|
This Product Contains Sensitive Taxpayer Data |
Wage and Income Transcript |
| Request Date: | 10-24-2023 |
| Response Date: | 10-24-2023 |
| Tracking Number: | 105110422309 |
|
Employer: | ||
| Employer Identification Number (EIN):232084784 | ||
| COMCAST CC OF WILLOW GROVE | ||
| 1701 JF KENNEDY BLVD 4 | ||
| PHILADELPHIA, PA 19103-0000 | ||
|
| ||
Employee: | ||
| Employee's Social Security Number: 219-19-2163 | ||
| MICHAEL S LERMER | ||
| 1466 ARGYLE DR | ||
| FORT MYERS, FL 33919-0000 | ||
|
| ||
| Submission Type: | Original document | |
| Wages, Tips and Other Compensation: | $136,517.00 | |
| Federal Income Tax Withheld: | $2,205.00 | |
| Social Security Wages: | $118,500.00 | |
| Social Security Tax Withheld: | $7,347.00 | |
| Medicare Wages and Tips: | $142,577.00 | |
| Medicare Tax Withheld: | $2,067.00 | |
| Social Security Tips: | $0.00 | |
| Allocated Tips: | $0.00 | |
| Dependent Care Benefits: | $0.00 | |
| Deferred Compensation: | $6,462.00 | |
| Code "Q" Nontaxable Combat Pay: | $0.00 | |
| Code "W" Employer Contributions to a Health Savings Account: | $0.00 | |
| Code "Y" Deferrals under a section 409A nonqualified Deferred Compensation plan: | $0.00 | |
| Code "Z" Income under section 409A on a nonqualified Deferred Compensation plan: | $0.00 | |
| Code "R" Employer's Contribution to MSA: | $0.00 | |
| Code "S" Employer's Contribution to Simple Account: | $0.00 | |
| Code "T" Expenses Incurred for Qualified Adoptions: | $0.00 | |
| Code "V" Income from exercise of non-statutory stock options: | $0.00 | |
| Code "AA" Designated Roth Contributions under a Section 401(k) Plan: | $0.00 | |
| Code "BB" Designated Roth Contributions under a Section 403(b) Plan: | $0.00 | |
| Code "DD" Cost of Employer-Sponsored Health Coverage: | $18,863.00 | |
| Code "EE" Designated ROTH Contributions Under a Governmental Section 457(b) Plan: | $0.00 | |
| Third Party Sick Pay Indicator: | Unanswered | |
| Retirement Plan Indicator: | Yes - retirement plan | |
| Statutory Employee: | Not Statutory Employee | |
Corporation: | ||
| Corporation's Federal Identification Number (FIN):270000798 | ||
| COMCAST CORPORATION | ||
| 1701 JFK BOULEVARD | ||
| PHILADELPHIA, PA 19103-0000 | ||
|
| ||
Employee: | ||
| Employee's Identification Number: 219-19-2163 | ||
| LERMER MICHAEL SCOTT | ||
| 1466 ARGYLE DRIVE | ||
| FORT MYERS, FL 33919-0000 | ||
|
| ||
| Submission Type: | Original document | |
| Account Number (Optional): | EVMLOVK3HM | |
| Exercise Price per Share: | $48.00 | |
| Fair Market Value per Share on Exercise Date: | $56.00 | |
| Fair Market Value per Share on Grant Date: | $57.00 | |
| Exercise price per share determined as if the option was exercised on the date shown in box 1: | $48.00 | |
| Date Option Exercised: | 03-31-2015 | |
| Date Option Granted: | 01-02-2015 | |
| Number of Shares Transferred: | 0000000000028 | |
| Date Legal Title Transferred: | 03-31-2015 | |
Corporation: | ||
| Corporation's Federal Identification Number (FIN):270000798 | ||
| COMCAST CORPORATION | ||
| 1701 JFK BOULEVARD | ||
| PHILADELPHIA, PA 19103-0000 | ||
|
| ||
Employee: | ||
| Employee's Identification Number: 219-19-2163 | ||
| LERMER MICHAEL SCOTT | ||
| 1466 ARGYLE DRIVE | ||
| FORT MYERS, FL 33919-0000 | ||
|
| ||
| Submission Type: | Original document | |
| Account Number (Optional): | EYPMGK3Q5X | |
| Exercise Price per Share: | $48.00 | |
| Fair Market Value per Share on Exercise Date: | $60.00 | |
| Fair Market Value per Share on Grant Date: | $57.00 | |
| Exercise price per share determined as if the option was exercised on the date shown in box 1: | $48.00 | |
| Date Option Exercised: | 06-30-2015 | |
| Date Option Granted: | 04-01-2015 | |
| Number of Shares Transferred: | 0000000000021 | |
| Date Legal Title Transferred: | 06-30-2015 | |
Corporation: | ||
| Corporation's Federal Identification Number (FIN):270000798 | ||
| COMCAST CORPORATION | ||
| 1701 JFK BOULEVARD | ||
| PHILADELPHIA, PA 19103-0000 | ||
|
| ||
Employee: | ||
| Employee's Identification Number: 219-19-2163 | ||
| LERMER MICHAEL SCOTT | ||
| 1466 ARGYLE DRIVE | ||
| FORT MYERS, FL 33919-0000 | ||
|
| ||
| Submission Type: | Original document | |
| Account Number (Optional): | FRODHDYKGB | |
| Exercise Price per Share: | $47.00 | |
| Fair Market Value per Share on Exercise Date: | $56.00 | |
| Fair Market Value per Share on Grant Date: | $57.00 | |
| Exercise price per share determined as if the option was exercised on the date shown in box 1: | $48.00 | |
| Date Option Exercised: | 12-31-2015 | |
| Date Option Granted: | 10-01-2015 | |
| Number of Shares Transferred: | 0000000000021 | |
| Date Legal Title Transferred: | 12-31-2015 | |
Corporation: | ||
| Corporation's Federal Identification Number (FIN):270000798 | ||
| COMCAST CORPORATION | ||
| 1701 JFK BOULEVARD | ||
| PHILADELPHIA, PA 19103-0000 | ||
|
| ||
Employee: | ||
| Employee's Identification Number: 219-19-2163 | ||
| LERMER MICHAEL SCOTT | ||
| 1466 ARGYLE DRIVE | ||
| FORT MYERS, FL 33919-0000 | ||
|
| ||
| Submission Type: | Original document | |
| Account Number (Optional): | F1Z0TYTM6Y | |
| Exercise Price per Share: | $48.00 | |
| Fair Market Value per Share on Exercise Date: | $56.00 | |
| Fair Market Value per Share on Grant Date: | $62.00 | |
| Exercise price per share determined as if the option was exercised on the date shown in box 1: | $52.00 | |
| Date Option Exercised: | 09-30-2015 | |
| Date Option Granted: | 07-01-2015 | |
| Number of Shares Transferred: | 0000000000019 | |
| Date Legal Title Transferred: | 09-30-2015 | |
Trustee: | ||
| Trustee's Federal Identification Number (FIN):941687665 | ||
| BANK OF AMERICA N.A. | ||
| BENEFIT SOLUTIONS HSA | ||
| PO BOX 25165 | ||
| LEHIGH VALLEY, PA 18002-5165 | ||
|
| ||
Participant: | ||
| Participant's Identification Number: 219-19-2163 | ||
| MICHAEL LERMER | ||
| 16081 VIA SOLERA CIR APT 104 104 | ||
| FORT MYERS, FL 33908-3776 | ||
|
| ||
| Submission Type: | Original document | |
| Account Number (Optional): | K6301000006739997601 | |
| MSA Contributions: | $0.00 | |
| Current Contributions: | $0.00 | |
| Future Contributions: | $0.00 | |
| Rollover MSA Contributions: | $0.00 | |
| MSA Fair Market Value: | $376.00 | |
| HSA Indicator: | HSA Box Checked | |
| Archer MSA Indicator: | Archer MSA Box Not Checked | |
| MA MSA Indicator: | Not Checked | |
Trustee: | ||
| Trustee/Issuer's Federal Identification Number (FIN):911905424 | ||
| CAPITAL ONE INVESTING LLC | ||
| 83 SOUTH KING STREET SUITE 700 | ||
| SEATTLE, WA 98104-0000 | ||
|
| ||
Participant: | ||
| Participant's Identification Number: 219-19-2163 | ||
| MICHAEL LERMER | ||
| 1466 ARGYLE DR | ||
| FT MYERS, FL 33919-0000 | ||
|
| ||
| Submission Type: | Original document | |
| Account Number (Optional): | 0002481744_1111 | |
| IRA Contributions: | $0.00 | |
| Rollover Contributions: | $0.00 | |
| Roth Conversion Amount: | $0.00 | |
| Recharacterized Contributions: | $0.00 | |
| Fair Market Value of Account: | $104.00 | |
| Life Insurance Cost Included in Box 1: | $0.00 | |
| SEP Code: | Not Checked | |
| IRA Code: | Checked | |
| Simple Code: | Not Checked | |
| Roth IRA Code: | Not Checked | |
| RMD For Subsequent Year: | RMD box not checked | |
| RMD Date: | 00-00-0000 | |
| Year: | ||
| Postponed Contribution Code: | ||
| Repayments Code: | ||
| SEP Contributions: | $0.00 | |
| SIMPLE Contributions: | $0.00 | |
| Roth IRA Contributions: | $0.00 | |
| Required Minimum Distribution Amount: | $0.00 | |
| Postponed Contributions: | $0.00 | |
| Repayment of a qualified reservist distribution or federally designated disaster withdrawal repayment: | $0.00 | |
Payer/Trustee: | ||
| Payer's/Trustee's Federal ID No.:541816246 | ||
| VCSP COLLEGEAMERICA | ||
| TA> AMERICAN FUNDS SERVICE COMPANY | ||
| 6455 IRVINE CENTER DR | ||
| IRVINE, CA 92618-0000 | ||
|
| ||
Recipient: | ||
| Recipient's SSN: 219-19-2163 | ||
| MICHAEL LERMER | ||
| 1466 ARGYLE DR | ||
| FORT MYERS, FL 33919-1734 | ||
|
| ||
| Submission Type: | Original document | |
| Account Number (Optional): | AADC0130500075276060 | |
| Gross Distribution: | $17.00 | |
| Earnings: | -$101.00 | |
| Basis: | $118.00 | |
| Trustee-to-Trustee Transfer Indicator: | Box Not Checked | |
| Qualified Tuition Program Indicator: | State Box Checked | |
| Designated Beneficiary Indicator: | Recipient is Not Designated Beneficiary | |
Payer: | ||
| Payer's Federal Identification Number (FIN):043523567 | ||
| NATIONAL FINANCIAL SERVICES LLC | ||
| 499 WASHINGTON BLVD | ||
| JERSEY CITY, NJ 07310-0000 | ||
|
| ||
Recipient: | ||
| Recipient's Identification Number: 219-19-2163 | ||
| MICHAEL S LERMER | ||
| 1466 ARGYLE DR | ||
| FORT MYERS, FL 33919-1734 | ||
|
| ||
| Submission Type: | Original document | |
| Account Number (Optional): | BX78227121EUZ71CCG9V | |
| Date Sold or Disposed: | 04-01-2015 | |
| CUSIP Number: | 20030N101 | |
| Gross Proceeds: | Gross proceeds | |
| Bartering: | $0.00 | |
| Federal Income Tax Withheld: | $0.00 | |
| Proceeds: | $889.00 | |
| Aggregate Profit or (Loss): | $0.00 | |
| Realized Profit or (Loss): | $0.00 | |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 | |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 | |
| Cost or Basis: | $0.00 | |
| Adjustments: | $0.00 | |
| Description: | COMCAST CORP NEW CL A | |
| Second Notice Indicator: | ||
| Date Acquired: | 00-00-0000 | |
| Noncovered Security Indicator: | Noncovered Security Basis not reported to IRS | |
| Type of Gain or Loss Code: | ||
| Code, if Any: | ||
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is not being reported to the IRS | |
| Loss Not Allowed Indicator: | ||
Payer: | ||
| Payer's Federal Identification Number (FIN):043523567 | ||
| NATIONAL FINANCIAL SERVICES LLC | ||
| 499 WASHINGTON BLVD | ||
| JERSEY CITY, NJ 07310-0000 | ||
|
| ||
Recipient: | ||
| Recipient's Identification Number: 219-19-2163 | ||
| MICHAEL S LERMER | ||
| 1466 ARGYLE DR | ||
| FORT MYERS, FL 33919-1734 | ||
|
| ||
| Submission Type: | Original document | |
| Account Number (Optional): | BX78227121EY7EMZBV9P | |
| Date Sold or Disposed: | 07-01-2015 | |
| CUSIP Number: | 20030N101 | |
| Gross Proceeds: | Gross proceeds | |
| Bartering: | $0.00 | |
| Federal Income Tax Withheld: | $0.00 | |
| Proceeds: | $1,344.00 | |
| Aggregate Profit or (Loss): | $0.00 | |
| Realized Profit or (Loss): | $0.00 | |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 | |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 | |
| Cost or Basis: | $933.00 | |
| Adjustments: | $0.00 | |
| Description: | COMCAST CORP NEW CL A | |
| Second Notice Indicator: | ||
| Date Acquired: | 06-30-2014 | |
| Noncovered Security Indicator: | Nothing checked | |
| Type of Gain or Loss Code: | Long-term | |
| Code, if Any: | ||
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS | |
| Loss Not Allowed Indicator: | ||
Payer: | ||
| Payer's Federal Identification Number (FIN):043523567 | ||
| NATIONAL FINANCIAL SERVICES LLC | ||
| 499 WASHINGTON BLVD | ||
| JERSEY CITY, NJ 07310-0000 | ||
|
| ||
Recipient: | ||
| Recipient's Identification Number: 219-19-2163 | ||
| MICHAEL S LERMER | ||
| 1466 ARGYLE DR | ||
| FORT MYERS, FL 33919-1734 | ||
|
| ||
| Submission Type: | Original document | |
| Account Number (Optional): | BX78227121F1LTLUQFG4 | |
| Date Sold or Disposed: | 10-05-2015 | |
| CUSIP Number: | 20030N101 | |
| Gross Proceeds: | Gross proceeds | |
| Bartering: | $0.00 | |
| Federal Income Tax Withheld: | $0.00 | |
| Proceeds: | $40.00 | |
| Aggregate Profit or (Loss): | $0.00 | |
| Realized Profit or (Loss): | $0.00 | |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 | |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 | |
| Cost or Basis: | $29.00 | |
| Adjustments: | $0.00 | |
| Description: | COMCAST CORP NEW CL A | |
| Second Notice Indicator: | ||
| Date Acquired: | 06-30-2014 | |
| Noncovered Security Indicator: | Nothing checked | |
| Type of Gain or Loss Code: | Long-term | |
| Code, if Any: | ||
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS | |
| Loss Not Allowed Indicator: | ||
Payer: | ||
| Payer's Federal Identification Number (FIN):043523567 | ||
| NATIONAL FINANCIAL SERVICES LLC | ||
| 499 WASHINGTON BLVD | ||
| JERSEY CITY, NJ 07310-0000 | ||
|
| ||
Recipient: | ||
| Recipient's Identification Number: 219-19-2163 | ||
| MICHAEL S LERMER | ||
| 1466 ARGYLE DR | ||
| FORT MYERS, FL 33919-1734 | ||
|
| ||
| Submission Type: | Original document | |
| Account Number (Optional): | BX78227121F1LTLUQFHH | |
| Date Sold or Disposed: | 10-05-2015 | |
| CUSIP Number: | 20030N101 | |
| Gross Proceeds: | Gross proceeds | |
| Bartering: | $0.00 | |
| Federal Income Tax Withheld: | $0.00 | |
| Proceeds: | $1,009.00 | |
| Aggregate Profit or (Loss): | $0.00 | |
| Realized Profit or (Loss): | $0.00 | |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 | |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 | |
| Cost or Basis: | $790.00 | |
| Adjustments: | $0.00 | |
| Description: | COMCAST CORP NEW CL A | |
| Second Notice Indicator: | ||
| Date Acquired: | 09-30-2014 | |
| Noncovered Security Indicator: | Nothing checked | |
| Type of Gain or Loss Code: | Long-term | |
| Code, if Any: | ||
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS | |
| Loss Not Allowed Indicator: | ||
Payer: | ||
| Payer's Federal Identification Number (FIN):043523567 | ||
| NATIONAL FINANCIAL SERVICES LLC | ||
| 499 WASHINGTON BLVD | ||
| JERSEY CITY, NJ 07310-0000 | ||
|
| ||
Recipient: | ||
| Recipient's Identification Number: 219-19-2163 | ||
| MICHAEL S LERMER | ||
| 1466 ARGYLE DR | ||
| FORT MYERS, FL 33919-1734 | ||
|
| ||
| Submission Type: | Original document | |
| Account Number (Optional): | BX78227121F3F0PHNSJ8 | |
| Date Sold or Disposed: | 11-25-2015 | |
| CUSIP Number: | 20030N101 | |
| Gross Proceeds: | Gross proceeds | |
| Bartering: | $0.00 | |
| Federal Income Tax Withheld: | $0.00 | |
| Proceeds: | $60.00 | |
| Aggregate Profit or (Loss): | $0.00 | |
| Realized Profit or (Loss): | $0.00 | |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 | |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 | |
| Cost or Basis: | $46.00 | |
| Adjustments: | $0.00 | |
| Description: | COMCAST CORP NEW CL A | |
| Second Notice Indicator: | ||
| Date Acquired: | 09-30-2014 | |
| Noncovered Security Indicator: | Nothing checked | |
| Type of Gain or Loss Code: | Long-term | |
| Code, if Any: | ||
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS | |
| Loss Not Allowed Indicator: | ||
Payer: | ||
| Payer's Federal Identification Number (FIN):043523567 | ||
| NATIONAL FINANCIAL SERVICES LLC | ||
| 499 WASHINGTON BLVD | ||
| JERSEY CITY, NJ 07310-0000 | ||
|
| ||
Recipient: | ||
| Recipient's Identification Number: 219-19-2163 | ||
| MICHAEL S LERMER | ||
| 1466 ARGYLE DR | ||
| FORT MYERS, FL 33919-1734 | ||
|
| ||
| Submission Type: | Original document | |
| Account Number (Optional): | BX78227121F3F0PHNUZ1 | |
| Date Sold or Disposed: | 11-25-2015 | |
| CUSIP Number: | 20030N101 | |
| Gross Proceeds: | Gross proceeds | |
| Bartering: | $0.00 | |
| Federal Income Tax Withheld: | $0.00 | |
| Proceeds: | $1,147.00 | |
| Aggregate Profit or (Loss): | $0.00 | |
| Realized Profit or (Loss): | $0.00 | |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 | |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 | |
| Cost or Basis: | $0.00 | |
| Adjustments: | $0.00 | |
| Description: | COMCAST CORP NEW CL A | |
| Second Notice Indicator: | ||
| Date Acquired: | 00-00-0000 | |
| Noncovered Security Indicator: | Noncovered Security Basis not reported to IRS | |
| Type of Gain or Loss Code: | ||
| Code, if Any: | ||
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is not being reported to the IRS | |
| Loss Not Allowed Indicator: | ||
Payer: | ||
| Payer's Federal Identification Number (FIN):454526070 | ||
| PROSPER FUNDING LLC | ||
| 221 MAIN STREET SUITE 300 | ||
| SAN FRANCISCO, CA 94105-0000 | ||
|
| ||
Recipient: | ||
| Recipient's Identification Number: 219-19-2163 | ||
| MICHAEL S LERMER | ||
| 1466 ARGYLE DR | ||
| FORT MYERS, FL 33919-0000 | ||
|
| ||
| Submission Type: | Original document | |
| Account Number (Optional): | 2245984T6 | |
| Date Sold or Disposed: | 06-08-2015 | |
| CUSIP Number: | 177926-291 CH | |
| Gross Proceeds: | Nothing checked | |
| Bartering: | $0.00 | |
| Federal Income Tax Withheld: | $0.00 | |
| Proceeds: | $0.00 | |
| Aggregate Profit or (Loss): | $0.00 | |
| Realized Profit or (Loss): | $0.00 | |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 | |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 | |
| Cost or Basis: | $21.00 | |
| Adjustments: | $0.00 | |
| Description: | ||
| Second Notice Indicator: | ||
| Date Acquired: | 07-07-2014 | |
| Noncovered Security Indicator: | Nothing checked | |
| Type of Gain or Loss Code: | Short-term | |
| Code, if Any: | ||
| Applicable Check Box on Form 8949: | Transactions that do not flow to Form 8949 | |
| Loss Not Allowed Indicator: | ||
Payer: | ||
| Payer's Federal Identification Number (FIN):454526070 | ||
| PROSPER FUNDING LLC | ||
| 221 MAIN STREET SUITE 300 | ||
| SAN FRANCISCO, CA 94105-0000 | ||
|
| ||
Recipient: | ||
| Recipient's Identification Number: 219-19-2163 | ||
| MICHAEL S LERMER | ||
| 1466 ARGYLE DR | ||
| FORT MYERS, FL 33919-0000 | ||
|
| ||
| Submission Type: | Original document | |
| Account Number (Optional): | 2040903T6 | |
| Date Sold or Disposed: | 07-17-2015 | |
| CUSIP Number: | 177926-291 RE | |
| Gross Proceeds: | Nothing checked | |
| Bartering: | $0.00 | |
| Federal Income Tax Withheld: | $0.00 | |
| Proceeds: | $2.00 | |
| Aggregate Profit or (Loss): | $0.00 | |
| Realized Profit or (Loss): | $0.00 | |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 | |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 | |
| Cost or Basis: | $0.00 | |
| Adjustments: | $0.00 | |
| Description: | ||
| Second Notice Indicator: | ||
| Date Acquired: | 07-07-2014 | |
| Noncovered Security Indicator: | Nothing checked | |
| Type of Gain or Loss Code: | Long-term | |
| Code, if Any: | ||
| Applicable Check Box on Form 8949: | Transactions that do not flow to Form 8949 | |
| Loss Not Allowed Indicator: | ||
Payer: | ||
| Payer's Federal Identification Number (FIN):454526070 | ||
| PROSPER FUNDING LLC | ||
| 221 MAIN STREET SUITE 300 | ||
| SAN FRANCISCO, CA 94105-0000 | ||
|
| ||
Recipient: | ||
| Recipient's Identification Number: 219-19-2163 | ||
| MICHAEL S LERMER | ||
| 1466 ARGYLE DR | ||
| FORT MYERS, FL 33919-0000 | ||
|
| ||
| Submission Type: | Original document | |
| Account Number (Optional): | 2143764T6 | |
| Date Sold or Disposed: | 06-25-2015 | |
| CUSIP Number: | 76958-56 CHAR | |
| Gross Proceeds: | Nothing checked | |
| Bartering: | $0.00 | |
| Federal Income Tax Withheld: | $0.00 | |
| Proceeds: | $0.00 | |
| Aggregate Profit or (Loss): | $0.00 | |
| Realized Profit or (Loss): | $0.00 | |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 | |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 | |
| Cost or Basis: | $7.00 | |
| Adjustments: | $0.00 | |
| Description: | ||
| Second Notice Indicator: | ||
| Date Acquired: | 10-24-2012 | |
| Noncovered Security Indicator: | Nothing checked | |
| Type of Gain or Loss Code: | Long-term | |
| Code, if Any: | ||
| Applicable Check Box on Form 8949: | Transactions that do not flow to Form 8949 | |
| Loss Not Allowed Indicator: | ||
Payer: | ||
| Payer's Federal Identification Number (FIN):454526070 | ||
| PROSPER FUNDING LLC | ||
| 221 MAIN STREET SUITE 300 | ||
| SAN FRANCISCO, CA 94105-0000 | ||
|
| ||
Recipient: | ||
| Recipient's Identification Number: 219-19-2163 | ||
| MICHAEL S LERMER | ||
| 1466 ARGYLE DR | ||
| FORT MYERS, FL 33919-0000 | ||
|
| ||
| Submission Type: | Original document | |
| Account Number (Optional): | 2309392T6 | |
| Date Sold or Disposed: | 07-05-2015 | |
| CUSIP Number: | 73563-432 CHA | |
| Gross Proceeds: | Nothing checked | |
| Bartering: | $0.00 | |
| Federal Income Tax Withheld: | $0.00 | |
| Proceeds: | $0.00 | |
| Aggregate Profit or (Loss): | $0.00 | |
| Realized Profit or (Loss): | $0.00 | |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 | |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 | |
| Cost or Basis: | $6.00 | |
| Adjustments: | $0.00 | |
| Description: | ||
| Second Notice Indicator: | ||
| Date Acquired: | 09-06-2012 | |
| Noncovered Security Indicator: | Nothing checked | |
| Type of Gain or Loss Code: | Long-term | |
| Code, if Any: | ||
| Applicable Check Box on Form 8949: | Transactions that do not flow to Form 8949 | |
| Loss Not Allowed Indicator: | ||
Payer: | ||
| Payer's Federal Identification Number (FIN):462538416 | ||
| ACORNS SECURITIES LLC | ||
| 19900 MACARTHUR BLVD SUITE 500 | ||
| IRVINE, CA 92612-0000 | ||
|
| ||
Recipient: | ||
| Recipient's Identification Number: 219-19-2163 | ||
| MICHAEL LERMER | ||
| 1466 ARGYLE DR | ||
| FORT MYERS, FL 33919-0000 | ||
|
| ||
| Submission Type: | Original document | |
| Account Number (Optional): | WSC89164 | |
| Date Sold or Disposed: | 09-30-2015 | |
| CUSIP Number: | 922908553 | |
| Gross Proceeds: | Nothing checked | |
| Bartering: | $0.00 | |
| Federal Income Tax Withheld: | $0.00 | |
| Proceeds: | $0.00 | |
| Aggregate Profit or (Loss): | $0.00 | |
| Realized Profit or (Loss): | $0.00 | |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 | |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 | |
| Cost or Basis: | $0.00 | |
| Adjustments: | $0.00 | |
| Description: | VANGUARD REIT INDEX ETF (VNQ) | |
| Second Notice Indicator: | ||
| Date Acquired: | 07-01-2014 | |
| Noncovered Security Indicator: | Nothing checked | |
| Type of Gain or Loss Code: | Long-term | |
| Code, if Any: | ||
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS | |
| Loss Not Allowed Indicator: | ||
Payer: | ||
| Payer's Federal Identification Number (FIN):462538416 | ||
| ACORNS SECURITIES LLC | ||
| 19900 MACARTHUR BLVD SUITE 500 | ||
| IRVINE, CA 92612-0000 | ||
|
| ||
Recipient: | ||
| Recipient's Identification Number: 219-19-2163 | ||
| MICHAEL LERMER | ||
| 1466 ARGYLE DR | ||
| FORT MYERS, FL 33919-0000 | ||
|
| ||
| Submission Type: | Original document | |
| Account Number (Optional): | WSC89165 | |
| Date Sold or Disposed: | 12-18-2015 | |
| CUSIP Number: | 72201R817 | |
| Gross Proceeds: | Nothing checked | |
| Bartering: | $0.00 | |
| Federal Income Tax Withheld: | $0.00 | |
| Proceeds: | $25.00 | |
| Aggregate Profit or (Loss): | $0.00 | |
| Realized Profit or (Loss): | $0.00 | |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 | |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 | |
| Cost or Basis: | $26.00 | |
| Adjustments: | $0.00 | |
| Description: | PIMCO INV GRD CORP BOND ETF (C | |
| Second Notice Indicator: | ||
| Date Acquired: | 00-00-0000 | |
| Noncovered Security Indicator: | Nothing checked | |
| Type of Gain or Loss Code: | Long-term | |
| Code, if Any: | Wash sale | |
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS | |
| Loss Not Allowed Indicator: | ||
Payer: | ||
| Payer's Federal Identification Number (FIN):462538416 | ||
| ACORNS SECURITIES LLC | ||
| 19900 MACARTHUR BLVD SUITE 500 | ||
| IRVINE, CA 92612-0000 | ||
|
| ||
Recipient: | ||
| Recipient's Identification Number: 219-19-2163 | ||
| MICHAEL LERMER | ||
| 1466 ARGYLE DR | ||
| FORT MYERS, FL 33919-0000 | ||
|
| ||
| Submission Type: | Original document | |
| Account Number (Optional): | WSC89166 | |
| Date Sold or Disposed: | 08-28-2015 | |
| CUSIP Number: | 922042858 | |
| Gross Proceeds: | Nothing checked | |
| Bartering: | $0.00 | |
| Federal Income Tax Withheld: | $0.00 | |
| Proceeds: | $0.00 | |
| Aggregate Profit or (Loss): | $0.00 | |
| Realized Profit or (Loss): | $0.00 | |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 | |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 | |
| Cost or Basis: | $0.00 | |
| Adjustments: | $0.00 | |
| Description: | VANGUARD EMERGING MARKETS ETF | |
| Second Notice Indicator: | ||
| Date Acquired: | 07-01-2014 | |
| Noncovered Security Indicator: | Nothing checked | |
| Type of Gain or Loss Code: | Long-term | |
| Code, if Any: | Wash sale | |
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS | |
| Loss Not Allowed Indicator: | ||
Payer: | ||
| Payer's Federal Identification Number (FIN):462538416 | ||
| ACORNS SECURITIES LLC | ||
| 19900 MACARTHUR BLVD SUITE 500 | ||
| IRVINE, CA 92612-0000 | ||
|
| ||
Recipient: | ||
| Recipient's Identification Number: 219-19-2163 | ||
| MICHAEL LERMER | ||
| 1466 ARGYLE DR | ||
| FORT MYERS, FL 33919-0000 | ||
|
| ||
| Submission Type: | Original document | |
| Account Number (Optional): | WSC89167 | |
| Date Sold or Disposed: | 12-18-2015 | |
| CUSIP Number: | 922908553 | |
| Gross Proceeds: | Nothing checked | |
| Bartering: | $0.00 | |
| Federal Income Tax Withheld: | $0.00 | |
| Proceeds: | $2.00 | |
| Aggregate Profit or (Loss): | $0.00 | |
| Realized Profit or (Loss): | $0.00 | |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 | |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 | |
| Cost or Basis: | $2.00 | |
| Adjustments: | $0.00 | |
| Description: | VANGUARD REIT INDEX ETF (VNQ) | |
| Second Notice Indicator: | ||
| Date Acquired: | 07-01-2014 | |
| Noncovered Security Indicator: | Nothing checked | |
| Type of Gain or Loss Code: | Long-term | |
| Code, if Any: | ||
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS | |
| Loss Not Allowed Indicator: | ||
Payer: | ||
| Payer's Federal Identification Number (FIN):462538416 | ||
| ACORNS SECURITIES LLC | ||
| 19900 MACARTHUR BLVD SUITE 500 | ||
| IRVINE, CA 92612-0000 | ||
|
| ||
Recipient: | ||
| Recipient's Identification Number: 219-19-2163 | ||
| MICHAEL LERMER | ||
| 1466 ARGYLE DR | ||
| FORT MYERS, FL 33919-0000 | ||
|
| ||
| Submission Type: | Original document | |
| Account Number (Optional): | WSC89168 | |
| Date Sold or Disposed: | 11-30-2015 | |
| CUSIP Number: | 72201R817 | |
| Gross Proceeds: | Nothing checked | |
| Bartering: | $0.00 | |
| Federal Income Tax Withheld: | $0.00 | |
| Proceeds: | $0.00 | |
| Aggregate Profit or (Loss): | $0.00 | |
| Realized Profit or (Loss): | $0.00 | |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 | |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 | |
| Cost or Basis: | $0.00 | |
| Adjustments: | $0.00 | |
| Description: | PIMCO INV GRD CORP BOND ETF (C | |
| Second Notice Indicator: | ||
| Date Acquired: | 07-01-2014 | |
| Noncovered Security Indicator: | Nothing checked | |
| Type of Gain or Loss Code: | Long-term | |
| Code, if Any: | Wash sale | |
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS | |
| Loss Not Allowed Indicator: | ||
Payer: | ||
| Payer's Federal Identification Number (FIN):462538416 | ||
| ACORNS SECURITIES LLC | ||
| 19900 MACARTHUR BLVD SUITE 500 | ||
| IRVINE, CA 92612-0000 | ||
|
| ||
Recipient: | ||
| Recipient's Identification Number: 219-19-2163 | ||
| MICHAEL LERMER | ||
| 1466 ARGYLE DR | ||
| FORT MYERS, FL 33919-0000 | ||
|
| ||
| Submission Type: | Original document | |
| Account Number (Optional): | WSC89169 | |
| Date Sold or Disposed: | 12-31-2015 | |
| CUSIP Number: | 72201R817 | |
| Gross Proceeds: | Nothing checked | |
| Bartering: | $0.00 | |
| Federal Income Tax Withheld: | $0.00 | |
| Proceeds: | $0.00 | |
| Aggregate Profit or (Loss): | $0.00 | |
| Realized Profit or (Loss): | $0.00 | |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 | |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 | |
| Cost or Basis: | $0.00 | |
| Adjustments: | $0.00 | |
| Description: | PIMCO INV GRD CORP BOND ETF (C | |
| Second Notice Indicator: | ||
| Date Acquired: | 03-10-2015 | |
| Noncovered Security Indicator: | Nothing checked | |
| Type of Gain or Loss Code: | Short-term | |
| Code, if Any: | ||
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS | |
| Loss Not Allowed Indicator: | ||
Payer: | ||
| Payer's Federal Identification Number (FIN):462538416 | ||
| ACORNS SECURITIES LLC | ||
| 19900 MACARTHUR BLVD SUITE 500 | ||
| IRVINE, CA 92612-0000 | ||
|
| ||
Recipient: | ||
| Recipient's Identification Number: 219-19-2163 | ||
| MICHAEL LERMER | ||
| 1466 ARGYLE DR | ||
| FORT MYERS, FL 33919-0000 | ||
|
| ||
| Submission Type: | Original document | |
| Account Number (Optional): | WSC89170 | |
| Date Sold or Disposed: | 10-30-2015 | |
| CUSIP Number: | 922908363 | |
| Gross Proceeds: | Nothing checked | |
| Bartering: | $0.00 | |
| Federal Income Tax Withheld: | $0.00 | |
| Proceeds: | $0.00 | |
| Aggregate Profit or (Loss): | $0.00 | |
| Realized Profit or (Loss): | $0.00 | |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 | |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 | |
| Cost or Basis: | $0.00 | |
| Adjustments: | $0.00 | |
| Description: | VANGUARD S&P 500 ETF (VOO) | |
| Second Notice Indicator: | ||
| Date Acquired: | 07-01-2014 | |
| Noncovered Security Indicator: | Nothing checked | |
| Type of Gain or Loss Code: | Long-term | |
| Code, if Any: | ||
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS | |
| Loss Not Allowed Indicator: | ||
Payer: | ||
| Payer's Federal Identification Number (FIN):462538416 | ||
| ACORNS SECURITIES LLC | ||
| 19900 MACARTHUR BLVD SUITE 500 | ||
| IRVINE, CA 92612-0000 | ||
|
| ||
Recipient: | ||
| Recipient's Identification Number: 219-19-2163 | ||
| MICHAEL LERMER | ||
| 1466 ARGYLE DR | ||
| FORT MYERS, FL 33919-0000 | ||
|
| ||
| Submission Type: | Original document | |
| Account Number (Optional): | WSC89171 | |
| Date Sold or Disposed: | 07-31-2015 | |
| CUSIP Number: | 72201R817 | |
| Gross Proceeds: | Nothing checked | |
| Bartering: | $0.00 | |
| Federal Income Tax Withheld: | $0.00 | |
| Proceeds: | $0.00 | |
| Aggregate Profit or (Loss): | $0.00 | |
| Realized Profit or (Loss): | $0.00 | |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 | |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 | |
| Cost or Basis: | $0.00 | |
| Adjustments: | $0.00 | |
| Description: | PIMCO INV GRD CORP BOND ETF (C | |
| Second Notice Indicator: | ||
| Date Acquired: | 06-30-2014 | |
| Noncovered Security Indicator: | Nothing checked | |
| Type of Gain or Loss Code: | Long-term | |
| Code, if Any: | ||
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS | |
| Loss Not Allowed Indicator: | ||
Payer: | ||
| Payer's Federal Identification Number (FIN):462538416 | ||
| ACORNS SECURITIES LLC | ||
| 19900 MACARTHUR BLVD SUITE 500 | ||
| IRVINE, CA 92612-0000 | ||
|
| ||
Recipient: | ||
| Recipient's Identification Number: 219-19-2163 | ||
| MICHAEL LERMER | ||
| 1466 ARGYLE DR | ||
| FORT MYERS, FL 33919-0000 | ||
|
| ||
| Submission Type: | Original document | |
| Account Number (Optional): | WSC89172 | |
| Date Sold or Disposed: | 10-30-2015 | |
| CUSIP Number: | 464287457 | |
| Gross Proceeds: | Nothing checked | |
| Bartering: | $0.00 | |
| Federal Income Tax Withheld: | $0.00 | |
| Proceeds: | $0.00 | |
| Aggregate Profit or (Loss): | $0.00 | |
| Realized Profit or (Loss): | $0.00 | |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 | |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 | |
| Cost or Basis: | $0.00 | |
| Adjustments: | $0.00 | |
| Description: | ISHARES 1-3 YEAR TREASURY BOND | |
| Second Notice Indicator: | ||
| Date Acquired: | 07-01-2014 | |
| Noncovered Security Indicator: | Nothing checked | |
| Type of Gain or Loss Code: | Long-term | |
| Code, if Any: | ||
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS | |
| Loss Not Allowed Indicator: | ||
Payer: | ||
| Payer's Federal Identification Number (FIN):462538416 | ||
| ACORNS SECURITIES LLC | ||
| 19900 MACARTHUR BLVD SUITE 500 | ||
| IRVINE, CA 92612-0000 | ||
|
| ||
Recipient: | ||
| Recipient's Identification Number: 219-19-2163 | ||
| MICHAEL LERMER | ||
| 1466 ARGYLE DR | ||
| FORT MYERS, FL 33919-0000 | ||
|
| ||
| Submission Type: | Original document | |
| Account Number (Optional): | WSC89173 | |
| Date Sold or Disposed: | 01-30-2015 | |
| CUSIP Number: | 922042858 | |
| Gross Proceeds: | Nothing checked | |
| Bartering: | $0.00 | |
| Federal Income Tax Withheld: | $0.00 | |
| Proceeds: | $0.00 | |
| Aggregate Profit or (Loss): | $0.00 | |
| Realized Profit or (Loss): | $0.00 | |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 | |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 | |
| Cost or Basis: | $0.00 | |
| Adjustments: | $0.00 | |
| Description: | VANGUARD EMERGING MARKETS ETF | |
| Second Notice Indicator: | ||
| Date Acquired: | 06-30-2014 | |
| Noncovered Security Indicator: | Nothing checked | |
| Type of Gain or Loss Code: | Short-term | |
| Code, if Any: | Wash sale | |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS | |
| Loss Not Allowed Indicator: | ||
Payer: | ||
| Payer's Federal Identification Number (FIN):462538416 | ||
| ACORNS SECURITIES LLC | ||
| 19900 MACARTHUR BLVD SUITE 500 | ||
| IRVINE, CA 92612-0000 | ||
|
| ||
Recipient: | ||
| Recipient's Identification Number: 219-19-2163 | ||
| MICHAEL LERMER | ||
| 1466 ARGYLE DR | ||
| FORT MYERS, FL 33919-0000 | ||
|
| ||
| Submission Type: | Original document | |
| Account Number (Optional): | WSC89174 | |
| Date Sold or Disposed: | 07-03-2015 | |
| CUSIP Number: | 922908553 | |
| Gross Proceeds: | Nothing checked | |
| Bartering: | $0.00 | |
| Federal Income Tax Withheld: | $0.00 | |
| Proceeds: | $0.00 | |
| Aggregate Profit or (Loss): | $0.00 | |
| Realized Profit or (Loss): | $0.00 | |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 | |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 | |
| Cost or Basis: | $0.00 | |
| Adjustments: | $0.00 | |
| Description: | VANGUARD REIT INDEX ETF (VNQ) | |
| Second Notice Indicator: | ||
| Date Acquired: | 07-01-2014 | |
| Noncovered Security Indicator: | Nothing checked | |
| Type of Gain or Loss Code: | Long-term | |
| Code, if Any: | ||
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS | |
| Loss Not Allowed Indicator: | ||
Payer: | ||
| Payer's Federal Identification Number (FIN):462538416 | ||
| ACORNS SECURITIES LLC | ||
| 19900 MACARTHUR BLVD SUITE 500 | ||
| IRVINE, CA 92612-0000 | ||
|
| ||
Recipient: | ||
| Recipient's Identification Number: 219-19-2163 | ||
| MICHAEL LERMER | ||
| 1466 ARGYLE DR | ||
| FORT MYERS, FL 33919-0000 | ||
|
| ||
| Submission Type: | Original document | |
| Account Number (Optional): | WSC89175 | |
| Date Sold or Disposed: | 12-31-2015 | |
| CUSIP Number: | 922908363 | |
| Gross Proceeds: | Nothing checked | |
| Bartering: | $0.00 | |
| Federal Income Tax Withheld: | $0.00 | |
| Proceeds: | $0.00 | |
| Aggregate Profit or (Loss): | $0.00 | |
| Realized Profit or (Loss): | $0.00 | |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 | |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 | |
| Cost or Basis: | $0.00 | |
| Adjustments: | $0.00 | |
| Description: | VANGUARD S&P 500 ETF (VOO) | |
| Second Notice Indicator: | ||
| Date Acquired: | 07-01-2014 | |
| Noncovered Security Indicator: | Nothing checked | |
| Type of Gain or Loss Code: | Long-term | |
| Code, if Any: | ||
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS | |
| Loss Not Allowed Indicator: | ||
Payer: | ||
| Payer's Federal Identification Number (FIN):462538416 | ||
| ACORNS SECURITIES LLC | ||
| 19900 MACARTHUR BLVD SUITE 500 | ||
| IRVINE, CA 92612-0000 | ||
|
| ||
Recipient: | ||
| Recipient's Identification Number: 219-19-2163 | ||
| MICHAEL LERMER | ||
| 1466 ARGYLE DR | ||
| FORT MYERS, FL 33919-0000 | ||
|
| ||
| Submission Type: | Original document | |
| Account Number (Optional): | WSC89176 | |
| Date Sold or Disposed: | 11-30-2015 | |
| CUSIP Number: | 922042858 | |
| Gross Proceeds: | Nothing checked | |
| Bartering: | $0.00 | |
| Federal Income Tax Withheld: | $0.00 | |
| Proceeds: | $0.00 | |
| Aggregate Profit or (Loss): | $0.00 | |
| Realized Profit or (Loss): | $0.00 | |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 | |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 | |
| Cost or Basis: | $0.00 | |
| Adjustments: | $0.00 | |
| Description: | VANGUARD EMERGING MARKETS ETF | |
| Second Notice Indicator: | ||
| Date Acquired: | 07-01-2014 | |
| Noncovered Security Indicator: | Nothing checked | |
| Type of Gain or Loss Code: | Long-term | |
| Code, if Any: | Wash sale | |
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS | |
| Loss Not Allowed Indicator: | ||
Payer: | ||
| Payer's Federal Identification Number (FIN):462538416 | ||
| ACORNS SECURITIES LLC | ||
| 19900 MACARTHUR BLVD SUITE 500 | ||
| IRVINE, CA 92612-0000 | ||
|
| ||
Recipient: | ||
| Recipient's Identification Number: 219-19-2163 | ||
| MICHAEL LERMER | ||
| 1466 ARGYLE DR | ||
| FORT MYERS, FL 33919-0000 | ||
|
| ||
| Submission Type: | Original document | |
| Account Number (Optional): | WSC89177 | |
| Date Sold or Disposed: | 05-29-2015 | |
| CUSIP Number: | 464287457 | |
| Gross Proceeds: | Nothing checked | |
| Bartering: | $0.00 | |
| Federal Income Tax Withheld: | $0.00 | |
| Proceeds: | $0.00 | |
| Aggregate Profit or (Loss): | $0.00 | |
| Realized Profit or (Loss): | $0.00 | |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 | |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 | |
| Cost or Basis: | $0.00 | |
| Adjustments: | $0.00 | |
| Description: | ISHARES 1-3 YEAR TREASURY BOND | |
| Second Notice Indicator: | ||
| Date Acquired: | 06-30-2014 | |
| Noncovered Security Indicator: | Nothing checked | |
| Type of Gain or Loss Code: | Short-term | |
| Code, if Any: | ||
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS | |
| Loss Not Allowed Indicator: | ||
Payer: | ||
| Payer's Federal Identification Number (FIN):462538416 | ||
| ACORNS SECURITIES LLC | ||
| 19900 MACARTHUR BLVD SUITE 500 | ||
| IRVINE, CA 92612-0000 | ||
|
| ||
Recipient: | ||
| Recipient's Identification Number: 219-19-2163 | ||
| MICHAEL LERMER | ||
| 1466 ARGYLE DR | ||
| FORT MYERS, FL 33919-0000 | ||
|
| ||
| Submission Type: | Original document | |
| Account Number (Optional): | WSC89178 | |
| Date Sold or Disposed: | 03-28-2015 | |
| CUSIP Number: | 922908751 | |
| Gross Proceeds: | Nothing checked | |
| Bartering: | $0.00 | |
| Federal Income Tax Withheld: | $0.00 | |
| Proceeds: | $0.00 | |
| Aggregate Profit or (Loss): | $0.00 | |
| Realized Profit or (Loss): | $0.00 | |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 | |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 | |
| Cost or Basis: | $0.00 | |
| Adjustments: | $0.00 | |
| Description: | VANGUARD SMALL CAP ETF (VB) | |
| Second Notice Indicator: | ||
| Date Acquired: | 00-00-0000 | |
| Noncovered Security Indicator: | Nothing checked | |
| Type of Gain or Loss Code: | Short-term | |
| Code, if Any: | ||
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS | |
| Loss Not Allowed Indicator: | ||
Payer: | ||
| Payer's Federal Identification Number (FIN):462538416 | ||
| ACORNS SECURITIES LLC | ||
| 19900 MACARTHUR BLVD SUITE 500 | ||
| IRVINE, CA 92612-0000 | ||
|
| ||
Recipient: | ||
| Recipient's Identification Number: 219-19-2163 | ||
| MICHAEL LERMER | ||
| 1466 ARGYLE DR | ||
| FORT MYERS, FL 33919-0000 | ||
|
| ||
| Submission Type: | Original document | |
| Account Number (Optional): | WSC89179 | |
| Date Sold or Disposed: | 08-28-2015 | |
| CUSIP Number: | 922908363 | |
| Gross Proceeds: | Nothing checked | |
| Bartering: | $0.00 | |
| Federal Income Tax Withheld: | $0.00 | |
| Proceeds: | $0.00 | |
| Aggregate Profit or (Loss): | $0.00 | |
| Realized Profit or (Loss): | $0.00 | |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 | |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 | |
| Cost or Basis: | $0.00 | |
| Adjustments: | $0.00 | |
| Description: | VANGUARD S&P 500 ETF (VOO) | |
| Second Notice Indicator: | ||
| Date Acquired: | 07-01-2014 | |
| Noncovered Security Indicator: | Nothing checked | |
| Type of Gain or Loss Code: | Long-term | |
| Code, if Any: | ||
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS | |
| Loss Not Allowed Indicator: | ||
Payer: | ||
| Payer's Federal Identification Number (FIN):462538416 | ||
| ACORNS SECURITIES LLC | ||
| 19900 MACARTHUR BLVD SUITE 500 | ||
| IRVINE, CA 92612-0000 | ||
|
| ||
Recipient: | ||
| Recipient's Identification Number: 219-19-2163 | ||
| MICHAEL LERMER | ||
| 1466 ARGYLE DR | ||
| FORT MYERS, FL 33919-0000 | ||
|
| ||
| Submission Type: | Original document | |
| Account Number (Optional): | WSC89180 | |
| Date Sold or Disposed: | 07-03-2015 | |
| CUSIP Number: | 72201R817 | |
| Gross Proceeds: | Nothing checked | |
| Bartering: | $0.00 | |
| Federal Income Tax Withheld: | $0.00 | |
| Proceeds: | $0.00 | |
| Aggregate Profit or (Loss): | $0.00 | |
| Realized Profit or (Loss): | $0.00 | |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 | |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 | |
| Cost or Basis: | $0.00 | |
| Adjustments: | $0.00 | |
| Description: | PIMCO INV GRD CORP BOND ETF (C | |
| Second Notice Indicator: | ||
| Date Acquired: | 06-30-2014 | |
| Noncovered Security Indicator: | Nothing checked | |
| Type of Gain or Loss Code: | Long-term | |
| Code, if Any: | Wash sale | |
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS | |
| Loss Not Allowed Indicator: | ||
Payer: | ||
| Payer's Federal Identification Number (FIN):462538416 | ||
| ACORNS SECURITIES LLC | ||
| 19900 MACARTHUR BLVD SUITE 500 | ||
| IRVINE, CA 92612-0000 | ||
|
| ||
Recipient: | ||
| Recipient's Identification Number: 219-19-2163 | ||
| MICHAEL LERMER | ||
| 1466 ARGYLE DR | ||
| FORT MYERS, FL 33919-0000 | ||
|
| ||
| Submission Type: | Original document | |
| Account Number (Optional): | WSC89181 | |
| Date Sold or Disposed: | 07-03-2015 | |
| CUSIP Number: | 922908751 | |
| Gross Proceeds: | Nothing checked | |
| Bartering: | $0.00 | |
| Federal Income Tax Withheld: | $0.00 | |
| Proceeds: | $0.00 | |
| Aggregate Profit or (Loss): | $0.00 | |
| Realized Profit or (Loss): | $0.00 | |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 | |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 | |
| Cost or Basis: | $0.00 | |
| Adjustments: | $0.00 | |
| Description: | VANGUARD SMALL CAP ETF (VB) | |
| Second Notice Indicator: | ||
| Date Acquired: | 07-01-2014 | |
| Noncovered Security Indicator: | Nothing checked | |
| Type of Gain or Loss Code: | Long-term | |
| Code, if Any: | ||
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS | |
| Loss Not Allowed Indicator: | ||
Payer: | ||
| Payer's Federal Identification Number (FIN):462538416 | ||
| ACORNS SECURITIES LLC | ||
| 19900 MACARTHUR BLVD SUITE 500 | ||
| IRVINE, CA 92612-0000 | ||
|
| ||
Recipient: | ||
| Recipient's Identification Number: 219-19-2163 | ||
| MICHAEL LERMER | ||
| 1466 ARGYLE DR | ||
| FORT MYERS, FL 33919-0000 | ||
|
| ||
| Submission Type: | Original document | |
| Account Number (Optional): | WSC89182 | |
| Date Sold or Disposed: | 07-03-2015 | |
| CUSIP Number: | 922042858 | |
| Gross Proceeds: | Nothing checked | |
| Bartering: | $0.00 | |
| Federal Income Tax Withheld: | $0.00 | |
| Proceeds: | $0.00 | |
| Aggregate Profit or (Loss): | $0.00 | |
| Realized Profit or (Loss): | $0.00 | |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 | |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 | |
| Cost or Basis: | $0.00 | |
| Adjustments: | $0.00 | |
| Description: | VANGUARD EMERGING MARKETS ETF | |
| Second Notice Indicator: | ||
| Date Acquired: | 07-01-2014 | |
| Noncovered Security Indicator: | Nothing checked | |
| Type of Gain or Loss Code: | Long-term | |
| Code, if Any: | Wash sale | |
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS | |
| Loss Not Allowed Indicator: | ||
Payer: | ||
| Payer's Federal Identification Number (FIN):462538416 | ||
| ACORNS SECURITIES LLC | ||
| 19900 MACARTHUR BLVD SUITE 500 | ||
| IRVINE, CA 92612-0000 | ||
|
| ||
Recipient: | ||
| Recipient's Identification Number: 219-19-2163 | ||
| MICHAEL LERMER | ||
| 1466 ARGYLE DR | ||
| FORT MYERS, FL 33919-0000 | ||
|
| ||
| Submission Type: | Original document | |
| Account Number (Optional): | WSC89183 | |
| Date Sold or Disposed: | 05-02-2015 | |
| CUSIP Number: | 922908751 | |
| Gross Proceeds: | Nothing checked | |
| Bartering: | $0.00 | |
| Federal Income Tax Withheld: | $0.00 | |
| Proceeds: | $0.00 | |
| Aggregate Profit or (Loss): | $0.00 | |
| Realized Profit or (Loss): | $0.00 | |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 | |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 | |
| Cost or Basis: | $0.00 | |
| Adjustments: | $0.00 | |
| Description: | VANGUARD SMALL CAP ETF (VB) | |
| Second Notice Indicator: | ||
| Date Acquired: | 07-01-2014 | |
| Noncovered Security Indicator: | Nothing checked | |
| Type of Gain or Loss Code: | Short-term | |
| Code, if Any: | ||
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS | |
| Loss Not Allowed Indicator: | ||
Payer: | ||
| Payer's Federal Identification Number (FIN):462538416 | ||
| ACORNS SECURITIES LLC | ||
| 19900 MACARTHUR BLVD SUITE 500 | ||
| IRVINE, CA 92612-0000 | ||
|
| ||
Recipient: | ||
| Recipient's Identification Number: 219-19-2163 | ||
| MICHAEL LERMER | ||
| 1466 ARGYLE DR | ||
| FORT MYERS, FL 33919-0000 | ||
|
| ||
| Submission Type: | Original document | |
| Account Number (Optional): | WSC89184 | |
| Date Sold or Disposed: | 01-05-2015 | |
| CUSIP Number: | 922042858 | |
| Gross Proceeds: | Nothing checked | |
| Bartering: | $0.00 | |
| Federal Income Tax Withheld: | $0.00 | |
| Proceeds: | $0.00 | |
| Aggregate Profit or (Loss): | $0.00 | |
| Realized Profit or (Loss): | $0.00 | |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 | |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 | |
| Cost or Basis: | $0.00 | |
| Adjustments: | $0.00 | |
| Description: | VANGUARD EMERGING MARKETS ETF | |
| Second Notice Indicator: | ||
| Date Acquired: | 06-30-2014 | |
| Noncovered Security Indicator: | Nothing checked | |
| Type of Gain or Loss Code: | Short-term | |
| Code, if Any: | Wash sale | |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS | |
| Loss Not Allowed Indicator: | ||
Payer: | ||
| Payer's Federal Identification Number (FIN):462538416 | ||
| ACORNS SECURITIES LLC | ||
| 19900 MACARTHUR BLVD SUITE 500 | ||
| IRVINE, CA 92612-0000 | ||
|
| ||
Recipient: | ||
| Recipient's Identification Number: 219-19-2163 | ||
| MICHAEL LERMER | ||
| 1466 ARGYLE DR | ||
| FORT MYERS, FL 33919-0000 | ||
|
| ||
| Submission Type: | Original document | |
| Account Number (Optional): | WSC89185 | |
| Date Sold or Disposed: | 07-31-2015 | |
| CUSIP Number: | 922042858 | |
| Gross Proceeds: | Nothing checked | |
| Bartering: | $0.00 | |
| Federal Income Tax Withheld: | $0.00 | |
| Proceeds: | $0.00 | |
| Aggregate Profit or (Loss): | $0.00 | |
| Realized Profit or (Loss): | $0.00 | |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 | |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 | |
| Cost or Basis: | $0.00 | |
| Adjustments: | $0.00 | |
| Description: | VANGUARD EMERGING MARKETS ETF | |
| Second Notice Indicator: | ||
| Date Acquired: | 07-01-2014 | |
| Noncovered Security Indicator: | Nothing checked | |
| Type of Gain or Loss Code: | Long-term | |
| Code, if Any: | Wash sale | |
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS | |
| Loss Not Allowed Indicator: | ||
Payer: | ||
| Payer's Federal Identification Number (FIN):462538416 | ||
| ACORNS SECURITIES LLC | ||
| 19900 MACARTHUR BLVD SUITE 500 | ||
| IRVINE, CA 92612-0000 | ||
|
| ||
Recipient: | ||
| Recipient's Identification Number: 219-19-2163 | ||
| MICHAEL LERMER | ||
| 1466 ARGYLE DR | ||
| FORT MYERS, FL 33919-0000 | ||
|
| ||
| Submission Type: | Original document | |
| Account Number (Optional): | WSC89186 | |
| Date Sold or Disposed: | 09-30-2015 | |
| CUSIP Number: | 72201R817 | |
| Gross Proceeds: | Nothing checked | |
| Bartering: | $0.00 | |
| Federal Income Tax Withheld: | $0.00 | |
| Proceeds: | $0.00 | |
| Aggregate Profit or (Loss): | $0.00 | |
| Realized Profit or (Loss): | $0.00 | |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 | |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 | |
| Cost or Basis: | $0.00 | |
| Adjustments: | $0.00 | |
| Description: | PIMCO INV GRD CORP BOND ETF (C | |
| Second Notice Indicator: | ||
| Date Acquired: | 07-01-2014 | |
| Noncovered Security Indicator: | Nothing checked | |
| Type of Gain or Loss Code: | Long-term | |
| Code, if Any: | Wash sale | |
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS | |
| Loss Not Allowed Indicator: | ||
Payer: | ||
| Payer's Federal Identification Number (FIN):462538416 | ||
| ACORNS SECURITIES LLC | ||
| 19900 MACARTHUR BLVD SUITE 500 | ||
| IRVINE, CA 92612-0000 | ||
|
| ||
Recipient: | ||
| Recipient's Identification Number: 219-19-2163 | ||
| MICHAEL LERMER | ||
| 1466 ARGYLE DR | ||
| FORT MYERS, FL 33919-0000 | ||
|
| ||
| Submission Type: | Original document | |
| Account Number (Optional): | WSC89187 | |
| Date Sold or Disposed: | 08-28-2015 | |
| CUSIP Number: | 464287457 | |
| Gross Proceeds: | Nothing checked | |
| Bartering: | $0.00 | |
| Federal Income Tax Withheld: | $0.00 | |
| Proceeds: | $0.00 | |
| Aggregate Profit or (Loss): | $0.00 | |
| Realized Profit or (Loss): | $0.00 | |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 | |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 | |
| Cost or Basis: | $0.00 | |
| Adjustments: | $0.00 | |
| Description: | ISHARES 1-3 YEAR TREASURY BOND | |
| Second Notice Indicator: | ||
| Date Acquired: | 07-01-2014 | |
| Noncovered Security Indicator: | Nothing checked | |
| Type of Gain or Loss Code: | Long-term | |
| Code, if Any: | ||
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS | |
| Loss Not Allowed Indicator: | ||
Payer: | ||
| Payer's Federal Identification Number (FIN):462538416 | ||
| ACORNS SECURITIES LLC | ||
| 19900 MACARTHUR BLVD SUITE 500 | ||
| IRVINE, CA 92612-0000 | ||
|
| ||
Recipient: | ||
| Recipient's Identification Number: 219-19-2163 | ||
| MICHAEL LERMER | ||
| 1466 ARGYLE DR | ||
| FORT MYERS, FL 33919-0000 | ||
|
| ||
| Submission Type: | Original document | |
| Account Number (Optional): | WSC89188 | |
| Date Sold or Disposed: | 11-30-2015 | |
| CUSIP Number: | 464287457 | |
| Gross Proceeds: | Nothing checked | |
| Bartering: | $0.00 | |
| Federal Income Tax Withheld: | $0.00 | |
| Proceeds: | $0.00 | |
| Aggregate Profit or (Loss): | $0.00 | |
| Realized Profit or (Loss): | $0.00 | |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 | |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 | |
| Cost or Basis: | $0.00 | |
| Adjustments: | $0.00 | |
| Description: | ISHARES 1-3 YEAR TREASURY BOND | |
| Second Notice Indicator: | ||
| Date Acquired: | 07-01-2014 | |
| Noncovered Security Indicator: | Nothing checked | |
| Type of Gain or Loss Code: | Long-term | |
| Code, if Any: | ||
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS | |
| Loss Not Allowed Indicator: | ||
Payer: | ||
| Payer's Federal Identification Number (FIN):462538416 | ||
| ACORNS SECURITIES LLC | ||
| 19900 MACARTHUR BLVD SUITE 500 | ||
| IRVINE, CA 92612-0000 | ||
|
| ||
Recipient: | ||
| Recipient's Identification Number: 219-19-2163 | ||
| MICHAEL LERMER | ||
| 1466 ARGYLE DR | ||
| FORT MYERS, FL 33919-0000 | ||
|
| ||
| Submission Type: | Original document | |
| Account Number (Optional): | WSC89189 | |
| Date Sold or Disposed: | 05-02-2015 | |
| CUSIP Number: | 72201R817 | |
| Gross Proceeds: | Nothing checked | |
| Bartering: | $0.00 | |
| Federal Income Tax Withheld: | $0.00 | |
| Proceeds: | $0.00 | |
| Aggregate Profit or (Loss): | $0.00 | |
| Realized Profit or (Loss): | $0.00 | |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 | |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 | |
| Cost or Basis: | $0.00 | |
| Adjustments: | $0.00 | |
| Description: | PIMCO INV GRD CORP BOND ETF (C | |
| Second Notice Indicator: | ||
| Date Acquired: | 06-30-2014 | |
| Noncovered Security Indicator: | Nothing checked | |
| Type of Gain or Loss Code: | Short-term | |
| Code, if Any: | ||
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS | |
| Loss Not Allowed Indicator: | ||
Payer: | ||
| Payer's Federal Identification Number (FIN):462538416 | ||
| ACORNS SECURITIES LLC | ||
| 19900 MACARTHUR BLVD SUITE 500 | ||
| IRVINE, CA 92612-0000 | ||
|
| ||
Recipient: | ||
| Recipient's Identification Number: 219-19-2163 | ||
| MICHAEL LERMER | ||
| 1466 ARGYLE DR | ||
| FORT MYERS, FL 33919-0000 | ||
|
| ||
| Submission Type: | Original document | |
| Account Number (Optional): | WSC89190 | |
| Date Sold or Disposed: | 01-05-2015 | |
| CUSIP Number: | 72201R817 | |
| Gross Proceeds: | Nothing checked | |
| Bartering: | $0.00 | |
| Federal Income Tax Withheld: | $0.00 | |
| Proceeds: | $0.00 | |
| Aggregate Profit or (Loss): | $0.00 | |
| Realized Profit or (Loss): | $0.00 | |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 | |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 | |
| Cost or Basis: | $0.00 | |
| Adjustments: | $0.00 | |
| Description: | PIMCO INV GRD CORP BOND ETF (C | |
| Second Notice Indicator: | ||
| Date Acquired: | 06-30-2014 | |
| Noncovered Security Indicator: | Nothing checked | |
| Type of Gain or Loss Code: | Short-term | |
| Code, if Any: | ||
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS | |
| Loss Not Allowed Indicator: | ||
Payer: | ||
| Payer's Federal Identification Number (FIN):462538416 | ||
| ACORNS SECURITIES LLC | ||
| 19900 MACARTHUR BLVD SUITE 500 | ||
| IRVINE, CA 92612-0000 | ||
|
| ||
Recipient: | ||
| Recipient's Identification Number: 219-19-2163 | ||
| MICHAEL LERMER | ||
| 1466 ARGYLE DR | ||
| FORT MYERS, FL 33919-0000 | ||
|
| ||
| Submission Type: | Original document | |
| Account Number (Optional): | WSC89191 | |
| Date Sold or Disposed: | 07-31-2015 | |
| CUSIP Number: | 922908553 | |
| Gross Proceeds: | Nothing checked | |
| Bartering: | $0.00 | |
| Federal Income Tax Withheld: | $0.00 | |
| Proceeds: | $0.00 | |
| Aggregate Profit or (Loss): | $0.00 | |
| Realized Profit or (Loss): | $0.00 | |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 | |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 | |
| Cost or Basis: | $0.00 | |
| Adjustments: | $0.00 | |
| Description: | VANGUARD REIT INDEX ETF (VNQ) | |
| Second Notice Indicator: | ||
| Date Acquired: | 07-01-2014 | |
| Noncovered Security Indicator: | Nothing checked | |
| Type of Gain or Loss Code: | Long-term | |
| Code, if Any: | ||
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS | |
| Loss Not Allowed Indicator: | ||
Payer: | ||
| Payer's Federal Identification Number (FIN):462538416 | ||
| ACORNS SECURITIES LLC | ||
| 19900 MACARTHUR BLVD SUITE 500 | ||
| IRVINE, CA 92612-0000 | ||
|
| ||
Recipient: | ||
| Recipient's Identification Number: 219-19-2163 | ||
| MICHAEL LERMER | ||
| 1466 ARGYLE DR | ||
| FORT MYERS, FL 33919-0000 | ||
|
| ||
| Submission Type: | Original document | |
| Account Number (Optional): | WSC89192 | |
| Date Sold or Disposed: | 03-28-2015 | |
| CUSIP Number: | 922908553 | |
| Gross Proceeds: | Nothing checked | |
| Bartering: | $0.00 | |
| Federal Income Tax Withheld: | $0.00 | |
| Proceeds: | $0.00 | |
| Aggregate Profit or (Loss): | $0.00 | |
| Realized Profit or (Loss): | $0.00 | |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 | |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 | |
| Cost or Basis: | $0.00 | |
| Adjustments: | $0.00 | |
| Description: | VANGUARD REIT INDEX ETF (VNQ) | |
| Second Notice Indicator: | ||
| Date Acquired: | 07-01-2014 | |
| Noncovered Security Indicator: | Nothing checked | |
| Type of Gain or Loss Code: | Short-term | |
| Code, if Any: | ||
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS | |
| Loss Not Allowed Indicator: | ||
Payer: | ||
| Payer's Federal Identification Number (FIN):462538416 | ||
| ACORNS SECURITIES LLC | ||
| 19900 MACARTHUR BLVD SUITE 500 | ||
| IRVINE, CA 92612-0000 | ||
|
| ||
Recipient: | ||
| Recipient's Identification Number: 219-19-2163 | ||
| MICHAEL LERMER | ||
| 1466 ARGYLE DR | ||
| FORT MYERS, FL 33919-0000 | ||
|
| ||
| Submission Type: | Original document | |
| Account Number (Optional): | WSC89193 | |
| Date Sold or Disposed: | 07-03-2015 | |
| CUSIP Number: | 464287457 | |
| Gross Proceeds: | Nothing checked | |
| Bartering: | $0.00 | |
| Federal Income Tax Withheld: | $0.00 | |
| Proceeds: | $0.00 | |
| Aggregate Profit or (Loss): | $0.00 | |
| Realized Profit or (Loss): | $0.00 | |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 | |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 | |
| Cost or Basis: | $0.00 | |
| Adjustments: | $0.00 | |
| Description: | ISHARES 1-3 YEAR TREASURY BOND | |
| Second Notice Indicator: | ||
| Date Acquired: | 06-30-2014 | |
| Noncovered Security Indicator: | Nothing checked | |
| Type of Gain or Loss Code: | Long-term | |
| Code, if Any: | ||
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS | |
| Loss Not Allowed Indicator: | ||
Payer: | ||
| Payer's Federal Identification Number (FIN):462538416 | ||
| ACORNS SECURITIES LLC | ||
| 19900 MACARTHUR BLVD SUITE 500 | ||
| IRVINE, CA 92612-0000 | ||
|
| ||
Recipient: | ||
| Recipient's Identification Number: 219-19-2163 | ||
| MICHAEL LERMER | ||
| 1466 ARGYLE DR | ||
| FORT MYERS, FL 33919-0000 | ||
|
| ||
| Submission Type: | Original document | |
| Account Number (Optional): | WSC89194 | |
| Date Sold or Disposed: | 01-30-2015 | |
| CUSIP Number: | 922908553 | |
| Gross Proceeds: | Nothing checked | |
| Bartering: | $0.00 | |
| Federal Income Tax Withheld: | $0.00 | |
| Proceeds: | $0.00 | |
| Aggregate Profit or (Loss): | $0.00 | |
| Realized Profit or (Loss): | $0.00 | |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 | |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 | |
| Cost or Basis: | $0.00 | |
| Adjustments: | $0.00 | |
| Description: | VANGUARD REIT INDEX ETF (VNQ) | |
| Second Notice Indicator: | ||
| Date Acquired: | 07-01-2014 | |
| Noncovered Security Indicator: | Nothing checked | |
| Type of Gain or Loss Code: | Short-term | |
| Code, if Any: | ||
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS | |
| Loss Not Allowed Indicator: | ||
Payer: | ||
| Payer's Federal Identification Number (FIN):462538416 | ||
| ACORNS SECURITIES LLC | ||
| 19900 MACARTHUR BLVD SUITE 500 | ||
| IRVINE, CA 92612-0000 | ||
|
| ||
Recipient: | ||
| Recipient's Identification Number: 219-19-2163 | ||
| MICHAEL LERMER | ||
| 1466 ARGYLE DR | ||
| FORT MYERS, FL 33919-0000 | ||
|
| ||
| Submission Type: | Original document | |
| Account Number (Optional): | WSC89195 | |
| Date Sold or Disposed: | 12-31-2015 | |
| CUSIP Number: | 464287457 | |
| Gross Proceeds: | Nothing checked | |
| Bartering: | $0.00 | |
| Federal Income Tax Withheld: | $0.00 | |
| Proceeds: | $0.00 | |
| Aggregate Profit or (Loss): | $0.00 | |
| Realized Profit or (Loss): | $0.00 | |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 | |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 | |
| Cost or Basis: | $0.00 | |
| Adjustments: | $0.00 | |
| Description: | ISHARES 1-3 YEAR TREASURY BOND | |
| Second Notice Indicator: | ||
| Date Acquired: | 07-01-2014 | |
| Noncovered Security Indicator: | Nothing checked | |
| Type of Gain or Loss Code: | Long-term | |
| Code, if Any: | ||
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS | |
| Loss Not Allowed Indicator: | ||
Payer: | ||
| Payer's Federal Identification Number (FIN):462538416 | ||
| ACORNS SECURITIES LLC | ||
| 19900 MACARTHUR BLVD SUITE 500 | ||
| IRVINE, CA 92612-0000 | ||
|
| ||
Recipient: | ||
| Recipient's Identification Number: 219-19-2163 | ||
| MICHAEL LERMER | ||
| 1466 ARGYLE DR | ||
| FORT MYERS, FL 33919-0000 | ||
|
| ||
| Submission Type: | Original document | |
| Account Number (Optional): | WSC89196 | |
| Date Sold or Disposed: | 05-02-2015 | |
| CUSIP Number: | 922042858 | |
| Gross Proceeds: | Nothing checked | |
| Bartering: | $0.00 | |
| Federal Income Tax Withheld: | $0.00 | |
| Proceeds: | $0.00 | |
| Aggregate Profit or (Loss): | $0.00 | |
| Realized Profit or (Loss): | $0.00 | |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 | |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 | |
| Cost or Basis: | $0.00 | |
| Adjustments: | $0.00 | |
| Description: | VANGUARD EMERGING MARKETS ETF | |
| Second Notice Indicator: | ||
| Date Acquired: | 00-00-0000 | |
| Noncovered Security Indicator: | Nothing checked | |
| Type of Gain or Loss Code: | Short-term | |
| Code, if Any: | ||
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS | |
| Loss Not Allowed Indicator: | ||
Payer: | ||
| Payer's Federal Identification Number (FIN):462538416 | ||
| ACORNS SECURITIES LLC | ||
| 19900 MACARTHUR BLVD SUITE 500 | ||
| IRVINE, CA 92612-0000 | ||
|
| ||
Recipient: | ||
| Recipient's Identification Number: 219-19-2163 | ||
| MICHAEL LERMER | ||
| 1466 ARGYLE DR | ||
| FORT MYERS, FL 33919-0000 | ||
|
| ||
| Submission Type: | Original document | |
| Account Number (Optional): | WSC89197 | |
| Date Sold or Disposed: | 12-31-2015 | |
| CUSIP Number: | 922908553 | |
| Gross Proceeds: | Nothing checked | |
| Bartering: | $0.00 | |
| Federal Income Tax Withheld: | $0.00 | |
| Proceeds: | $0.00 | |
| Aggregate Profit or (Loss): | $0.00 | |
| Realized Profit or (Loss): | $0.00 | |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 | |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 | |
| Cost or Basis: | $0.00 | |
| Adjustments: | $0.00 | |
| Description: | VANGUARD REIT INDEX ETF (VNQ) | |
| Second Notice Indicator: | ||
| Date Acquired: | 07-01-2014 | |
| Noncovered Security Indicator: | Nothing checked | |
| Type of Gain or Loss Code: | Long-term | |
| Code, if Any: | ||
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS | |
| Loss Not Allowed Indicator: | ||
Payer: | ||
| Payer's Federal Identification Number (FIN):462538416 | ||
| ACORNS SECURITIES LLC | ||
| 19900 MACARTHUR BLVD SUITE 500 | ||
| IRVINE, CA 92612-0000 | ||
|
| ||
Recipient: | ||
| Recipient's Identification Number: 219-19-2163 | ||
| MICHAEL LERMER | ||
| 1466 ARGYLE DR | ||
| FORT MYERS, FL 33919-0000 | ||
|
| ||
| Submission Type: | Original document | |
| Account Number (Optional): | WSC89198 | |
| Date Sold or Disposed: | 07-03-2015 | |
| CUSIP Number: | 922908363 | |
| Gross Proceeds: | Nothing checked | |
| Bartering: | $0.00 | |
| Federal Income Tax Withheld: | $0.00 | |
| Proceeds: | $0.00 | |
| Aggregate Profit or (Loss): | $0.00 | |
| Realized Profit or (Loss): | $0.00 | |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 | |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 | |
| Cost or Basis: | $0.00 | |
| Adjustments: | $0.00 | |
| Description: | VANGUARD S&P 500 ETF (VOO) | |
| Second Notice Indicator: | ||
| Date Acquired: | 07-01-2014 | |
| Noncovered Security Indicator: | Nothing checked | |
| Type of Gain or Loss Code: | Long-term | |
| Code, if Any: | ||
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS | |
| Loss Not Allowed Indicator: | ||
Payer: | ||
| Payer's Federal Identification Number (FIN):462538416 | ||
| ACORNS SECURITIES LLC | ||
| 19900 MACARTHUR BLVD SUITE 500 | ||
| IRVINE, CA 92612-0000 | ||
|
| ||
Recipient: | ||
| Recipient's Identification Number: 219-19-2163 | ||
| MICHAEL LERMER | ||
| 1466 ARGYLE DR | ||
| FORT MYERS, FL 33919-0000 | ||
|
| ||
| Submission Type: | Original document | |
| Account Number (Optional): | WSC89199 | |
| Date Sold or Disposed: | 01-30-2015 | |
| CUSIP Number: | 922908751 | |
| Gross Proceeds: | Nothing checked | |
| Bartering: | $0.00 | |
| Federal Income Tax Withheld: | $0.00 | |
| Proceeds: | $0.00 | |
| Aggregate Profit or (Loss): | $0.00 | |
| Realized Profit or (Loss): | $0.00 | |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 | |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 | |
| Cost or Basis: | $0.00 | |
| Adjustments: | $0.00 | |
| Description: | VANGUARD SMALL CAP ETF (VB) | |
| Second Notice Indicator: | ||
| Date Acquired: | 06-30-2014 | |
| Noncovered Security Indicator: | Nothing checked | |
| Type of Gain or Loss Code: | Short-term | |
| Code, if Any: | ||
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS | |
| Loss Not Allowed Indicator: | ||
Payer: | ||
| Payer's Federal Identification Number (FIN):462538416 | ||
| ACORNS SECURITIES LLC | ||
| 19900 MACARTHUR BLVD SUITE 500 | ||
| IRVINE, CA 92612-0000 | ||
|
| ||
Recipient: | ||
| Recipient's Identification Number: 219-19-2163 | ||
| MICHAEL LERMER | ||
| 1466 ARGYLE DR | ||
| FORT MYERS, FL 33919-0000 | ||
|
| ||
| Submission Type: | Original document | |
| Account Number (Optional): | WSC89200 | |
| Date Sold or Disposed: | 10-30-2015 | |
| CUSIP Number: | 922908751 | |
| Gross Proceeds: | Nothing checked | |
| Bartering: | $0.00 | |
| Federal Income Tax Withheld: | $0.00 | |
| Proceeds: | $0.00 | |
| Aggregate Profit or (Loss): | $0.00 | |
| Realized Profit or (Loss): | $0.00 | |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 | |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 | |
| Cost or Basis: | $0.00 | |
| Adjustments: | $0.00 | |
| Description: | VANGUARD SMALL CAP ETF (VB) | |
| Second Notice Indicator: | ||
| Date Acquired: | 07-01-2014 | |
| Noncovered Security Indicator: | Nothing checked | |
| Type of Gain or Loss Code: | Long-term | |
| Code, if Any: | Wash sale | |
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS | |
| Loss Not Allowed Indicator: | ||
Payer: | ||
| Payer's Federal Identification Number (FIN):462538416 | ||
| ACORNS SECURITIES LLC | ||
| 19900 MACARTHUR BLVD SUITE 500 | ||
| IRVINE, CA 92612-0000 | ||
|
| ||
Recipient: | ||
| Recipient's Identification Number: 219-19-2163 | ||
| MICHAEL LERMER | ||
| 1466 ARGYLE DR | ||
| FORT MYERS, FL 33919-0000 | ||
|
| ||
| Submission Type: | Original document | |
| Account Number (Optional): | WSC89201 | |
| Date Sold or Disposed: | 12-31-2015 | |
| CUSIP Number: | 922908751 | |
| Gross Proceeds: | Nothing checked | |
| Bartering: | $0.00 | |
| Federal Income Tax Withheld: | $0.00 | |
| Proceeds: | $0.00 | |
| Aggregate Profit or (Loss): | $0.00 | |
| Realized Profit or (Loss): | $0.00 | |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 | |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 | |
| Cost or Basis: | $0.00 | |
| Adjustments: | $0.00 | |
| Description: | VANGUARD SMALL CAP ETF (VB) | |
| Second Notice Indicator: | ||
| Date Acquired: | 07-01-2014 | |
| Noncovered Security Indicator: | Nothing checked | |
| Type of Gain or Loss Code: | Long-term | |
| Code, if Any: | Wash sale | |
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS | |
| Loss Not Allowed Indicator: | ||
Payer: | ||
| Payer's Federal Identification Number (FIN):462538416 | ||
| ACORNS SECURITIES LLC | ||
| 19900 MACARTHUR BLVD SUITE 500 | ||
| IRVINE, CA 92612-0000 | ||
|
| ||
Recipient: | ||
| Recipient's Identification Number: 219-19-2163 | ||
| MICHAEL LERMER | ||
| 1466 ARGYLE DR | ||
| FORT MYERS, FL 33919-0000 | ||
|
| ||
| Submission Type: | Original document | |
| Account Number (Optional): | WSC89202 | |
| Date Sold or Disposed: | 11-30-2015 | |
| CUSIP Number: | 922908553 | |
| Gross Proceeds: | Nothing checked | |
| Bartering: | $0.00 | |
| Federal Income Tax Withheld: | $0.00 | |
| Proceeds: | $0.00 | |
| Aggregate Profit or (Loss): | $0.00 | |
| Realized Profit or (Loss): | $0.00 | |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 | |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 | |
| Cost or Basis: | $0.00 | |
| Adjustments: | $0.00 | |
| Description: | VANGUARD REIT INDEX ETF (VNQ) | |
| Second Notice Indicator: | ||
| Date Acquired: | 07-01-2014 | |
| Noncovered Security Indicator: | Nothing checked | |
| Type of Gain or Loss Code: | Long-term | |
| Code, if Any: | ||
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS | |
| Loss Not Allowed Indicator: | ||
Payer: | ||
| Payer's Federal Identification Number (FIN):462538416 | ||
| ACORNS SECURITIES LLC | ||
| 19900 MACARTHUR BLVD SUITE 500 | ||
| IRVINE, CA 92612-0000 | ||
|
| ||
Recipient: | ||
| Recipient's Identification Number: 219-19-2163 | ||
| MICHAEL LERMER | ||
| 1466 ARGYLE DR | ||
| FORT MYERS, FL 33919-0000 | ||
|
| ||
| Submission Type: | Original document | |
| Account Number (Optional): | WSC89203 | |
| Date Sold or Disposed: | 08-28-2015 | |
| CUSIP Number: | 922908751 | |
| Gross Proceeds: | Nothing checked | |
| Bartering: | $0.00 | |
| Federal Income Tax Withheld: | $0.00 | |
| Proceeds: | $0.00 | |
| Aggregate Profit or (Loss): | $0.00 | |
| Realized Profit or (Loss): | $0.00 | |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 | |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 | |
| Cost or Basis: | $0.00 | |
| Adjustments: | $0.00 | |
| Description: | VANGUARD SMALL CAP ETF (VB) | |
| Second Notice Indicator: | ||
| Date Acquired: | 07-01-2014 | |
| Noncovered Security Indicator: | Nothing checked | |
| Type of Gain or Loss Code: | Long-term | |
| Code, if Any: | Wash sale | |
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS | |
| Loss Not Allowed Indicator: | ||
Payer: | ||
| Payer's Federal Identification Number (FIN):462538416 | ||
| ACORNS SECURITIES LLC | ||
| 19900 MACARTHUR BLVD SUITE 500 | ||
| IRVINE, CA 92612-0000 | ||
|
| ||
Recipient: | ||
| Recipient's Identification Number: 219-19-2163 | ||
| MICHAEL LERMER | ||
| 1466 ARGYLE DR | ||
| FORT MYERS, FL 33919-0000 | ||
|
| ||
| Submission Type: | Original document | |
| Account Number (Optional): | WSC89204 | |
| Date Sold or Disposed: | 01-05-2015 | |
| CUSIP Number: | 922908553 | |
| Gross Proceeds: | Nothing checked | |
| Bartering: | $0.00 | |
| Federal Income Tax Withheld: | $0.00 | |
| Proceeds: | $0.00 | |
| Aggregate Profit or (Loss): | $0.00 | |
| Realized Profit or (Loss): | $0.00 | |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 | |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 | |
| Cost or Basis: | $0.00 | |
| Adjustments: | $0.00 | |
| Description: | VANGUARD REIT INDEX ETF (VNQ) | |
| Second Notice Indicator: | ||
| Date Acquired: | 00-00-0000 | |
| Noncovered Security Indicator: | Nothing checked | |
| Type of Gain or Loss Code: | Short-term | |
| Code, if Any: | ||
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS | |
| Loss Not Allowed Indicator: | ||
Payer: | ||
| Payer's Federal Identification Number (FIN):462538416 | ||
| ACORNS SECURITIES LLC | ||
| 19900 MACARTHUR BLVD SUITE 500 | ||
| IRVINE, CA 92612-0000 | ||
|
| ||
Recipient: | ||
| Recipient's Identification Number: 219-19-2163 | ||
| MICHAEL LERMER | ||
| 1466 ARGYLE DR | ||
| FORT MYERS, FL 33919-0000 | ||
|
| ||
| Submission Type: | Original document | |
| Account Number (Optional): | WSC89205 | |
| Date Sold or Disposed: | 01-05-2015 | |
| CUSIP Number: | 922908363 | |
| Gross Proceeds: | Nothing checked | |
| Bartering: | $0.00 | |
| Federal Income Tax Withheld: | $0.00 | |
| Proceeds: | $0.00 | |
| Aggregate Profit or (Loss): | $0.00 | |
| Realized Profit or (Loss): | $0.00 | |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 | |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 | |
| Cost or Basis: | $0.00 | |
| Adjustments: | $0.00 | |
| Description: | VANGUARD S&P 500 ETF (VOO) | |
| Second Notice Indicator: | ||
| Date Acquired: | 06-30-2014 | |
| Noncovered Security Indicator: | Nothing checked | |
| Type of Gain or Loss Code: | Short-term | |
| Code, if Any: | ||
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS | |
| Loss Not Allowed Indicator: | ||
Payer: | ||
| Payer's Federal Identification Number (FIN):462538416 | ||
| ACORNS SECURITIES LLC | ||
| 19900 MACARTHUR BLVD SUITE 500 | ||
| IRVINE, CA 92612-0000 | ||
|
| ||
Recipient: | ||
| Recipient's Identification Number: 219-19-2163 | ||
| MICHAEL LERMER | ||
| 1466 ARGYLE DR | ||
| FORT MYERS, FL 33919-0000 | ||
|
| ||
| Submission Type: | Original document | |
| Account Number (Optional): | WSC89206 | |
| Date Sold or Disposed: | 08-28-2015 | |
| CUSIP Number: | 922908553 | |
| Gross Proceeds: | Nothing checked | |
| Bartering: | $0.00 | |
| Federal Income Tax Withheld: | $0.00 | |
| Proceeds: | $0.00 | |
| Aggregate Profit or (Loss): | $0.00 | |
| Realized Profit or (Loss): | $0.00 | |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 | |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 | |
| Cost or Basis: | $0.00 | |
| Adjustments: | $0.00 | |
| Description: | VANGUARD REIT INDEX ETF (VNQ) | |
| Second Notice Indicator: | ||
| Date Acquired: | 07-01-2014 | |
| Noncovered Security Indicator: | Nothing checked | |
| Type of Gain or Loss Code: | Long-term | |
| Code, if Any: | ||
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS | |
| Loss Not Allowed Indicator: | ||
Payer: | ||
| Payer's Federal Identification Number (FIN):462538416 | ||
| ACORNS SECURITIES LLC | ||
| 19900 MACARTHUR BLVD SUITE 500 | ||
| IRVINE, CA 92612-0000 | ||
|
| ||
Recipient: | ||
| Recipient's Identification Number: 219-19-2163 | ||
| MICHAEL LERMER | ||
| 1466 ARGYLE DR | ||
| FORT MYERS, FL 33919-0000 | ||
|
| ||
| Submission Type: | Original document | |
| Account Number (Optional): | WSC89207 | |
| Date Sold or Disposed: | 07-31-2015 | |
| CUSIP Number: | 464287457 | |
| Gross Proceeds: | Nothing checked | |
| Bartering: | $0.00 | |
| Federal Income Tax Withheld: | $0.00 | |
| Proceeds: | $0.00 | |
| Aggregate Profit or (Loss): | $0.00 | |
| Realized Profit or (Loss): | $0.00 | |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 | |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 | |
| Cost or Basis: | $0.00 | |
| Adjustments: | $0.00 | |
| Description: | ISHARES 1-3 YEAR TREASURY BOND | |
| Second Notice Indicator: | ||
| Date Acquired: | 00-00-0000 | |
| Noncovered Security Indicator: | Nothing checked | |
| Type of Gain or Loss Code: | Long-term | |
| Code, if Any: | ||
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS | |
| Loss Not Allowed Indicator: | ||
Payer: | ||
| Payer's Federal Identification Number (FIN):462538416 | ||
| ACORNS SECURITIES LLC | ||
| 19900 MACARTHUR BLVD SUITE 500 | ||
| IRVINE, CA 92612-0000 | ||
|
| ||
Recipient: | ||
| Recipient's Identification Number: 219-19-2163 | ||
| MICHAEL LERMER | ||
| 1466 ARGYLE DR | ||
| FORT MYERS, FL 33919-0000 | ||
|
| ||
| Submission Type: | Original document | |
| Account Number (Optional): | WSC89208 | |
| Date Sold or Disposed: | 10-30-2015 | |
| CUSIP Number: | 922042858 | |
| Gross Proceeds: | Nothing checked | |
| Bartering: | $0.00 | |
| Federal Income Tax Withheld: | $0.00 | |
| Proceeds: | $0.00 | |
| Aggregate Profit or (Loss): | $0.00 | |
| Realized Profit or (Loss): | $0.00 | |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 | |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 | |
| Cost or Basis: | $0.00 | |
| Adjustments: | $0.00 | |
| Description: | VANGUARD EMERGING MARKETS ETF | |
| Second Notice Indicator: | ||
| Date Acquired: | 07-01-2014 | |
| Noncovered Security Indicator: | Nothing checked | |
| Type of Gain or Loss Code: | Long-term | |
| Code, if Any: | Wash sale | |
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS | |
| Loss Not Allowed Indicator: | ||
Payer: | ||
| Payer's Federal Identification Number (FIN):462538416 | ||
| ACORNS SECURITIES LLC | ||
| 19900 MACARTHUR BLVD SUITE 500 | ||
| IRVINE, CA 92612-0000 | ||
|
| ||
Recipient: | ||
| Recipient's Identification Number: 219-19-2163 | ||
| MICHAEL LERMER | ||
| 1466 ARGYLE DR | ||
| FORT MYERS, FL 33919-0000 | ||
|
| ||
| Submission Type: | Original document | |
| Account Number (Optional): | WSC89209 | |
| Date Sold or Disposed: | 12-18-2015 | |
| CUSIP Number: | 72201R817 | |
| Gross Proceeds: | Nothing checked | |
| Bartering: | $0.00 | |
| Federal Income Tax Withheld: | $0.00 | |
| Proceeds: | $1.00 | |
| Aggregate Profit or (Loss): | $0.00 | |
| Realized Profit or (Loss): | $0.00 | |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 | |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 | |
| Cost or Basis: | $1.00 | |
| Adjustments: | $0.00 | |
| Description: | PIMCO INV GRD CORP BOND ETF (C | |
| Second Notice Indicator: | ||
| Date Acquired: | 00-00-0000 | |
| Noncovered Security Indicator: | Nothing checked | |
| Type of Gain or Loss Code: | Short-term | |
| Code, if Any: | ||
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS | |
| Loss Not Allowed Indicator: | ||
Payer: | ||
| Payer's Federal Identification Number (FIN):462538416 | ||
| ACORNS SECURITIES LLC | ||
| 19900 MACARTHUR BLVD SUITE 500 | ||
| IRVINE, CA 92612-0000 | ||
|
| ||
Recipient: | ||
| Recipient's Identification Number: 219-19-2163 | ||
| MICHAEL LERMER | ||
| 1466 ARGYLE DR | ||
| FORT MYERS, FL 33919-0000 | ||
|
| ||
| Submission Type: | Original document | |
| Account Number (Optional): | WSC89210 | |
| Date Sold or Disposed: | 05-29-2015 | |
| CUSIP Number: | 922908751 | |
| Gross Proceeds: | Nothing checked | |
| Bartering: | $0.00 | |
| Federal Income Tax Withheld: | $0.00 | |
| Proceeds: | $0.00 | |
| Aggregate Profit or (Loss): | $0.00 | |
| Realized Profit or (Loss): | $0.00 | |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 | |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 | |
| Cost or Basis: | $0.00 | |
| Adjustments: | $0.00 | |
| Description: | VANGUARD SMALL CAP ETF (VB) | |
| Second Notice Indicator: | ||
| Date Acquired: | 07-01-2014 | |
| Noncovered Security Indicator: | Nothing checked | |
| Type of Gain or Loss Code: | Short-term | |
| Code, if Any: | ||
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS | |
| Loss Not Allowed Indicator: | ||
Payer: | ||
| Payer's Federal Identification Number (FIN):462538416 | ||
| ACORNS SECURITIES LLC | ||
| 19900 MACARTHUR BLVD SUITE 500 | ||
| IRVINE, CA 92612-0000 | ||
|
| ||
Recipient: | ||
| Recipient's Identification Number: 219-19-2163 | ||
| MICHAEL LERMER | ||
| 1466 ARGYLE DR | ||
| FORT MYERS, FL 33919-0000 | ||
|
| ||
| Submission Type: | Original document | |
| Account Number (Optional): | WSC89211 | |
| Date Sold or Disposed: | 09-30-2015 | |
| CUSIP Number: | 464287457 | |
| Gross Proceeds: | Nothing checked | |
| Bartering: | $0.00 | |
| Federal Income Tax Withheld: | $0.00 | |
| Proceeds: | $0.00 | |
| Aggregate Profit or (Loss): | $0.00 | |
| Realized Profit or (Loss): | $0.00 | |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 | |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 | |
| Cost or Basis: | $0.00 | |
| Adjustments: | $0.00 | |
| Description: | ISHARES 1-3 YEAR TREASURY BOND | |
| Second Notice Indicator: | ||
| Date Acquired: | 07-01-2014 | |
| Noncovered Security Indicator: | Nothing checked | |
| Type of Gain or Loss Code: | Long-term | |
| Code, if Any: | ||
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS | |
| Loss Not Allowed Indicator: | ||
Payer: | ||
| Payer's Federal Identification Number (FIN):462538416 | ||
| ACORNS SECURITIES LLC | ||
| 19900 MACARTHUR BLVD SUITE 500 | ||
| IRVINE, CA 92612-0000 | ||
|
| ||
Recipient: | ||
| Recipient's Identification Number: 219-19-2163 | ||
| MICHAEL LERMER | ||
| 1466 ARGYLE DR | ||
| FORT MYERS, FL 33919-0000 | ||
|
| ||
| Submission Type: | Original document | |
| Account Number (Optional): | WSC89212 | |
| Date Sold or Disposed: | 05-02-2015 | |
| CUSIP Number: | 464287457 | |
| Gross Proceeds: | Nothing checked | |
| Bartering: | $0.00 | |
| Federal Income Tax Withheld: | $0.00 | |
| Proceeds: | $0.00 | |
| Aggregate Profit or (Loss): | $0.00 | |
| Realized Profit or (Loss): | $0.00 | |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 | |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 | |
| Cost or Basis: | $0.00 | |
| Adjustments: | $0.00 | |
| Description: | ISHARES 1-3 YEAR TREASURY BOND | |
| Second Notice Indicator: | ||
| Date Acquired: | 06-30-2014 | |
| Noncovered Security Indicator: | Nothing checked | |
| Type of Gain or Loss Code: | Short-term | |
| Code, if Any: | ||
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS | |
| Loss Not Allowed Indicator: | ||
Payer: | ||
| Payer's Federal Identification Number (FIN):462538416 | ||
| ACORNS SECURITIES LLC | ||
| 19900 MACARTHUR BLVD SUITE 500 | ||
| IRVINE, CA 92612-0000 | ||
|
| ||
Recipient: | ||
| Recipient's Identification Number: 219-19-2163 | ||
| MICHAEL LERMER | ||
| 1466 ARGYLE DR | ||
| FORT MYERS, FL 33919-0000 | ||
|
| ||
| Submission Type: | Original document | |
| Account Number (Optional): | WSC89213 | |
| Date Sold or Disposed: | 11-30-2015 | |
| CUSIP Number: | 922908751 | |
| Gross Proceeds: | Nothing checked | |
| Bartering: | $0.00 | |
| Federal Income Tax Withheld: | $0.00 | |
| Proceeds: | $0.00 | |
| Aggregate Profit or (Loss): | $0.00 | |
| Realized Profit or (Loss): | $0.00 | |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 | |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 | |
| Cost or Basis: | $0.00 | |
| Adjustments: | $0.00 | |
| Description: | VANGUARD SMALL CAP ETF (VB) | |
| Second Notice Indicator: | ||
| Date Acquired: | 07-01-2014 | |
| Noncovered Security Indicator: | Nothing checked | |
| Type of Gain or Loss Code: | Long-term | |
| Code, if Any: | ||
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS | |
| Loss Not Allowed Indicator: | ||
Payer: | ||
| Payer's Federal Identification Number (FIN):462538416 | ||
| ACORNS SECURITIES LLC | ||
| 19900 MACARTHUR BLVD SUITE 500 | ||
| IRVINE, CA 92612-0000 | ||
|
| ||
Recipient: | ||
| Recipient's Identification Number: 219-19-2163 | ||
| MICHAEL LERMER | ||
| 1466 ARGYLE DR | ||
| FORT MYERS, FL 33919-0000 | ||
|
| ||
| Submission Type: | Original document | |
| Account Number (Optional): | WSC89214 | |
| Date Sold or Disposed: | 01-05-2015 | |
| CUSIP Number: | 464287457 | |
| Gross Proceeds: | Nothing checked | |
| Bartering: | $0.00 | |
| Federal Income Tax Withheld: | $0.00 | |
| Proceeds: | $0.00 | |
| Aggregate Profit or (Loss): | $0.00 | |
| Realized Profit or (Loss): | $0.00 | |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 | |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 | |
| Cost or Basis: | $0.00 | |
| Adjustments: | $0.00 | |
| Description: | ISHARES 1-3 YEAR TREASURY BOND | |
| Second Notice Indicator: | ||
| Date Acquired: | 06-30-2014 | |
| Noncovered Security Indicator: | Nothing checked | |
| Type of Gain or Loss Code: | Short-term | |
| Code, if Any: | ||
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS | |
| Loss Not Allowed Indicator: | ||
Payer: | ||
| Payer's Federal Identification Number (FIN):462538416 | ||
| ACORNS SECURITIES LLC | ||
| 19900 MACARTHUR BLVD SUITE 500 | ||
| IRVINE, CA 92612-0000 | ||
|
| ||
Recipient: | ||
| Recipient's Identification Number: 219-19-2163 | ||
| MICHAEL LERMER | ||
| 1466 ARGYLE DR | ||
| FORT MYERS, FL 33919-0000 | ||
|
| ||
| Submission Type: | Original document | |
| Account Number (Optional): | WSC89215 | |
| Date Sold or Disposed: | 12-31-2015 | |
| CUSIP Number: | 922042858 | |
| Gross Proceeds: | Nothing checked | |
| Bartering: | $0.00 | |
| Federal Income Tax Withheld: | $0.00 | |
| Proceeds: | $0.00 | |
| Aggregate Profit or (Loss): | $0.00 | |
| Realized Profit or (Loss): | $0.00 | |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 | |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 | |
| Cost or Basis: | $0.00 | |
| Adjustments: | $0.00 | |
| Description: | VANGUARD EMERGING MARKETS ETF | |
| Second Notice Indicator: | ||
| Date Acquired: | 07-01-2014 | |
| Noncovered Security Indicator: | Nothing checked | |
| Type of Gain or Loss Code: | Long-term | |
| Code, if Any: | Wash sale | |
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS | |
| Loss Not Allowed Indicator: | ||
Payer: | ||
| Payer's Federal Identification Number (FIN):462538416 | ||
| ACORNS SECURITIES LLC | ||
| 19900 MACARTHUR BLVD SUITE 500 | ||
| IRVINE, CA 92612-0000 | ||
|
| ||
Recipient: | ||
| Recipient's Identification Number: 219-19-2163 | ||
| MICHAEL LERMER | ||
| 1466 ARGYLE DR | ||
| FORT MYERS, FL 33919-0000 | ||
|
| ||
| Submission Type: | Original document | |
| Account Number (Optional): | WSC89216 | |
| Date Sold or Disposed: | 03-28-2015 | |
| CUSIP Number: | 922042858 | |
| Gross Proceeds: | Nothing checked | |
| Bartering: | $0.00 | |
| Federal Income Tax Withheld: | $0.00 | |
| Proceeds: | $0.00 | |
| Aggregate Profit or (Loss): | $0.00 | |
| Realized Profit or (Loss): | $0.00 | |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 | |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 | |
| Cost or Basis: | $0.00 | |
| Adjustments: | $0.00 | |
| Description: | VANGUARD EMERGING MARKETS ETF | |
| Second Notice Indicator: | ||
| Date Acquired: | 06-30-2014 | |
| Noncovered Security Indicator: | Nothing checked | |
| Type of Gain or Loss Code: | Short-term | |
| Code, if Any: | Wash sale | |
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS | |
| Loss Not Allowed Indicator: | ||
Payer: | ||
| Payer's Federal Identification Number (FIN):462538416 | ||
| ACORNS SECURITIES LLC | ||
| 19900 MACARTHUR BLVD SUITE 500 | ||
| IRVINE, CA 92612-0000 | ||
|
| ||
Recipient: | ||
| Recipient's Identification Number: 219-19-2163 | ||
| MICHAEL LERMER | ||
| 1466 ARGYLE DR | ||
| FORT MYERS, FL 33919-0000 | ||
|
| ||
| Submission Type: | Original document | |
| Account Number (Optional): | WSC89217 | |
| Date Sold or Disposed: | 09-30-2015 | |
| CUSIP Number: | 922908363 | |
| Gross Proceeds: | Nothing checked | |
| Bartering: | $0.00 | |
| Federal Income Tax Withheld: | $0.00 | |
| Proceeds: | $0.00 | |
| Aggregate Profit or (Loss): | $0.00 | |
| Realized Profit or (Loss): | $0.00 | |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 | |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 | |
| Cost or Basis: | $0.00 | |
| Adjustments: | $0.00 | |
| Description: | VANGUARD S&P 500 ETF (VOO) | |
| Second Notice Indicator: | ||
| Date Acquired: | 07-01-2014 | |
| Noncovered Security Indicator: | Nothing checked | |
| Type of Gain or Loss Code: | Long-term | |
| Code, if Any: | ||
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS | |
| Loss Not Allowed Indicator: | ||
Payer: | ||
| Payer's Federal Identification Number (FIN):462538416 | ||
| ACORNS SECURITIES LLC | ||
| 19900 MACARTHUR BLVD SUITE 500 | ||
| IRVINE, CA 92612-0000 | ||
|
| ||
Recipient: | ||
| Recipient's Identification Number: 219-19-2163 | ||
| MICHAEL LERMER | ||
| 1466 ARGYLE DR | ||
| FORT MYERS, FL 33919-0000 | ||
|
| ||
| Submission Type: | Original document | |
| Account Number (Optional): | WSC89218 | |
| Date Sold or Disposed: | 07-31-2015 | |
| CUSIP Number: | 922908363 | |
| Gross Proceeds: | Nothing checked | |
| Bartering: | $0.00 | |
| Federal Income Tax Withheld: | $0.00 | |
| Proceeds: | $0.00 | |
| Aggregate Profit or (Loss): | $0.00 | |
| Realized Profit or (Loss): | $0.00 | |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 | |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 | |
| Cost or Basis: | $0.00 | |
| Adjustments: | $0.00 | |
| Description: | VANGUARD S&P 500 ETF (VOO) | |
| Second Notice Indicator: | ||
| Date Acquired: | 07-01-2014 | |
| Noncovered Security Indicator: | Nothing checked | |
| Type of Gain or Loss Code: | Long-term | |
| Code, if Any: | ||
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS | |
| Loss Not Allowed Indicator: | ||
Payer: | ||
| Payer's Federal Identification Number (FIN):462538416 | ||
| ACORNS SECURITIES LLC | ||
| 19900 MACARTHUR BLVD SUITE 500 | ||
| IRVINE, CA 92612-0000 | ||
|
| ||
Recipient: | ||
| Recipient's Identification Number: 219-19-2163 | ||
| MICHAEL LERMER | ||
| 1466 ARGYLE DR | ||
| FORT MYERS, FL 33919-0000 | ||
|
| ||
| Submission Type: | Original document | |
| Account Number (Optional): | WSC89219 | |
| Date Sold or Disposed: | 09-30-2015 | |
| CUSIP Number: | 922042858 | |
| Gross Proceeds: | Nothing checked | |
| Bartering: | $0.00 | |
| Federal Income Tax Withheld: | $0.00 | |
| Proceeds: | $0.00 | |
| Aggregate Profit or (Loss): | $0.00 | |
| Realized Profit or (Loss): | $0.00 | |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 | |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 | |
| Cost or Basis: | $0.00 | |
| Adjustments: | $0.00 | |
| Description: | VANGUARD EMERGING MARKETS ETF | |
| Second Notice Indicator: | ||
| Date Acquired: | 07-01-2014 | |
| Noncovered Security Indicator: | Nothing checked | |
| Type of Gain or Loss Code: | Long-term | |
| Code, if Any: | Wash sale | |
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS | |
| Loss Not Allowed Indicator: | ||
Payer: | ||
| Payer's Federal Identification Number (FIN):462538416 | ||
| ACORNS SECURITIES LLC | ||
| 19900 MACARTHUR BLVD SUITE 500 | ||
| IRVINE, CA 92612-0000 | ||
|
| ||
Recipient: | ||
| Recipient's Identification Number: 219-19-2163 | ||
| MICHAEL LERMER | ||
| 1466 ARGYLE DR | ||
| FORT MYERS, FL 33919-0000 | ||
|
| ||
| Submission Type: | Original document | |
| Account Number (Optional): | WSC89220 | |
| Date Sold or Disposed: | 07-31-2015 | |
| CUSIP Number: | 922908751 | |
| Gross Proceeds: | Nothing checked | |
| Bartering: | $0.00 | |
| Federal Income Tax Withheld: | $0.00 | |
| Proceeds: | $0.00 | |
| Aggregate Profit or (Loss): | $0.00 | |
| Realized Profit or (Loss): | $0.00 | |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 | |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 | |
| Cost or Basis: | $0.00 | |
| Adjustments: | $0.00 | |
| Description: | VANGUARD SMALL CAP ETF (VB) | |
| Second Notice Indicator: | ||
| Date Acquired: | 07-01-2014 | |
| Noncovered Security Indicator: | Nothing checked | |
| Type of Gain or Loss Code: | Long-term | |
| Code, if Any: | ||
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS | |
| Loss Not Allowed Indicator: | ||
Payer: | ||
| Payer's Federal Identification Number (FIN):462538416 | ||
| ACORNS SECURITIES LLC | ||
| 19900 MACARTHUR BLVD SUITE 500 | ||
| IRVINE, CA 92612-0000 | ||
|
| ||
Recipient: | ||
| Recipient's Identification Number: 219-19-2163 | ||
| MICHAEL LERMER | ||
| 1466 ARGYLE DR | ||
| FORT MYERS, FL 33919-0000 | ||
|
| ||
| Submission Type: | Original document | |
| Account Number (Optional): | WSC89221 | |
| Date Sold or Disposed: | 05-02-2015 | |
| CUSIP Number: | 922908363 | |
| Gross Proceeds: | Nothing checked | |
| Bartering: | $0.00 | |
| Federal Income Tax Withheld: | $0.00 | |
| Proceeds: | $0.00 | |
| Aggregate Profit or (Loss): | $0.00 | |
| Realized Profit or (Loss): | $0.00 | |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 | |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 | |
| Cost or Basis: | $0.00 | |
| Adjustments: | $0.00 | |
| Description: | VANGUARD S&P 500 ETF (VOO) | |
| Second Notice Indicator: | ||
| Date Acquired: | 06-30-2014 | |
| Noncovered Security Indicator: | Nothing checked | |
| Type of Gain or Loss Code: | Short-term | |
| Code, if Any: | ||
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS | |
| Loss Not Allowed Indicator: | ||
Payer: | ||
| Payer's Federal Identification Number (FIN):462538416 | ||
| ACORNS SECURITIES LLC | ||
| 19900 MACARTHUR BLVD SUITE 500 | ||
| IRVINE, CA 92612-0000 | ||
|
| ||
Recipient: | ||
| Recipient's Identification Number: 219-19-2163 | ||
| MICHAEL LERMER | ||
| 1466 ARGYLE DR | ||
| FORT MYERS, FL 33919-0000 | ||
|
| ||
| Submission Type: | Original document | |
| Account Number (Optional): | WSC89222 | |
| Date Sold or Disposed: | 10-30-2015 | |
| CUSIP Number: | 72201R817 | |
| Gross Proceeds: | Nothing checked | |
| Bartering: | $0.00 | |
| Federal Income Tax Withheld: | $0.00 | |
| Proceeds: | $0.00 | |
| Aggregate Profit or (Loss): | $0.00 | |
| Realized Profit or (Loss): | $0.00 | |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 | |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 | |
| Cost or Basis: | $0.00 | |
| Adjustments: | $0.00 | |
| Description: | PIMCO INV GRD CORP BOND ETF (C | |
| Second Notice Indicator: | ||
| Date Acquired: | 07-01-2014 | |
| Noncovered Security Indicator: | Nothing checked | |
| Type of Gain or Loss Code: | Long-term | |
| Code, if Any: | ||
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS | |
| Loss Not Allowed Indicator: | ||
Payer: | ||
| Payer's Federal Identification Number (FIN):462538416 | ||
| ACORNS SECURITIES LLC | ||
| 19900 MACARTHUR BLVD SUITE 500 | ||
| IRVINE, CA 92612-0000 | ||
|
| ||
Recipient: | ||
| Recipient's Identification Number: 219-19-2163 | ||
| MICHAEL LERMER | ||
| 1466 ARGYLE DR | ||
| FORT MYERS, FL 33919-0000 | ||
|
| ||
| Submission Type: | Original document | |
| Account Number (Optional): | WSC89223 | |
| Date Sold or Disposed: | 05-29-2015 | |
| CUSIP Number: | 72201R817 | |
| Gross Proceeds: | Nothing checked | |
| Bartering: | $0.00 | |
| Federal Income Tax Withheld: | $0.00 | |
| Proceeds: | $0.00 | |
| Aggregate Profit or (Loss): | $0.00 | |
| Realized Profit or (Loss): | $0.00 | |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 | |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 | |
| Cost or Basis: | $0.00 | |
| Adjustments: | $0.00 | |
| Description: | PIMCO INV GRD CORP BOND ETF (C | |
| Second Notice Indicator: | ||
| Date Acquired: | 06-30-2014 | |
| Noncovered Security Indicator: | Nothing checked | |
| Type of Gain or Loss Code: | Short-term | |
| Code, if Any: | ||
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS | |
| Loss Not Allowed Indicator: | ||
Payer: | ||
| Payer's Federal Identification Number (FIN):462538416 | ||
| ACORNS SECURITIES LLC | ||
| 19900 MACARTHUR BLVD SUITE 500 | ||
| IRVINE, CA 92612-0000 | ||
|
| ||
Recipient: | ||
| Recipient's Identification Number: 219-19-2163 | ||
| MICHAEL LERMER | ||
| 1466 ARGYLE DR | ||
| FORT MYERS, FL 33919-0000 | ||
|
| ||
| Submission Type: | Original document | |
| Account Number (Optional): | WSC89224 | |
| Date Sold or Disposed: | 08-28-2015 | |
| CUSIP Number: | 72201R817 | |
| Gross Proceeds: | Nothing checked | |
| Bartering: | $0.00 | |
| Federal Income Tax Withheld: | $0.00 | |
| Proceeds: | $0.00 | |
| Aggregate Profit or (Loss): | $0.00 | |
| Realized Profit or (Loss): | $0.00 | |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 | |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 | |
| Cost or Basis: | $0.00 | |
| Adjustments: | $0.00 | |
| Description: | PIMCO INV GRD CORP BOND ETF (C | |
| Second Notice Indicator: | ||
| Date Acquired: | 00-00-0000 | |
| Noncovered Security Indicator: | Nothing checked | |
| Type of Gain or Loss Code: | Long-term | |
| Code, if Any: | Wash sale | |
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS | |
| Loss Not Allowed Indicator: | ||
Payer: | ||
| Payer's Federal Identification Number (FIN):462538416 | ||
| ACORNS SECURITIES LLC | ||
| 19900 MACARTHUR BLVD SUITE 500 | ||
| IRVINE, CA 92612-0000 | ||
|
| ||
Recipient: | ||
| Recipient's Identification Number: 219-19-2163 | ||
| MICHAEL LERMER | ||
| 1466 ARGYLE DR | ||
| FORT MYERS, FL 33919-0000 | ||
|
| ||
| Submission Type: | Original document | |
| Account Number (Optional): | WSC89225 | |
| Date Sold or Disposed: | 09-30-2015 | |
| CUSIP Number: | 922908751 | |
| Gross Proceeds: | Nothing checked | |
| Bartering: | $0.00 | |
| Federal Income Tax Withheld: | $0.00 | |
| Proceeds: | $0.00 | |
| Aggregate Profit or (Loss): | $0.00 | |
| Realized Profit or (Loss): | $0.00 | |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 | |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 | |
| Cost or Basis: | $0.00 | |
| Adjustments: | $0.00 | |
| Description: | VANGUARD SMALL CAP ETF (VB) | |
| Second Notice Indicator: | ||
| Date Acquired: | 07-01-2014 | |
| Noncovered Security Indicator: | Nothing checked | |
| Type of Gain or Loss Code: | Long-term | |
| Code, if Any: | Wash sale | |
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS | |
| Loss Not Allowed Indicator: | ||
Payer: | ||
| Payer's Federal Identification Number (FIN):462538416 | ||
| ACORNS SECURITIES LLC | ||
| 19900 MACARTHUR BLVD SUITE 500 | ||
| IRVINE, CA 92612-0000 | ||
|
| ||
Recipient: | ||
| Recipient's Identification Number: 219-19-2163 | ||
| MICHAEL LERMER | ||
| 1466 ARGYLE DR | ||
| FORT MYERS, FL 33919-0000 | ||
|
| ||
| Submission Type: | Original document | |
| Account Number (Optional): | WSC89226 | |
| Date Sold or Disposed: | 05-02-2015 | |
| CUSIP Number: | 922908553 | |
| Gross Proceeds: | Nothing checked | |
| Bartering: | $0.00 | |
| Federal Income Tax Withheld: | $0.00 | |
| Proceeds: | $0.00 | |
| Aggregate Profit or (Loss): | $0.00 | |
| Realized Profit or (Loss): | $0.00 | |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 | |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 | |
| Cost or Basis: | $0.00 | |
| Adjustments: | $0.00 | |
| Description: | VANGUARD REIT INDEX ETF (VNQ) | |
| Second Notice Indicator: | ||
| Date Acquired: | 07-01-2014 | |
| Noncovered Security Indicator: | Nothing checked | |
| Type of Gain or Loss Code: | Short-term | |
| Code, if Any: | ||
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS | |
| Loss Not Allowed Indicator: | ||
Payer: | ||
| Payer's Federal Identification Number (FIN):462538416 | ||
| ACORNS SECURITIES LLC | ||
| 19900 MACARTHUR BLVD SUITE 500 | ||
| IRVINE, CA 92612-0000 | ||
|
| ||
Recipient: | ||
| Recipient's Identification Number: 219-19-2163 | ||
| MICHAEL LERMER | ||
| 1466 ARGYLE DR | ||
| FORT MYERS, FL 33919-0000 | ||
|
| ||
| Submission Type: | Original document | |
| Account Number (Optional): | WSC89227 | |
| Date Sold or Disposed: | 10-30-2015 | |
| CUSIP Number: | 922908553 | |
| Gross Proceeds: | Nothing checked | |
| Bartering: | $0.00 | |
| Federal Income Tax Withheld: | $0.00 | |
| Proceeds: | $0.00 | |
| Aggregate Profit or (Loss): | $0.00 | |
| Realized Profit or (Loss): | $0.00 | |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 | |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 | |
| Cost or Basis: | $0.00 | |
| Adjustments: | $0.00 | |
| Description: | VANGUARD REIT INDEX ETF (VNQ) | |
| Second Notice Indicator: | ||
| Date Acquired: | 07-01-2014 | |
| Noncovered Security Indicator: | Nothing checked | |
| Type of Gain or Loss Code: | Long-term | |
| Code, if Any: | ||
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS | |
| Loss Not Allowed Indicator: | ||
Payer: | ||
| Payer's Federal Identification Number (FIN):462538416 | ||
| ACORNS SECURITIES LLC | ||
| 19900 MACARTHUR BLVD SUITE 500 | ||
| IRVINE, CA 92612-0000 | ||
|
| ||
Recipient: | ||
| Recipient's Identification Number: 219-19-2163 | ||
| MICHAEL LERMER | ||
| 1466 ARGYLE DR | ||
| FORT MYERS, FL 33919-0000 | ||
|
| ||
| Submission Type: | Original document | |
| Account Number (Optional): | WSC89228 | |
| Date Sold or Disposed: | 05-29-2015 | |
| CUSIP Number: | 922908363 | |
| Gross Proceeds: | Nothing checked | |
| Bartering: | $0.00 | |
| Federal Income Tax Withheld: | $0.00 | |
| Proceeds: | $0.00 | |
| Aggregate Profit or (Loss): | $0.00 | |
| Realized Profit or (Loss): | $0.00 | |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 | |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 | |
| Cost or Basis: | $0.00 | |
| Adjustments: | $0.00 | |
| Description: | VANGUARD S&P 500 ETF (VOO) | |
| Second Notice Indicator: | ||
| Date Acquired: | 00-00-0000 | |
| Noncovered Security Indicator: | Nothing checked | |
| Type of Gain or Loss Code: | Short-term | |
| Code, if Any: | ||
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS | |
| Loss Not Allowed Indicator: | ||
Payer: | ||
| Payer's Federal Identification Number (FIN):462538416 | ||
| ACORNS SECURITIES LLC | ||
| 19900 MACARTHUR BLVD SUITE 500 | ||
| IRVINE, CA 92612-0000 | ||
|
| ||
Recipient: | ||
| Recipient's Identification Number: 219-19-2163 | ||
| MICHAEL LERMER | ||
| 1466 ARGYLE DR | ||
| FORT MYERS, FL 33919-0000 | ||
|
| ||
| Submission Type: | Original document | |
| Account Number (Optional): | WSC89229 | |
| Date Sold or Disposed: | 11-30-2015 | |
| CUSIP Number: | 922908363 | |
| Gross Proceeds: | Nothing checked | |
| Bartering: | $0.00 | |
| Federal Income Tax Withheld: | $0.00 | |
| Proceeds: | $0.00 | |
| Aggregate Profit or (Loss): | $0.00 | |
| Realized Profit or (Loss): | $0.00 | |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 | |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 | |
| Cost or Basis: | $0.00 | |
| Adjustments: | $0.00 | |
| Description: | VANGUARD S&P 500 ETF (VOO) | |
| Second Notice Indicator: | ||
| Date Acquired: | 07-01-2014 | |
| Noncovered Security Indicator: | Nothing checked | |
| Type of Gain or Loss Code: | Long-term | |
| Code, if Any: | ||
| Applicable Check Box on Form 8949: | Long term transaction for which the cost or other basis is being reported to the IRS | |
| Loss Not Allowed Indicator: | ||
Payer: | ||
| Payer's Federal Identification Number (FIN):462538416 | ||
| ACORNS SECURITIES LLC | ||
| 19900 MACARTHUR BLVD SUITE 500 | ||
| IRVINE, CA 92612-0000 | ||
|
| ||
Recipient: | ||
| Recipient's Identification Number: 219-19-2163 | ||
| MICHAEL LERMER | ||
| 1466 ARGYLE DR | ||
| FORT MYERS, FL 33919-0000 | ||
|
| ||
| Submission Type: | Original document | |
| Account Number (Optional): | WSC89230 | |
| Date Sold or Disposed: | 01-05-2015 | |
| CUSIP Number: | 922908751 | |
| Gross Proceeds: | Nothing checked | |
| Bartering: | $0.00 | |
| Federal Income Tax Withheld: | $0.00 | |
| Proceeds: | $0.00 | |
| Aggregate Profit or (Loss): | $0.00 | |
| Realized Profit or (Loss): | $0.00 | |
| Unrealized Profit or (Loss) 12/31 Prior Year: | $0.00 | |
| Unrealized Profit or (Loss) 12/31 Current Year: | $0.00 | |
| Cost or Basis: | $0.00 | |
| Adjustments: | $0.00 | |
| Description: | VANGUARD SMALL CAP ETF (VB) | |
| Second Notice Indicator: | ||
| Date Acquired: | 06-30-2014 | |
| Noncovered Security Indicator: | Nothing checked | |
| Type of Gain or Loss Code: | Short-term | |
| Code, if Any: | ||
| Applicable Check Box on Form 8949: | Short term transaction for which the cost or other basis is being reported to the IRS | |
| Loss Not Allowed Indicator: | ||
Creditor: | ||
| Creditor's Federal Identification Number (FIN):030527286 | ||
| BAYVIEW LOAN SERVICING LLC | ||
| PO BOX 331409 | ||
| MIAMI, FL 33233-1409 | ||
|
| ||
Debtor: | ||
| Debtor's Identification Number: 219-19-2163 | ||
| MICHAEL LERMER | ||
| 510 SUDBROOK RD | ||
| PIKESVILLE, MD 21208-1734 | ||
|
| ||
| Submission Type: | Original document | |
| Account Number (Optional): | MTG0000594710 | |
| Date Canceled: | 09-29-2015 | |
| Property Fair Market Value: | $375,000.00 | |
| Amount of Debt Discharged: | $78,337.00 | |
| Interest Forgiven Amount: | $0.00 | |
| Identifiable Event Code: | By Agreement | |
| Debt Description: | DEED IN LIEU | |
| Personal Liability Indicator: | Box checked-Personally Liable | |
Creditor: | ||
| Creditor's Federal Identification Number (FIN):030527286 | ||
| BAYVIEW LOAN SERVICING LLC | ||
| PO BOX 331409 | ||
| MIAMI, FL 33233-1409 | ||
|
| ||
Debtor: | ||
| Debtor's Identification Number: 219-19-2163 | ||
| MICHAEL LERMER | ||
| 1466 ARGYLE DR | ||
| FORT MYERS, FL 33919-1734 | ||
|
| ||
| Submission Type: | Corrected document | |
| Account Number (Optional): | MTG0000594710 | |
| Date Canceled: | 09-29-2015 | |
| Property Fair Market Value: | $375,000.00 | |
| Amount of Debt Discharged: | $78,337.00 | |
| Interest Forgiven Amount: | $0.00 | |
| Identifiable Event Code: | By Agreement | |
| Debt Description: | MORTGAGE | |
| Personal Liability Indicator: | Box checked-Personally Liable | |
Creditor: | ||
| Creditor's Federal Identification Number (FIN):030527286 | ||
| BAYVIEW LOAN SERVICING LLC | ||
| PO BOX 331409 | ||
| MIAMI, FL 33233-1409 | ||
|
| ||
Debtor: | ||
| Debtor's Identification Number: 219-19-2163 | ||
| MICHAEL LERMER | ||
| 510 SUDBROOK RD | ||
| PIKESVILLE, MD 21208-1734 | ||
|
| ||
| Submission Type: | Amended document | |
| Account Number (Optional): | MTG0000594710 | |
| Date Canceled: | 09-29-2015 | |
| Property Fair Market Value: | $0.00 | |
| Amount of Debt Discharged: | $0.00 | |
| Interest Forgiven Amount: | $0.00 | |
| Identifiable Event Code: | By Agreement | |
| Debt Description: | DEED IN LIEU | |
| Personal Liability Indicator: | Box checked-Personally Liable | |
Creditor: | ||
| Creditor's Federal Identification Number (FIN):204688091 | ||
| JH PORTFOLIO DEBT EQUITIES LLC | ||
| 5757 PHANTOM DRIVE STE 225 | ||
| HAZELWOOD, MO 63042-0000 | ||
|
| ||
Debtor: | ||
| Debtor's Identification Number: 219-19-2163 | ||
| MICHAEL S LERMER | ||
| 1466 ARGYLE DR | ||
| FORT MYERS, FL 33919-1734 | ||
|
| ||
| Submission Type: | Original document | |
| Account Number (Optional): | 3584976 | |
| Date Canceled: | 10-15-2015 | |
| Property Fair Market Value: | $0.00 | |
| Amount of Debt Discharged: | $22,056.00 | |
| Interest Forgiven Amount: | $0.00 | |
| Identifiable Event Code: | Creditor's debt collection Policy | |
| Debt Description: | CANCELED DEBT PROVIDENT | |
| Personal Liability Indicator: | Box checked-Personally Liable | |
Payer: | ||
| Payer's Federal Identification Number (FIN):030488315 | ||
| HIGH YIELD BOND - INST | ||
| TA> HARBOR SERVICES GROUP INC | ||
| 111 SOUTH WACKER DRIVE 34TH FLR | ||
| CHICAGO, IL 60606-4302 | ||
|
| ||
Recipient: | ||
| Recipient's Identification Number: 219-19-2163 | ||
| MICHAEL S LERMER | ||
| 1466 ARGYLE DR | ||
| FORT MYERS, FL 33919-1734 | ||
|
| ||
| Submission Type: | Original document | |
| Account Number (Optional): | AADO0202400035678097 | |
| Tax Withheld: | $0.00 | |
| Capital Gains: | $0.00 | |
| Non-Dividend Distribution: | $0.00 | |
| Cash Liquidation Distribution: | $0.00 | |
| Non-Cash Liquidation Distribution: | $0.00 | |
| Investment Expense: | $0.00 | |
| Ordinary Dividend: | $11.00 | |
| Collectibles (28%) Gain: | $0.00 | |
| Unrecaptured Section 1250 Gain: | $0.00 | |
| Section 1202 Gain: | $0.00 | |
| Foreign Tax Paid: | $0.00 | |
| Qualified Dividends: | $0.00 | |
| Second Notice Indicator: | No Second Notice | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement | |
| Exempt Interest Dividends: | $0.00 | |
| Specified Private Activity Bond Interest Dividend: | $0.00 | |
Payer: | ||
| Payer's Federal Identification Number (FIN):043523567 | ||
| NATIONAL FINANCIAL SERVICES LLC | ||
| 499 WASHINGTON BLVD | ||
| JERSEY CITY, NJ 07310-0000 | ||
|
| ||
Recipient: | ||
| Recipient's Identification Number: 219-19-2163 | ||
| MICHAEL S LERMER | ||
| 1466 ARGYLE DR | ||
| FORT MYERS, FL 33919-1734 | ||
|
| ||
| Submission Type: | Original document | |
| Account Number (Optional): | DX78227121 | |
| Tax Withheld: | $0.00 | |
| Capital Gains: | $0.00 | |
| Non-Dividend Distribution: | $0.00 | |
| Cash Liquidation Distribution: | $0.00 | |
| Non-Cash Liquidation Distribution: | $0.00 | |
| Investment Expense: | $0.00 | |
| Ordinary Dividend: | $73.00 | |
| Collectibles (28%) Gain: | $0.00 | |
| Unrecaptured Section 1250 Gain: | $0.00 | |
| Section 1202 Gain: | $0.00 | |
| Foreign Tax Paid: | $0.00 | |
| Qualified Dividends: | $73.00 | |
| Second Notice Indicator: | No Second Notice | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement | |
| Exempt Interest Dividends: | $0.00 | |
| Specified Private Activity Bond Interest Dividend: | $0.00 | |
Payer: | ||
| Payer's Federal Identification Number (FIN):341570861 | ||
| BOND - INST | ||
| TA> HARBOR SERVICES GROUP INC | ||
| 111 SOUTH WACKER DRIVE 34TH FLR | ||
| CHICAGO, IL 60606-4302 | ||
|
| ||
Recipient: | ||
| Recipient's Identification Number: 219-19-2163 | ||
| MICHAEL S LERMER | ||
| 1466 ARGYLE DR | ||
| FORT MYERS, FL 33919-1734 | ||
|
| ||
| Submission Type: | Original document | |
| Account Number (Optional): | AADO0201400035678097 | |
| Tax Withheld: | $0.00 | |
| Capital Gains: | $0.00 | |
| Non-Dividend Distribution: | $0.00 | |
| Cash Liquidation Distribution: | $0.00 | |
| Non-Cash Liquidation Distribution: | $0.00 | |
| Investment Expense: | $0.00 | |
| Ordinary Dividend: | $15.00 | |
| Collectibles (28%) Gain: | $0.00 | |
| Unrecaptured Section 1250 Gain: | $0.00 | |
| Section 1202 Gain: | $0.00 | |
| Foreign Tax Paid: | $0.00 | |
| Qualified Dividends: | $0.00 | |
| Second Notice Indicator: | No Second Notice | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement | |
| Exempt Interest Dividends: | $0.00 | |
| Specified Private Activity Bond Interest Dividend: | $0.00 | |
Payer: | ||
| Payer's Federal Identification Number (FIN):462538416 | ||
| ACORNS SECURITIES LLC | ||
| 19900 MACARTHUR BLVD SUITE 500 | ||
| IRVINE, CA 92612-0000 | ||
|
| ||
Recipient: | ||
| Recipient's Identification Number: 219-19-2163 | ||
| MICHAEL LERMER | ||
| 1466 ARGYLE DR | ||
| FORT MYERS, FL 33919-0000 | ||
|
| ||
| Submission Type: | Original document | |
| Account Number (Optional): | 00000282520802 | |
| Tax Withheld: | $0.00 | |
| Capital Gains: | $0.00 | |
| Non-Dividend Distribution: | $0.00 | |
| Cash Liquidation Distribution: | $0.00 | |
| Non-Cash Liquidation Distribution: | $0.00 | |
| Investment Expense: | $0.00 | |
| Ordinary Dividend: | $0.00 | |
| Collectibles (28%) Gain: | $0.00 | |
| Unrecaptured Section 1250 Gain: | $0.00 | |
| Section 1202 Gain: | $0.00 | |
| Foreign Tax Paid: | $0.00 | |
| Qualified Dividends: | $0.00 | |
| Second Notice Indicator: | No Second Notice | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement | |
| Exempt Interest Dividends: | $0.00 | |
| Specified Private Activity Bond Interest Dividend: | $0.00 | |
Payer: | ||
| Payer's Federal Identification Number (FIN):203196134 | ||
| SALLIE MAE BANK | ||
| 175 S WEST TEMPLE SUITE 600 | ||
| SALT LAKE CITY, UT 84101-0000 | ||
|
| ||
Recipient: | ||
| Recipient's Identification Number: 219-19-2163 | ||
| MICHAEL S LERMER | ||
| 16000 VIA SOLERA CIRCLE APT 104 | ||
| FT MYERS, FL 33908-0000 | ||
|
| ||
| Submission Type: | Original document | |
| Account Number (Optional): | 300100291587 | |
| Interest: | $0.00 | |
| Tax Withheld: | $0.00 | |
| Savings Bonds: | $0.00 | |
| Investment Expense: | $0.00 | |
| Interest Forfeiture: | $0.00 | |
| Foreign Tax Paid: | $0.00 | |
| Tax-Exempt Interest: | $0.00 | |
| Specified Private Activity Bond Interest: | $0.00 | |
| Market Discount: | $0.00 | |
| Bond Premium: | $0.00 | |
| Bond Premium on Tax Exempt Bond: | $0.00 | |
| Second Notice Indicator: | No Second Notice | |
| Foreign Country or US Possession: | ||
| CUSIP Number: | +000000000000 | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement | |
Payer: | ||
| Payer's Federal Identification Number (FIN):030527286 | ||
| BAYVIEW LOAN SERVICING LLC | ||
| PO BOX 331409 | ||
| MIAMI, FL 33233-1409 | ||
|
| ||
Recipient: | ||
| Recipient's Identification Number: 219-19-2163 | ||
| MICHAEL LERMER | ||
| 1466 ARGYLE DRIVE | ||
| FORT MYERS, FL 33919-0000 | ||
|
| ||
| Submission Type: | Original document | |
| Account Number (Optional): | MTGMILE15 | |
| Tax Withheld: | $0.00 | |
| Non-Employee Compensation: | $0.00 | |
| Medical Payments: | $0.00 | |
| Fishing Income: | $0.00 | |
| Rents: | $0.00 | |
| Royalties: | $0.00 | |
| Other Income: | $1,500.00 | |
| Substitute Payments for Dividends: | $0.00 | |
| Excess Golden Parachute: | $0.00 | |
| Crop Insurance: | $0.00 | |
| Attorney Fees: | $0.00 | |
| Foreign Tax Paid: | $0.00 | |
| Section 409A Deferrals: | $0.00 | |
| Section 409A Income: | $0.00 | |
| Direct Sales Indicator: | Not Direct Sales | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement | |
| Second Notice Indicator: | No Second Notice | |
Payer: | ||
| Payer's Federal Identification Number (FIN):454526070 | ||
| PROSPER FUNDING LLC | ||
| 221 MAIN STREET SUITE 300 | ||
| SAN FRANCISCO, CA 94105-0000 | ||
|
| ||
Recipient: | ||
| Recipient's Identification Number: 219-19-2163 | ||
| MICHAEL S LERMER | ||
| 1466 ARGYLE DR | ||
| FORT MYERS, FL 33919-0000 | ||
|
| ||
| Submission Type: | Original document | |
| Account Number (Optional): | 1387439T6 | |
| Interest: | $0.00 | |
| Tax Withheld: | $0.00 | |
| Investment Expenses: | $0.00 | |
| Interest Forfeiture: | $0.00 | |
| Original Issue Discount: | $18.00 | |
| Original Issue Discount on Treasury Obligations: | $0.00 | |
| Market Discount: | $0.00 | |
| Acquisition Premium: | $0.00 | |
| Description: | ORIGINAL ISSUE DISCOUNT FOR 2015 | |
| FATCA Filing Requirement: | Box not checked no Filing Requirement | |
| Second Notice Indicator: | No Second Notice | |
|
This Product Contains Sensitive Taxpayer Data |