:$0.00
Postponed Contributions:$0.00
Repayment of a qualified reservist distribution or federally designated disaster withdrawal repayment:$0.00
Fair Market Value of Certain Specified Assets:$0.00

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):030488315
HIGH-YIELD BOND - INST
TA> HARBOR SERVICES GROUP INC
111 SOUTH WACKER DRIVE 34TH FLR
CHICAGO, IL 60606-4302

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
11758 ROSALINDA CT
FORT MYERS, FL 33912-8997

Submission Type:Original document
Account Number (Optional):AADO0202400035678097
Date Sold or Disposed:06-14-2016
CUSIP Number:411511553
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$81.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:SHARES REDEEMED -ACH
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Noncovered Security Basis not reported to IRS
Type of Gain or Loss Code:
Applicable Check Box on Form 8949:Long term transaction for which the cost or other basis is not being reported to the IRS wash sale
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from Collectibles:Box not checked not reporting

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):030488315
HIGH-YIELD BOND - INST
TA> HARBOR SERVICES GROUP INC
111 SOUTH WACKER DRIVE 34TH FLR
CHICAGO, IL 60606-4302

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
11758 ROSALINDA CT
FORT MYERS, FL 33912-8997

Submission Type:Original document
Account Number (Optional):ABDO0202400035678097
Date Sold or Disposed:06-14-2016
CUSIP Number:411511553
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$57.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$58.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:SHARES REDEEMED -ACH
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Long-term
Applicable Check Box on Form 8949:Long term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from Collectibles:Box not checked not reporting

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):030488315
HIGH-YIELD BOND - INST
TA> HARBOR SERVICES GROUP INC
111 SOUTH WACKER DRIVE 34TH FLR
CHICAGO, IL 60606-4302

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
11758 ROSALINDA CT
FORT MYERS, FL 33912-8997

Submission Type:Original document
Account Number (Optional):ACDO0202400035678097
Date Sold or Disposed:06-14-2016
CUSIP Number:411511553
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$260.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$264.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:SHARES REDEEMED -ACH
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from Collectibles:Box not checked not reporting

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):043523567
NATIONAL FINANCIAL SERVICES LLC
499 WASHINGTON BLVD
JERSEY CITY, NJ 07310-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
11758 ROSALINDA CT
FORT MYERS, FL 33912-8997

Submission Type:Original document
Account Number (Optional):BX78227121FROXTWB514
Date Sold or Disposed:01-14-2016
CUSIP Number:20030N101
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$1,109.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$944.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:COMCAST CORP NEW CL A
Second Notice Indicator:
Date Acquired:12-31-2014
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Long-term
Applicable Check Box on Form 8949:Long term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from Collectibles:Box not checked not reporting

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):043523567
NATIONAL FINANCIAL SERVICES LLC
499 WASHINGTON BLVD
JERSEY CITY, NJ 07310-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
11758 ROSALINDA CT
FORT MYERS, FL 33912-8997

Submission Type:Original document
Account Number (Optional):BX78227121FUK8R25M3D
Date Sold or Disposed:04-04-2016
CUSIP Number:20030N101
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$1,326.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$1,056.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:COMCAST CORP NEW CL A
Second Notice Indicator:
Date Acquired:03-31-2015
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Long-term
Applicable Check Box on Form 8949:Long term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from Collectibles:Box not checked not reporting

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):043523567
NATIONAL FINANCIAL SERVICES LLC
499 WASHINGTON BLVD
JERSEY CITY, NJ 07310-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
11758 ROSALINDA CT
FORT MYERS, FL 33912-8997

Submission Type:Original document
Account Number (Optional):BX78227121FU2BWYUFAH
Date Sold or Disposed:03-21-2016
CUSIP Number:20030N101
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$951.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:COMCAST CORP NEW CL A
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Noncovered Security Basis not reported to IRS
Type of Gain or Loss Code:
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is not being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from Collectibles:Box not checked not reporting

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):043523567
NATIONAL FINANCIAL SERVICES LLC
499 WASHINGTON BLVD
JERSEY CITY, NJ 07310-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
11758 ROSALINDA CT
FORT MYERS, FL 33912-8997

Submission Type:Original document
Account Number (Optional):BX78227121FU2BWYUFRV
Date Sold or Disposed:03-21-2016
CUSIP Number:20030N101
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$1,844.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$1,550.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:COMCAST CORP NEW CL A
Second Notice Indicator:
Date Acquired:03-21-2016
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from Collectibles:Box not checked not reporting

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):043523567
NATIONAL FINANCIAL SERVICES LLC
499 WASHINGTON BLVD
JERSEY CITY, NJ 07310-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
11758 ROSALINDA CT
FORT MYERS, FL 33912-8997

Submission Type:Original document
Account Number (Optional):BX78227121FU3LRTFKGP
Date Sold or Disposed:03-22-2016
CUSIP Number:20030N101
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$19.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$14.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:COMCAST CORP NEW CL A
Second Notice Indicator:
Date Acquired:12-31-2014
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Long-term
Applicable Check Box on Form 8949:Long term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from Collectibles:Box not checked not reporting

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):043523567
NATIONAL FINANCIAL SERVICES LLC
499 WASHINGTON BLVD
JERSEY CITY, NJ 07310-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
11758 ROSALINDA CT
FORT MYERS, FL 33912-8997

Submission Type:Original document
Account Number (Optional):BX78227121FU3LRTFKHX
Date Sold or Disposed:03-22-2016
CUSIP Number:20030N101
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$0.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:COMCAST CORP NEW CL A
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Noncovered Security Basis not reported to IRS
Type of Gain or Loss Code:
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is not being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from Collectibles:Box not checked not reporting

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):043523567
NATIONAL FINANCIAL SERVICES LLC
499 WASHINGTON BLVD
JERSEY CITY, NJ 07310-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
11758 ROSALINDA CT
FORT MYERS, FL 33912-8997

Submission Type:Original document
Account Number (Optional):BX78227121FU3LRTFKIE
Date Sold or Disposed:03-22-2016
CUSIP Number:20030N101
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$920.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:COMCAST CORP NEW CL A
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Noncovered Security Basis not reported to IRS
Type of Gain or Loss Code:
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is not being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from Collectibles:Box not checked not reporting

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):043523567
NATIONAL FINANCIAL SERVICES LLC
499 WASHINGTON BLVD
JERSEY CITY, NJ 07310-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
11758 ROSALINDA CT
FORT MYERS, FL 33912-8997

Submission Type:Original document
Account Number (Optional):BX78227121FVNQX4SRIZ
Date Sold or Disposed:05-05-2016
CUSIP Number:20030N101
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$347.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$288.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:COMCAST CORP NEW CL A
Second Notice Indicator:
Date Acquired:03-31-2015
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Long-term
Applicable Check Box on Form 8949:Long term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from Collectibles:Box not checked not reporting

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):043523567
NATIONAL FINANCIAL SERVICES LLC
499 WASHINGTON BLVD
JERSEY CITY, NJ 07310-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
11758 ROSALINDA CT
FORT MYERS, FL 33912-8997

Submission Type:Original document
Account Number (Optional):BX78227121FXNCPSFWCL
Date Sold or Disposed:06-30-2016
CUSIP Number:20030N101
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$29.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$21.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:COMCAST CORP NEW CL A
Second Notice Indicator:
Date Acquired:03-31-2015
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Long-term
Applicable Check Box on Form 8949:Long term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from Collectibles:Box not checked not reporting

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):043523567
NATIONAL FINANCIAL SERVICES LLC
499 WASHINGTON BLVD
JERSEY CITY, NJ 07310-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
11758 ROSALINDA CT
FORT MYERS, FL 33912-8997

Submission Type:Original document
Account Number (Optional):BX78227121FXNCPSFWE3
Date Sold or Disposed:06-30-2016
CUSIP Number:20030N101
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$1,318.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$996.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:COMCAST CORP NEW CL A
Second Notice Indicator:
Date Acquired:06-30-2015
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from Collectibles:Box not checked not reporting

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):043523567
NATIONAL FINANCIAL SERVICES LLC
499 WASHINGTON BLVD
JERSEY CITY, NJ 07310-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
11758 ROSALINDA CT
FORT MYERS, FL 33912-8997

Submission Type:Original document
Account Number (Optional):BX78227121G0WSECOC84
Date Sold or Disposed:09-30-2016
CUSIP Number:20030N101
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$35.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$26.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:COMCAST CORP NEW CL A
Second Notice Indicator:
Date Acquired:06-30-2015
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Long-term
Applicable Check Box on Form 8949:Long term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from Collectibles:Box not checked not reporting

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):043523567
NATIONAL FINANCIAL SERVICES LLC
499 WASHINGTON BLVD
JERSEY CITY, NJ 07310-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
11758 ROSALINDA CT
FORT MYERS, FL 33912-8997

Submission Type:Original document
Account Number (Optional):BX78227121G0WSECOC99
Date Sold or Disposed:09-30-2016
CUSIP Number:20030N101
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$1,203.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$891.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:COMCAST CORP NEW CL A
Second Notice Indicator:
Date Acquired:09-30-2015
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from Collectibles:Box not checked not reporting

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):043523567
NATIONAL FINANCIAL SERVICES LLC
499 WASHINGTON BLVD
JERSEY CITY, NJ 07310-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
11758 ROSALINDA CT
FORT MYERS, FL 33912-8997

Submission Type:Original document
Account Number (Optional):BX78227121G2NJM09FLQ
Date Sold or Disposed:11-18-2016
CUSIP Number:20030N101
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$4.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$3.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:COMCAST CORP NEW CL A
Second Notice Indicator:
Date Acquired:09-30-2015
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Long-term
Applicable Check Box on Form 8949:Long term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from Collectibles:Box not checked not reporting

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):043523567
NATIONAL FINANCIAL SERVICES LLC
499 WASHINGTON BLVD
JERSEY CITY, NJ 07310-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
11758 ROSALINDA CT
FORT MYERS, FL 33912-8997

Submission Type:Original document
Account Number (Optional):BX78227121G2NJM09KEL
Date Sold or Disposed:11-18-2016
CUSIP Number:20030N101
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$22.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:COMCAST CORP NEW CL A
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Noncovered Security Basis not reported to IRS
Type of Gain or Loss Code:
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is not being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from Collectibles:Box not checked not reporting

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):043523567
NATIONAL FINANCIAL SERVICES LLC
499 WASHINGTON BLVD
JERSEY CITY, NJ 07310-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
11758 ROSALINDA CT
FORT MYERS, FL 33912-8997

Submission Type:Original document
Account Number (Optional):BX78227121G2NJM09KF7
Date Sold or Disposed:11-18-2016
CUSIP Number:20030N101
Gross Proceeds:Gross proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$1,250.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:COMCAST CORP NEW CL A
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Noncovered Security Basis not reported to IRS
Type of Gain or Loss Code:
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is not being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from Collectibles:Box not checked not reporting

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):341570861
BOND - INST
TA> HARBOR SERVICES GROUP INC
111 SOUTH WACKER DRIVE 34TH FLR
CHICAGO, IL 60606-4302

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
11758 ROSALINDA CT
FORT MYERS, FL 33912-8997

Submission Type:Original document
Account Number (Optional):AADO0201400035678097
Date Sold or Disposed:06-14-2016
CUSIP Number:411511108
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$30.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$0.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:SHARES REDEEMED -ACH
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Noncovered Security Basis not reported to IRS
Type of Gain or Loss Code:
Applicable Check Box on Form 8949:Long term transaction for which the cost or other basis is not being reported to the IRS wash sale
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from Collectibles:Box not checked not reporting

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):341570861
BOND - INST
TA> HARBOR SERVICES GROUP INC
111 SOUTH WACKER DRIVE 34TH FLR
CHICAGO, IL 60606-4302

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
11758 ROSALINDA CT
FORT MYERS, FL 33912-8997

Submission Type:Original document
Account Number (Optional):ABDO0201400035678097
Date Sold or Disposed:06-14-2016
CUSIP Number:411511108
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$149.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$151.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:SHARES REDEEMED -ACH
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Long-term
Applicable Check Box on Form 8949:Long term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from Collectibles:Box not checked not reporting

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):341570861
BOND - INST
TA> HARBOR SERVICES GROUP INC
111 SOUTH WACKER DRIVE 34TH FLR
CHICAGO, IL 60606-4302

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
11758 ROSALINDA CT
FORT MYERS, FL 33912-8997

Submission Type:Original document
Account Number (Optional):ACDO0201400035678097
Date Sold or Disposed:06-14-2016
CUSIP Number:411511108
Gross Proceeds:Net Proceeds
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$269.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$271.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:SHARES REDEEMED -ACH
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from Collectibles:Box not checked not reporting

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):462538416
ACORNS SECURITIES LLC
19900 MACARTHUR BLVD SUITE 500
IRVINE, CA 92612-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
11758 ROSALINDA CT
FORT MYERS, FL 33912-0000

Submission Type:Original document
Account Number (Optional):WSC6340
Date Sold or Disposed:06-14-2016
CUSIP Number:464287457
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$50.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$50.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:ISHARES 1-3 YEAR TREASURY BOND
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from Collectibles:Box not checked not reporting

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):462538416
ACORNS SECURITIES LLC
19900 MACARTHUR BLVD SUITE 500
IRVINE, CA 92612-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
11758 ROSALINDA CT
FORT MYERS, FL 33912-0000

Submission Type:Original document
Account Number (Optional):WSC6341
Date Sold or Disposed:03-17-2016
CUSIP Number:72201R817
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$49.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$49.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:PIMCO INV GRD CORP BOND ETF (C
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from Collectibles:Box not checked not reporting

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):462538416
ACORNS SECURITIES LLC
19900 MACARTHUR BLVD SUITE 500
IRVINE, CA 92612-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
11758 ROSALINDA CT
FORT MYERS, FL 33912-0000

Submission Type:Original document
Account Number (Optional):WSC6342
Date Sold or Disposed:06-14-2016
CUSIP Number:922908363
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$22.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$22.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:VANGUARD S&P 500 ETF (VOO)
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Long-term
Applicable Check Box on Form 8949:Long term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from Collectibles:Box not checked not reporting

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):462538416
ACORNS SECURITIES LLC
19900 MACARTHUR BLVD SUITE 500
IRVINE, CA 92612-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
11758 ROSALINDA CT
FORT MYERS, FL 33912-0000

Submission Type:Original document
Account Number (Optional):WSC6343
Date Sold or Disposed:06-14-2016
CUSIP Number:464287457
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$8.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$8.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:ISHARES 1-3 YEAR TREASURY BOND
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Long-term
Applicable Check Box on Form 8949:Long term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from Collectibles:Box not checked not reporting

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):462538416
ACORNS SECURITIES LLC
19900 MACARTHUR BLVD SUITE 500
IRVINE, CA 92612-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
11758 ROSALINDA CT
FORT MYERS, FL 33912-0000

Submission Type:Original document
Account Number (Optional):WSC6344
Date Sold or Disposed:06-14-2016
CUSIP Number:922908553
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$37.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$34.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:VANGUARD REIT INDEX ETF (VNQ)
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Long-term
Applicable Check Box on Form 8949:Long term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from Collectibles:Box not checked not reporting

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):462538416
ACORNS SECURITIES LLC
19900 MACARTHUR BLVD SUITE 500
IRVINE, CA 92612-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
11758 ROSALINDA CT
FORT MYERS, FL 33912-0000

Submission Type:Original document
Account Number (Optional):WSC6345
Date Sold or Disposed:06-14-2016
CUSIP Number:464287242
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$59.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$58.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:ISHARES INV GRD CORP BOND ETF
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from Collectibles:Box not checked not reporting

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):462538416
ACORNS SECURITIES LLC
19900 MACARTHUR BLVD SUITE 500
IRVINE, CA 92612-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
11758 ROSALINDA CT
FORT MYERS, FL 33912-0000

Submission Type:Original document
Account Number (Optional):WSC6346
Date Sold or Disposed:06-14-2016
CUSIP Number:922042858
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$18.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$23.00
Wash Sale Loss Disallowed:$3.00
Accrued Market Discount Amount:$0.00
Description:VANGUARD EMERGING MARKETS ETF
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Long-term
Applicable Check Box on Form 8949:Long term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from Collectibles:Box not checked not reporting

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):462538416
ACORNS SECURITIES LLC
19900 MACARTHUR BLVD SUITE 500
IRVINE, CA 92612-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
11758 ROSALINDA CT
FORT MYERS, FL 33912-0000

Submission Type:Original document
Account Number (Optional):WSC6347
Date Sold or Disposed:06-14-2016
CUSIP Number:922042858
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$43.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$44.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:VANGUARD EMERGING MARKETS ETF
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from Collectibles:Box not checked not reporting

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):462538416
ACORNS SECURITIES LLC
19900 MACARTHUR BLVD SUITE 500
IRVINE, CA 92612-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
11758 ROSALINDA CT
FORT MYERS, FL 33912-0000

Submission Type:Original document
Account Number (Optional):WSC6348
Date Sold or Disposed:06-14-2016
CUSIP Number:922908751
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$41.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$42.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:VANGUARD SMALL CAP ETF (VB)
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Long-term
Applicable Check Box on Form 8949:Long term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from Collectibles:Box not checked not reporting

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):462538416
ACORNS SECURITIES LLC
19900 MACARTHUR BLVD SUITE 500
IRVINE, CA 92612-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
11758 ROSALINDA CT
FORT MYERS, FL 33912-0000

Submission Type:Original document
Account Number (Optional):WSC6349
Date Sold or Disposed:06-14-2016
CUSIP Number:922908363
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$34.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$33.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:VANGUARD S&P 500 ETF (VOO)
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from Collectibles:Box not checked not reporting

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):462538416
ACORNS SECURITIES LLC
19900 MACARTHUR BLVD SUITE 500
IRVINE, CA 92612-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
11758 ROSALINDA CT
FORT MYERS, FL 33912-0000

Submission Type:Original document
Account Number (Optional):WSC6350
Date Sold or Disposed:03-17-2016
CUSIP Number:72201R817
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$1.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$1.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:PIMCO INV GRD CORP BOND ETF (C
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Long-term
Applicable Check Box on Form 8949:Long term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from Collectibles:Box not checked not reporting

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):462538416
ACORNS SECURITIES LLC
19900 MACARTHUR BLVD SUITE 500
IRVINE, CA 92612-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
11758 ROSALINDA CT
FORT MYERS, FL 33912-0000

Submission Type:Original document
Account Number (Optional):WSC6351
Date Sold or Disposed:06-14-2016
CUSIP Number:922908751
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$69.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$67.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:VANGUARD SMALL CAP ETF (VB)
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from Collectibles:Box not checked not reporting

Form 1099-B Proceeds From Broker and Barter Exchange Transactions

Payer:

Payer's Federal Identification Number (FIN):462538416
ACORNS SECURITIES LLC
19900 MACARTHUR BLVD SUITE 500
IRVINE, CA 92612-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
11758 ROSALINDA CT
FORT MYERS, FL 33912-0000

Submission Type:Original document
Account Number (Optional):WSC6352
Date Sold or Disposed:06-14-2016
CUSIP Number:922908553
Gross Proceeds:Nothing checked
Bartering:$0.00
Federal Income Tax Withheld:$0.00
Proceeds:$62.00
Aggregate Profit or (Loss):$0.00
Realized Profit or (Loss):$0.00
Unrealized Profit or (Loss) 12/31 Prior Year:$0.00
Unrealized Profit or (Loss) 12/31 Current Year:$0.00
Cost or Basis:$57.00
Wash Sale Loss Disallowed:$0.00
Accrued Market Discount Amount:$0.00
Description:VANGUARD REIT INDEX ETF (VNQ)
Second Notice Indicator:
Date Acquired:00-00-0000
Noncovered Security Indicator:Nothing checked
Type of Gain or Loss Code:Short-term
Applicable Check Box on Form 8949:Short term transaction for which the cost or other basis is being reported to the IRS
Loss Not Allowed Indicator:
FATCA Filing Requirement:Box not checked no Filing Requirement
Proceeds from Collectibles:Box not checked not reporting

Form 1098-T

Payer:

Payer's Federal Identification Number (FIN):020274509
SOUTHERN NEW HAMPSHIRE UNIVERSITY
2500 NORTH RIVER RD
MANCHESTER, NH 03106-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
11758 ROSALINDA CT
FORT MYERS, FL 33912-0000

Submission Type:Original document
Account Number (Optional):1306441
Qualified Tuition and Related Expense:$0.00
Scholarships or Grants:$0.00
Half Time Student Indicator:Less Than Half Time Student
Graduate Student Indicator:Not a Graduate Student
Academic Period Code:Amt in Box 1 or 2 is for Period beg Jan - Mar Next Tax Year
Method of Reporting Indicator:No Change in Reporting Method from the Previous Year
TIN Checkbox:box marked
Amounts Billed for Qualified Tuition & Related Expenses:$1,500.00
Adjustments Made for Prior Year:$0.00
Adjustments to Scholarships or Grants for a Prior Year:$0.00
Reimbursements/Refunds from an Insurance Contract:$0.00

Form 1099-DIV

Payer:

Payer's Federal Identification Number (FIN):030488315
HIGH-YIELD BOND - INST
TA> HARBOR SERVICES GROUP INC
111 SOUTH WACKER DRIVE 34TH FLR
CHICAGO, IL 60606-4302

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
11758 ROSALINDA CT
FORT MYERS, FL 33912-8997

Submission Type:Original document
Account Number (Optional):AADO0202400035678097
Tax Withheld:$0.00
Capital Gains:$0.00
Non-Dividend Distribution:$0.00
Cash Liquidation Distribution:$0.00
Non-Cash Liquidation Distribution:$0.00
Investment Expense:$0.00
Ordinary Dividend:$12.00
Collectibles (28%) Gain:$0.00
Unrecaptured Section 1250 Gain:$0.00
Section 1202 Gain:$0.00
Foreign Tax Paid:$0.00
Qualified Dividends:$0.00
Second Notice Indicator:No Second Notice
FATCA Filing Requirement:Box not checked no Filing Requirement
Exempt Interest Dividends:$0.00
Specified Private Activity Bond Interest Dividend:$0.00

Form 1099-DIV

Payer:

Payer's Federal Identification Number (FIN):043523567
NATIONAL FINANCIAL SERVICES LLC
499 WASHINGTON BLVD
JERSEY CITY, NJ 07310-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
11758 ROSALINDA CT
FORT MYERS, FL 33912-8997

Submission Type:Original document
Account Number (Optional):DX78227121
Tax Withheld:$0.00
Capital Gains:$0.00
Non-Dividend Distribution:$0.00
Cash Liquidation Distribution:$0.00
Non-Cash Liquidation Distribution:$0.00
Investment Expense:$0.00
Ordinary Dividend:$89.00
Collectibles (28%) Gain:$0.00
Unrecaptured Section 1250 Gain:$0.00
Section 1202 Gain:$0.00
Foreign Tax Paid:$0.00
Qualified Dividends:$89.00
Second Notice Indicator:No Second Notice
FATCA Filing Requirement:Box not checked no Filing Requirement
Exempt Interest Dividends:$0.00
Specified Private Activity Bond Interest Dividend:$0.00

Form 1099-DIV

Payer:

Payer's Federal Identification Number (FIN):341570861
BOND - INST
TA> HARBOR SERVICES GROUP INC
111 SOUTH WACKER DRIVE 34TH FLR
CHICAGO, IL 60606-4302

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
11758 ROSALINDA CT
FORT MYERS, FL 33912-8997

Submission Type:Original document
Account Number (Optional):AADO0201400035678097
Tax Withheld:$0.00
Capital Gains:$0.00
Non-Dividend Distribution:$0.00
Cash Liquidation Distribution:$0.00
Non-Cash Liquidation Distribution:$0.00
Investment Expense:$0.00
Ordinary Dividend:$10.00
Collectibles (28%) Gain:$0.00
Unrecaptured Section 1250 Gain:$0.00
Section 1202 Gain:$0.00
Foreign Tax Paid:$0.00
Qualified Dividends:$0.00
Second Notice Indicator:No Second Notice
FATCA Filing Requirement:Box not checked no Filing Requirement
Exempt Interest Dividends:$0.00
Specified Private Activity Bond Interest Dividend:$0.00

Form 1099-DIV

Payer:

Payer's Federal Identification Number (FIN):462538416
ACORNS SECURITIES LLC
19900 MACARTHUR BLVD SUITE 500
IRVINE, CA 92612-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL LERMER
11758 ROSALINDA CT
FORT MYERS, FL 33912-0000

Submission Type:Original document
Account Number (Optional):00000282520802
Tax Withheld:$0.00
Capital Gains:$0.00
Non-Dividend Distribution:$0.00
Cash Liquidation Distribution:$0.00
Non-Cash Liquidation Distribution:$0.00
Investment Expense:$0.00
Ordinary Dividend:$0.00
Collectibles (28%) Gain:$0.00
Unrecaptured Section 1250 Gain:$0.00
Section 1202 Gain:$0.00
Foreign Tax Paid:$0.00
Qualified Dividends:$0.00
Second Notice Indicator:No Second Notice
FATCA Filing Requirement:Box not checked no Filing Requirement
Exempt Interest Dividends:$0.00
Specified Private Activity Bond Interest Dividend:$0.00

Form 1099-INT

Payer:

Payer's Federal Identification Number (FIN):203196134
SALLIE MAE BANK
175 S WEST TEMPLE SUITE 600
SALT LAKE CITY, UT 84101-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
11758 ROSALINDA CT
FT MYERS, FL 33912-0000

Submission Type:Original document
Account Number (Optional):300100291587
Interest:$0.00
Tax Withheld:$0.00
Savings Bonds:$0.00
Investment Expense:$0.00
Interest Forfeiture:$0.00
Foreign Tax Paid:$0.00
Tax-Exempt Interest:$0.00
Specified Private Activity Bond Interest:$0.00
Market Discount:$0.00
Bond Premium:$0.00
Bond Premium on Tax Exempt Bond:$0.00
Bond Premium on Treasury Obligations:$0.00
Second Notice Indicator:No Second Notice
Foreign Country or US Possession:
CUSIP Number:+000000000000
FATCA Filing Requirement:Box not checked no Filing Requirement

Form 1099-OID

Payer:

Payer's Federal Identification Number (FIN):454526070
PROSPER FUNDING LLC
221 MAIN STREET SUITE 300
SAN FRANCISCO, CA 94105-0000

Recipient:

Recipient's Identification Number: 219-19-2163
MICHAEL S LERMER
1466 ARGYLE DR
FORT MYERS, FL 33919-0000

Submission Type:Original document
Account Number (Optional):2977613T7
Interest:$0.00
Tax Withheld:$0.00
Investment Expenses:$0.00
Interest Forfeiture:$0.00
Original Issue Discount:$19.00
Original Issue Discount on Treasury Obligations:$0.00
Market Discount:$0.00
Acquisition Premium:$0.00
Bond Premium:$0.00
Description:ORIGINAL ISSUE DISCOUNT FOR 2016
FATCA Filing Requirement:Box not checked no Filing Requirement
Second Notice Indicator:No Second Notice

Form 1099-R Distributions from Pensions, Annuities, Retire or Profit-Sharing Plans, IRAs, Insurance Contracts, etc.

Payer:

Payer's Federal Identification Number (FIN):046568107
FIDELITY INVESTMENTS
100 MAGELLAN WAY KW1C
COVINGTON, KY 41015-0000

Recipient:

Recipient's Identification Number: 219-19-2163
LERMER, MICHAEL SCOT
11758 ROSALINDA CT
FORT MYERS, FL 33912-0000

Submission Type:Original document
Account Number (Optional):20170107042600959775
Distribution Code Value:Early Distribution, no known exception (in most cases, under age 59 1/2)
Distribution Code:1
Distribution Code Value:Not significant
Distribution Code:Blank
Tax Amount Undetermined Code:Not checked
Total Distribution Code:Not checked
First Year Roth Contribution:0000
SEP Indicator:IRA/SEP/SIMP box not checked
FATCA Indicator:not FATCA
Tax Withheld:$0.00
Total Employee Contributions:$0.00
Unrealized Appreciation:$0.00
Other Income:$0.00
Gross Distribution:$15,400.00
Taxable Amount:$15,400.00
Eligible Capital Gains:$0.00
Amount to IRR:$0.00

This Product Contains Sensitive Taxpayer Data